PA Supreme Court Session from Philadelphia, recorded on March 11, 2026.
00:02 - Good morning everyone.
00:04 - We have a full house this morning.
00:07 - I'd like to welcome you to the second day of our spring
00:11 - 2026 oral argument session here in Philadelphia.
00:16 - As you may know, because I say it all the time, the Pennsylvania
00:20 - Supreme Court is the oldest appellate court in North America.
00:25 - Our roots date back to William Penn's provincial court of 1684,
00:30 - and the Supreme Court was formally established pursuant
00:34 - to the Pennsylvania Judiciary Act of 1722.
00:39 - In May of 2022,
00:41 - we celebrated our 300th anniversary with a special session in Old City Hall.
00:47 - Here in Philadelphia, we on this bench
00:50 - are very proud of our rich history.
00:53 - In 1996, 274 years
00:58 - after the establishment of our Supreme Court, Madam Justice Sandra
01:03 - Schultz Newman became the first woman ever elected to our Supreme Court.
01:09 - On September 9th, 2025,
01:13 - we gathered in this courtroom to bestow a very special and well-deserved
01:18 - honor upon Madam Justice Newman by renaming this historic courtroom
01:25 - the Madam Justice Sandra Schultz Newman Supreme Court courtroom.
01:30 - Justice Newman passed away on February
01:34 - 2nd last month at the age of 87.
01:38 - Justice Newman was
01:40 - an inspiration to me and to countless
01:43 - other women in the judiciary and in the legal profession.
01:48 - May her memory be a blessing.
01:53 - Before we hear the first case,
01:55 - I would like to remind Council of a few things.
01:58 - Appellant's counsel, please approach the podium when your case is called.
02:03 - I will then give a short summary of the case.
02:07 - Please begin by introducing yourself and your co-counsel
02:11 - and identifying the party you represent.
02:15 - The justices are familiar with the cases, so we ask that you avoid
02:19 - any unnecessary recitation of facts or procedural history,
02:24 - and instead focus on the main issues on which we granted review.
02:28 - Counsel is welcome to rely on their briefs for particular issues.
02:33 - In cases in which there are multiple parties represented by separate counsel.
02:39 - Council should avoid repeating the same arguments
02:42 - as prior counsel, because we only want to hear them once.
02:47 - Please do not
02:48 - interrupt the justices when they are asking you a question.
02:52 - A justice question is not meant to trip you up.
02:55 - Rather, it indicates there are particular issues we wish to explore further.
03:01 - I remind you that we do not allow rebuttal.
03:05 - Finally, while we have no set time limit for argument in our court,
03:09 - I will advise counsel when the court is satisfied
03:12 - that all of its questions have been answered.
03:15 - And at that time, I will ask that you conclude your argument.
03:19 - Mr. Miller, please call the first case.
03:24 - The next case the court is going to hear is Commonwealth of Pennsylvania.
03:27 - By and through Philadelphia District Attorney Larry Krasner.
03:31 - An attorney, district attorney of Allegheny County, Steven Zappala,
03:35 - who are the petitioners versus the attorney general of Pennsylvania,
03:40 - the Commonwealth, and a number of,
03:44 - pharmaceutical companies.
03:47 - The case is about a basic question.
03:49 - Who has the authority to speak on behalf of Pennsylvania?
03:54 - The attorney general, or the Philadelphia and Pittsburgh district attorneys
03:59 - in connection with the opioid settlement?
04:03 - This is a hugely important issue
04:05 - because the opioid crisis,
04:08 - has led to a significant settlement in the issue about where
04:12 - and whether that settlement is final and where that money may go.
04:15 - Is is an important issue in Pennsylvania.
04:18 - For years, opioid manufacturers and distributors have faced
04:21 - thousands of lawsuits for their role in what has been alleged
04:26 - to be fueling addiction and overdose deaths in Pennsylvania.
04:30 - Many counties and cities, including Philadelphia, filed their own lawsuits.
04:34 - Under Pennsylvania's consumer protection law, both the attorney General
04:38 - and the district attorney local district attorneys
04:41 - have the power to bring civil cases against companies for unfair
04:45 - or deceptive practices, so Philadelphia D.A.
04:50 - Larry Krasner filed his own lawsuit against opioid companies, arguing
04:54 - that Philadelphia suffered unique harms and deserved its own day in court.
04:58 - At the same time, the Pennsylvania
05:00 - attorney general was negotiating a massive national settlement
05:04 - with companies like Johnson and Johnson and other major drug distributors.
05:09 - In 2021, that effort produced a $26 billion national settlement
05:14 - with hundreds of millions of dollars earmarked for Pennsylvania.
05:19 - But there is a condition to receive the money.
05:21 - All governmental lawsuits in Pennsylvania had to be resolved,
05:25 - including Philadelphia's
05:27 - Da. Krasner refused to drop the case.
05:30 - He argued that the attorney general had no authority to settle or extinguish
05:34 - lawsuits filed by independent district attorneys.
05:38 - He said that the law gives the Da equal
05:40 - enforcement power, not subordinate power, and that allowing the Attorney General
05:45 - to take over local cases would discourage DA's
05:49 - from investing resources and consumer protection enforcement.
05:53 - So Krasner sued the attorney general, asking the court
05:56 - to let Philadelphia continue its separate litigation.
06:01 - The attorney general responded and said only the attorney general can speak
06:04 - for the entire Commonwealth in statewide consumer protection matters.
06:09 - If every county could go its own way, the attorney general argued, Pennsylvania
06:13 - would lose its ability to negotiate large unified settlements.
06:17 - Companies would never agree to pay billions if they thought
06:21 - that dozens of local lawsuits could continue indefinitely.
06:25 - In early 2024, the Commonwealth Court sided with the Attorney General.
06:29 - The court held that when the attorney general settles a statewide
06:32 - consumer protection case, that settlement binds the entire Commonwealth.
06:37 - It said that district attorneys cannot override or continue separate lawsuits.
06:42 - Once the attorney general resolves those claims.
06:45 - So even though the law gives both the attorney general
06:49 - and the district attorney enforcement power, the Attorney General is the one
06:53 - who ultimately represents the Commonwealth as a whole.
06:57 - In practical terms,
06:58 - that meant that Philadelphia's lawsuit and any similar lawsuits had to stop.
07:03 - So this question will answer a major question about government
07:06 - authority in Pennsylvania, and the Supreme Court is reviewing the case.
07:11 - Its decision will determine whether the attorney general truly
07:14 - has the power to settle and shut down lawsuits
07:17 - brought by district attorneys, or whether local prosecutors
07:20 - can retain independent jurisdiction to pursue their own cases.
07:25 - Either way, the ruling will shape how Pennsylvania responds
07:28 - to major statewide crises for years to come.
07:31 - So with that, let's go to the courtroom and listen to the arguments
07:35 - in Commonwealth of Pennsylvania by and through Larry Krasner
07:39 - versus the Attorney General of the Commonwealth of Pennsylvania.
07:45 - Good morning.
07:46 - Good morning.
07:47 - Honorable justices of the Pennsylvania Supreme Court, that, I am Larry McMichael.
07:52 - I represent, district attorney of Allegheny
07:55 - County, Steven Zappala.
07:59 - Chief Justice Todd, you've explained the issue precisely.
08:01 - I will not repeat what you said. That is exactly the issue.
08:04 - And the answer to the question is no.
08:07 - I will demonstrate why the answer is no.
08:09 - Under the Constitution and under the Commonwealth Attorneys Act.
08:13 - My colleague Catherine Dorsey, who represents district Attorney
08:17 - Larry Krasner, Philadelphia County, will discuss
08:20 - the issue under the unfair trade practices.
08:23 - But consumer protection law.
08:26 - And also we'll reference the Commonwealth court's decision below.
08:31 - The beginning of your analysis has to be
08:34 - the statute that grants co-equal authority
08:38 - to the attorney general, on the one hand,
08:40 - and to the elected district attorneys, on the other hand,
08:44 - to bring civil cases, to recover civil penalties
08:48 - for violations of that law, the law being the consumer protection law.
08:53 - So this is a case where the district attorneys
08:55 - have sought to recover civil penalties on behalf of their electorates.
09:00 - The Pennsylvania Attorney General
09:03 - purported to supersede them.
09:05 - The question of super session has been addressed
09:09 - both in the statute and by this court on multiple occasions.
09:12 - Let's start with the statute
09:16 - and 1978.
09:18 - A couple of things happened.
09:20 - One is the Pennsylvania adopted a new constitution, Constitution
09:25 - provided in article four that the
09:30 - now elected attorney general.
09:32 - Prior to 1978, the Attorney General was an appointed position.
09:35 - But 1978 we now an elected Attorney General.
09:38 - The Constitution says that the Attorney General
09:42 - shall have such powers, quote,
09:44 - as may be imposed by law, as may be imposed by law.
09:48 - That's the Constitution.
09:50 - What does that mean?
09:52 - Well, in order to understand what the Constitution means,
09:55 - we have to take a step back to a little bit earlier in 1978,
09:59 - it was an important here also the year I graduated from law school.
10:02 - But that has little to do with this case.
10:04 - In in 1978, in January,
10:07 - this court decided a case about the power
10:11 - of the attorney general to supersede a district attorney.
10:16 - Casey's Commonwealth versus shop.
10:19 - Shop was a case where a Philadelphia police officer shot
10:22 - a patron of a restaurant.
10:23 - There was an investigation.
10:24 - The district attorney decided not to prosecute.
10:27 - The attorney general superseded and decided to prosecute.
10:33 - Relying on a line of
10:34 - cases that gave the Attorney General that power
10:38 - as a matter of common law, this court dissected that issue.
10:41 - In the sharp opinion,
10:42 - it's important to understand what the court did and why it did. It.
10:46 - The court said, first of all, there is no common law with respect
10:50 - to the relationship between the attorney general and the district attorney.
10:54 - There is no common law. Why is there no common law?
10:56 - Because
10:57 - elected district attorneys were not known to the common law.
11:02 - They didn't exist a common law.
11:04 - The attorney general had deputies.
11:05 - And of course, he could
11:06 - certainly seat his deputies because his deputies worked for him.
11:11 - But he couldn't supersede an independent elected official.
11:15 - So the Constitution is adopted right after that,
11:19 - after this court has decided that there is no common law right
11:24 - of the attorney general
11:25 - to supersede a district attorney.
11:29 - The legislature
11:30 - responded to the enactment of the Constitution 18 months later
11:34 - by passing the Commonwealth Attorneys Act.
11:38 - Okay.
11:38 - The Commonwealth Attorneys Act lays out who has what power.
11:43 - And it addressed the issue.
11:48 - The Commonwealth Attorneys Act changed shot.
11:52 - Section 205 and four of the Commonwealth Attorneys Act
11:56 - gives the Attorney General the power to supersede
12:01 - an elected district attorney
12:03 - in a criminal case
12:06 - on petition to the court.
12:07 - In other words, there's judicial supervision.
12:09 - There's no unilateral power to supersede.
12:11 - There's judicial supervision under the statute
12:15 - in criminal cases.
12:16 - But what about civil case as well?
12:18 - There's a separate section of the Commonwealth Attorneys Act
12:20 - that deals with the attorney general's power in civil cases.
12:24 - That's section 204.
12:26 - And if you look at 204, see,
12:29 - what you see
12:30 - is there is a power to intervene in a case
12:35 - affecting the Commonwealth, but there is no power to supersede.
12:39 - So the statute is 100% clear.
12:42 - The attorney General has a power to supersede in criminal cases.
12:45 - He does not have a power to supersede in civil cases.
12:48 - It's nowhere there.
12:50 - Counsel can I can I explore the court over here?
12:54 - This way. I'm sorry.
12:55 - That's okay.
12:55 - I'm sorry, Chief Justice.
12:56 - I'm over in the court.
12:58 - I want to I want to talk about this concept of super session,
13:01 - because that's how this case is being presented as a question of super session.
13:07 - But the super session cases that I've seen and that you're referencing deal
13:10 - with a situation where the office of the attorney general
13:13 - is stepping in for the prosecutor in their case.
13:17 - So it's a criminal prosecution.
13:19 - And the attorney general says, move aside, district attorney.
13:23 - I'm going to prosecute the case.
13:25 - That's not what we're dealing with here.
13:26 - We're dealing with separate lawsuits.
13:30 - The lawsuit
13:31 - that's happening by the Philadelphia and Allegheny County district attorneys
13:35 - and the Common Pleas Court,
13:36 - and a separate action that was commenced by the attorney general.
13:40 - Why is that super session in the sense that we have historically understood it?
13:45 - It is super session because the attorney general is exercising
13:48 - the power to replace the judgment of an elected district attorney
13:52 - who is responsible for not that
13:53 - they're not replacing the district attorney and the like.
13:56 - For example,
13:56 - what is the status of the civil suit brought by the Allegheny
13:59 - County District attorney and the Philadelphia district attorney?
14:01 - Well, if it were up to the attorney general, the civil suits would be over.
14:04 - No, but what's the status of them now? They're not over, are they?
14:06 - They're still pending. Right? Right.
14:08 - So the so the attorney general has not stepped in and superseded the.
14:12 - You can still proceed with those lawsuits.
14:15 - No, that's not the position of the attorney general.
14:17 - I'm not asking the attorney position. Sorry, general.
14:19 - What is what is stopping you right now from proceeding with those lawsuits?
14:23 - The Commonwealth Court has ruled that we cannot.
14:26 - They've said that you cannot move forward.
14:27 - Correct. Correct.
14:29 - Because the attorney general superseded the elected district attorney.
14:33 - But see, that's this is this is why I'm struggling with the super session thing.
14:37 - Okay.
14:38 - And maybe again, I
14:39 - maybe I should look at it in the prism that you all are looking at it.
14:42 - But this is the way I look at it.
14:44 - You would agree that the attorney General has the authority to bring an action
14:47 - under the Unfair Trade Practices Act, consumer protection law, correct?
14:50 - Correct.
14:50 - And they have the authority to sue, defendants on behalf
14:54 - of the entire town or the Pennsylvania, including Philadelphia, Allegheny County.
14:58 - The attorney general has that power.
15:00 - Yes, sir. And if they do bring that suit,
15:01 - they have the authority to settle that suit right?
15:04 - They do.
15:05 - Okay.
15:06 - So with all that authority, it seems to me that the question simply is,
15:09 - is that settlement enforceable in your Common Pleas court actions?
15:14 - Well, that is a question that my colleague Miss Dorsey will address.
15:17 - I understand that, but that's not super session.
15:19 - That's a matter of contract law.
15:21 - That's a matter of is a settlement enforceable?
15:23 - And what I would have expected to see instead of an original jurisdiction,
15:26 - Commonwealth court declaratory judgment action would have been
15:30 - the the pharmaceutical companies coming into is a Delaware county.
15:33 - Is that where the coordination is happening? Yes.
15:35 - Yes. Your honor.
15:36 - Coming to Delaware County and say motion to dismiss.
15:39 - We want to enforce the settlement agreement.
15:41 - And then you would litigate in Delaware County
15:42 - the contractual enforceability of the settlement agreement.
15:47 - One could have done it that way.
15:48 - That's not what happened here.
15:49 - But, what avoids the issue of super cession?
15:52 - It then it becomes a simple matter of is the settlement agreement enforceable?
15:57 - No, it's a little bit more than that.
15:59 - It's a little bit more on that.
16:00 - It's whether the district attorney's lawsuit
16:04 - can be settled by the attorney general. No,
16:08 - that's what that's what I'm trying to press you on.
16:10 - And I understand that that's the rubric in which you want to present the case.
16:14 - I'm just wondering, you know,
16:16 - whether this super session thing is just the wrong path to go down.
16:19 - And the question really is not whether the attorney general can settle your case,
16:25 - but whether the attorney general's settlement can be enforced in your case.
16:32 - As a matter of contract law.
16:34 - I understand the point you're making.
16:36 - And I think that in the light of the Commonwealth court's decision,
16:41 - that's not what we're here to decide, though.
16:43 - I mean, that's not what happened.
16:45 - And the the maybe that's what should have happened, but it isn't.
16:49 - And when one party settles a case,
16:52 - generally speaking, it does not, in fact,
16:55 - affect the rights of another party pursuing the same or similar case.
16:59 - There may be issues of double recovery there.
17:01 - Maybe that's for the lower court.
17:02 - Sort that all the time in tort cases where there are multiple plaintiffs.
17:06 - I'm just wondering whether all of it should have been sorted out
17:08 - in Delaware County and not in the Commonwealth Court.
17:13 - Your honor,
17:14 - that may may, may mean that a better course of action.
17:17 - But it's not what happened?
17:19 - And and, that's why we're here.
17:21 - I mean, fundamentally, what happened is the attorney general
17:24 - attempted to settle cases brought by district attorneys.
17:27 - That is super session.
17:29 - He is superseding the district attorney's rights to prosecute those same cases.
17:33 - And if I can get back to to the point I want to make, that
17:36 - this court has actually address this issue and it's addressed it in broad terms.
17:40 - And I think if you if you just stick with the basic Law
17:43 - that has been well-established in this Commonwealth,
17:46 - you get to the right answer here.
17:49 - So after the after the enactment
17:51 - of the Commonwealth Attorneys Act, after the enactment of that act,
17:55 - this court was presented with a case called Garcia.
17:58 - Garcia.
17:58 - It was a case where a lawyer was trying to bribe a cop for,
18:01 - you know, changing his testimony or something.
18:02 - And lawyer was indicted and the attorney general attempted
18:06 - to prosecute that case because the local district attorney wasn't doing it.
18:10 - And this court said this is very important.
18:14 - This court said in court, see it that the attorney general does not possess
18:18 - any inherent additional powers
18:22 - not set forth in the Commonwealth Attorneys Act.
18:26 - Counsel, can I can I interrupt?
18:27 - I hate to get you off the path that you're intent on going
18:31 - down, but,
18:34 - I want to follow up on Justice Robson's line of questioning.
18:39 - Clear.
18:40 - The Commonwealth Court looked at this as the attorney general's
18:44 - right to supersede. Yes.
18:47 - It's clear in the briefing in this case that the AG is taking the position
18:52 - that they have a right somewhat of super section.
18:56 - Am I correct? Yes.
18:58 - So the AG never attempted to supersede in this case,
19:02 - the AG decided to ignore
19:06 - the actions that were pending in Delaware County,
19:10 - filed lawsuits solely for the purpose
19:12 - of effectuating a settlement in the Commonwealth Court.
19:17 - Correct. Right.
19:18 - Okay. Now,
19:20 - when the AG
19:23 - took that route,
19:25 - did the district attorneys,
19:28 - have an opportunity in any way to participate in that action
19:33 - that was pending in the Commonwealth Court?
19:38 - I'm not sure I understand what you mean by an opportunity.
19:40 - We were not parties to it.
19:41 - We were not served with it to intervene.
19:44 - The attorney, the district first did not attempt to intervene.
19:47 - Okay. So
19:49 - I tend
19:50 - to there was no attempt to to position here.
19:53 - If there were any attempt
19:54 - to two procession, it would have had to have taken place in Delaware County.
19:58 - That just didn't happen.
20:00 - And so, you know, the way this case is going on has,
20:04 - I don't know, maybe flows from the fact that the attorney general in the release
20:10 - and the other papers that were filed in this case took the position, that
20:15 - they had the right to control and settle any other actions that were pending.
20:20 - Your honor, that's exactly correct.
20:22 - Now, that sounds like super session. It is super session.
20:24 - Without taking any steps to supersede other than saying
20:28 - I have the right to supersede
20:30 - or I have the right to take over and settle these cases.
20:33 - Am I on the right track here?
20:34 - How we got to the to the notion that there was super session here,
20:38 - which is
20:39 - which is why I'm arguing super session because in fact, that's what happened.
20:43 - Okay.
20:43 - I mean, maybe as as Justice Robson pointed out, maybe that shouldn't have happened.
20:46 - Maybe there should have been a different procedure.
20:48 - But what happened was the attorney general said, I'm settling
20:51 - your case, and, and, we we challenge that, and, and I
20:56 - and if I understand your position is if they don't have a right to supersede,
21:00 - they certainly don't have a right to settle.
21:02 - That is correct.
21:03 - That is correct. Correct.
21:05 - So given that that in the,
21:10 - so all right, ask you the
21:14 - where to stand.
21:17 - And not.
21:18 - It seems to me that if the Allegheny County decided
21:24 - that they wanted to settle the case there, the master chef and so on,
21:30 - why did the DA's have the right to proceed
21:33 - when the County of Allegheny has agreed?
21:37 - Okay.
21:37 - So that is a that is a question that will be addressed by my colleague.
21:40 - But I will answer your question because under the law,
21:45 - the Unfair Trade Practices and consumer Protection law, there are co-equal rights
21:50 - to bring civil actions to collect civil penalties.
21:53 - Okay.
21:53 - Both the attorney general and a different have those rights.
21:56 - The counties do not have those rights.
21:59 - That is not a right.
22:00 - Invested in the county can bring a private claim.
22:02 - But that's different.
22:03 - This is a civil penalty claim.
22:05 - Counties can't bring that claim.
22:07 - And and and what happened was the attorney general
22:12 - superseded us and said I can do this and I'm going to settle it.
22:15 - You're done. And that's why we're here.
22:18 - So let me just get back to Corsia for a minute,
22:20 - because there are some important language
22:21 - that I think the court needs to understand.
22:23 - It's language that comes right from this court,
22:26 - Garcia said when
22:28 - talking about article four of the Pennsylvania Constitution.
22:31 - Castle, you said the use of the language, quote, as may be imposed,
22:36 - clearly shows an extension of power to the legislature
22:41 - to statutorily define and regulate
22:44 - the powers of the attorney general.
22:46 - There is no more bed of common law precepts.
22:51 - The attorney General's powers.
22:52 - This is important.
22:54 - This is what this court said.
22:54 - The Attorney general's powers are strictly a matter
22:57 - of legislative designation and enumeration, strictly
23:01 - a matter of legislative designation and enumeration.
23:06 - So this court looks at your precedent and looks at the Commonwealth Attorneys Act.
23:10 - You simply look at the act and say, okay, where in this act
23:13 - did it give the attorney general the right to do what he did in this case?
23:18 - It's not there. It isn't there. So
23:22 - there's one more case that you should you should consider here.
23:25 - And I'll wrap up.
23:26 - And that is a decision, actually, a decision by a madam chief such as tort.
23:30 - In 2011.
23:31 - This is the latest pronouncement of this court on the subject
23:35 - of the attorney general's powers.
23:36 - Okay, this is about power
23:38 - and about what power the attorney general has under the Constitution
23:42 - and under the statute that grants powers
23:44 - to him.
23:47 - In Briggs Commonwealth versus Briggs,
23:50 - this court said it is now firmly established in this Commonwealth
23:55 - that the powers of the Attorney General are strictly limited
24:00 - and solely
24:02 - a matter of legislative designation and enumeration,
24:07 - solely a matter of legislative designation and enumeration.
24:13 - So Briggs, Re-Emphasized Corsia
24:16 - and it stands for the proposition that has been the law in this Commonwealth
24:20 - for 20 plus years now that the power of the elected
24:23 - Attorney General emanates from the legislature,
24:28 - and if it's not in a statute,
24:30 - he doesn't have the power to do what he's trying to do.
24:34 - You look at the statute.
24:36 - It's only one statute to look at section 240 that tells you
24:39 - what the powers of the attorney general are in civil cases.
24:43 - There is nothing in there that says, I think if that super section
24:46 - doesn't say anything about settling cases
24:48 - that are brought by the district attorney's,
24:50 - it's simply not there,
24:52 - and therefore the power doesn't exist and the case should end there.
24:57 - So for that reason and for the reasons that my colleague
25:01 - will now explain, the decision of the Commonwealth Court should be referred.
25:05 - Are there questions for Mr. McMichael?
25:08 - It's highly unusual.
25:11 - Thank you.
25:12 - I take it as a compliment. Thank you, Your Honor.
25:14 - Let's hear from Miss Dorsey.
25:23 - Good morning, Your Honor.
25:24 - May it please the court.
25:26 - Catherine Dorsey from Bernard Budd, PC.
25:28 - On behalf of District Attorney Krasner, I first want to address the questions
25:33 - that have been, posed by the court about whether,
25:38 - the framing of this case is right in terms of a power
25:41 - of superstition or a power to settle the case.
25:45 - And I think it's a distinction without a difference, Your Honor.
25:48 - I mean, it was briefed,
25:51 - to the courts below in terms
25:53 - of the super session power, but that was in terms of encompass
25:56 - the power to settle or release the district attorney's case.
26:01 - And at the time, after the settlement agreements were reached,
26:04 - the district attorneys brought a declaratory judgment action
26:08 - in the Commonwealth Court to make sure to clarify that the Attorney General
26:14 - could not settle their claims that were brought in the Court of Common Pleas,
26:19 - and the Commonwealth Court originally held that that challenge was not ripe.
26:24 - And then we waited until the consent decrees
26:26 - were, entered after the settlement agreement.
26:30 - And then the district attorneys again brought suit
26:34 - and challenged the
26:36 - attorney general's power to release or settle their actions.
26:40 - So did did just the matter of the settlement agreements.
26:43 - This these are these are not Pennsylvania specific settlement agreement.
26:46 - These are national settlement agreement. Correct.
26:48 - Your honor, all the consent decrees were entered in Pennsylvania, right.
26:53 - Do any of the documents specifically reference
26:56 - specifically referenced the Delaware County litigation by Philadelphia
27:00 - District Attorney Krasner and Allegheny County District Attorneys of Power? No.
27:04 - Although there are side agreements that were entered into by the Attorney General
27:09 - and the district attorneys, which I believe were attached to those consent.
27:14 - You don't have you don't have any side agreements with you.
27:19 - Your your client did not want did not have a side agreement.
27:22 - Right.
27:23 - Our clients had no agreements with the attorney general.
27:26 - No, he they had their cases and they intended to proceed with that.
27:29 - Right.
27:30 - But but the the the reason why I was raising the question
27:34 - and maybe the simple answer is there's two ways to skin the cat.
27:37 - But but my concern about super
27:39 - is you get into a power dynamic and you get into a constitutional issue.
27:43 - And we try to avoid constitutional questions if we can.
27:46 - Why isn't this just a question of capacity
27:51 - and contract interpretation?
27:53 - Because it seems to me that everybody agrees
27:57 - that the attorney general can bring a claim
28:00 - under the Unfair Trade Practices and Consumer Protection law.
28:03 - There's I don't see anybody arguing that they that the attorney general
28:07 - and the district attorney can't both bring claims at the same time.
28:12 - You're not arguing that.
28:13 - We are not arguing that, Your Honor.
28:14 - So we know the attorney general can bring a claim.
28:17 - We know the attorney general can settle a claim on behalf of the Commonwealth.
28:21 - So I guess the question simply, is,
28:24 - if that is that settlement enforceable
28:28 - in the Delaware County litigation?
28:30 - I'd like to take issue with one thing.
28:32 - Your honor just said that attorney general can bring a claim
28:36 - and he can settle his claim.
28:39 - The district attorney can also bring a claim,
28:43 - and the district attorney can settle his own claim.
28:46 - Well, but that goes
28:47 - that goes to capacity that that goes to the framing of your question,
28:50 - because you talk about them as if they own the claims, the claims belong
28:53 - to the Commonwealth, the claims don't belong to the law firms,
28:57 - they don't belong to the law firms.
28:59 - But I think the and this might be a good time
29:03 - to transition into the the discussion of the statute.
29:06 - This you know yeah I want to do that.
29:08 - But I just want you to understand why I'm thinking about this capacity thing.
29:11 - It's because if if the statute gives the authority to sue on
29:15 - behalf of the same defendants to two different law firms
29:19 - and, you,
29:23 - then it really becomes a question of
29:26 - the enforceability of the settlement agreement.
29:29 - And that's a matter of contract.
29:31 - I think the issue here, Your Honor, is that two plaintiffs
29:35 - are given the authority to bring a suit and is not named.
29:39 - The Da is not a plaintiff.
29:41 - The Commonwealth is a plaintiff.
29:42 - I disagree, Your Honor, that the statute gives
29:46 - both a district attorney and the attorney general
29:49 - standing to bring a claim as a plaintiff in the name of the Commonwealth.
29:54 - Well, in the name of the Commonwealth, that's the plaintiff
29:56 - in the name of the Commonwealth means the Commonwealth is the plaintiff.
29:59 - I don't think that's correct, Your Honor.
30:01 - There are numerous statutes in this state
30:05 - which provide that in the name of the Commonwealth is different
30:09 - from a suit by the Commonwealth or when the Commonwealth is a party.
30:14 - Okay. Let's talk about that. And I'm interested in that.
30:18 - We cite these statutes, I
30:20 - believe, at page 28 of our brief, but for one example, 16 Pennsylvania
30:25 - statutes, section 1414
30:29 - 302 that provides distinguishes between
30:32 - in the name of the Commonwealth or if the Commonwealth is a party.
30:37 - And there is another statute, 63 Pennsylvania Statutes 1604.
30:41 - See which authorizes an insured to bring suit in the name of the Commonwealth.
30:47 - If no suit should be brought by the Commonwealth of Pennsylvania,
30:51 - there are numerous statutes.
30:52 - Well that's different.
30:53 - That's because the that's because, like the attorney general,
30:56 - those are those are basically allowing private parties
31:00 - to step into the shoes in the name of the Commonwealth, correct.
31:04 - Which is similar to the district attorney.
31:08 - They're not private, though.
31:09 - The district attorney's a law firm.
31:11 - The DA's office is an elected law firm.
31:13 - The attorney general is an elected law firm and representing the Commonwealth.
31:17 - And no, the district attorney is not permitted
31:21 - under Commonwealth law to represent the Commonwealth.
31:25 - That is, under the Commonwealth Attorneys Act.
31:28 - Only the Attorney General, the Attorney General,
31:31 - shall represent the Commonwealth in all civil cases.
31:35 - The district attorneys are not authorized to represent the Commonwealth.
31:38 - When they bring a CPO action, it is in their name.
31:43 - It's the plaintiff in the name of the Commonwealth.
31:47 - The counsel can.
31:48 - Can I follow up on this?
31:51 - When I look at the, Unfair Trade
31:53 - Practices Act, language,
31:56 - I read it to say that
31:58 - the district attorney can bring an action
32:02 - in the name of the Commonwealth,
32:05 - but so can the attorney general.
32:09 - Obviously, the jurisdictional limitations on the district attorney's
32:14 - in every county would limit their ability to state a claim
32:20 - only for those claims that arise in their jurisdiction.
32:25 - That's correct.
32:25 - And that's what they did in Philadelphia County.
32:29 - I'm going to refer you to Delaware County.
32:31 - But that was just the consolidation point.
32:33 - That's what happened.
32:34 - Each of the, district attorneys who brought claims, under the Unfair
32:40 - Trade Practices Act, but brought it in the name of the Commonwealth,
32:46 - on behalf of those individuals that it could represent
32:50 - and within its jurisdiction, am I correct?
32:54 - Yes, you are correct.
32:55 - I mean, I, I don't actually see the statute doing anything other than that.
33:00 - Along the same lines, the attorney general
33:04 - can certainly settle any claims.
33:07 - What they can to under your theory is settle
33:12 - and discontinue actual lawsuits that have been brought.
33:16 - I mean, there are many counties, district attorneys who didn't bring lawsuits.
33:21 - And so they had claims.
33:23 - They had claims.
33:24 - And it may be that the counties also had claims.
33:27 - We're not interested in that now.
33:28 - But to the extent that there was no legal action filed,
33:33 - the attorney general had the right, you would agree
33:36 - to settle those claims that had not been filed,
33:42 - by district attorneys.
33:43 - Our position, Your Honor, as if there were no filed claims by district attorneys.
33:47 - Then the issue of releasing those claims is not before this court.
33:51 - Right. But isn't that why this be?
33:54 - I, I,
33:55 - I wouldn't have gone down the path that the Commonwealth Court went in this case,
33:59 - but I think I understand how they sell on to this super session,
34:05 - paradigm that they were arguing.
34:07 - It's not a question.
34:09 - If claims can be settled, any claims could be settled.
34:13 - The question becomes, can they be settled when there have actually been
34:17 - lawsuits filed that would require super session?
34:22 - I think was the Commonwealth court's analysis of that.
34:26 - This I think that's a fair analysis here or summary, Your Honor,
34:31 - if I could turn to specifically the CPL statute here
34:34 - to address that and why we think it's unambiguous here
34:38 - that the attorney general did not have authority to release,
34:44 - the district attorney's public enforcement actions.
34:47 - There are two relevant provisions in the CPO section four,
34:51 - which gives concurrent and equal authority to the attorney general
34:55 - and the district attorneys to serve as plaintiffs in public enforcement actions.
35:01 - And then section eight, which provides
35:03 - that if the court finds a violation of the statute,
35:07 - the attorney General or the appropriate district attorney
35:11 - acting in the name of the Commonwealth of Pennsylvania may recover
35:14 - on behalf of the Commonwealth of Pennsylvania, a civil penalty.
35:18 - Section eight, therefore, of the statute plainly contemplates
35:23 - contemplates that either plaintiff, either the Attorney General
35:26 - or the District Attorney has authority to prosecute to completion
35:32 - a public enforcement action he has brought and recover civil penalties.
35:37 - And just to be clear, the public action we're talking about that
35:40 - the district attorney's brought
35:42 - is completely separate from the private actions for damages
35:46 - that can be brought under section 9.2 of the statute, which is what
35:50 - Philadelphia and Allegheny counties had claims that they brought here under
35:54 - that private section.
35:56 - Okay.
35:56 - Repeat that a pardon me, could you say that last part again?
36:00 - So Allegheny and Philadelphia, Allegheny County and Philadelphia
36:04 - both brought private, claims
36:07 - for damages under section 9.2 of the TPL,
36:11 - which they opted in to the settlement agreement and release of those claims.
36:14 - But those are different
36:16 - than the claims brought here by the district attorneys,
36:18 - which are public enforcement actions.
36:20 - And the Philadelphia and Allegheny County do not have such claims
36:25 - because only the attorney general or district attorney
36:28 - can bring public enforcement claims under section four.
36:31 - So counsel, what's the what's the what's the principle then let's say
36:35 - let's say the facts were different.
36:37 - And the attorney general brought an action
36:40 - only on behalf of the Commonwealth for the people of Philadelphia.
36:45 - And then the district attorney says, well, I'm not going to let that happen.
36:49 - I'm going to bring my own action on behalf of the people of Philadelphia.
36:54 - Is that allowed?
36:56 - So the statute seems to allow him to bring that suit.
37:00 - But of course, there would be principles of, you know, double recovery
37:04 - that you couldn't recover twice against the same defendant for the same conduct.
37:09 - But they could they're both go down the road at the exact same time and reach.
37:13 - How would they be resolved?
37:15 - Again, it's
37:15 - that issue is not before this court because that's a different question.
37:19 - And there were questions the statute says, you know, the attorney general
37:23 - or district attorney, we've certainly never taken the position that that means
37:27 - you can only have one action, because, for instance, there,
37:30 - you know, it's not the issue here, but we we look at cases
37:35 - not just because of the issue here. We look at cases.
37:37 - If we're going to adopt your principle,
37:39 - then we have to look at how that might impact other cases.
37:43 - And if your principle relies on the idea that,
37:46 - oh no, you can have separate independent actions, independent recoveries.
37:50 - And oh, by the way, if there are two actions,
37:53 - then the only way the case gets settled is if both the Attorney general
37:57 - and the district attorney happen to agree that the settlement is appropriate.
38:01 - What if they don't?
38:03 - Well, if,
38:04 - for instance, when a district attorney brings in action first
38:07 - and the attorney general is interested, he has a right to statutorily intervene.
38:12 - I gave you a different fact pattern.
38:14 - I said, if the attorney general brings in action
38:16 - first and the district attorney says, I don't,
38:19 - I don't like the attorney general, I don't I don't believe that they're going
38:22 - to do what I want them to do.
38:24 - I'm now going to bring a duplicative action,
38:27 - and I'm going to be more aggressive or less aggressive.
38:31 - How how do we deal with that?
38:34 - That is an issue.
38:35 - Again, I don't think the court needs to decide,
38:38 - but the how does your theory, how does your theory,
38:41 - if we rule the way you want us to rule, impact that scenario?
38:45 - I don't think it does, because that situation does not involve
38:50 - where the attorney general is releasing the district attorney's claims.
38:56 - And I think in most of that, it's the same claim.
38:58 - It's an identical claim on the offer for the same thing for the same Commonwealth.
39:03 - You have to accept the facts I'm giving you.
39:06 - How does your view in this case impact
39:09 - that possible future scenario?
39:12 - I think in that future scenario, the likelihood would be that the
39:16 - the Court of Common Pleas would need to sort that out
39:19 - like any multi plaintiff case.
39:22 - But in general,
39:25 - double recoveries would
39:27 - probably prevent the district attorney's case in that suit.
39:32 - But again, so they couldn't settle.
39:35 - Sure they could.
39:35 - They could settle on this
39:36 - as long as the Da and the attorney general agreed on the settlement.
39:39 - I think that's right.
39:40 - But the point is that the attorney general can't come in and decide,
39:45 - as in this case, after the DA's have been litigating the case for a long time
39:50 - without any process that he's just going to settle their claims.
39:55 - And that's a different case than the hypothetical, Your Honor. No.
39:58 - Well, you're saying their claims is based on
40:01 - they're the exact same claims on behalf of the exact same Commonwealth.
40:04 - But what makes them different is who the law firm is.
40:07 - Well, but you, your Honor, you can't get again.
40:11 - In that case, it's the principles of double recovery.
40:13 - I think that I'm not sorry, but the recovery again,
40:16 - I'm not talking about double recovery.
40:18 - I understand they could go to trial both. I mean,
40:20 - you could have two different trials, but they probably get consolidated.
40:23 - The attorney general argue for $100 million in damages.
40:28 - And the
40:29 - district attorney may argue for $200 million in damages.
40:32 - The jury is going to reach whatever the jury is going to reach.
40:35 - But I'm talking about settling
40:38 - that your factual scenario would essentially preclude
40:41 - the settlement of those claims, because unless the Da and the
40:46 - attorney general would agree, well, if they're joined together, they will.
40:49 - If those two cases are joined together, which would be a natural thing to do,
40:53 - then they can work out a settlement together
40:56 - as would be an appropriate thing for the court in that case to work out.
41:00 - But again,
41:01 - I think these are downstream issues that would be resolved by the trial court
41:06 - resolving that when you have everybody together resolving it instead of here
41:11 - as, the attorney general kind of went around those procedures,
41:15 - even though he could have intervened in the district attorney's action
41:19 - and just declared that their actions were settled.
41:22 - Counsel, if I can just follow up on,
41:24 - Justice Bryson's question in his in his, hypothetical,
41:30 - you wouldn't have the issue
41:31 - that is sort of embedded in the problem that we're addressing here.
41:35 - In that case where both the AG and the Da
41:39 - bring an action,
41:42 - in this, each brings
41:44 - in action in the same county, in the same courtroom.
41:48 - And the cases are consolidated and the cases are tried.
41:51 - There wouldn't be a question as to how damages would have to be allocated.
41:57 - There would would be one determination in that context
42:01 - based upon a jury verdict or agreed upon settlement after discovery, etcetera.
42:05 - As to what the damages,
42:09 - are in that case, right in that county.
42:13 - Yes. That's not what we have here.
42:15 - That's what the problem is.
42:16 - Yes. Your honor, I agree,
42:20 - there is no language in the text of the CPO
42:24 - governing public enforcement actions that could be read to me.
42:27 - And the attorney general here has any power to supersede
42:30 - a district attorney's public enforcement action,
42:33 - including a power to release the DA's action.
42:36 - Again, the section eight language says that the appropriate D.A.
42:40 - may recover civil penalties, that language is not qualified or limited
42:45 - in any way, and does not make the district attorney's authority
42:49 - to prosecute or recover penalties dependent on the Attorney General.
42:55 - In other words, there are two potential plaintiffs here
42:57 - the attorney general or the district attorney,
43:00 - who can bring a public enforcement action for civil penalties
43:04 - because the statute does not confer,
43:07 - authority on either plaintiff over the other plaintiffs,
43:12 - each plaintiff can control only his own action,
43:14 - consistent with the general rules of litigation.
43:18 - The statute cannot reasonably read be read
43:20 - another way, and is therefore unambiguous.
43:24 - Appellees, in fact, do not offer an alternative reading of the statute.
43:28 - Instead, they suggest that because the statute is silent
43:32 - as to what happens with when both the attorney general
43:34 - and a district attorney bring actions, that makes the statute ambiguous,
43:40 - but that is a gap, not an ambiguity, and it is well established
43:44 - that this court does not fill statutory gaps.
43:47 - And so earlier we had a discussion about whether or not this is truly
43:53 - the AG superseding, whether super session is the correct concept.
43:59 - Isn't it
44:00 - possible that that that analysis really doesn't matter at all?
44:04 - It's a de facto super session if it's not an actual super session?
44:08 - And does that really, influence our analysis at all?
44:13 - I don't think it does, Your Honor.
44:14 - I think it's the same analysis, whether you call it a super session
44:17 - or a power to release someone else's claim.
44:20 - Again, it's it's a power that's not in the statute
44:23 - that is not given to the district attorney here.
44:25 - And I think you can frame it as narrowly
44:28 - or as broadly as you like, and it would still get to the same result.
44:32 - Thank you.
44:34 - And so because the CPS does not unambiguously does
44:37 - not authorize the attorney general to release a district attorney's claim,
44:42 - the attorney general lacked authority to do so here
44:45 - unless he can point to other authority outside the statute.
44:48 - As Mr.
44:49 - McMichael has already explained, there is no other authority
44:52 - in the Commonwealth that, gives the attorney general that authority.
44:57 - I'd like to
44:58 - focus on how the Commonwealth Court also got,
45:02 - its analysis wrong in determining
45:04 - that the that the statute was ambiguous.
45:08 - And I'd like to focus on four critical legal errors.
45:11 - First is the one we've kind of touched on already,
45:13 - which is that the Commonwealth implicitly held that
45:16 - because every public KPL action must be brought in the name of the Commonwealth,
45:22 - that is an action by the Commonwealth, even if it is brought by
45:25 - a district attorney.
45:27 - That is wrong, as we've discussed in the name of the Commonwealth
45:30 - is not the same as by the Commonwealth or on behalf of the Commonwealth.
45:34 - Those are distinct terms used differently in the CCL and other Commonwealth
45:38 - statutes, and the courts are required to give them distinct meanings.
45:42 - They are not interchangeable.
45:44 - Indeed, if the Commonwealth were the party
45:46 - plaintiff in every public action, as the Commonwealth Court held,
45:53 - then the Attorney General would be required to take over
45:56 - the action pursuant to his duty in the comment.
45:59 - Commonwealth Attorneys Act that he represents the Commonwealth
46:03 - in all actions brought by or against to the Commonwealth
46:06 - well in the unfair trade practices, consumer protection
46:09 - laws, a specific statute so specific would override the general.
46:14 - I'm sorry I missed the last.
46:15 - The the Unfair Trade Practices and consumer protection law is a specific
46:19 - statute.
46:20 - The Commonwealth Attorneys act as a general statute.
46:22 - The specific would override the general.
46:24 - I agree, Your Honor. Okay.
46:28 - But but
46:29 - but again, just to be clear, let me ask what you're agreeing with,
46:33 - because, Justice Robson, I can't win.
46:38 - Right.
46:38 - Your honor, always on my toes.
46:40 - What do you
46:41 - what exactly are you agreeing with?
46:43 - Because he's suggesting that the Unfair Trade Practices Act,
46:48 - specifically gives, the,
46:54 - attorney general to bring this action.
46:58 - I'm agreeing that the specific controls, the general and the CPO action here
47:03 - gives both the attorney general and the district attorney
47:07 - a right to bring an action in the name of the Commonwealth
47:11 - here.
47:11 - That's what I'm agreeing to.
47:12 - Okay.
47:16 - If if it was held that,
47:18 - every action brought in the name
47:21 - of the Commonwealth is, in fact,
47:25 - brought by the Commonwealth is an action for the Commonwealth
47:28 - that would effectively eviscerate
47:30 - the district attorney's authority to bring these actions.
47:33 - Either the,
47:36 - they they'd only
47:37 - have a right to bring the action, and then they essentially have to turn
47:40 - the prosecution or the litigation, of the action over to the attorney general.
47:46 - And here, in fact, the attorney general never sought to take over
47:50 - the district attorney's actions, suggesting that even he does not believe
47:54 - that a suit
47:54 - in the name of the Commonwealth means that it is brought by the Commonwealth.
47:58 - Instead, the attorney General recognized
48:01 - that the district attorneys have a right to,
48:04 - under the statute, to bring a public enforcement claim for penalties,
48:08 - which is why he tried to persuade all 67 district attorneys
48:12 - to join the settlement agreement and release their claims.
48:15 - There would have been no need to do so if the district attorney's claims were
48:19 - in fact the Commonwealth's claims, and could be released by the Attorney general.
48:25 - The second error in the Commonwealth Court's opinion was that it understood
48:28 - every public action EPL action to be a suit by the Commonwealth,
48:33 - and because of that, it found there was a conflict in representation
48:36 - whenever both a district attorney
48:38 - and the Attorney General bring public enforcement actions.
48:42 - But such a conflict of interest,
48:44 - conflict and representation is statutorily precluded.
48:47 - As we've discussed, the Commonwealth Attorneys Act,
48:50 - section 204 C requires the Attorney General shout to represent
48:55 - the Commonwealth in any civil action brought by or against the Commonwealth.
49:00 - The district attorneys do not have the authority to represent the Commonwealth,
49:05 - so the Commonwealth courts contrary interpretation actually creates a conflict
49:09 - with the Commonwealth Attorneys Act.
49:12 - Third, the Commonwealth Court also Aird in determining
49:15 - the legislative intent behind the statute,
49:19 - even if the statute were ambiguous such that the was that it was appropriate
49:23 - to look at a legislative intent, the court made two errors.
49:27 - First, it held that the Commonwealth.
49:30 - The Commonwealth Court
49:31 - held that the General Assembly must have intended to incorporate
49:35 - the Attorney General's common law powers, which at the time the CPA was enacted,
49:40 - were understood to include a power to supersede a district attorney,
49:45 - but this court in Qof overruled those cases and explained that
49:49 - the Attorney General never had a common law power to supersede a Da,
49:54 - and because the Attorney General never had such a power, it is not reasonable
49:58 - to assume that the General Assembly would have intended to incorporate
50:02 - such a non-existent power.
50:05 - But even if that were
50:06 - right, as the court has to interpret the CPO
50:10 - in party materia with the Commonwealth's constitution
50:13 - and the Commonwealth Attorneys Act, which appellees agree on, that
50:17 - and the Constitution and the Commonwealth Attorneys Act.
50:21 - And this court's cases interpreting them.
50:23 - Garcia and Briggs make clear that after 1970 78, the attorney general
50:30 - has no common law powers unless codified by statute going forward.
50:35 - Therefore, those provisions prohibit this court prohibit courts from inferring
50:40 - powers for the Attorney General that are not statutorily enumerated,
50:44 - and in other words, because the CPL has been interpreted
50:49 - in the context of other authorities, it has to be interpreted
50:52 - in the context of other authorities, including later enacted authorities.
50:56 - It was error for the Commonwealth Court to turn solely on what the General
50:59 - Assembly may have intended.
51:01 - In 1968, rather than making sense of all the law.
51:06 - Finally, I would like to focus on the Commonwealth Court's decision.
51:09 - Its misunderstanding that there was no reason to let the DA's actions proceed,
51:14 - because there was nothing left for the the district attorneys to recover.
51:18 - That is wrong on several fronts, the court
51:21 - found, because Philadelphia and Allegheny County
51:24 - signed on to the settlement agreement and released their claims
51:28 - that the district attorney's claims were also released.
51:32 - But Philadelphia and Allegheny County released
51:34 - their private claims under section 9.2 of the CPL.
51:39 - They cannot bring public enforcement actions under section four
51:44 - and therefore could not release such claims.
51:48 - So who is the money for?
51:51 - What's the DA's doing?
51:52 - What what's the purpose?
51:54 - If the the DA's action seeks civil penalties,
51:59 - that would then be used to further electorates.
52:07 - And for those and that.
52:11 - Their constituents who.
52:13 - Yes the people in those counties.
52:16 - But again what the the the Philadelphia, the Allegheny County, their claims
52:21 - that they released were claims for damages
52:25 - and these are civil penalties claims.
52:29 - What if Allegheny County said to the district attorney in Pittsburgh,
52:34 - we don't want you to file this,
52:38 - civil penalty claim.
52:40 - We have no interest in it.
52:41 - We don't want you to do it.
52:42 - Would they be bound by that?
52:46 - The. See,
52:47 - I don't think so, Your Honor, because the CPO gives the district
52:51 - attorney's a right to bring those civil penalty claims.
52:55 - Okay.
52:55 - And so then, likewise, the Allegheny County said,
53:00 - we want you to,
53:03 - settle this claim
53:06 - along the lines with the attorney general.
53:08 - They wouldn't be bound by by what the county of Allegheny wanted. The.
53:13 - That's correct, Your Honor, to be handled.
53:15 - And in fact, that's illustrated by what happened here.
53:18 - The attorney general himself recognized that the counties
53:20 - and the district attorneys are distinct entities
53:23 - with distinct claims, because he separately negotiated with
53:27 - both the counties to sign on to the agreement
53:29 - and the district attorneys separately, and for those counties
53:33 - and district attorneys who opted into the settlement agreements,
53:37 - they received separate payments, one to the district attorney
53:41 - and one to the respective county, and those were separate amounts of money.
53:46 - Under the settlement agreement, a number of different
53:51 - public interest laws across the Commonwealth,
53:54 - where an attorney may bring an action on behalf of a client,
53:58 - and if the attorney is successful, they themselves receive
54:03 - maybe payment of fines or, payment of costs and fees.
54:08 - But I'm just having a hard time wrapping my
54:13 - mind around the concept that the client doesn't control
54:17 - the litigation, that the attorney
54:20 - gets to make the decisions, and the litigation.
54:24 - I think here, Your Honor, it's
54:26 - a little different because the
54:29 - the client and the the client and the attorney
54:33 - and the plaintiff all are all wrapped up in that same individual.
54:39 - And the district attorneys are suing in their official capacity
54:45 - on behalf of their electorate, for the best interests of them.
54:49 - And, and so I don't think it's,
54:53 - yes, settlement is usually sorry,
54:56 - has to be approved by the client,
54:59 - but but
55:02 - there's no way to really do that when it's a claim
55:05 - on behalf of the electorate or your jurisdiction.
55:10 - And the I think the CPO in in
55:14 - authorizing district attorneys to recover,
55:18 - civil penalties envisions that, your honor.
55:21 - So this is in line with exactly what the statute,
55:25 - provisions on section C
55:28 - about section eight of the statute. Yes.
55:34 - Secondly, on the the, Commonwealth court's,
55:37 - rationale that there was nothing left here for the district attorneys to recover.
55:42 - That was also wrong,
55:43 - because the settlement agreements here are not a bar to the district
55:46 - attorney's recovery of civil penalties if their actions proceed,
55:50 - the settlement agreements expressly disclaimed
55:53 - that any of the settlement money was for the payment of fines or penalties,
55:58 - and so defendants have not paid any civil penalties
56:02 - or funds in settlement of civil penalties.
56:05 - So if the district attorney's actions were to proceed,
56:08 - there is no risk of double recovery against defendants for civil penalties.
56:14 - And finally, on the point of the nothing left to recover,
56:18 - the district attorney's also believe that the money recovered
56:21 - under the district attorney's actions will directly benefit their electorates
56:25 - because of the 2021 Fiscal Code amendment, which provides that the money recovered
56:30 - by the district attorney's goes to the district attorney's,
56:33 - not to the Commonwealth's opioid restricted account.
56:37 - Could you clarify something for me in the settlement agreements
56:41 - that the AG entered into?
56:44 - Were civil fines and penalties expressly excluded
56:48 - and regarded as resolved, that no, that they they
56:53 - the releases were to the maximum extent of the Attorney General's authority,
56:58 - but the settlement agreement explicitly excludes any recovery for fines
57:03 - and penalties, and says no portion of the compensatory restitution amount
57:08 - constitutes disgorgement, or is properly characterized
57:12 - as the payment of statutory or other fines,
57:16 - penalties, punitive damages, or other punitive assessments.
57:19 - So in your analysis, that issue was still wide open even after the settlement.
57:25 - That's correct, because they explicitly excluded that
57:28 - no money was paid for fines and penalties.
57:31 - So that leaves that open for that money to recover, be recovered
57:35 - in a couple action.
57:38 - Counsel.
57:39 - The AG in filing their complaint,
57:43 - in pursuit of a settlement, order being signed by the court.
57:48 - Their complaint includes their complaints
57:51 - to complaints include counts for nuisance.
57:55 - They have civil nuisance
57:57 - claims, in which they claim very broad damages to the,
58:03 - Did the district attorneys bring nuisance claims?
58:06 - No, they only brought, it was a single count complaint for both of them.
58:11 - Yeah.
58:11 - That's why, I just wonder,
58:15 - you know, it's very difficult to know, what?
58:18 - The settlement amounts were paid for, that the nuisance claims
58:21 - have extremely broad claims for damages involved, with them.
58:27 - And, you know, so it's really sort of unclear.
58:29 - I mean, obviously, both of those complaints
58:33 - and each of those counts had to be settled
58:37 - in the context of our disagreement.
58:39 - So, how do we know what damages
58:42 - were allocated to the, nuisance claims?
58:46 - Well, I think here, Your Honor.
58:48 - I'm not sure that's clear,
58:50 - but I don't think the court has to reach that for here, because, again.
58:54 - But it raises the issue of, you know, what?
58:58 - What claims, actually, what moneys were paid for
59:02 - in keeping with, your, you know, pointing out that there are specific
59:06 - exclusions of certain types of five,
59:10 - types of damages that weren't included.
59:13 - Well, and just to be clear, Your Honor, we don't think this court needs to reach
59:16 - that issue, right?
59:17 - That's that's an issue downstream.
59:19 - I couldn't agree with you more if the district attorney's
59:22 - actions proceed, then that would obviously have to be sorted out.
59:26 - But we think here it's crystal clear from the exclusion that, the language
59:31 - did not include fines or civil penalties such that, CPL action could proceed.
59:41 - All right.
59:41 - Any other questions from is Dorsey,
59:44 - have you concluded,
59:46 - if I could go on for more of the practical.
59:49 - But I'm happy to take a seat and ask the court to,
59:53 - urged the court to apply the Commonwealth,
59:58 - 864 the CPO as written, hold the attorney general
01:00 - 04.867 to his enumerated powers and reverse that judgment below.
01:00 - 06.536 Thank you very much.
01:00 - 08.538 And let's hear from, Mr.
01:00 - 11.541 Scrunchie, on behalf of the AG.
01:00 - 20.416 Good morning, Your Honors, Madam Chief Justice.
01:00 - 23.252 And may it please the court. My name is Michael Securency.
01:00 - 26.289 I am a senior deputy attorney general with the Pennsylvania Office
01:00 - 29.225 of Attorney General. I'm here representing appellate.
01:00 - 32.762 David W Sunday, jr, the attorney general of Pennsylvania.
01:00 - 36.833 I will be addressing the central issue in this appeal.
01:00 - 40.837 The attorney General's authority to settle a public KPL action
01:00 - 42.972 over the objection of a local Da.
01:00 - 46.109 Mr. John Hare here will be
01:00 - 49.112 addressing alternative arguments for a firm. It's
01:00 - 54.751 although the consumer protection law, the CPO authorizes both the attorney
01:00 - 59.389 general and a local district attorney to bring an enforcement action
01:00 - 04.394 on behalf in the name of the Commonwealth when there is a conflict between them.
01:01 - 07.864 The attorney general prevails over the local district attorney.
01:01 - 08.865 Why is that?
01:01 - 11.868 Don't you have to add a provision to the statute
01:01 - 17.340 that the General Assembly did not insert that would give you the super cession
01:01 - 21.010 authority that's entirely missing in section four.
01:01 - 24.480 The two district attorneys brought these actions
01:01 - 27.350 before the attorney general,
01:01 - 30.486 and you maintained that absent language
01:01 - 35.358 for super session, you can come in later and supersede
01:01 - 39.062 without even intervening
01:01 - 41.531 under the Commonwealth Attorneys Act.
01:01 - 43.199 Can you explain that to us?
01:01 - 44.033 Yes. Your honor,
01:01 - 45.134 I think the mistake that
01:01 - 48.171 my friends on the other side and I heard counsel repeated here
01:01 - 51.307 at the outset of his argument, is that let's start with the statute.
01:01 - 55.578 But we have to go a little bit back and start with the Pennsylvania Constitution.
01:01 - 58.214 As this court has said most recently.
01:01 - 02.685 And Cynthia's the constitutional language that the attorney general
01:02 - 06.189 is the chief law officer empowers the attorney general.
01:02 - 09.392 And so we start there.
01:02 - 11.360 Can we stop there?
01:02 - 14.497 It's he's empowered as provided by law.
01:02 - 18.468 There's not a roving law enforcement officer.
01:02 - 19.635 I agree, Your Honor.
01:02 - 22.772 There's there's some tension between the language in the Constitution
01:02 - 25.775 because it both empowers him as the chief legal officer, but
01:02 - 28.778 it also allows the General Assembly to,
01:02 - 32.048 legislate on his duties and on his powers.
01:02 - 33.416 There's no tension at all.
01:02 - 37.653 So you want to draw the general flavor or gestalt
01:02 - 41.457 of the thing from the chief law officer,
01:02 - 45.795 when it's when it's clear under the Constitution
01:02 - 49.232 that you only have such power as you get by statute.
01:02 - 54.303 Here you have the statutory authority to intervene, and you did not do it.
01:02 - 58.741 In number two, you share the opportunity
01:02 - 01.844 to bring an action under the CPO.
01:03 - 04.914 And they did it first, and then you came along and did it.
01:03 - 09.886 And you don't have a power to supersede them in any statute that I've seen.
01:03 - 11.921 That applies in this case.
01:03 - 17.293 Do you draw or we're relying on the Constitution, but also, the,
01:03 - 22.698 the it's not explicit in the CPO, but it's ambiguous because between,
01:03 - 26.469 the district attorney and the attorney general,
01:03 - 30.540 when it comes to a public election, one party must prevail over the other.
01:03 - 35.378 And so we have to apply the typical rules of statutory interpretation.
01:03 - 38.681 When a statute is ambiguous, why does one party have to prevail
01:03 - 41.784 over the other when the specific statute skims
01:03 - 45.555 both of these parties the ability to file passage,
01:03 - 48.658 it gives them the authority to bring a lawsuit,
01:03 - 53.029 but it does not resolve explicitly what happens when there's a conflict
01:03 - 54.163 between the two of them.
01:03 - 57.200 And we can see, some of the conflicting results
01:03 - 00.203 that might happen if they're both bringing an action,
01:04 - 04.073 in two different courts, we would see potentially
01:04 - 07.276 conflicting litigation strategies, conflicting,
01:04 - 10.913 interpretations of statute and potentially conflicting results,
01:04 - 14.951 because the attorney general is going to bring an action in the Commonwealth Court.
01:04 - 18.421 And we have the DA's bringing their action in the Court of Common Pleas.
01:04 - 19.388 And I think this gets into
01:04 - 22.925 some of the consequences of either parties interpretation,
01:04 - 27.063 which is one of the factors you can consider under section 1921
01:04 - 29.632 of Statutory Construction Act. So I agree with you.
01:04 - 32.635 It sounds like an argument for the General Assembly.
01:04 - 35.705 It sounds like a simple fix.
01:04 - 38.941 You go to the General Assembly and if you have such a great argument,
01:04 - 43.579 just get them to amend the statute that gives you your authority.
01:04 - 46.015 And also the CPO.
01:04 - 49.819 But it seems to me that what you're doing is coming to us
01:04 - 53.789 and asking us to do that work for you.
01:04 - 57.660 We're not authorized to change the language of the statute.
01:04 - 01.497 The there's nothing in this statute, either the CBL
01:05 - 04.767 or the Commonwealth Attorneys Act,
01:05 - 09.372 that authorizes you to supplant them.
01:05 - 12.608 And this concern about recoveries or downstream effects
01:05 - 14.543 is not the issue before us.
01:05 - 15.811 In any event,
01:05 - 19.949 if there's some issue about the there's no money left in the till or there's
01:05 - 24.520 some enforcement issue, that's something a trial court can handle down the line.
01:05 - 29.091 Can you react to that something?
01:05 - 31.260 Yes. Justice Wecht again, I agree with you.
01:05 - 34.230 It's not explicit in the statute, but I think
01:05 - 38.134 as the unanimous Commonwealth court concluded, the statute is ambiguous.
01:05 - 41.971 And then we look to the typical rules of statutory interpretation, including
01:05 - 46.208 what was the state of the law when the CPO was enacted.
01:05 - 49.578 That's the black letter before you before you go to statutory construction.
01:05 - 52.515 Can you explain the ambiguity? Yeah. Thank you.
01:05 - 55.518 The ambiguity, I think, flows from two different sources, Your Honor.
01:05 - 58.587 First, because the the Constitution.
01:05 - 00.589 No, no, I don't talk about the Constitution.
01:06 - 03.859 Well, Your Honor, the ambiguity in the statute, the statutory language.
01:06 - 07.196 I mean, you're you're chuckling, but I it's it's
01:06 - 11.300 we looked at the statutory language to discern ambiguity.
01:06 - 14.804 We don't look to external sources to discern ambiguity.
01:06 - 15.938 I disagree, Your Honor.
01:06 - 19.075 I think we have to start with the constitutional language.
01:06 - 21.911 That's a required constitutional ambiguous.
01:06 - 25.948 No, I'm not saying I'm saying the Constitution when read as a in light
01:06 - 29.185 when this excuse me, when the statute and CPO come off
01:06 - 30.186 Attorneys Act is read in
01:06 - 33.990 light of the Constitution, there's an ambiguity because it sets forth
01:06 - 38.461 that the attorney general is the chief full officer, as provided by law.
01:06 - 43.366 You want to take an unambiguous statute and try to make it ambiguous
01:06 - 47.069 by importing some spirit of the law from the Constitution.
01:06 - 48.204 Is that what you're trying to do?
01:06 - 49.238 Not at all. Your Honor.
01:06 - 52.108 I, I we have to read the Constitution.
01:06 - 55.211 We have, excuse me, have to read a statute in light of the Constitution.
01:06 - 58.014 What we're I don't understand where you're getting that principle from.
01:06 - 59.982 I mean, I've been doing statutory construction for a while.
01:06 - 01.283 I've never heard that. Well,
01:07 - 02.952 that's the black.
01:07 - 05.087 That was my understanding of the black letter law. You're on it.
01:07 - 07.857 And the Constitution sets forth the framework of our government.
01:07 - 09.325 So establishes
01:07 - 12.595 that you could argue that the statute is unconstitutional right there.
01:07 - 15.297 You could do some provision of the Constitution.
01:07 - 18.601 But I have I don't recall ever seeing an analysis
01:07 - 22.138 of a statute on ambiguity based on.
01:07 - 25.841 Well, well, let me maybe I should take it from a different angle, Your honor, this
01:07 - 30.379 the Constitution, limits what the general Assembly can do.
01:07 - 32.314 So we have to read it in light of that.
01:07 - 34.216 So with the you're you're obviously.
01:07 - 35.484 I see what you say you're.
01:07 - 38.487 But you have to presume the statute is constitutional.
01:07 - 39.688 You have to say I'm presuming so.
01:07 - 42.058 So let's presume it's constitutional.
01:07 - 43.726 I mean, just tell me what confusing.
01:07 - 45.561 I'm not challenging the constitutional.
01:07 - 47.863 I'd say Mr. Sports. Yeah. I'm sorry.
01:07 - 48.764 Let him finish.
01:07 - 51.767 I'm I'm I'm I apologize, I understand.
01:07 - 54.870 Let's let's just agree that for a moment
01:07 - 58.074 we disagree that you should, that you should start with the Constitution.
01:07 - 00.509 Let's start with the statute.
01:08 - 03.813 Is there any ambiguity in the statute?
01:08 - 05.448 Yes. That was my next point, Your Honor.
01:08 - 07.716 After I start with that, after the Constitution,
01:08 - 09.518 I wouldn't want to forget the Constitution.
01:08 - 14.056 The ambiguity is, as I think I mentioned, and I apologize if I've repeated myself.
01:08 - 16.392 That,
01:08 - 19.795 the inherent ambiguity is because they both can bring an action
01:08 - 23.632 that's not ambiguous, that just says that the legislature wanted
01:08 - 25.601 both of them to have that power.
01:08 - 28.537 What's what part of or don't you understand?
01:08 - 30.439 There's nothing ambiguous about the word,
01:08 - 34.443 or it just means in the alternative, either the AG or the Da can do it.
01:08 - 37.646 And if they both do it, then what happens when they have a conflict?
01:08 - 40.649 Because we wouldn't expect the, the,
01:08 - 44.887 the General Assembly to require absurd results.
01:08 - 48.124 And I and as I think what what is the absurd result, the absurd
01:08 - 53.028 result we have here is because the AG decided to ignore
01:08 - 57.199 the fact that there were pending lawsuit
01:08 - 01.370 brought by district attorneys in courts of common, please.
01:09 - 02.738 I mean,
01:09 - 06.575 that is where the action was.
01:09 - 10.279 I mean, that's why it's so odd to refer to this as super session,
01:09 - 14.383 because super session would imply that you go to where the lawsuits
01:09 - 18.087 were filed and say, Your Honor, we are superseding here.
01:09 - 22.658 This was just totally ignoring the fact that district attorneys
01:09 - 26.262 exercise their rights under the Unfair Trade Practices Act.
01:09 - 30.032 That's why this confusion resulted.
01:09 - 31.800 I think Madame Chief Justice put it best.
01:09 - 35.771 There's a de facto, super session here because there's nothing left
01:09 - 38.440 for the for the constituents.
01:09 - 40.042 So there's no there's no super
01:09 - 43.646 no super session had the power under the Commonwealth Attorneys Act.
01:09 - 48.083 You had the power to intervene at any time if you were concerned about the
01:09 - 52.721 so so-called absurd results, all you had to do is intervene
01:09 - 54.990 under the Commonwealth Attorneys Act
01:09 - 58.494 instead of trying to invent a super session power that you don't have.
01:09 - 01.096 But I think there's there's two responses to that justice work.
01:10 - 05.434 One is we went to the Commonwealth Court to get a Commonwealth wide ruling.
01:10 - 11.073 We were required to intervene in those actions in the Court of Common Pleas.
01:10 - 15.144 We have the discretion to and we don't want to go into one court
01:10 - 16.946 and have to go into more than one court.
01:10 - 19.949 So you pretending that the company's actions.
01:10 - 22.918 I'm sorry, I'm sorry.
01:10 - 27.223 It's as if you're pretending that the Common Pleas actions did not.
01:10 - 30.226 Well, I think you also may see us go into the
01:10 - 33.229 after this court rules go into the Court of Common Pleas.
01:10 - 37.633 If we have a favorable ruling, and saying you can no longer proceed.
01:10 - 41.503 And I think you'll see the drug companies do that as well on alternative.
01:10 - 43.472 Reasons.
01:10 - 48.010 So the fact that we haven't done it now, you need the power to supersede
01:10 - 51.313 to do that and, and and have the power.
01:10 - 56.252 And it comes from what ambiguity in either the Commonwealth Attorneys
01:10 - 59.855 Act or the Unfair Trade Practices Act.
01:11 - 03.826 Start with the Commonwealth attorneys of the Commonwealth Attorneys Act
01:11 - 07.830 gives the, the Attorney General broad
01:11 - 10.833 primary authority in a civil action.
01:11 - 15.271 It also establishes, requires the attorney general
01:11 - 19.575 to appoint a director of consumer protection, gives him the authority
01:11 - 21.243 to make rules and regulations.
01:11 - 25.981 So I think that sets forth that are some indicators, again,
01:11 - 30.753 not explicit indicators that the General Assembly expected him to have.
01:11 - 31.787 Yeah.
01:11 - 34.857 But then they but then they, then they I agree with you.
01:11 - 37.426 If all you had was the Commonwealth Attorneys Act, we wouldn't be here.
01:11 - 41.830 But then they passed a specific statute which overrides the general
01:11 - 43.966 carving out an
01:11 - 49.238 additional area for district attorneys to essentially exercise the power of suing
01:11 - 52.241 in the name of the Commonwealth in this particular area.
01:11 - 55.644 So, so the two can exist.
01:11 - 58.080 Both coexist. Right. Excuse me.
01:11 - 04.119 To be clear, Justice Robson, I, I think the, CPR was passed
01:12 - 07.956 before the Commonwealth Attorneys Act was passed, and it doesn't matter.
01:12 - 11.360 The specific overrides that in the event of a assuming there's a conflict.
01:12 - 12.261 And I don't think there is,
01:12 - 15.264 but assuming there's a conflict, the specific would override the general.
01:12 - 17.866 Right? Correct. And that's in the CPA. Right.
01:12 - 21.270 So is there a conflict between the attorney general, the Commonwealth
01:12 - 24.273 Attorneys Act and the,
01:12 - 26.642 Unfair Trade Practices Act, consumer protection law?
01:12 - 28.711 We have an argued that there's a conflict.
01:12 - 31.914 We've argued that they should be read in Perry material
01:12 - 35.517 so we don't see them as is conflict reading counsel.
01:12 - 40.756 In Perry materia in your construction would, would,
01:12 - 43.892 rewrite section four
01:12 - 47.296 to delete the words or a district attorney, would it not?
01:12 - 50.899 No, no, no, of course, have the authority to bring an action.
01:12 - 52.568 We're here on limited grounds
01:12 - 55.871 about what happens when there's a conflict between them.
01:12 - 00.709 So I it's not asking this court to to rewrite the statute as it did.
01:13 - 04.713 You know, in other words, under that reading a Da
01:13 - 09.718 would bring an action as has happened here, the DA's brought actions,
01:13 - 11.820 prior to
01:13 - 14.890 the AG, they could litigate their cases.
01:13 - 19.928 And then whenever by fiat, an attorney general decided to swoop in
01:13 - 23.198 and knock them out and just take over the case,
01:13 - 25.968 you could do that even though there's absolutely no
01:13 - 29.271 statutory language that gives you that authority while you're on.
01:13 - 31.840 I disagree about the statutory language, but in terms of limits,
01:13 - 35.811 but in terms of the language, I said it's not explicit, Your Honor.
01:13 - 36.678 It's implicit.
01:13 - 37.413 That's our argument.
01:13 - 40.382 It's based on reading several different materials the Constitution,
01:13 - 43.118 Commonwealth Attorneys Act and and the CPA.
01:13 - 44.753 But there are limits on this.
01:13 - 49.825 We're not if the district attorney had brought an action, litigated it to,
01:13 - 52.995 final judgment, exhausted all appeals, and the attorney general
01:13 - 54.663 had not stepped in at that point.
01:13 - 56.165 That, of course, would be final.
01:13 - 57.433 So you're telling this court,
01:13 - 59.168 under that
01:13 - 02.171 scenario you just talked about that
01:14 - 06.775 the DA's on the strength of the express language of section
01:14 - 10.879 four of the CPA of bring these actions, litigate them,
01:14 - 14.683 do whatever is necessary to press those cases forward.
01:14 - 19.087 And then whenever you want, based not on any statutory
01:14 - 22.090 language, but based on your,
01:14 - 24.226 flavor from the ether
01:14 - 28.230 of the Constitution and your role as chief law officer.
01:14 - 31.366 You can just come in and knock them out and take over the case.
01:14 - 35.070 Yes. Unless there's been a final judgment and the appeals have been exhausted.
01:14 - 37.739 That's our position. Yes.
01:14 - 41.043 And under your paradigm as well, I'm assuming if the attorney general
01:14 - 44.012 had brought an action first,
01:14 - 46.381 the district attorney
01:14 - 50.552 would be barred from exercising his
01:14 - 54.490 or her authority under the Unfair Trade Practices Act because you filed first.
01:14 - 59.428 I don't think it's a question of who files first.
01:14 - 02.431 It's the our position is that it's the fact that the attorney general
01:15 - 05.501 is the chief law officer and represents all Pennsylvanians.
01:15 - 08.737 He's the chief law officer for for all Pennsylvanians, not it doesn't
01:15 - 13.075 end at Allegheny County, but if that's so, what if the so so there's
01:15 - 16.411 I guess I'm asking you the result, though I don't know, asking you the basis of it.
01:15 - 20.749 But in your view, if the attorney general, if the attorney general
01:15 - 25.220 brought an action just for just relating to damages
01:15 - 28.624 to the Commonwealth in the city and County of Philadelphia,
01:15 - 32.861 that initiation of that action would preclude the district
01:15 - 36.632 attorney of Philadelphia from exercising his authority under that section.
01:15 - 37.466 Correct.
01:15 - 40.502 But do you agree that there's nothing in that section that says that?
01:15 - 41.970 I agree, it's not explicit.
01:15 - 45.807 We were relying on an ambiguity, as I said, and we believe that apply
01:15 - 49.578 ambiguity is that the statute doesn't address the circumstance.
01:15 - 50.579 Right.
01:15 - 51.947 It doesn't address that circumstance,
01:15 - 56.552 because at the time the CPL was enacted in 1968 and 1976,
01:15 - 00.956 the common law provided that the attorney general could supersede.
01:16 - 05.260 So there would have been no reason for the legislature to address that issue.
01:16 - 06.528 And of course you can.
01:16 - 07.429 I'm not asking the court
01:16 - 11.300 to incorporate the common law powers, but what I am asking the court to do
01:16 - 14.703 is to apply the ordinary rules of statutory interpretation,
01:16 - 20.576 to look at the state of the law when the legislature enacted
01:16 - 25.480 that legislation, just as you've done in the past, has been amended since then.
01:16 - 25.747 Right.
01:16 - 29.618 The General Assembly is well aware we're not in the common law crimes anymore.
01:16 - 32.521 Right? We're not in the common law era.
01:16 - 33.655 Correct. Right.
01:16 - 37.225 So that that why does your canon apply, given that there's
01:16 - 38.827 been legislative revision?
01:16 - 42.331 I think because
01:16 - 46.134 we, read it in material with the Commonwealth Attorneys Act
01:16 - 49.938 also that when the legislature enacted the Commonwealth Attorneys Act,
01:16 - 55.243 the attorney general was giving broad primary authority over civil cases.
01:16 - 58.113 There was no mention of the district attorney
01:16 - 00.983 with respect to civil cases in the Commonwealth Attorneys Act.
01:17 - 06.321 And of course, the, the legislature knew how to give the Da super,
01:17 - 09.391 super session power as it did on the criminal side.
01:17 - 13.462 Where's the broad primary authority over civil cases that the attorney general,
01:17 - 17.065 prosecutes and defends actions
01:17 - 20.068 for the Commonwealth in section 2 or 4?
01:17 - 23.271 And it's up to the attorney general,
01:17 - 26.341 to decide when there's a conflict with other attorneys who represent
01:17 - 30.112 the Commonwealth Pacific, specifically the Office of General Counsel,
01:17 - 31.647 that it's the attorney general who controls.
01:17 - 36.084 So you're saying that the Attorneys Act, which came after the,
01:17 - 39.788 CPL CPL
01:17 - 42.424 now cabins
01:17 - 46.628 the express authority of the district attorney in the CPL
01:17 - 50.499 to only being able to bring actions in the name of the Commonwealth
01:17 - 54.002 if the the Attorney General gives them permission to do it,
01:17 - 56.271 we don't have to give them permission.
01:17 - 59.374 But if the attorney general were to come in, then where's
01:17 - 02.377 the come in part in the Commonwealth Attorneys Act,
01:18 - 03.812 Your Honor?
01:18 - 07.182 Again, it's implicit in the statute that they have the law
01:18 - 09.284 in the Commonwealth Attorneys Act is that
01:18 - 12.187 I think the only one where they become, in part, is where they intervene.
01:18 - 14.856 Right? Yes. They have the discretion to intervene.
01:18 - 16.491 Where's the other come? In part.
01:18 - 17.793 Well, they could as we did here.
01:18 - 20.629 We could go to the Commonwealth Court and get a Commonwealth wide ruling.
01:18 - 24.499 Where does where does that appear in the Commonwealth?
01:18 - 26.101 Attorneys have.
01:18 - 28.103 Well, because the attorney general represents
01:18 - 32.908 the Commonwealth, he's required to, bring an original jurisdiction action.
01:18 - 37.012 Why would the General Assembly permit you to intervene on the two of them?
01:18 - 39.514 The true permit.
01:18 - 40.982 We're permitted to a. I'm sorry.
01:18 - 42.617 I'm not sure I understand the question.
01:18 - 44.519 The question is, the question is if you.
01:18 - 45.587 I'm sorry. Justice.
01:18 - 47.422 The question is
01:18 - 51.359 if the General Assembly said you can intervene and that's your remedy,
01:18 - 55.297 why do you need this implicit authority to also bring your own action?
01:18 - 00.302 Isn't that the will of the General Assembly as your remedy is intervention?
01:19 - 01.870 Well, they said, we may intervene.
01:19 - 03.405 We have the discretion to intervene.
01:19 - 05.273 You may you may or may not. But they didn't say.
01:19 - 07.142 And if you don't, you can also do this.
01:19 - 11.213 But by going to the Commonwealth Court we get a Commonwealth wide ruling
01:19 - 14.983 that's effective, that controls is is binding
01:19 - 18.720 on all the Court of Common Pleas so that that's what happened in this case,
01:19 - 20.756 why we didn't go into the Court of Common Pleas.
01:19 - 23.792 It was because we wanted a Commonwealth wide ruling.
01:19 - 27.696 But but
01:19 - 31.533 that required you to ignore the fact that there were actions
01:19 - 34.536 pending in the Court of Common Pleas
01:19 - 37.873 brought by district attorneys.
01:19 - 40.742 I mean, just as a matter of just comedy.
01:19 - 43.512 I mean, this sort of which struck me about this case.
01:19 - 47.849 There's this bulldozer aspect to what happened here.
01:19 - 53.555 I mean, this notion of not accepting the fact,
01:19 - 57.359 I'm sure you're aware that these actions were brought, in these other
01:19 - 00.362 counties, just deciding not to deal with them
01:20 - 03.498 ravaging, but,
01:20 - 06.301 but and and claiming in a settlement agreement
01:20 - 10.438 that you had the authority to settle all of these claims.
01:20 - 14.276 I mean, that that's, you know, something to discuss with the,
01:20 - 20.215 counsel for the settling defendants, but, it's, you know, I think we're here
01:20 - 23.919 in large part, because here was a ball that was here instead of,
01:20 - 27.122 attempting to bring the door open.
01:20 - 28.690 I don't think there was a bulldozer around.
01:20 - 32.427 This started back in June of 2017 with Attorney General Shapiro,
01:20 - 36.364 who started a nationwide investigation and then worked towards a settlement.
01:20 - 39.434 It wasn't until a year later that the DA's brought their action.
01:20 - 40.435 I'm not the DA's.
01:20 - 41.102 Excuse me, D.A.
01:20 - 45.006 Crespi you brought it was greater than that, that you brought your action.
01:20 - 47.776 So we obtained a settlement first.
01:20 - 50.212 They sued first.
01:20 - 53.748 They sued first, and then you tried to bulldoze later
01:20 - 56.084 without having a statutory bulldozer.
01:20 - 58.353 Isn't that what happened?
01:20 - 00.589 Your Honor, we let me just.
01:21 - 03.091 I mean, yes, they did bring their action in November.
01:21 - 07.896 Da Krasner to these specific brought his action in November of 2018.
01:21 - 12.033 But we but Attorney General Shapiro then had been participating
01:21 - 15.537 in a nationwide investigation back in June of 2017.
01:21 - 19.107 Then in October of 2019, we,
01:21 - 23.345 our office announced, a support for a framework for settlement.
01:21 - 28.283 And then in February of 2021, Da Zappala, brought his claim.
01:21 - 31.453 So I isn't that is right to bring the claim?
01:21 - 33.855 Not really.
01:21 - 38.393 I mean, even everything that you've explained, it appears that the legislature
01:21 - 42.030 with the consumer protection law seem to recognize
01:21 - 45.934 that there may be, in certain circumstances, local interests
01:21 - 49.371 that had to be protected by the district attorney.
01:21 - 50.872 So. Right.
01:21 - 54.276 I don't I don't understand why that's, a negative.
01:21 - 58.613 Well, Your Honor, and I think this gets into one of the issues that we've raised,
01:21 - 01.816 the consequences of a particular interpretation.
01:22 - 05.820 This particular case is not a question of local concern.
01:22 - 10.158 The opioid crisis affected all of Pennsylvania, all of the nation.
01:22 - 15.463 So we're not seeing the kind of different effects in terms of, who suffered.
01:22 - 17.832 The effects were the same.
01:22 - 20.068 And pencil and Philadelphia thing
01:22 - 23.538 that you mentioned that because when you look at the manner
01:22 - 27.842 in which the settlement proceeds were distributed through the trust,
01:22 - 31.613 it was done on a county by county basis,
01:22 - 36.685 implicit in which is the fact that there were claims
01:22 - 40.822 extent for damages in each of those counties.
01:22 - 46.161 The Commonwealth of Pennsylvania got a minor portion of the settlement.
01:22 - 50.265 The vast bulk of the settlement proceeds
01:22 - 56.004 went to each of the individual counties, some through their district attorneys,
01:22 - 59.774 some through the county commissioners or their other governing body.
01:23 - 03.745 So, I mean, even the settlement in this case,
01:23 - 07.482 recognizes the fact that there are distinct
01:23 - 10.485 local interests that play here, does it not?
01:23 - 13.755 You want I would say it this way, of course there are.
01:23 - 14.990 Philadelphia is a major city.
01:23 - 18.927 It had more people suffer, so it did receive a disproportionate amount.
01:23 - 20.295 I'm not looking at Philadelphia.
01:23 - 24.532 I'm looking at every county Fayette County, Union County, Tioga County.
01:23 - 28.370 By coming county, each county, each county
01:23 - 32.407 was allocated funds based upon the local impact.
01:23 - 36.311 I'm assuming recognizing the local impacts,
01:23 - 41.182 a local interest attendant to the opioid scourge
01:23 - 45.320 and the attorney General is the person who's in the best, in the best position
01:23 - 48.456 to represent the Commonwealth.
01:23 - 51.726 Why not a local district attorney who's only concerned about his local?
01:23 - 55.030 Why is this in the best position to decide
01:23 - 58.299 what the best interest is?
01:23 - 00.602 In Allegheny County,
01:24 - 05.206 because he's looking at it from a Commonwealth wide perspective.
01:24 - 07.509 He's not looking at it, just a parochial interest.
01:24 - 10.512 He's looking at what's going to benefit all the people the best,
01:24 - 13.548 because he is, of course, elected by all the people in Pittsburgh.
01:24 - 15.817 Exactly. I agree with the entirely.
01:24 - 21.189 And that's why the Unfair Trade Practices Act allows DA's to bring an action
01:24 - 25.560 based upon their perspective of what a local impact is.
01:24 - 27.662 Yes. But the
01:24 - 31.032 as I've as I've said throughout this, the the attorney general has the right to,
01:24 - 34.169 supersede him based on,
01:24 - 37.439 an ambiguity in the statute and based on the Pennsylvania Constitution.
01:24 - 37.939 You agree?
01:24 - 39.808 Council do
01:24 - 42.811 we we only get to wade into this,
01:24 - 47.582 this calculus about
01:24 - 51.052 who serves the best interest and who's better qualified
01:24 - 54.155 to pursue the Commonwealth's interest
01:24 - 57.158 or the public welfare, etc., etc..
01:24 - 00.095 If there's an ambiguity,
01:25 - 03.098 if we read if we read the CPO,
01:25 - 07.235 to say what it says, the attorney general or a district attorney,
01:25 - 11.172 and we read that and say it doesn't it doesn't strike us as ambiguous.
01:25 - 14.275 You don't get to make this argument at all, do you?
01:25 - 15.376 Yes. You're right. I agree with you.
01:25 - 17.479 We're relying on an ambiguity in the statute.
01:25 - 19.013 And as I
01:25 - 22.016 said, I, I don't want to repeat myself. So,
01:25 - 25.286 are we've relying on ambiguity that begins
01:25 - 28.289 with reading the Constitution as a backdrop?
01:25 - 32.427 When reading these other statutes and,
01:25 - 34.863 the statutes that I've mentioned already,
01:25 - 37.832 that I think create a resolve that ambiguity,
01:25 - 40.969 when you apply the ordinary rules of statutory interpretation,
01:25 - 44.906 I think I've, I've advanced all my points, Your Honor, and I,
01:25 - 48.576 if there's any other questions otherwise,
01:25 - 51.913 I think, I, I, I just want to mention one thing that I remember.
01:25 - 54.182 I'm sorry, Your Honor, that my friends on the other side,
01:25 - 57.685 if the I think either Justice Mundy or just Stockard asked this question
01:25 - 02.257 if if, the DA's were to recover penalties, civil penalties,
01:26 - 04.893 those would be this has never happened before
01:26 - 07.762 because they have an exercise this authority ever in 40 years.
01:26 - 11.933 But, if they were, those would be payable to the Commonwealth under the,
01:26 - 15.570 under the CPA, which would go to the general fund.
01:26 - 18.773 And so unless there's other any other questions, I'll turn it over to Mr.
01:26 - 19.707 Hare.
01:26 - 25.280 This is an announcement to 79 28181 with,
01:26 - 27.949 money received by the county.
01:26 - 30.818 And it is for local government and agencies comment,
01:26 - 34.189 including the district attorney arising from the claim
01:26 - 38.259 concerning parking, manufacturing shall promotion, distribution,
01:26 - 42.297 shall not be the funds of the Commonwealth
01:26 - 45.300 and shall be the property and shall not be deposited.
01:26 - 49.237 But when that goes directly in conflict with what you just.
01:26 - 52.240 Yeah, I don't think it does, Your Honor, because under the,
01:26 - 54.909 under the consumer protection law,
01:26 - 57.579 the only, remedies that
01:26 - 02.016 in a public action that, a local district attorney
01:27 - 05.453 could recover are injunctive relief, which is non-monetary,
01:27 - 09.891 restitution, which goes to the victim and then,
01:27 - 13.161 civil penalties, which are, again, as I said, payable to the Commonwealth.
01:27 - 17.332 The fact that this statute became effective after your settlement
01:27 - 19.334 in power, then if.
01:27 - 21.936 No, I think
01:27 - 26.140 I think I think no, I think that's referring to, either moneys that would had
01:27 - 30.712 already been received or, money that would come from a private CTL action.
01:27 - 34.015 And I'm a little confused and I apologize, but,
01:27 - 38.419 if the d-a's action results
01:27 - 43.224 in, funds in damages, civil penalties,
01:27 - 47.595 he has sued on behalf of the county.
01:27 - 50.632 And you're saying even though it's
01:27 - 53.768 Allegheny County or Philadelphia County, that's the client.
01:27 - 57.972 Those penalties go to the entire Commonwealth through the general fund?
01:27 - 00.074 Yes. In the CPO right of the CPO.
01:28 - 03.077 That's just based on the language in section two.
01:28 - 07.115 201.8, I believe you're on.
01:28 - 10.118 I'm not sure that, but it does say that they're payable to the Commonwealth.
01:28 - 12.120 Thank you.
01:28 - 13.588 Any other questions for Mr.
01:28 - 15.890 Square and say thank you so much.
01:28 - 16.491 Now, Mr.
01:28 - 20.161 Hare, we'll bring it on home with the perspective of the,
01:28 - 23.131 pharmaceutical companies. No. No pressure.
01:28 - 24.632 Good morning, Madam Chief Justice.
01:28 - 26.434 Normally you're arguing against Mr.
01:28 - 28.369 Becker, and, Mr.
01:28 - 30.872 Becker is here, but not participating.
01:28 - 33.141 He'll tell me you caught us off guard.
01:28 - 34.676 He'll tell me what? I messed up later. Here.
01:28 - 37.612 May it please the court, John Hare.
01:28 - 42.150 And with me is William Patrick Gallo and Lane Gallen for the pharmaceutical
01:28 - 44.986 manufacturers and distributors referenced in the briefs
01:28 - 47.989 as the settling defendants that we've talked about your honors,
01:28 - 52.927 we obviously agree with the unanimous on Commonwealth Court
01:28 - 56.731 decision that the attorney general does have the authority.
01:28 - 58.933 And ultimately, I think this is an issue
01:28 - 02.570 of respect of authority, super session, de facto degree.
01:29 - 05.873 It really is to settle all
01:29 - 09.477 public CPO claims for the entire Commonwealth,
01:29 - 14.882 including the subset of the Commonwealth represented by the DA's in this case.
01:29 - 18.753 And if Your Honor is ultimately agree with that, than the alternative arguments
01:29 - 19.821 we've raised,
01:29 - 24.092 release, raised to the court in the one satisfaction rule ultimately are moot.
01:29 - 26.627 And that happened in the Commonwealth Court.
01:29 - 28.463 And if that obviously happens, that's fine.
01:29 - 30.965 So I'll be brief.
01:29 - 35.036 And I can I just it's just the portion, of course, I'm gonna use the word subset.
01:29 - 39.273 Do you think a de is a subset of the OAG?
01:29 - 44.412 I do not think the De is, Your Honor, but I think the party represented by the Da.
01:29 - 47.415 And this is a crucial point that I think we're overlooking here.
01:29 - 49.484 They're representing the same party.
01:29 - 51.419 These are representative claims.
01:29 - 54.822 So literally the public of Philadelphia and Allegheny County,
01:29 - 59.327 which are the parties in this EPL claim, are a subset of the Commonwealth public.
01:29 - 01.062 These are public claims.
01:30 - 02.697 These are not private actions.
01:30 - 05.299 You think that the D.A.
01:30 - 09.237 of Allegheny County works for the county executive?
01:30 - 10.471 And do you think the D.A.
01:30 - 12.473 of Philadelphia works for the mayor?
01:30 - 16.611 I do not, Your Honor, but I think you're getting to the participation,
01:30 - 20.148 the subdivision agreements that made the release sores.
01:30 - 24.619 And it wasn't the mayor or the county executive
01:30 - 28.689 only that joined the ag settlement of these public claims.
01:30 - 33.394 The participation agreements incorporate the settlement agreement,
01:30 - 37.265 which define release source not only as the elected officials,
01:30 - 41.102 but the people who can bring claims by and through them,
01:30 - 44.138 not public claims, not private claims.
01:30 - 46.574 All claims. Is is this an issue that,
01:30 - 48.643 because
01:30 - 51.646 brass tacks what I think you're talking about
01:30 - 57.051 are the implications for the settlement kitty downstream.
01:30 - 01.088 Are these issues to be sorted out by a trial court
01:31 - 04.559 and not with the,
01:31 - 07.929 broad sweeping, super session
01:31 - 11.232 invention that the Commonwealth Court did here on the front end?
01:31 - 15.336 I don't think so, Your Honor, because this is a pure question of law
01:31 - 19.273 with respect to the ambiguity that the court has asked so much about.
01:31 - 19.774 It's true.
01:31 - 24.645 The UTP says an AG or a Da can bring a claim, but it doesn't address
01:31 - 28.216 what happens when they disagree on the resolution of the claim.
01:31 - 32.753 You can't proceed and settle a claim only one can happen.
01:31 - 34.722 And that's the dispute in this case.
01:31 - 36.624 Who gets to decide that?
01:31 - 38.192 Well, that's a capacity.
01:31 - 39.794 That's a capacity to settle.
01:31 - 45.032 And isn't that more appropriately addressed when the settlement
01:31 - 48.002 is attempted to be enforced in the Delaware County action?
01:31 - 52.039 No, Your Honor, the Delaware County actions have been state.
01:31 - 54.575 We were sued in the Commonwealth Court.
01:31 - 57.745 The Commonwealth Court decided I I understand, but
01:31 - 01.415 but I mean oh, okay, I get that, but
01:32 - 05.086 I'm not saying that the Commonwealth Court was wrong place
01:32 - 08.489 to get a declaratory judgment, which is essentially what you got.
01:32 - 12.760 I'm just saying, if you're if we put aside the super session
01:32 - 14.862 paradigm, this is just a case
01:32 - 17.865 about whether a settlement agreement is enforceable or not.
01:32 - 21.235 If you get past correct, Your Honor, if you get past super session,
01:32 - 24.972 there are, in our view, respectfully very strong reasons
01:32 - 27.008 that release race to you to court.
01:32 - 30.811 And, and, the one satisfaction will clearly apply here
01:32 - 32.580 based on the settlement.
01:32 - 34.382 But we don't get to Delaware County.
01:32 - 37.451 This was properly litigated in the Commonwealth Court.
01:32 - 41.889 The private actions filed by Philadelphia and Allegheny County were dismissed
01:32 - 43.190 in Delaware County.
01:32 - 44.492 These were only stayed
01:32 - 48.095 because the issue was teed up and decided in the Commonwealth Court.
01:32 - 50.164 And the district attorneys had a part of this.
01:32 - 50.731 They've acted
01:32 - 54.335 as though they didn't have any say in the attorney general's settlement.
01:32 - 56.470 They were invited to participate
01:32 - 00.341 as such as the participating subdivisions, which every other day did.
01:33 - 01.576 They didn't want the deal.
01:33 - 02.243 They didn't like the deal.
01:33 - 05.313 But can I ask you get rid of statute for a second?
01:33 - 08.883 In the name of the Commonwealth
01:33 - 12.086 is pretty ancient language.
01:33 - 15.990 There are a lot of cases going back to the 1800s
01:33 - 18.993 that talk about actions in the name of the Commonwealth,
01:33 - 22.964 and the ones that I have seen refer to,
01:33 - 27.001 saying that the legal plaintiff
01:33 - 30.271 is not the Commonwealth, the legal plaintiff is
01:33 - 33.574 the person who brings the action in the name of the Commonwealth.
01:33 - 37.612 Why shouldn't that principle be brought forward for this act?
01:33 - 40.948 To recognize that although bringing it in the name of the
01:33 - 44.518 Commonwealth, the legal plaintiff is in fact the district attorney?
01:33 - 46.020 Yeah.
01:33 - 47.221 Your honor, it depends.
01:33 - 51.492 There are cases certainly like the False Claim Act cases which authorize
01:33 - 55.096 a private claim by a person, a quote unquote person.
01:33 - 59.734 Section four of the KPL is quintessentially a public claim.
01:34 - 01.268 To remove any doubt,
01:34 - 05.172 the legislature said these claims are brought in the public interest.
01:34 - 08.209 They're not brought by district attorney.
01:34 - 12.013 They're brought by AG's or DA's, but they're not in the name of,
01:34 - 15.850 as this court said in the Shapiro versus Golden Gate case a handful of years ago,
01:34 - 21.255 the the Commonwealth is the person an interest in a public KPL claim
01:34 - 25.893 because the other half of the statute, section nine, is about private claims.
01:34 - 29.697 So in the name of combined with and we respectfully keep
01:34 - 31.632 forgetting about the other part of that sentence,
01:34 - 35.336 it's brought in the public interest in in the name of the Commonwealth.
01:34 - 38.973 So you would distinguish the ancient cases because those cases involve,
01:34 - 40.574 purely
01:34 - 43.577 private interest cases brought in the name of the Commonwealth,
01:34 - 47.481 where the legal plaintiff is trying to recover for him or herself
01:34 - 49.216 in the name of the Commonwealth.
01:34 - 51.085 That is correct, Your Honor.
01:34 - 52.553 But we also have to remember this.
01:34 - 55.489 The CPL is is an unusual statute.
01:34 - 56.857 It also talks about
01:34 - 01.028 and we've heard about civil penalties on behalf of the Commonwealth,
01:35 - 05.166 as if we needed sort of reinforcement about who the party is.
01:35 - 10.371 The Da say, well, you know, there's this this, amendment to the fiscal code
01:35 - 12.573 that says that the A's get to keep what they recover,
01:35 - 14.508 they can't recover civil penalties.
01:35 - 16.644 Those go only to the Commonwealth.
01:35 - 19.680 So while we can argue about the difference in, in the name of and on behalf
01:35 - 24.685 of the only damage, they're talking about a civil penalty they cannot recover.
01:35 - 27.655 So under the fiscal code, it cannot go to them.
01:35 - 30.858 Even though the fiscal code says they keep what they recover,
01:35 - 34.428 it can't go to them because they cannot recover civil penalties.
01:35 - 36.163 So. Correct.
01:35 - 40.801 Mr.. Here, if you were correct that, somehow,
01:35 - 45.239 we must construe,
01:35 - 47.041 the interplay of these statutes
01:35 - 52.413 to give the Attorney General the power to displace without without intervening,
01:35 - 55.983 as he does have the power to do.
01:35 - 57.485 Doesn't that mean that
01:35 - 01.088 in every other statute in persons, the,
01:36 - 04.091 wherever it says in the name of the Commonwealth, whether
01:36 - 08.462 it's one of these factory inspector statutes or whatever's under title 16,
01:36 - 11.565 or that any person, language and other statutes
01:36 - 15.936 universally in all those statutes,
01:36 - 19.907 the attorney general could act will swoop
01:36 - 24.478 in, displace whoever's litigating that, take over the case.
01:36 - 28.983 No, Your Honor, I'm not saying that we are talking about consumer protection
01:36 - 33.120 in the Commonwealth Court was absolutely right when it said,
01:36 - 34.655 look, there is an ambiguity.
01:36 - 37.158 We keep fighting about whether there's an ambiguity.
01:36 - 39.960 It is undisputed that the UTP does not say
01:36 - 42.930 who gets to resolve the claim that they both can file.
01:36 - 46.433 That's what this case is about, who gets to resolve it.
01:36 - 49.436 So if these other statutes that you're referring
01:36 - 52.439 to said these are brought in the public interest,
01:36 - 56.310 then that has to mean the Commonwealth or at least the public.
01:36 - 57.611 But I just follow up. Sure.
01:36 - 59.747 Resolve it.
01:36 - 01.682 I'm not sure I see the, the,
01:37 - 06.320 maybe I'm just failing to understand this.
01:37 - 08.255 This huge impasse, you see.
01:37 - 10.424 So this is a downstream thing.
01:37 - 13.427 The the DA's bring their actions,
01:37 - 17.431 the OAG brings its action,
01:37 - 20.467 and then whatever happens,
01:37 - 24.038 the in in the counties where the two DA's
01:37 - 27.041 brought their actions, there's a disagreement
01:37 - 30.644 on resolving a case, and it can't be fixed.
01:37 - 34.648 So the pharmaceutical companies can make a judgment
01:37 - 37.918 whether they want to settle with whoever is willing to settle.
01:37 - 40.921 And then on the civil penalty issue
01:37 - 44.091 that the DA's don't want to settle, they litigate that.
01:37 - 45.993 What's the problem?
01:37 - 49.630 The problem is, Your Honor, we want to settle cases
01:37 - 53.167 on behalf of the citizens of Allegheny County and Philadelphia.
01:37 - 55.202 And the DA's don't they?
01:37 - 00.541 We we have to agree that it's the same citizens at play in both the attorney
01:38 - 04.745 general's lawsuits and settlements and their releases are extremely broad.
01:38 - 07.748 We establish, though, that the county executive's
01:38 - 10.751 action is under paragraph nine,
01:38 - 13.220 whereas the,
01:38 - 16.891 the DA's are under this section for no.
01:38 - 20.928 The Delaware County cases filed by Philadelphia and Allegheny
01:38 - 24.698 County are the private actions for different actions.
01:38 - 26.367 And the district attorney's actions.
01:38 - 28.836 We're talking about two different things completely.
01:38 - 30.004 And they're settled.
01:38 - 31.705 They're settled. Yeah, that's what I'm saying.
01:38 - 32.106 Yeah.
01:38 - 34.909 So that so the county executive piece is out.
01:38 - 35.442 Right.
01:38 - 39.413 We're talking about AG OAG versus the DA's right.
01:38 - 43.918 Your honor, I apologize, but they're not out.
01:38 - 46.053 The citizens of Philadelphia
01:38 - 49.823 and Allegheny County joined the attorney general settlement.
01:38 - 53.060 The documents couldn't be more clear about that.
01:38 - 54.662 They joined the settlements.
01:38 - 58.632 And we all agree the attorney general has a right to bring that claim on behalf.
01:38 - 01.769 I'm sorry, but, counsel, you would agree
01:39 - 06.674 that the AG can settle and you could only settle with someone.
01:39 - 10.577 The claim that they own the correct.
01:39 - 11.312 Correct.
01:39 - 15.482 The citizens of Allegheny County or Philadelphia
01:39 - 19.987 do not own the claim that was brought by the D.A..
01:39 - 21.455 They do, Your Honor.
01:39 - 23.490 I see that's where that's where
01:39 - 26.160 I differ with you.
01:39 - 30.364 I mean, the the Unfair Trade Practices Act makes clear
01:39 - 35.002 the legislative recognition that local interests
01:39 - 40.174 may differ in some circumstances from the Commonwealth's interests.
01:39 - 44.678 That's why the district attorney or the Commonwealth can bring a claim.
01:39 - 48.315 I don't see anything in that statute
01:39 - 51.318 that suggests that the Commonwealth
01:39 - 54.989 can decide that they have the ability
01:39 - 59.193 to settle those claims that are brought by the district attorney,
01:39 - 04.631 advancing the local interest that they are recognized to be able to pursue
01:40 - 08.402 and do the unfair trade practices that they're authorized to bring them.
01:40 - 12.306 Your on page two of the plaintiffs of the district Attorney's brief says,
01:40 - 16.010 we are bringing these claims on behalf of our citizens,
01:40 - 18.445 the citizens of the counties.
01:40 - 22.649 Those are the exact citizens who joined the ag settlements
01:40 - 26.653 of their public claims, who settle their public claims,
01:40 - 30.090 their public claims, not the DA's claims
01:40 - 33.360 that the executive of the Allegheny County
01:40 - 37.798 cannot settle the district attorney's case.
01:40 - 39.400 But the citizens can.
01:40 - 42.836 Your honor, the the cities, the just the,
01:40 - 46.373 county executive is acting on behalf of those same citizens.
01:40 - 49.710 I mean, there is a divide,
01:40 - 54.581 that is recognized in the Unfair Trade Practices Act.
01:40 - 58.652 And the divide gives authority to two different entities.
01:40 - 00.054 And I'll just say it again.
01:41 - 05.059 The reason we are here is because of the bulldozer that was used here.
01:41 - 09.396 Which brings me just my question to the settling defendants.
01:41 - 10.531 In general.
01:41 - 14.668 Why would the settling defendants ever agree
01:41 - 18.839 to a settlement without the discontinuance
01:41 - 21.942 with prejudice of the pending
01:41 - 25.245 Common Pleas court actions, because they're still pending?
01:41 - 27.114 They you're correct.
01:41 - 30.050 They were stayed, Your Honor, but part of the settlement agreement,
01:41 - 31.585 this is a national settlement.
01:41 - 33.854 Obviously, you can tell by 100 of the pages in a record.
01:41 - 35.622 Very, very complicated settlement.
01:41 - 39.993 Tried working through about 50 those cases and decided it was above my pay grade.
01:41 - 43.230 So yes, yes, it was dependent, Your Honor,
01:41 - 46.967 on the buying of different subdivision, I get it,
01:41 - 50.070 but if they didn't buy in, they didn't buy in.
01:41 - 52.239 I mean, see, that's that's the problem
01:41 - 56.143 with a lot of settlement agreements when there are multiple defendants.
01:41 - 58.612 That's why you have joint charges or releases.
01:41 - 01.849 That's why, you know, the law has developed along those lines.
01:42 - 07.221 But what we have here is a situation where you leave cases pending
01:42 - 12.126 and yet pretend to have settled all of those cases.
01:42 - 16.497 I mean, it's it's just so contrary to the manner in which,
01:42 - 21.835 any kind of civil litigation proceeds that it's the bulldozer approach.
01:42 - 25.873 We're going to see what we can get, and keep our fingers crossed that
01:42 - 30.010 this actually takes care of those cases that we left pending out there.
01:42 - 32.012 Yeah. Your honor, a couple of points.
01:42 - 33.247 First of all,
01:42 - 37.384 in a joint toward fiscal situation, the resolving parties are different.
01:42 - 40.954 They're different clients, the same parties
01:42 - 44.758 who the DA's represent settled their public.
01:42 - 45.993 And, by the way, private.
01:42 - 48.962 That's why they're the private claims were dismissed in Delaware County.
01:42 - 50.764 They settled their claims.
01:42 - 53.500 See, that's where you and I will continue to disagree,
01:42 - 58.338 because the district attorneys have a distinct ability
01:42 - 01.341 to bring a distinct cause of action
01:43 - 04.311 under section four, this Allegheny
01:43 - 07.714 County, the county executive, whoever it is, I was out there,
01:43 - 11.718 they had their own lawsuits that they could bring their settled.
01:43 - 14.488 They're discontinued. Correct.
01:43 - 17.491 They are stayed in in Delaware County, their state.
01:43 - 20.494 Your honor, the best analogy may be in our appellate
01:43 - 24.131 case law, including this court's jurisprudence is a wrongful death claim.
01:43 - 27.634 We know by rule that a wrongful death claim has to be brought
01:43 - 31.338 by the personal representative on behalf of the beneficiary,
01:43 - 34.441 but it's the beneficiary who's the real party in interest.
01:43 - 39.146 So if the beneficiary settles that claim before the personal representative
01:43 - 43.850 file suit, or outside of the lawsuit that the personal representative files,
01:43 - 47.221 the personal representatives claim is released
01:43 - 50.490 because the party for whom the claim is bought released it.
01:43 - 54.194 That is exactly equivalent to what we have here,
01:43 - 58.265 because the litigants, the citizens, the electorate,
01:43 - 00.234 they use all those words to describe
01:44 - 03.837 them, settled the claims that they're bringing,
01:44 - 08.208 and they settled under the broadest possible general releases that released
01:44 - 12.646 all claims by elected officials, including district attorneys.
01:44 - 15.182 So except that your
01:44 - 19.953 I understand the general public interest argument in the citizenry, etc.,
01:44 - 26.760 but you still you still have the inconvenient fact that
01:44 - 30.030 the General Assembly said attorney general
01:44 - 33.767 or a district attorney, and that created
01:44 - 37.271 it's like a chosen action.
01:44 - 41.642 I mean, it it boosted the Da into this ownership
01:44 - 44.978 status here. And,
01:44 - 47.681 I'm not sure I see
01:44 - 50.684 how you can displace that.
01:44 - 53.787 Do away with that.
01:44 - 58.125 On the strength of an invocation of the generalized public interest,
01:44 - 02.029 it seems like a risk that your clients
01:45 - 05.365 and the attorney general were bearing,
01:45 - 08.268 as they move forward here.
01:45 - 11.338 And I think an assumption was made,
01:45 - 14.608 validated by the Commonwealth for year,
01:45 - 17.311 that, that that the AG
01:45 - 20.314 could just override the Da,
01:45 - 22.282 which,
01:45 - 26.186 which, again, faces this inconvenient statutory language.
01:45 - 27.621 Your honor, with respect,
01:45 - 31.058 I don't think it's inconvenient or fine with the statutory language
01:45 - 35.762 because it says they can bring a claim that's agreed to it's stipulated
01:45 - 39.900 the issue was what happens when they disagree in the disposition.
01:45 - 42.736 It's like two competing personal representatives
01:45 - 44.338 bring a wrongful death claim.
01:45 - 45.272 It's the same idea.
01:45 - 47.040 There's only one beneficiary.
01:45 - 49.276 It's the citizens of Allegheny and Philadelphia.
01:45 - 52.145 So a court has to decide. Somebody has got to control.
01:45 - 54.381 You can't just say, well, they can both bring the claim.
01:45 - 58.819 Somebody has got to control, who decide who controls its disposition.
01:45 - 00.420 And that's the issue.
01:46 - 01.221 If you look at
01:46 - 02.489 and I won't mention the Constitution,
01:46 - 05.125 it does say chief officer, that's not surplus it.
01:46 - 07.961 But look at the Commonwealth Attorneys Act that we've heard about.
01:46 - 11.331 It vests far more authority in an attorney general
01:46 - 13.600 with respect to consumer affairs.
01:46 - 15.535 They get to appoint the consumer advocate.
01:46 - 18.572 They get to run all the consumer programs in the Commonwealth.
01:46 - 20.073 So look at this, CPL.
01:46 - 23.243 It's the same way they can do a lot of things a Da can't do.
01:46 - 26.012 They accept assurances of voluntary compliance.
01:46 - 28.648 They write the regulations for the CPL.
01:46 - 31.151 So clearly what the Commonwealth had to do
01:46 - 33.553 is not decide who gets to bring the action.
01:46 - 34.888 We agree with that.
01:46 - 37.791 It's who gets to decide how it's resolved.
01:46 - 41.261 That's that's a I don't know how you split the baby.
01:46 - 44.231 That way you bring in action in order to recover.
01:46 - 47.968 I mean, you're saying you bring in action for the heck of it.
01:46 - 53.006 I mean, the reason the actions are broad is to result in a recovery of funds.
01:46 - 56.042 I mean, if someone other than the person who brings
01:46 - 59.045 the claim has the ability to decide,
01:46 - 02.649 what to take at the end of the game, that's a hollow
01:47 - 05.719 right to bring the action in the first place.
01:47 - 09.189 I mean, as I look at this, I mean, the question keeps being, yes.
01:47 - 10.590 Who gets to decide?
01:47 - 14.561 I would say these suits that were brought by the district attorneys,
01:47 - 19.499 they have the right to weigh in on
01:47 - 23.503 what the public interest being served is
01:47 - 28.775 and what is necessary in terms of compensation to accommodate
01:47 - 33.713 those claims, because that's what the General Assembly allowed them to do.
01:47 - 35.549 Mr.. That's I just I'm sorry.
01:47 - 36.950 Can I interrupt apology?
01:47 - 38.985 I think we're getting I think we're getting lost. Yeah.
01:47 - 42.322 I want to go back to essentially what at the outset of this
01:47 - 46.092 whole conversation, Justice Mundy asked a question who controls the settlement?
01:47 - 48.128 In other words, who settles the case?
01:47 - 51.398 Because if you have two different law firms, two plaintiffs firms, for instance,
01:47 - 53.200 who represent the same victim,
01:47 - 58.004 who controls it, you have one big firm saying,
01:47 - 01.575 we can get you a lot more money, and one firm saying, this is a great settlement.
01:48 - 04.144 Who decides to settle the case?
01:48 - 05.111 That's this. Kate.
01:48 - 05.912 You're right, Your Honor.
01:48 - 07.781 It's a big deal because we keep going back
01:48 - 11.751 and forth with regard to who can bring it, which I understand the statute says D.A.
01:48 - 13.286 or attorney General.
01:48 - 16.356 But if the representative capacity we've already established
01:48 - 19.993 this is a public interest, the CPS is a public interest statute.
01:48 - 24.698 You file on behalf of the public, it becomes who settles the claim.
01:48 - 28.401 So if you're representing the same public, whether it's the citizens
01:48 - 32.405 of Philadelphia, which is a subset of the Commonwealth of Pennsylvania,
01:48 - 36.443 that's where I keep getting lost in this particular issue.
01:48 - 36.743 Yeah.
01:48 - 38.378 Claim is settled by somebody.
01:48 - 39.813 Somebody's got to control it.
01:48 - 42.082 If two law firms represent the same party,
01:48 - 44.184 who says
01:48 - 47.187 either settling or not selling, is it the law firm or is it the client
01:48 - 50.423 it in the personal injury scenario, Your Honor, it's the victim.
01:48 - 53.693 The victim gets to decide whether to settle it here.
01:48 - 56.496 The victim is the citizens of Philadelphia and Allegheny County.
01:48 - 00.166 They joined the settled the case on behalf of the victims of the Commonwealth
01:49 - 00.834 of Pennsylvania.
01:49 - 02.736 The citizens of the Commonwealth of Pennsylvania,
01:49 - 05.906 which include the citizens of Allegheny and Philadelphia and
01:49 - 09.175 and those citizens decided to join the attorney general settlement.
01:49 - 10.410 This is the point.
01:49 - 14.414 This you could have two you could have ten law firms representing the same person.
01:49 - 18.285 But if that person, like a beneficiary in a wrongful death claim, releases
01:49 - 20.287 their claims, that claim is gone.
01:49 - 22.122 For all ten law firms.
01:49 - 24.724 So he was asking that question at the outset.
01:49 - 27.661 I don't think I got an answer, which is Mr. Harris.
01:49 - 28.662 Mr.. Here though, who,
01:49 - 33.199 who who agreed
01:49 - 36.202 to the settlement for the citizens
01:49 - 39.706 of Philadelphia and Allegheny county,
01:49 - 42.709 their elected representatives as the release to say, your honor,
01:49 - 46.713 isn't the district attorney the elected representative of the people?
01:49 - 48.582 He is an elected representative.
01:49 - 51.751 And had he joined the settlements on behalf of them in the settlement,
01:49 - 55.121 said anybody by or through the district attorney joins the settlement,
01:49 - 56.690 then it would be the same result.
01:49 - 01.394 I my point is there are many elected officials in Allegheny County.
01:50 - 04.864 I mean, I does that the sheriff agreed to settle.
01:50 - 06.833 They give you the authority to settle?
01:50 - 08.768 I wouldn't think so, Your Honor.
01:50 - 14.207 I mean, we have to remember only DA's in ages can bring a public interest.
01:50 - 15.141 I'm asking, I'm trying.
01:50 - 16.376 I'm getting to a finer point of this
01:50 - 18.511 because I believe this case is about settlement authority.
01:50 - 20.580 I don't think that's a case about who it's really.
01:50 - 22.215 To me, it's a case about some of the thought.
01:50 - 25.919 You say that the citizens of Allegheny County and Philadelphia County
01:50 - 27.420 agreed to the settlement.
01:50 - 29.723 They're the they're the victim in the plaintiff's injury.
01:50 - 33.126 A person I'm trying to I'm asking you, did you do a poll?
01:50 - 35.028 I mean, was there a referendum?
01:50 - 37.263 I mean, how do we know this?
01:50 - 40.567 The mayor, their top executive official
01:50 - 43.737 in the Allegheny County Executive, joined this settlement.
01:50 - 44.237 And what?
01:50 - 47.240 And you're saying that that elected official
01:50 - 51.177 has the express grant of authority to settle civil actions
01:50 - 54.748 brought by the district attorney, a separate elected official,
01:50 - 57.117 on behalf of the people, that that when the D.A.
01:50 - 02.956 brings a claim, the the the way they determine the client's wishes
01:51 - 07.360 is to talk to the mayor and the county executive or the county executive.
01:51 - 10.397 Yeah, that is an executive level decision.
01:51 - 12.032 I know you're saying you're arguing that.
01:51 - 14.334 I'm asking you for the basis of your argument for that.
01:51 - 18.004 Is there a statute that gives the authority to the mayor
01:51 - 21.174 to, direct
01:51 - 25.512 the elected officials, lawyer, the district attorney
01:51 - 30.483 on how to proceed with litigation and to settle or not?
01:51 - 33.887 Yeah, I don't know. The there is clearly no.
01:51 - 34.621 Is that the answer?
01:51 - 37.157 Clearly no. In other words,
01:51 - 39.993 you're saying that even though the statute
01:51 - 43.930 says the district attorney, you're saying we can ignore that
01:51 - 48.501 and just sub in the Allegheny County Executive and the mayor of Philadelphia?
01:51 - 50.637 No, you're on the settlement authority front.
01:51 - 54.340 No, no, your honor, the statute again, we have to just be careful about what
01:51 - 57.177 it says. It said they can bring the action.
01:51 - 58.278 That's that's what it says.
01:51 - 00.146 The attorney general brought the action.
01:52 - 03.416 The question is who it's on behalf of, and it's on behalf
01:52 - 07.821 of the very citizens who then separately through their executive.
01:52 - 11.157 So the attorney general didn't have to involve what the judicial office.
01:52 - 13.193 Did you involve the governor
01:52 - 16.930 and the attorney general sign off on the on the settlement?
01:52 - 19.999 No, the governor well, that's the executive for all the people
01:52 - 21.401 of the Commonwealth of Pennsylvania.
01:52 - 24.204 So the executive would represent the public interest,
01:52 - 26.840 and they would have the settlement authority for the AG's action.
01:52 - 27.841 Right? That.
01:52 - 30.076 No, Your Honor, the governor can't bring it up.
01:52 - 30.810 Claim it as well.
01:52 - 33.680 Neither can the mayor. Correct. And he did.
01:52 - 36.049 But but I'm a question of who's citizens. I'm sorry.
01:52 - 36.282 Yeah.
01:52 - 38.651 No, I I'm, I'm I'm not sure.
01:52 - 39.986 I think we're speaking past each other.
01:52 - 43.089 You've created the paradigm
01:52 - 48.261 that the D.A., although the statute authorizes the D.A.
01:52 - 52.065 to bring the action in the name of the Commonwealth in the public interest
01:52 - 55.335 can do that.
01:52 - 58.004 But they don't speak for the client.
01:52 - 01.107 They represent some other elected official
01:53 - 05.411 speaks for the client, the victim, the beneficiary.
01:53 - 07.013 And that's the person
01:53 - 10.016 that's vested with the authority to enter into the settlement.
01:53 - 12.418 That's I understand I understand that's your argument.
01:53 - 14.254 Correct.
01:53 - 18.091 The argument, Your Honor, is the claims were brought by the correct people.
01:53 - 18.458 Right?
01:53 - 22.028 The question is, who joined the settlement and how,
01:53 - 25.265 and the question is who has the authority to settle.
01:53 - 29.035 And I think in responding to the questions, you're saying the mayor
01:53 - 31.571 had the authority to settle for the citizens of Pennsylvania
01:53 - 33.740 that the district attorney was representing?
01:53 - 35.308 Now, Your Honor, I apologize.
01:53 - 39.345 I want to distinguish between the authority question, the
01:53 - 42.515 the attorney general has the authority to settle for the whole Commonwealth,
01:53 - 43.616 and it did that.
01:53 - 46.619 It doesn't need the buying of anyone to do that.
01:53 - 49.455 Does the district attorney have the authority to settle a CPO?
01:53 - 51.191 Say the attorney general didn't bring this action.
01:53 - 53.193 Let's say that.
01:53 - 57.030 Did the district attorney possess the authority to settle their individual
01:53 - 58.097 common pleas Court actions
01:53 - 01.100 without involving the mayor or the county executive? Yes.
01:54 - 04.370 Assuming that their public interests are not individual actions? Yes.
01:54 - 05.071 You're correct.
01:54 - 06.406 If the DA's just broad claims
01:54 - 08.408 for Philadelphia and Allegheny, they could settle those.
01:54 - 12.745 Yes, they could, because it's their it's their claim on behalf of their citizens.
01:54 - 14.347 They're not aspiring.
01:54 - 18.017 The DA's here are not aspiring to bring claims outside
01:54 - 22.155 on behalf of citizens outside of their two counties.
01:54 - 25.692 The bridge that you're trying to construct that I submit doesn't
01:54 - 29.128 exist is the
01:54 - 34.067 the bridge that allows you to remove the district attorney from the statute
01:54 - 37.704 so that the the the you have the inconvenient mess
01:54 - 42.709 created by the fact that your client's settled with the OAG
01:54 - 48.181 in a situation where the OAG lacked the authority to get rid of the Da.
01:54 - 52.352 So at your peril, you settle that and the DA's have their actions, and
01:54 - 56.489 whatever happens in those actions happens so the world doesn't end.
01:54 - 01.261 You know, you you might have the view that you pay twice, if you pay again.
01:55 - 05.064 But, you know, that's a risk of settling
01:55 - 09.535 when the, the defense, you know, the, the,
01:55 - 12.572 the OAG,
01:55 - 15.541 thinks he has authority that he, that he doesn't have.
01:55 - 18.411 I mean, that's just that's not an end of the world risk, but
01:55 - 22.181 it it's a it's a bit of a mess, but there's the mess and I don't,
01:55 - 28.955 I don't see the legal construct whereby we can do
01:55 - 33.726 what the Commonwealth Court, did here and sort of clean up that mess for you.
01:55 - 38.131 Your honor, the suggestion that you cannot reach a Commonwealth wide
01:55 - 41.501 settlement until everyone signs on, as you've said, that
01:55 - 45.271 where there are claims outstanding would mean you would never reach
01:55 - 46.806 a settlement like this.
01:55 - 49.842 To this day, there are 20 other municipalities
01:55 - 52.979 in Pennsylvania that didn't join this settlement.
01:55 - 57.250 This was a Commonwealth wide settlement that had certain thresholds
01:55 - 00.386 because you're never going to get everyone join a settlement like this.
01:56 - 05.224 So it can't be the answer to say, well, you have to wait till everyone signs on
01:56 - 08.895 before you join or the hundreds of Commonwealth wide settlements.
01:56 - 12.665 And this one, Pennsylvania gets $1 billion, and that's jeopardized
01:56 - 15.802 by being jeopardized by the continuation of these claims.
01:56 - 16.502 No, it's not.
01:56 - 19.605 I totally just to finish up on that, I totally understand
01:56 - 23.476 the jeopardizing argument, and I see what the Commonwealth Court was doing here.
01:56 - 26.579 But sometimes the law jeopardizes things.
01:56 - 28.982 Sometimes the law creates a mess.
01:56 - 31.150 And the legislature gave the D.A.
01:56 - 32.018 this power.
01:56 - 35.822 And they can, you know, they can upset this thing, this applecart for you.
01:56 - 38.091 That's just too bad.
01:56 - 41.427 But, but, you know, this jeopardizing argument
01:56 - 45.465 is, is akin to sort of a public policy argument.
01:56 - 49.769 And the General Assembly makes the policy, they road district attorney.
01:56 - 53.806 And that's the basis upon which these folks get to sue
01:56 - 56.943 and get to have a seat at the table in your honor.
01:56 - 59.479 That's a good way to sort of get back to where we started.
01:56 - 02.215 There is a mess. I agree with you, but it's an ambiguity.
01:57 - 05.218 It's something courts and especially this court deal with all the time.
01:57 - 08.221 The statute saying we do take them together.
01:57 - 10.189 The statutes say the AG or D.A.
01:57 - 13.526 can bring the claim, but the simple ambiguity is and it's not,
01:57 - 16.763 I submit, Your Honor, that it can be easily reconciled.
01:57 - 21.334 When we look at the the authority of the attorney general versus the D.A.
01:57 - 23.169 across all of these provisions.
01:57 - 26.839 Yes, the Constitution, but the CAA and the CBL, too.
01:57 - 30.643 So this is a simple matter of statutory interpretation.
01:57 - 34.881 The statute doesn't address who gets to settle claims for the same people.
01:57 - 37.950 That's what I hope that I understand your argument.
01:57 - 40.153 And, you know, it's you've repeated it.
01:57 - 41.654 It's been repeated.
01:57 - 46.025 But it it doesn't make any sense
01:57 - 49.762 in the context of how litigation works.
01:57 - 53.833 This notion that
01:57 - 56.269 you could take your chances and ignore
01:57 - 59.338 pending lawsuits on the theory
01:57 - 03.509 that the ability to settle is somehow different
01:58 - 08.581 than the ability to take over that lawsuit, is one that just doesn't it?
01:58 - 10.550 Just as in fly. I mean,
01:58 - 14.220 if there were a super session authority, which is why that's been argued.
01:58 - 18.925 I mean, this case has been argued as the AG has the right to supersede.
01:58 - 22.528 Without that right, you can't take over a lawsuit.
01:58 - 25.832 I mean, you know, if this if the
01:58 - 28.835 if this goes back to Delaware County and I'm assuming that's
01:58 - 32.705 where everything is still pending, I have a unclear
01:58 - 37.009 understanding of what's still out there, but I'm assuming it's in Delaware County.
01:58 - 38.911 It's goes back to Delaware County.
01:58 - 41.581 Somebody can make the argument you're making here,
01:58 - 44.584 and the district attorney is going to take the position.
01:58 - 46.619 It didn't settle our claims.
01:58 - 48.554 That was not, in the,
01:58 - 50.857 best interest, the
01:58 - 54.794 public interest of the electorate that we represent here,
01:58 - 57.830 that that arguments can be made, but they still have lawsuit.
01:58 - 01.701 But it then it sounds like, Your Honor there somebody's going
01:59 - 05.304 to have to decide this issue, which is a mess, as Justice Wax says.
01:59 - 08.241 But somebody is going to have to decide who controls.
01:59 - 11.811 The ultimate disposition of that is that they could decide
01:59 - 14.814 to to try their cases.
01:59 - 19.185 I mean, each of their individual cases is based upon facts
01:59 - 22.822 and circumstances existing within their jurisdictions.
01:59 - 26.993 I mean, I'm assuming I don't know how this settlement came to pass,
01:59 - 32.131 but I can look at the, distribution through the fund, and it's obviously done
01:59 - 35.735 on some assessment of the county by county impact,
01:59 - 39.872 of the, opioid, scourge.
01:59 - 43.442 I mean, so every day the district attorneys
01:59 - 47.346 who still have cases pending may say, here's our case, here's
01:59 - 51.651 what here's what the impact is in our jurisdiction.
01:59 - 54.020 By, you know, and this
01:59 - 57.690 is, this is, you know, where our lawsuit generated.
01:59 - 59.725 I don't know what would be wrong like that.
01:59 - 02.428 It would be inconvenient. There's no question about that.
02:00 - 08.301 But but yet, without the ability to supersede those lawsuits,
02:00 - 09.268 I don't know how.
02:00 - 12.104 I don't know how the, AG can settle them.
02:00 - 14.874 You can't try a case, Your Honor.
02:00 - 18.578 If, as a matter of law, there is no relief that you can recover
02:00 - 21.747 under the CPO, there are only three forms of relief.
02:00 - 24.517 There's an injunction which the ag god,
02:00 - 27.520 there's a restitution, which you need a permanent injunction.
02:00 - 29.655 Sorry. If they get a permanent injunction.
02:00 - 32.358 It is an injunction for ten years, Your Honor.
02:00 - 32.858 It's not.
02:00 - 36.162 But it's not a permanent injunction with the permanent injunction.
02:00 - 38.464 Disgorgement case of flexibility. Correct.
02:00 - 41.400 And that is not that was not part of the settlement.
02:00 - 42.902 Correct? It was, Your Honor.
02:00 - 47.406 See, this is I thought it was expressly, exempted.
02:00 - 49.408 Yeah. Disgorgement and civil penalties.
02:00 - 51.978 First of all, disgorgement is not in the CBL at all,
02:00 - 57.116 but it was excluded only as compensatory compensation restitution.
02:00 - 59.118 And that's because of tax reasons.
02:00 - 02.255 These settlements foreclose any and all relief
02:01 - 05.992 for any opioid related harm of any kind.
02:01 - 09.428 So the district attorneys, when they go back,
02:01 - 11.864 they can't get an injunction because the AG got that,
02:01 - 14.867 they can't get restitution because you need an injunction first
02:01 - 18.838 and they can't get civil penalties, because however, we define a difference
02:01 - 21.841 in, in the name of and on behalf of, they have to go to the Commonwealth.
02:01 - 26.012 So there's nothing for them to recover because it's all been released.
02:01 - 26.946 So if I pivot away
02:01 - 31.017 from the respective authorities, the fact is under race to to coda
02:01 - 35.321 for instance, these consent judgments acquired race to you to court effect.
02:01 - 38.758 And that's obviously for a court ultimately to determine whether they do.
02:01 - 42.228 But the parties to this, which again included the citizens said
02:01 - 46.232 these are preclude civ of all other opioid related claims.
02:01 - 49.769 So if you go back to Delaware County,
02:01 - 52.938 first of all, those are those are claims by counties.
02:01 - 56.008 The attorney general doesn't have to intervene at all.
02:01 - 58.811 But why would it intervene in a claim for a county
02:01 - 01.814 when it's settling on behalf of the Commonwealth as a whole?
02:02 - 03.783 You keep confusing me.
02:02 - 06.686 The district attorneys have actions pending
02:02 - 10.089 district attorney's claims against the settling
02:02 - 13.526 defendants, or people who have settled for whom they can recover.
02:02 - 16.128 No relief what they have claims pending.
02:02 - 19.398 And you say that some court may have to decide that.
02:02 - 24.303 Are there other claims brought by the County of Allegheny?
02:02 - 26.439 Forget about the district attorney's claims.
02:02 - 29.408 Those have been dismissed as okay, okay.
02:02 - 30.109 So you that's
02:02 - 33.646 what happens when you settle claims on behalf of the County of Allegheny.
02:02 - 36.482 They get dismissed, the lawsuits get dismissed.
02:02 - 40.986 Those were private claims I get it, I get it.
02:02 - 44.056 They were claims for different damages.
02:02 - 47.593 Unlike the DA's claims, which ruled against the same people
02:02 - 49.528 for the same relief.
02:02 - 54.533 If appreciating your honors, that you might not be buying what I'm selling.
02:02 - 58.771 If I could just quickly, pivot to, the consequence
02:02 - 03.809 because in statutory interpretation, of course, the consequences, matter.
02:03 - 08.547 If not only is the continuation of these claims
02:03 - 12.885 going to cost the remainder of the Commonwealth millions
02:03 - 16.088 and millions of dollars and appreciating, your Honor, that
02:03 - 19.492 that's a consequence of allowing claims to remain open.
02:03 - 23.896 I also think you're going to invite chaos.
02:03 - 27.500 I don't think is too strong into the settlement.
02:03 - 31.470 A couple claims, because the statements
02:03 - 34.440 we've heard today are the DA's were first here.
02:03 - 35.408 That's just not true.
02:03 - 37.543 Attorney General
02:03 - 41.213 Shapiro first spent years investigating.
02:03 - 45.151 Well, they the people investigate things all over the place for years.
02:03 - 48.320 We're not talking about the maybe the DA's would say
02:03 - 50.823 we were investigating this from the day we were born.
02:03 - 52.391 I mean, it's meaningless.
02:03 - 57.296 We look at the the filing of a lawsuit to the extent primacy matters.
02:03 - 59.999 And I'm not I'm not saying it does. Right.
02:03 - 03.269 You know, that sort of competition is is meaningless.
02:04 - 06.505 But they did bring their actions first.
02:04 - 09.809 And in this consequentialism
02:04 - 13.412 to me, is is an argument to make to the General Assembly
02:04 - 17.850 if you want them to take the DA's out of the statute because,
02:04 - 22.621 you know, hey, senators and representatives, here's exhibit A,
02:04 - 26.659 look how much money you you blew for the Commonwealth,
02:04 - 30.162 because you've got this da language in section four.
02:04 - 35.100 But coming to us and arguing, gosh, you have to affirm the Commonwealth Court,
02:04 - 39.104 because otherwise the heavens will fall, you know, let justice be done.
02:04 - 40.606 No, the heavens fall.
02:04 - 43.609 And, justice here is whatever the statute says.
02:04 - 45.978 And, Your Honor, I agree.
02:04 - 48.647 I won't return to the interpretation part because there's no
02:04 - 51.650 I don't think now there's any doubt that there is an ambiguity,
02:04 - 55.221 but what I'm pointing out is the suggestion earlier seemed to be
02:04 - 58.924 that this AG was sort of late to the party and sort of glommed
02:04 - 01.994 on, and we're going to allow 1 or 2 days.
02:05 - 05.998 And yes, these are big county DA's, but they could be small county DA's
02:05 - 09.401 to wait until the attorney general spends years, and only
02:05 - 12.905 the attorney general can negotiate with the hundreds of subdivisions
02:05 - 16.342 in a state to reach a Commonwealth wide settlement.
02:05 - 17.676 And this was done
02:05 - 21.480 five years ago was a hallmark, obviously, of now Governor Shapiro's tenure.
02:05 - 25.584 But since then, it's been attorney Generals Henry and Sunday
02:05 - 28.988 who have defended this for five years after this settlement
02:05 - 31.223 was supposed to be completed.
02:05 - 34.927 So in terms of policy and look into the next case,
02:05 - 38.864 it is a strong disincentive, I'd submit, to say
02:05 - 43.168 that you work at your peril if you try to settle
02:05 - 46.805 on a Commonwealth wide claim, if there's any claim still out there,
02:05 - 51.210 because the legislature hasn't said the AG supersedes
02:05 - 56.181 when all of the relevant Ampere materials say the AG is superior
02:05 - 01.921 with respect to consumer claims, would it be so easy for the Commonwealth,
02:06 - 05.190 for the General Assembly to say,
02:06 - 09.261 and the Commonwealth supersedes any cases brought by the D.A.,
02:06 - 12.932 or there could be something in the Commonwealth Attorneys Act.
02:06 - 16.402 That effort gives the,
02:06 - 21.307 the Commonwealth to supersede under any circumstances.
02:06 - 23.275 It would have been easy for them to do that.
02:06 - 26.178 They didn't. And maybe you're right. Maybe they should have.
02:06 - 28.981 And question becomes, why did the General Assembly
02:06 - 31.984 use the word intervene as opposed to supersede?
02:06 - 36.522 Because it's another indication of the power of the attorney general versus
02:06 - 37.022 the Da.
02:06 - 41.894 The Da can intervene in ag suit, but the AG can intervene in a Da suit.
02:06 - 47.099 Didn't know why it you did not intervene that that's the that's the ironic thing
02:06 - 52.137 you you you you specifically you number one you did not intervene.
02:06 - 56.675 And number two, under your interpretation, the language giving you
02:06 - 01.246 the power to intervene is meaningless because you can supersede way anytime.
02:07 - 04.183 No, Your Honor, we, it says, may intervene. But why would.
02:07 - 06.118 And I'm not asking the court a question, obviously.
02:07 - 07.820 But why would we intervene in a county action?
02:07 - 09.355 It's a Commonwealth wide settlement.
02:07 - 10.589 We don't need to intervene.
02:07 - 13.892 When you look at the respective authority through all of those documents,
02:07 - 18.998 the power, especially in a consumer realm of the of the AG outstrips at the Ace.
02:07 - 22.501 So why would we intervene in Philadelphia, in Allegheny County this like this?
02:07 - 25.337 Well, it wouldn't it because then a court would still decide.
02:07 - 28.340 Your Honor, what if the court said, well, the DA's get to control this case
02:07 - 32.711 against all the authority saying the AG can make a Commonwealth wide settlement?
02:07 - 35.881 It does seem to me, though, that you have there's
02:07 - 38.851 a lot of off ramps to the parade of horribles.
02:07 - 40.619 If we were to say,
02:07 - 44.056 that what
02:07 - 47.059 the Commonwealth that this suit, the superstition and stuff doesn't exist.
02:07 - 52.231 We don't have that an off ramp would be your pharmaceutical companies
02:07 - 55.768 would go in to the dock, to the to the to the, you know,
02:07 - 58.771 the two actions where there was no settlement,
02:08 - 02.775 the attorney general would intervene
02:08 - 07.112 and you'd argue in front of the Common Pleas Court all of the issues.
02:08 - 12.284 One, you have to dismiss the case because any remedy that they are seeking
02:08 - 15.320 is foreclosed by the settlement the attorney general entered into.
02:08 - 16.655 Money would go to the Commonwealth.
02:08 - 17.890 There's nothing for them to recover.
02:08 - 19.958 You've made that already?
02:08 - 21.627 You could argue restaurant card.
02:08 - 24.630 You could argue all kinds of of things.
02:08 - 29.768 And get the same result, the enforcement of a statewide settlement.
02:08 - 31.937 But the Commonwealth's a party, Your Honor.
02:08 - 34.306 So the Commonwealth Court to cite, you know,
02:08 - 36.408 all these issues were before the comma. I'm not saying that.
02:08 - 37.142 I'm not saying that you do.
02:08 - 38.077 I'm not saying the Commonwealth Court
02:08 - 39.745 didn't have jurisdiction and everything like that.
02:08 - 42.614 I'm just saying we're here struggling or I'm struggling.
02:08 - 46.885 I'm not gonna speak for my colleagues with this whole super session concept and,
02:08 - 50.823 and, and and your response, which I completely understand
02:08 - 54.326 why you're rating raising if, if we don't make this grand principle
02:08 - 58.230 that the attorney general has super session authority
02:08 - 02.101 in all consumer protection matters, notwithstanding the ability of a D.A.
02:09 - 04.970 to bring an action, the world is going to crumble.
02:09 - 07.172 Statewide settlements are never going to exist.
02:09 - 08.207 All of that stuff.
02:09 - 13.178 I'm just saying that I see off ramps that would prevent us from getting there.
02:09 - 14.346 Do you see them?
02:09 - 16.815 I do, Your Honor, and I think they're before this court.
02:09 - 19.184 But totally appreciating if Your honors don't
02:09 - 21.120 reach them in the Commonwealth Court said they're moot.
02:09 - 23.589 Can we raise them elsewhere?
02:09 - 28.560 Mr. Harper, I, I appreciate your public policy argument.
02:09 - 29.995 I think it's very strong.
02:09 - 32.131 My problem is I can't get there
02:09 - 36.401 because I don't find an ambiguity in the statutory authority.
02:09 - 39.404 And I wondered if you could just address that.
02:09 - 41.940 Sure. Your honor, there is.
02:09 - 45.277 I submit, respectfully, there is an ambiguity because it
02:09 - 48.313 the statute only talks about who can bring the claim.
02:09 - 51.483 The problem is now having those gap.
02:09 - 55.754 So isn't that I was that an ambiguity because it doesn't address
02:09 - 57.256 what happens later?
02:09 - 00.125 It says you can both bring them, but it doesn't address conflict.
02:10 - 03.128 Just like my personal representative in a wrongful death scenario.
02:10 - 04.963 No statute, of course, and your honors? No.
02:10 - 07.266 This can address every possible scenario.
02:10 - 10.202 In the 40 plus years the has been on the books.
02:10 - 11.503 This has never arisen.
02:10 - 13.205 We don't call those ambiguities.
02:10 - 16.441 I mean, they're all the reason courts are busy.
02:10 - 20.412 Is there all kinds of permutations that happen downstream?
02:10 - 22.080 They're they're all.
02:10 - 25.651 I mean, that's why you folks make a good living.
02:10 - 26.552 Better living than us.
02:10 - 30.622 I mean, you did this neither are, you know, these cases.
02:10 - 35.294 But there are all kinds of things that why we enjoy our profession right there.
02:10 - 37.062 All kinds of idiosyncrasy.
02:10 - 41.700 Idiosyncracies off ramps, things that can happen downstream.
02:10 - 45.337 But that doesn't make the language of section four
02:10 - 51.510 ambiguous just because you have messy consequences down the line.
02:10 - 55.981 As far as trying a case or settling a case that doesn't make it any
02:10 - 01.587 anything ambiguous about the language that the Da can bring the suit.
02:11 - 04.089 There's nothing ambiguous about that.
02:11 - 04.623 Counsel.
02:11 - 06.892 If I could just add one other thing to that.
02:11 - 12.331 I mean, there's no downstream mess as far as I see it,
02:11 - 18.170 because there are oftentimes there cases can settle, you know, you try cases.
02:11 - 22.241 That's why we have trial lawyers who go to court and try a case.
02:11 - 25.544 I mean, if this case, if the D.A.
02:11 - 30.682 and the AG were both involved, in the action in Delaware County
02:11 - 34.953 because there was an intervention or they otherwise filed there,
02:11 - 38.423 and then the consolidated cases, you know, what would happen?
02:11 - 42.594 They'd say, we can't settle the trial court would say, go to trial
02:11 - 43.695 and there'd be a verdict.
02:11 - 45.430 There'd be a verdict.
02:11 - 48.634 There would be, you know, sometimes cases don't settle.
02:11 - 53.005 I mean, I understand the complexities involved with companies
02:11 - 55.274 like your client who have statewide issues,
02:11 - 58.076 and they want to take care of it in one fell swoop.
02:11 - 01.713 But our law is just not geared
02:12 - 05.050 toward accommodating that desire.
02:12 - 10.088 Mr. Hare, we could just go back to my question
02:12 - 13.725 as supplemented by Justice Whacked and just astonish you,
02:12 - 19.298 the fundamental problem is reaching your public policy concerns.
02:12 - 23.769 When we don't see an ambiguity in the statute.
02:12 - 27.839 If you could just address that and then supplement it however you wish.
02:12 - 28.573 Understood, Jeremy.
02:12 - 32.978 Yes, I respectfully submit that there is an ambiguity in the statute.
02:12 - 34.279 There has to be.
02:12 - 37.416 It's like the rule that says to get back to the wrongful death example,
02:12 - 39.685 because it's the only one I can think of. It's even close.
02:12 - 42.688 The personal representative has to bring a wrongful death claim,
02:12 - 46.558 but it doesn't say what happens if there are two personal representatives.
02:12 - 47.225 No statute.
02:12 - 48.260 A rule can address everything.
02:12 - 51.263 So you wouldn't come back to this court and say you didn't add in there
02:12 - 52.864 what happens later?
02:12 - 53.999 We wouldn't come back here.
02:12 - 56.168 We would have a court decide what that means.
02:12 - 00.138 And you look at the relevant, you know, statutes regarding who the proper person.
02:13 - 00.973 That's it.
02:13 - 02.140 That's Mr.. Here. That's right.
02:13 - 04.843 But that didn't make the wrongful death statute ambiguous.
02:13 - 07.179 Why but Your Honor.
02:13 - 08.013 Right, right.
02:13 - 09.715 I mean, you have a messy case.
02:13 - 12.751 You the court's going to have to decide who the personal representative
02:13 - 14.353 is or whatever.
02:13 - 17.656 But that didn't make the statute ambiguous.
02:13 - 19.992 I mean, I don't think we've ever seen that.
02:13 - 21.126 Have we?
02:13 - 22.661 In the personal representative scenario?
02:13 - 24.730 No, just like we've never seen this scenario.
02:13 - 27.933 But if it doesn't answer the question before the court because it doesn't,
02:13 - 30.902 section four does not answer the question before this court.
02:13 - 33.271 Who controls the disposition?
02:13 - 34.673 It doesn't answer.
02:13 - 37.275 Saying who brings the claim doesn't resolve it.
02:13 - 39.111 It's about who resolves it.
02:13 - 41.246 And that's the issue here.
02:13 - 42.514 That's the issue before this court.
02:13 - 44.816 So I just submit, Your Honor, to answer your question.
02:13 - 47.252 I do believe there's an ambiguity.
02:13 - 50.756 And if we then have to look as the Commonwealth Court did, to the
02:13 - 51.656 in parametric stuff,
02:13 - 53.959 and I won't be redundant, it's got to be the attorney general
02:13 - 56.962 because it's a Commonwealth wide settlement.
02:13 - 59.431 All right. Any other questions for Mr. Hare?
02:13 - 00.399 Thank you.
02:14 - 02.501 Thank you very much, Mr. Hare. Mr.
02:14 - 04.469 McMichael, miss Dorsey, Mr.
02:14 - 07.372 currency, tremendous arguments.
02:14 - 10.175 Your clients should all be, assured
02:14 - 13.345 that the very best job was done by their counsel.
02:14 - 15.147 Thank you.
02:14 - 17.916 The next case, Commonwealth of Pennsylvania versus Keith
02:14 - 21.920 Phillips, involves a familiar subject, the Miranda warnings.
02:14 - 24.623 But a very unique set of facts.
02:14 - 27.726 On July 5th, 2019, in North Philadelphia, two men,
02:14 - 31.696 Sadat and Williams, were shot by another person who was wearing
02:14 - 35.300 a distinctive floral pattern shirt and riding a bike.
02:14 - 38.837 So that was killed and Williams seriously wounded.
02:14 - 43.075 Philadelphia police received a tip that Sadat's killing was a contract hit,
02:14 - 48.747 and that the shooter had an Instagram account with the handle broad de Kay.
02:14 - 53.718 When police detectives searched his Instagram account, they saw pictures
02:14 - 58.156 of Keith Phillips wearing a shirt similar to the shirt worn by the shooter.
02:14 - 03.995 Also, ten minutes after the shooting, the Instagram account displayed posts
02:15 - 07.833 indicating that the account owner had just been involved in a murder
02:15 - 10.569 in November of 2019.
02:15 - 11.870 Four months later,
02:15 - 16.408 police detectives interviewed Phillips, who was incarcerated on other charges.
02:15 - 18.510 At that time,
02:15 - 21.746 the police wanted to interview him about both the Sadat and Williams
02:15 - 26.118 shootings, as well as a later shooting in which he, Phillips, was the victim.
02:15 - 28.887 Phillips was right, his Miranda rights,
02:15 - 31.890 and he waived his right to counsel and his right to remain silent.
02:15 - 34.860 The police first asked Phillips
02:15 - 37.863 about the later shooting, where he was the victim.
02:15 - 41.600 While they were discussing that topic, Phillips, after the detectives
02:15 - 44.836 were going to quote, use this in court on him,
02:15 - 49.274 one detective said nobody's using anything in court,
02:15 - 53.178 and Phillips repeated his concern that if he named his shooter,
02:15 - 56.882 the neighborhood would know and Phillips would be at risk of being killed.
02:15 - 58.750 After the
02:15 - 01.987 detectives finished questioning Phillips about his own shooting,
02:16 - 04.990 they turned to the shootings of Sadat and Williams.
02:16 - 09.661 Phillips admitted that he was the owner of the broad de Cay Instagram account,
02:16 - 14.499 and made other incriminating statements about killing Sadat and shooting Williams.
02:16 - 18.737 Phillips was arrested for murder, attempted murder, and other charges.
02:16 - 23.608 He moved to suppress his statements to the detectives about Sadat
02:16 - 26.912 and Williams, arguing that the detectives statement
02:16 - 31.149 that nobody's using anything in court contradicted Miranda.
02:16 - 35.053 The trial judge denied Phillips motion to suppress
02:16 - 38.523 and admitted his statements about the Sugar and Williams shootings.
02:16 - 42.327 The trial judge, examining the context of Phillips
02:16 - 47.132 statements, concluded that the detective's assurance only related to the incident
02:16 - 50.835 where Phillips was shot and did not want to identify his shooter.
02:16 - 54.706 The assurance did not relate to his incriminating statements
02:16 - 57.709 about killing Sadat and attempting to kill Williams.
02:16 - 01.813 Following a jury trial, Phillips was convicted of first degree murder
02:17 - 04.816 for Sadat's killing and the attempted murder,
02:17 - 08.220 attempted murder for the shooting of Williams and other related offenses.
02:17 - 10.155 He was sentenced to life
02:17 - 13.758 imprisonment without parole for killing a consecutive
02:17 - 16.995 10 to 20 years in prison for the attempted murder of Williams
02:17 - 20.265 and consecutive sentences for other offenses.
02:17 - 24.436 Phillips appealed his convictions to the Superior Court, challenging
02:17 - 27.806 the admissibility of the statements about Jordan and Williams.
02:17 - 32.844 Specifically, Phillips alleged that his Miranda waiver was ineffective.
02:17 - 37.115 A three judge panel of the Superior Court unanimously agreed
02:17 - 40.752 to, including that after the detective told him
02:17 - 45.357 nobody's using anything in court, the prosecution could not
02:17 - 48.526 then use Phillips later statements against him.
02:17 - 53.131 The Superior Court found that the trial court committed prejudicial error
02:17 - 57.469 by admitting Phillips of statements about Sadat's murder and Williams
02:17 - 58.970 as attempted murder.
02:17 - 01.606 The Superior Court vacated the sentence and remanded
02:18 - 04.709 Phillips case to the trial court for a new trial.
02:18 - 06.878 The Commonwealth
02:18 - 11.116 has appealed the Superior Court's decision and has raised the following issue.
02:18 - 13.885 Before the Pennsylvania Supreme Court.
02:18 - 18.623 Can it completed Miranda waiver later be retroactively invalidated
02:18 - 23.495 in order to use the Miranda rule to suppress a voluntary statement?
02:18 - 27.866 Let's watch and listen to the arguments in Commonwealth versus Keith Phillips.
02:18 - 32.704 Correction in Your Honors, may I please the court you burns with the Commonwealth
02:18 - 36.141 saying nobody's using anything in court
02:18 - 40.111 was not a Miranda violation once Miranda warning said pull.
02:18 - 42.881 I'm sorry, sir, could you pull the microphone down a little bit?
02:18 - 44.883 There we go. Thank you. Is that better? Yes.
02:18 - 45.950 Thank you.
02:18 - 50.655 Once Miranda warnings have been given and waive, the waiver process is done.
02:18 - 54.259 In the words of the US Supreme Court, the analysis is complete
02:18 - 57.262 and the waiver is valid as a matter of law.
02:18 - 00.965 It can't be retroactively made invalid by later
02:19 - 03.968 police conduct, even if that conduct is questionable.
02:19 - 07.706 The value of Miranda is clarity, and the warning
02:19 - 11.176 and waiver process is either clearly done or it is clearly not.
02:19 - 16.081 But once the warnings have been properly given and wade, the process is complete,
02:19 - 19.951 the error of the Superior Court in this case was the rule that the warning
02:19 - 23.254 and waiver process of Miranda was retroactively made
02:19 - 26.491 invalid by what subsequently happened later in the interview.
02:19 - 28.893 And that's not what the rule allows.
02:19 - 31.529 Now, we're not talking here about a post waiver
02:19 - 35.033 reassertion of rights, which is something that the rule does provide.
02:19 - 37.135 The Superior Court did not find that
02:19 - 40.171 the defendant waived his rights and reasserted them,
02:19 - 44.175 but that the warning and waiver process was retroactively
02:19 - 47.178 invalidated by something that happened later.
02:19 - 48.747 We rely on two cases.
02:19 - 51.783 The first is Miranda burbling, and the second is this court's
02:19 - 54.919 decision in common versus Templin and Miranda.
02:19 - 00.024 Suspect was worn and waived under Miranda and his lawyer later called the station
02:20 - 01.860 and was told that he wouldn't be interrogated.
02:20 - 04.863 Well, he was interrogated, and the Court of Appeals decided that
02:20 - 07.198 that was a Miranda violation.
02:20 - 10.935 The US Supreme Court reversed the Court of Appeals, holding that what happened
02:20 - 14.739 later had no effect on the completed Miranda waiver.
02:20 - 17.942 The court said that as long as the warnings are properly
02:20 - 20.912 given and the decision to waive is on coerced,
02:20 - 24.249 the analysis under Miranda is complete and waivers valid.
02:20 - 27.385 More on point, though, is this court's decision
02:20 - 30.388 and unanimous decision in Collins versus Templin.
02:20 - 33.191 In that case, yes, the warnings are given and waived.
02:20 - 37.562 The officer gave the suspect an inducement to confess,
02:20 - 40.598 and the issue in that case was whether that situation was the
02:20 - 44.702 same as they had in common versus Gibbs and Gibbs, though,
02:20 - 46.771 the officer
02:20 - 51.543 gave the suspect a inducement to waive under Miranda,
02:20 - 55.046 and in Champlin, this court said that the two situations are different
02:20 - 00.084 where the Miranda waiver is obtained with an inducement that's governed by Miranda.
02:21 - 03.087 But whereas here, something happens later,
02:21 - 07.025 an inducement is given to confess or some other impropriety
02:21 - 09.160 after the Miranda waiver is complete.
02:21 - 10.762 That's not governed by Miranda.
02:21 - 14.332 That's governed by the question of whether or not the statement
02:21 - 17.335 that was given was given voluntarily.
02:21 - 19.771 So tap on is directly on point.
02:21 - 22.974 It controls the Superior Court's published Miranda decision,
02:21 - 26.077 and under it and superior Court erode and should be reversed.
02:21 - 31.916 Mr. Burns, is it your position that nothing that the police officer said
02:21 - 37.121 or would have said couldn't have said after the Miranda warnings,
02:21 - 42.627 can impact the, duration of the waiver at all?
02:21 - 44.963 It can impact the waiver on Miranda.
02:21 - 48.466 It can influence the question of whether or not
02:21 - 52.670 the statement was getting voluntarily now.
02:21 - 58.643 So now we consider the fact that the defendant asked the question,
02:22 - 03.114 are you going to use that against me, or
02:22 - 06.384 doesn't that indicate his lack of understanding his rights,
02:22 - 08.786 for which he allegedly waived?
02:22 - 11.122 No. While two pages before this happened,
02:22 - 13.057 they went through the whole Miranda process,
02:22 - 16.761 and they repeatedly assured the defendant that if he wanted to stop talking,
02:22 - 19.030 for example, that would be fine.
02:22 - 20.365 He acknowledged the warnings.
02:22 - 24.702 He signed a waiver, so there's no question that he was given the Miranda warnings.
02:22 - 26.971 He understood he didn't understand them right.
02:22 - 28.706 Well, that's the question I'm having.
02:22 - 31.709 Well, there was no claim that he didn't understand the warnings.
02:22 - 34.479 That was not what the Superior Court decided.
02:22 - 36.781 And that's not something that he claimed.
02:22 - 39.117 As a matter of fact.
02:22 - 44.022 It two pages after the disputed exchange here, he said,
02:22 - 48.560 nobody's forcing me to say anything or nobody's forcing me to say nothing.
02:22 - 51.796 If I didn't want to talk, I wouldn't talk.
02:22 - 53.865 As the trial court additionally found.
02:22 - 56.868 And this this goes to the voluntariness question.
02:22 - 00.305 The trial court did find, as the chief justice mentioned, that,
02:23 - 03.675 the defendant understood, that this statement had to do
02:23 - 07.645 with the question of what's the identity of the person who shot him.
02:23 - 11.416 And and that was in a separate incident, not this murder case.
02:23 - 14.953 Before the conversation turned out,
02:23 - 18.122 it was about a half hour later to the instant murder case.
02:23 - 23.061 In fact, the officer told the defendant, I'm accusing you of murder,
02:23 - 25.630 which is something that, yeah,
02:23 - 28.967 a reasonable person the defense position would understand to mean
02:23 - 33.237 that we're not talking anymore about me being a crime victim.
02:23 - 36.040 Now we're talking about me committing a murder.
02:23 - 39.077 And, that that is significantly different situation.
02:23 - 42.747 And shortly after that, the interrogation ended, right?
02:23 - 46.784 Yes, it did.
02:23 - 48.920 Was because,
02:23 - 54.192 what what's the point of Miranda's prophylactic rule?
02:23 - 57.195 If the police can just
02:23 - 01.532 the warnings and will, is there any point to the prophylactic rule
02:24 - 06.804 because I think you what you're saying is there what's the
02:24 - 10.842 what's once he's mirandized,
02:24 - 13.578 there can be no Sixth Amendment violation.
02:24 - 19.017 There can only be a Fifth Amendment violation or in voluntariness analysis.
02:24 - 19.751 Is that right?
02:24 - 20.685 That's right.
02:24 - 23.488 And given that Scotus has said,
02:24 - 27.225 deception alone is not enough
02:24 - 30.228 to render a confession involuntary, doesn't,
02:24 - 34.432 does that mean Miranda is,
02:24 - 39.370 Miranda is essentially reduced to something meaningless?
02:24 - 40.438 Is that the.
02:24 - 41.372 Well, not at all.
02:24 - 45.109 And in passing, I want to note that again,
02:24 - 49.180 I don't think it's quite accurate to say that they were contradicting the warnings.
02:24 - 52.383 The trial court explains in its opinion that when you're talking about
02:24 - 55.153 a crime in which the defendant is the victim,
02:24 - 57.422 that's not even something that Miranda contemplates.
02:24 - 02.593 But the purpose of Miranda is a kind of a no false, again bargain
02:25 - 07.632 where we get assurance once the process of warning
02:25 - 10.635 and waiver is done, that Miranda has been complied with.
02:25 - 14.105 And we have that assurance going into the questioning.
02:25 - 17.341 On the other hand, if Miranda violated
02:25 - 21.412 even a completely voluntary confession will be excluded.
02:25 - 24.782 So, you know, that's that's the balance.
02:25 - 27.919 The confession can still be excluded if,
02:25 - 32.957 the court finds that, the interrogation was so manipulative,
02:25 - 34.826 so coercive that it
02:25 - 38.663 deprived the defendant of his ability to make a free and unconstrained decision.
02:25 - 41.799 But that's not what happened here, Mr.
02:25 - 42.633 Burns.
02:25 - 45.603 Here. The police officer said.
02:25 - 47.371 No, but let me quote it.
02:25 - 49.907 Nobody's using anything in court.
02:25 - 51.576 That was his reassurance.
02:25 - 52.777 Those are the words he said.
02:25 - 56.147 And if if that were taken completely out of context,
02:25 - 00.952 that there might be a better case for the idea that he was
02:26 - 04.722 his faculties were overwhelmed and he could make an informed decision.
02:26 - 09.060 But as the trial court found, the record supports the idea
02:26 - 12.930 that he understood that that was restricted to who shot you.
02:26 - 16.701 He had had the Miranda warnings and understood them.
02:26 - 20.538 He was told before we started talking about this case.
02:26 - 22.440 I'm accusing you of murder.
02:26 - 25.176 And again, as he himself said,
02:26 - 29.046 he stated, if I didn't want to talk, I wouldn't talk.
02:26 - 31.349 So the record had substantial support
02:26 - 34.652 with the trial court's finding that the confession was voluntary.
02:26 - 35.720 But Mr.
02:26 - 38.523 Burns, if I can counteract that, goes to coercion.
02:26 - 39.357 Yes. Okay.
02:26 - 45.062 Not not to whether or not he understood the rights that he was giving up to.
02:26 - 45.930 Correct.
02:26 - 46.831 Correct, correct.
02:26 - 50.835 But the record also supports the conclusion that he understood his rights,
02:26 - 54.872 because of the well, just the manner in which the warnings were given.
02:26 - 57.909 If it was transcribed, it was filmed.
02:26 - 02.313 He, you know, read them as well as having them explained to him he signed a waiver.
02:27 - 06.150 So and and again later in the conversation, he said,
02:27 - 08.653 I didn't want to talk, I wouldn't talk. That understood.
02:27 - 09.954 That goes to coercion.
02:27 - 15.560 What the police officer stated goes to knowing the rights that he was giving up.
02:27 - 18.963 I mean, the police officer said nobody's going to use it in court,
02:27 - 23.234 which is a direct contradiction of the Miranda warning that he got.
02:27 - 25.670 Well, it's not a coercion. That's just
02:27 - 30.107 not understanding the or confusing the right that's being given up.
02:27 - 33.845 Well, the Superior Court didn't decide on the basis of him not understanding,
02:27 - 38.082 but I think it's true to say I think it's true to say that when he said,
02:27 - 40.685 if I didn't want to talk, I wouldn't talk.
02:27 - 43.120 I think that's reflecting back the Miranda warnings.
02:27 - 44.222 I think it's under indication
02:27 - 46.858 that he did understand a warning, but that was before he.
02:27 - 52.463 That was before the police officer took back the Miranda warning aspect
02:27 - 56.534 that says that anything that anything that you say can be used in court.
02:27 - 59.470 No, that was actually later. It was actually two pages later.
02:27 - 59.937 Well, fine.
02:27 - 02.340 And said if I didn't want to talk, I wouldn't talk.
02:28 - 03.908 Mr. Burns, let's just make that for him.
02:28 - 06.811 I can just ask a quick question, Mr. Burns. Yeah, sure.
02:28 - 07.745 I'm sorry.
02:28 - 10.715 My understanding of the whole Miranda rule is that
02:28 - 13.484 you're advising somebody of their rights and, more importantly, revising them
02:28 - 16.320 to the consequence of waiting. The rights.
02:28 - 17.521 We have a whole line of cases.
02:28 - 19.290 It talks about police
02:28 - 22.193 kind of self confusion, what's allowable, what's not allowable.
02:28 - 25.563 But in this particular case, I think the Superior Court judge back
02:28 - 27.665 when she wrote the opinion, she was basically saying
02:28 - 30.801 that the police officer statement really abrogated the second
02:28 - 34.572 prong of that analysis, which was in fact the consequence
02:28 - 39.076 of waiving your right to Miranda, which is nobody's using anything in court.
02:28 - 41.045 How do you respond to that?
02:28 - 43.114 Well, under Miranda and under Templin,
02:28 - 46.984 once the warning and waiver process is done, later events.
02:28 - 47.952 But again, we do it.
02:28 - 49.320 We're talking about the initial waiver.
02:28 - 51.355 You have the right to remain silent
02:28 - 54.992 and anything you say can and will be used against you in court.
02:28 - 59.397 So they're advising of your rights and the consequences if, in response
02:28 - 01.032 to the police officer's questioning,
02:29 - 04.268 he says something along the lines, what are you going to use me in court?
02:29 - 07.171 He's talking about the consequences of this statement.
02:29 - 11.375 And the police officer's response is in direct contradiction
02:29 - 15.279 to the Miranda warnings, which is we're not using anything in court.
02:29 - 16.447 That's it.
02:29 - 18.783 So doesn't that go to the voluntariness and more importantly, doesn't it
02:29 - 22.153 go to the consequences of waiving the action, the Miranda rights?
02:29 - 28.059 It goes to the question of whether or not the state was given voluntarily,
02:29 - 31.395 does not go to the validity of the learning and waiver process,
02:29 - 33.731 which I didn't catch the first half of what you said.
02:29 - 36.634 It goes it goes to the volunteering, this question.
02:29 - 39.770 It doesn't go to the question of the validity of the waiver
02:29 - 42.106 under or any of you were buying.
02:29 - 44.075 And Connell versus Templin.
02:29 - 47.878 Later events don't affect the validity of the Miranda waiver.
02:29 - 51.349 Once it's done correctly, it is completed.
02:29 - 53.684 And what if the at the outset, the police officer says, Mr.
02:29 - 55.119 Burns, you have the right to remain silent
02:29 - 58.122 and anything you say will not be used against you in a court of law.
02:29 - 00.591 Right. But that's not what happened.
02:30 - 04.261 He was actually told that's exactly what happened later on down the road.
02:30 - 07.865 You're saying you're saying there was an initial valid waiver of Miranda rights.
02:30 - 10.368 Later on in the conversation, a police officer
02:30 - 13.537 abrogated the second half of it, which is I'm taking the consequences
02:30 - 15.172 of you waiving it off. Off the board.
02:30 - 17.775 I think, Your Honor is actually addressing the factual question.
02:30 - 20.811 What the trial court found was that he understood that
02:30 - 25.383 when the officer said those words, it was directed to one specific thing,
02:30 - 28.819 that is the identity of the person who had shot him.
02:30 - 34.425 And with that factual finding, it undermines the idea that the defendant
02:30 - 38.462 didn't understand the Miranda warnings, which he, in writing said that he did.
02:30 - 39.697 So you're
02:30 - 42.733 saying it was a promise within the context of the interview
02:30 - 45.636 with regard to a specific item of information
02:30 - 49.306 not extending beyond that particular item of information?
02:30 - 50.341 Yeah.
02:30 - 54.745 Angel indicated an intent not to use the identity of why I shot him.
02:30 - 56.881 I think we're supposed to stay away from intent,
02:30 - 58.382 as are we supposed to object abuse.
02:30 - 01.352 From an objective perspective,
02:31 - 03.287 we've got to really engage in the subjective
02:31 - 05.423 intent of the police officer or worker.
02:31 - 07.291 Okay, sure. You're saying that.
02:31 - 10.261 You're saying that the the exchange,
02:31 - 13.864 you are going to use this in court on me,
02:31 - 16.700 that this is specifically
02:31 - 19.703 how he responds to the question posed.
02:31 - 21.972 The question in being who shot you?
02:31 - 23.074 Right? Okay.
02:31 - 26.610 It doesn't extend beyond that question that was the trial court's finding. Yes.
02:31 - 30.681 So when the police officer responded
02:31 - 34.351 and said nobody's using anything in court,
02:31 - 37.721 you're saying he
02:31 - 42.393 that that should be interpreted objectively to mean only anything you say
02:31 - 47.331 in response to this specific question, given the context, in the circumstances,
02:31 - 51.068 a reasonable person in the defendant's position would have so understood
02:31 - 52.236 what was said.
02:31 - 54.205 And that, again, was the trial court's finding.
02:31 - 57.208 And it's supported by the record.
02:31 - 58.742 Thank you, Your Honor.
02:31 - 00.811 Thank you.
02:32 - 01.445 Okay.
02:32 - 04.181 Thank you, Mr. Burns.
02:32 - 07.051 We'll hear from
02:32 - 10.020 Mr. Chisholm.
02:32 - 19.263 Good afternoon,
02:32 - 23.134 madam chief Justice Justice's name's Walter Chisholm.
02:32 - 25.202 I represent the appellants matter.
02:32 - 28.205 Keith Phillips may please the court.
02:32 - 32.042 So the fundamental assurance of Miranda
02:32 - 37.515 is the right to choose between silence and speech.
02:32 - 42.653 And that remains unfettered throughout the interrogation process.
02:32 - 45.656 So I'd like to kind of give an example. Mr.
02:32 - 47.892 Burns is saying it's a one and done thing.
02:32 - 49.927 Do you give him a random warnings?
02:32 - 51.128 And after that
02:32 - 55.533 there are if you if you if you waive, you have no remedy if there's a violation,
02:32 - 58.202 regarding police conduct,
02:32 - 01.205 okay, let's say you have a person that's giving Miranda warnings.
02:33 - 04.808 Ten minutes after that, the officer asks, okay,
02:33 - 07.811 I want to know, did you shoot the decedent?
02:33 - 11.682 And defendant says, you know what, wait a minute.
02:33 - 15.753 I think I want a lawyer before I answer that question.
02:33 - 19.323 Am I am I well, am I allowed to not answer the question?
02:33 - 22.359 And, am I allowed to have counsel?
02:33 - 25.996 And the officer says, no, you got to keep talking.
02:33 - 28.966 You can't remain silent.
02:33 - 30.034 And I'm not allowed.
02:33 - 32.136 I'm not giving you a lawyer.
02:33 - 35.105 That is a Miranda violation.
02:33 - 35.706 See that?
02:33 - 39.276 I'm glad you made that example, counsel, because it reminds me
02:33 - 42.813 something I was thinking about when I was thinking about this case.
02:33 - 49.053 Is, is there a distinction between a scenario like you're talking about where,
02:33 - 51.722 presumably in fairly short
02:33 - 54.725 order, after he's mirandized a,
02:33 - 57.628 a suspect,
02:33 - 01.332 asked questions or make statements which,
02:34 - 07.838 indicate that he just he did not understand Moran.
02:34 - 10.841 He did not understand the Miranda warning.
02:34 - 16.313 On the one hand, versus a scenario like this
02:34 - 19.717 where the,
02:34 - 21.952 the suspect hasn't
02:34 - 24.955 indicated a failure to understand
02:34 - 28.626 the Miranda warnings.
02:34 - 34.698 And there's no there's no suggestion
02:34 - 38.435 as to confusion about that
02:34 - 40.838 warning.
02:34 - 45.075 It's it's rather, it's rather a, the misconduct
02:34 - 48.312 type analysis akin to the Fifth Amendment cases, isn't it?
02:34 - 51.315 Well, I think that the law is saying
02:34 - 54.285 that it's the words themselves.
02:34 - 57.321 We can't I think once we start going into the,
02:34 - 00.557 subjective mental processes of what
02:35 - 03.560 the detective meant, what the defendant,
02:35 - 06.463 thought he heard or interpreted,
02:35 - 09.767 then then we get into an area that Miranda,
02:35 - 14.805 teaches that we are not to go into.
02:35 - 19.276 Miranda teaches that we ought to rely on the words themselves
02:35 - 25.382 and the words in this case are that nobody is using anything in court.
02:35 - 28.952 And, that's,
02:35 - 31.355 that's what Miranda says
02:35 - 34.558 we were relying on once we start getting into subjective intent.
02:35 - 38.429 And there's a lot of case law out there that says that you're not to,
02:35 - 41.699 look at this from the perspective of the officer.
02:35 - 45.736 You're you're to rely on the words and how the defendant,
02:35 - 47.671 responded.
02:35 - 51.508 And, so basically, when we in this particular case,
02:35 - 54.845 since we have Miranda that says that the right remains
02:35 - 59.283 unfettered throughout the entire process, process, that is it.
02:35 - 00.784 You know, this isn't.
02:36 - 03.687 And I think that even the words in Miranda
02:36 - 06.290 cut against the Commonwealth's one and done,
02:36 - 08.792 theory.
02:36 - 11.195 Right, because Miranda says it's not one and done.
02:36 - 13.931 It remains council, if I may. Yes.
02:36 - 17.334 I'm sorry, what's your argument that the your client
02:36 - 21.772 did not know the Miranda warnings that he was coerced in making a statement?
02:36 - 23.874 What what what are you trying to tell us?
02:36 - 26.877 I'm trying to tell you, Your Honor, is that
02:36 - 31.882 the statement by the detective that nobody is using anything in court
02:36 - 35.552 directly vitiated the prior warning,
02:36 - 38.689 and that when the detective told Mr.,
02:36 - 43.093 Phillips to the, the suspect in his case that nobody's using anything in court,
02:36 - 45.629 that that violated Miranda
02:36 - 48.766 and that therefore, anything said after that is suppressed.
02:36 - 53.070 So share with me from that moment until the time
02:36 - 56.373 he invokes his Fifth Amendment and says, hey, I want a lawyer.
02:36 - 00.911 What that temporal space
02:37 - 06.683 shows or proves to us that he was well aware of the Miranda warnings
02:37 - 11.889 Act to the point where he exercised them, such that anything he said up
02:37 - 15.459 until that point is admissible based upon his waiver of Miranda.
02:37 - 18.562 So when Mr.
02:37 - 21.832 Phillips, asks whether or not any
02:37 - 24.835 whether or not,
02:37 - 25.636 this is going
02:37 - 29.373 to be used in court, and the detective responds,
02:37 - 34.111 nobody is using anything in court at that particular point in time. Mr.
02:37 - 38.449 Phillips is trying to determine just what the effect of his statement
02:37 - 41.452 is going to be within the context of Miranda.
02:37 - 44.988 And I think that that's a reasonable action for a person who,
02:37 - 48.358 you know, isn't familiar
02:37 - 51.395 with reading, the rights as they are
02:37 - 55.532 within the context of interpret under the totality, the circumstances, analysis.
02:37 - 59.703 How should we consider the fact that your client asked that question
02:37 - 02.873 with regard to identifying the person who shot him
02:38 - 06.076 such that he didn't want to be a snitch, had not?
02:38 - 09.880 And that's the series of questions for which he invoked.
02:38 - 11.348 Are you all going to use that?
02:38 - 16.053 So I think that what happened is that the the Superior Court found
02:38 - 19.823 that the trial court opinion was unsupported by the record.
02:38 - 24.228 What happened was that that discussion about not being a snitch happened
02:38 - 25.529 after Mr.
02:38 - 28.532 Phillips asked, are you going to use this in court on me?
02:38 - 31.802 And it's in the trial court opinion, the Superior
02:38 - 34.805 Court opinion made clear the sequence of events.
02:38 - 38.642 And I think I also made clear in my brief the sequence of events, because the
02:38 - 42.513 Commonwealth's brief, to the extent adopts what the trial court say.
02:38 - 46.550 But if you follow the transcript and I ended the transcript to the brief,
02:38 - 50.120 the discussion about gang retaliation
02:38 - 53.790 and everything like that occurred after Mr.
02:38 - 56.927 Phillips asked, are you going to use this on Call Me?
02:38 - 00.664 And detective said, nobody's using anything in court with regard
02:39 - 03.667 to the identity of the individual who shot him.
02:39 - 06.803 However, when the focus of the investigation
02:39 - 10.407 or the interrogation was on him as a doer,
02:39 - 14.478 that's when he invoked his right to counsel.
02:39 - 16.280 That's when he invoked his right to counsel.
02:39 - 20.584 But I'm saying that the right, the Miranda right, was vitiated
02:39 - 24.054 when the detective made his statement as regard to Mr.
02:39 - 27.891 Phillips being a shooting victim and that sort of thing.
02:39 - 30.961 I think that that question goes to,
02:39 - 34.031 what I, placed in my brief is Rhode Island, Venice.
02:39 - 38.135 The detective's question, was phrased in a way
02:39 - 41.505 that could have elicited an incriminating response.
02:39 - 45.108 That's see, that's I'm glad you said that in response to Justice Roberts question,
02:39 - 48.178 because that I think even if we buy your argument,
02:39 - 53.383 let's say hypothetically, we disagree with, Mr.
02:39 - 57.387 Burns position and say, okay, something detective did later
02:39 - 00.390 could invalidated Miranda waiver just for the sake of argument,
02:40 - 03.460 would you would you agree that there would at
02:40 - 06.496 least need to have to be a causation requirement?
02:40 - 10.801 In other words, would the would you agree in that circumstance
02:40 - 15.839 that the detective's statement would have to cause,
02:40 - 19.743 the suspect to incriminate himself?
02:40 - 22.713 I think that Miranda says that,
02:40 - 27.451 that those rights are clear, and anything contrary to
02:40 - 32.222 what is laid out in the Miranda warnings is the violation in and of itself.
02:40 - 33.857 I don't think that there is.
02:40 - 36.960 I'm not aware of, you know, the detective statement
02:40 - 39.663 having been the cause of anything after it.
02:40 - 44.935 It was the it's the words themselves that violated the, the warnings.
02:40 - 49.773 And at that particular point in time, Miranda was vitiate your counsel.
02:40 - 54.378 You're asking for a very straightforward, clear role, and I commend you for that.
02:40 - 56.980 But if I understand your what you're saying is
02:40 - 00.784 after a suspect or a person under custodial derogation
02:41 - 05.455 waives Miranda knowingly, voluntarily, all that stuff.
02:41 - 09.259 If at any point in time during the examination,
02:41 - 13.130 the interrogators make a
02:41 - 17.434 statement that is directly contradictory of the Miranda warnings.
02:41 - 18.402 All bets are off.
02:41 - 18.869 Miranda.
02:41 - 22.506 Reattach is and and they have to be given the warnings again.
02:41 - 23.306 Right.
02:41 - 25.876 I think it doesn't matter just to complete my thought.
02:41 - 28.779 It doesn't matter in your view of the law.
02:41 - 32.115 What he said that prompted the police officer
02:41 - 35.118 to make that statement, that police officer can make the statement
02:41 - 37.854 going back to Justice works hypothetical.
02:41 - 41.091 We give you Miranda, you wave in the in the the police officer says,
02:41 - 43.393 you know, I know we just did this Miranda thing,
02:41 - 44.628 and you signed the document,
02:41 - 47.631 but I promise you, I'm not going to use anything against her.
02:41 - 49.833 In your view of the world.
02:41 - 51.735 That would vitiate the waiver.
02:41 - 54.971 Yes. And I apologize for, speaking before you were finished.
02:41 - 57.374 Yes, I think Mr..
02:41 - 02.179 With Mr., Burns and the Commonwealth, appear to be relying on this Commonwealth.
02:42 - 05.582 The template right template is not a Miranda case.
02:42 - 08.752 Template is a case where, a
02:42 - 11.755 detective in the course of the interrogation,
02:42 - 19.129 promised R.U.R., to have a, suspect continue with, the interrogation.
02:42 - 23.834 There's a in my mind, there's a big bridge between Miranda
02:42 - 28.405 and RR Templin is a involuntary confession case.
02:42 - 30.073 It's a it's a that's a
02:42 - 33.510 that's a coercion to continue to get them to speak
02:42 - 37.748 versus a and you're again, under your theory of the case
02:42 - 41.351 eight statement directly at odds of somebody's constitutional right.
02:42 - 44.321 That's correct. Your Honor. Okay.
02:42 - 45.021 And it doesn't matter.
02:42 - 48.992 Again in your view the contextual analysis the trial court
02:42 - 52.763 did the COI, the statement that was that prompted the
02:42 - 55.866 the investigator to say what the investigator said.
02:42 - 57.234 None of that matters.
02:42 - 01.304 We look at the words of the investigator in the middle of the interrogation,
02:43 - 02.506 following waiver.
02:43 - 07.210 And if anything in that statement contradicts the waiver itself
02:43 - 10.614 all over that, I would
02:43 - 13.617 and I would, also just kind of briefly,
02:43 - 16.386 provides a sequence of events regarding this interrogation.
02:43 - 17.921 But just so I understand, you agree that
02:43 - 20.257 that's the principle that you're advocating for. Sure.
02:43 - 23.627 I, I would think that there that Miranda is is is bright line.
02:43 - 24.394 Right?
02:43 - 27.531 I think that as soon as the detective's words
02:43 - 32.202 vitiate what he said earlier, as soon as his words
02:43 - 36.306 are contrary to what he said earlier, then that's a bright line.
02:43 - 39.943 And that bright line is that anything that contradicts Miranda
02:43 - 43.046 vitiate the warning and that everything after that.
02:43 - 44.848 Counsel? Yes.
02:43 - 48.652 The United States Supreme Court indicated that, you know, ploys to mislead
02:43 - 53.056 a suspect or allow them into a false sense of security are okay.
02:43 - 55.892 AKA cops can lie,
02:43 - 57.928 cop cops can
02:43 - 00.931 lie in court during these during this marine investigation.
02:44 - 02.132 That's what we have here.
02:44 - 05.869 I think that despite the fact that the question his response was,
02:44 - 08.972 are you going to use I give you the name or are you going to tell the world
02:44 - 10.040 I'm a snitch?
02:44 - 11.408 And he said, no, not at all,
02:44 - 15.412 because technically the Commonwealth could introduce other witnesses.
02:44 - 17.380 I guess we're not planning the strategy.
02:44 - 18.448 The Commonwealth's case.
02:44 - 19.482 But I'm looking at that.
02:44 - 23.820 You're trying to get a clear line rule that said, once an officer lulls
02:44 - 26.857 an individual under a false sense of security
02:44 - 29.793 or it's a ploy to mislead him, that
02:44 - 32.996 right then and there, we're not allowed to accept it's a violation.
02:44 - 35.632 And that's in direct conflict.
02:44 - 39.903 The United States Supreme Court not, though, if it is in direct violation,
02:44 - 43.306 a direct, contradiction to the Miranda warning.
02:44 - 46.743 I think that that seems to be the I don't know, we have cases out there.
02:44 - 49.613 What was the case when the the United States Supreme Court said that
02:44 - 53.683 that he would not contact his lawyer was not a violation.
02:44 - 55.385 You have an right to an attorney.
02:44 - 57.187 That's in the words of Miranda.
02:44 - 58.955 The United States Supreme Court said,
02:44 - 02.325 you know, a police found on former suspect of an attorney's effort to reach him.
02:45 - 06.663 That is not a violation, and that's a direct violation.
02:45 - 09.633 If you follow your theory as to what the language of Miranda said,
02:45 - 10.834 that's what I'm saying.
02:45 - 13.436 Police are allowed to mislead
02:45 - 16.439 aka from our Scotus.
02:45 - 19.876 How we tell me why we should change it.
02:45 - 23.113 You would have to do an Edmunds analysis that before us,
02:45 - 26.349 before we can distinguish our constitutional rights.
02:45 - 27.851 Compare the United States.
02:45 - 31.454 So is, Justice Todd made clear, I think, that,
02:45 - 35.425 a lot of the cases and I'm not aware of the case that you just cited,
02:45 - 39.262 but much of the case law says that the officer is not allowed
02:45 - 44.501 to lie about the dimensions of the Miranda warnings themselves.
02:45 - 46.970 Certainly, he can lie about other things and
02:45 - 48.905 and bring in evidence that doesn't exist.
02:45 - 53.510 But when you go to lying about what your rights are, especially after
02:45 - 56.579 you were just given those rights, then that's a bridge too far.
02:45 - 59.783 And the case that you cited, unfortunately, Justice
02:45 - 02.786 Daugherty not and I certainly didn't mean to jump in before you were finished.
02:46 - 04.921 I don't have that case in front of me.
02:46 - 07.757 You know, your knowledge is a lot higher than mine,
02:46 - 10.727 but I've been around a lot longer, sir, and I think I.
02:46 - 14.731 I'm going to, be on the ship with the chief justice here,
02:46 - 18.868 and that you can't lie about those warnings,
02:46 - 23.173 because otherwise, the warnings in my mind, in my mind, are meaningless.
02:46 - 24.341 But at the issue.
02:46 - 26.409 With all due respect, sir, it's not your mind.
02:46 - 27.510 It's your client.
02:46 - 31.348 And your client invoked his Fifth Amendment right to an attorney.
02:46 - 32.582 Subsequent
02:46 - 35.251 to that comment,
02:46 - 37.620 how are we not to take that and glean
02:46 - 41.791 from that invocation of his rights the fact that he was,
02:46 - 43.293 well aware of his rights
02:46 - 46.963 and he freely spoke up until the point he felt he didn't want to.
02:46 - 52.736 Well, I would think that when he was told that nothing would be used in court,
02:46 - 57.707 but that certainly would have led him into a sense of security that he would have.
02:46 - 59.642 And also, why would he have?
02:46 - 02.545 Why would he have invoked his Fifth Amendment if he's lulled?
02:47 - 06.049 Well, the two pages later in the notes of testimony, what's that for?
02:47 - 07.283 Maybe five minutes?
02:47 - 10.220 No, I think that when he was, invoked his right
02:47 - 13.223 to an attorney that was much further down.
02:47 - 15.992 Yeah, I saw 4:00, I think. Yeah. So,
02:47 - 19.229 there was a lot going on, and, you know,
02:47 - 22.365 they were videos and all that sort of thing had been played by then.
02:47 - 26.336 But when when he was told it was like 230 when that,
02:47 - 31.007 that, you know, thing about the, we're not going to use it against you happened.
02:47 - 32.909 Right.
02:47 - 37.313 So a fairly, fairly straightforward question and,
02:47 - 40.750 I think the court understands that we're going to take a close look at it.
02:47 - 42.952 Do you have anything to say in conclusion?
02:47 - 46.990 I guess, and thank you for allowing me to to, to say something.
02:47 - 50.560 In conclusion, I again, I would
02:47 - 53.563 I would think that,
02:47 - 56.266 and with the hypothetical that I provided
02:47 - 59.269 that if a detective gives the warning
02:47 - 01.938 and if a defendant
02:48 - 05.475 ten minutes after the warning asks a detective,
02:48 - 09.212 after that, after a question is posed to the defendant,
02:48 - 12.315 can I have a lawyer?
02:48 - 15.118 And a detective decides to lie and says, no,
02:48 - 18.121 you're not entitled to a lawyer, and you have to keep talking.
02:48 - 21.591 I think that that is, conduct
02:48 - 25.862 that, many courts would find reprehensible.
02:48 - 28.798 I think that that would be a direct violation of Miranda,
02:48 - 31.801 especially with the with the language that that,
02:48 - 34.337 right,
02:48 - 37.740 to choose between silence of speech remains unfettered.
02:48 - 42.445 And with that, I think that the answer to the question
02:48 - 45.949 that this court posed, would have been answered
02:48 - 50.420 in the hypothetical that once a valid, a waiver is, provided
02:48 - 55.592 that, conduct by the police can certainly, vitiate that waiver.
02:48 - 57.660 All right. Thank you. Thank you so much.
02:48 - 58.495 Pleasure. Mr.
02:48 - 00.930 Burns, it's nice to see you back in our courtroom.
02:49 - 01.865 I trust your feeling.
02:49 - 03.433 Well, good.
02:49 - 06.136 Welcome back. Welcome back to.
02:49 - 08.838 The next
02:49 - 11.841 case on the court's docket is Smith versus Karen Cat.
02:49 - 14.344 And this is a medical malpractice case.
02:49 - 18.615 That will allow the court to decide, what evidence is needed
02:49 - 22.418 to prove causation in a medical malpractice case.
02:49 - 25.788 This case has a history.
02:49 - 30.160 The plaintiff was diagnosed with breast cancer based on a pathology report
02:49 - 34.497 she received chemotherapy, but later
02:49 - 39.269 it was determined that the patient, Tonya Smith, actually had lymphoma.
02:49 - 42.472 Miss Smith ultimately,
02:49 - 46.042 did not recover and died in January of 2019.
02:49 - 50.847 Her husband filed suit against a number of people, including Doctor
02:49 - 55.752 Annie Karen Cat, who was the oncologist at Cancer Care Associates of York.
02:49 - 00.089 The case went to trial, and after the plaintiff rested
02:50 - 04.861 the plaintiffs case, the trial court granted a non suit, which is a dismissal
02:50 - 08.898 in the middle of trial because the trial court found that
02:50 - 14.204 the plaintiff's expert testimony was not certain enough on the issue of causation
02:50 - 17.907 to allow the jury to find in favor of the plaintiff
02:50 - 21.945 and against Doctor Karen Cat and Cancer care associate.
02:50 - 25.048 The legal standard for
02:50 - 29.752 causation in medical malpractice cases can either be what's known as,
02:50 - 34.524 but for causation or an increased risk of harm.
02:50 - 35.592 There can be evidence
02:50 - 40.430 that the doctor's conduct increased the risk of harm to the patient,
02:50 - 43.800 so that the patient doesn't have to show that to a degree of certainty,
02:50 - 47.937 and if there is evidence of that sufficient from an expert,
02:50 - 53.576 test, it from expert testimony, then the trial court can allow a jury
02:50 - 57.480 to hear that evidence and make a determination as to whether
02:50 - 01.351 the doctor's conduct was the factual cause of the harm.
02:51 - 07.423 In this case, the the plaintiff relied on this increased risk of harm theory.
02:51 - 11.194 But the trial court said that the evidence
02:51 - 14.330 was not sufficient, it wasn't certain enough,
02:51 - 20.203 it was speculative, and it was too vague, the trial court said.
02:51 - 23.339 Even though Pennsylvania does allow in some cases,
02:51 - 28.411 this relaxed standard for causation, there, it's not in every case,
02:51 - 32.515 and the plaintiff must show a meaningful, scientifically supported,
02:51 - 36.619 increased risk that the doctor's conduct made things worse.
02:51 - 41.791 The judge said that medical causation must be based on science and not guesswork.
02:51 - 44.794 Otherwise, juries would be left to guess.
02:51 - 48.231 The Superior Court,
02:51 - 51.868 disagreed with the trial court and reversed.
02:51 - 57.173 The Superior Court said that in its view, the expert testimony was sufficient
02:51 - 01.277 to allow a jury to decide the issue of factual cause.
02:52 - 03.212 Importantly, the trial.
02:52 - 06.616 The Superior Court did not say that the doctor was negligent,
02:52 - 10.286 only that there was enough evidence on the issue of causation
02:52 - 13.456 to let the jury decide that.
02:52 - 16.659 So the Pennsylvania Supreme Court accepted this appeal.
02:52 - 19.996 To answer one key question did the Superior
02:52 - 23.399 Court apply the increased risk of harm rule properly?
02:52 - 26.636 And that comes from a case versus Hamill versus baseline.
02:52 - 29.906 In plain English, the Supreme Court will decide
02:52 - 33.343 how strong expert testimony must be on the issue of causation,
02:52 - 37.146 what counts as increased risk of harm evidence,
02:52 - 41.484 and how strong and definite does it need to be from an expert?
02:52 - 45.621 And when a case like this should be dismissed at the
02:52 - 49.592 at the concert stage, or should be allowed to go to a jury.
02:52 - 53.663 So with that, let's turn to the courtroom and hear the arguments.
02:52 - 55.465 And Smith versus Karen Kay.
02:52 - 00.570 Good afternoon.
02:53 - 01.471 Your Honors.
02:53 - 04.040 My name is Michael Broski.
02:53 - 08.611 It's been my privilege over these many years to represent Archer.
02:53 - 11.581 Annie cannot get,
02:53 - 14.851 I think it's important at the outset
02:53 - 18.688 that we have a clear understanding of the undisputed facts
02:53 - 21.691 of this case.
02:53 - 25.862 In 2000, 16.
02:53 - 31.300 Tonya Smith developed pain in her shoulder.
02:53 - 34.170 She went to an orthopedist.
02:53 - 37.573 The orthopedist ends up doing some cervical spine surgery.
02:53 - 40.243 Ultimately, Mr.
02:53 - 45.448 Smith has an MRI which reveals suspicions of,
02:53 - 49.452 metastatic lesions.
02:53 - 52.488 She goes to a, an oncologist
02:53 - 55.491 surgeon who biopsies her
02:53 - 56.626 biopsies.
02:53 - 58.761 Delusion that was seen on that MRI.
02:53 - 01.230 This is months before she ever comes.
02:54 - 04.233 The doctor can get.
02:54 - 08.704 The specimen we send to a, well, well-established
02:54 - 12.542 pathology lab at WellSpan, in York.
02:54 - 17.613 It was interpreted by Doctor Wright,
02:54 - 21.851 who was originally a defendant in the suit, as well as the other,
02:54 - 27.256 health care providers involved in her care.
02:54 - 31.627 He diagnosed it as adenocarcinoma,
02:54 - 36.332 most consistent with breast cancer.
02:54 - 39.902 There was not a doubt
02:54 - 42.872 in his experience, educated mind
02:54 - 47.043 that this was a carcinoma, not a lymphoma.
02:54 - 50.480 He made that perfectly clear in the two trials that,
02:54 - 54.550 he participated in.
02:54 - 58.321 Doctor Wright himself indicated that
02:54 - 01.557 in terms of cancer diagnosis,
02:55 - 04.560 the buck stops with pathology.
02:55 - 07.964 There's a phrase in medical oncology.
02:55 - 11.701 Here's a use only by medical oncologist.
02:55 - 14.704 I think, and the phrases,
02:55 - 17.940 without meat, don't treat,
02:55 - 22.378 which in essence means medical oncologist
02:55 - 26.249 necessarily have to rely upon
02:55 - 29.652 what the pathologist says
02:55 - 32.922 the cancer, it's identifying it
02:55 - 36.726 under the microscope, identifying it histologically.
02:55 - 41.264 In this case, it's not only Doctor Wright
02:55 - 45.401 who looked at these pathology specimens,
02:55 - 49.739 but two other board-certified pathologists
02:55 - 53.042 looked at the tissue
02:55 - 54.210 themselves.
02:55 - 57.446 They two came to the exact same conclusion,
02:55 - 02.451 and one of the pathologists was, in fact a hematoma pathologist,
02:56 - 06.722 a person who is specifically trained
02:56 - 09.725 in looking for lymphomas.
02:56 - 13.129 He called it carcinoma, not no coma.
02:56 - 17.233 So this is all before Doctor Kennicott ever became involved.
02:56 - 23.472 Then the case was submitted to the WellSpan
02:56 - 27.109 Tumor Board, which is you may be familiar with it.
02:56 - 27.910 They disappear.
02:56 - 32.148 There's a multidisciplinary group of, health care providers, specialties.
02:56 - 35.751 They look at various cases.
02:56 - 38.754 It was concluded there through the tumor board
02:56 - 42.425 that we're dealing with adenocarcinoma,
02:56 - 45.428 most likely of breast origin.
02:56 - 45.795 Right.
02:56 - 49.265 Keep in mind, your honors, that as of,
02:56 - 53.202 February of 2000, 17.
02:56 - 57.239 Tonya Smith had
02:56 - 00.242 metastatic stage four cancer.
02:57 - 04.513 So cancer, if I may interrupt you, I'm trying to follow your logic.
02:57 - 05.781 Are you sharing with me?
02:57 - 09.318 The way I understand, this was the pathologist diagnosis was.
02:57 - 10.620 And what was that?
02:57 - 13.656 Endo carcinoma glands around the breast of the heart.
02:57 - 19.462 That was in 2017, the oncologist, performed chemo and radiation.
02:57 - 22.331 The chemo showed no improvement.
02:57 - 23.933 Radiation slight.
02:57 - 28.070 Then in 2018, the cancer moved to the stomach for the abdomen.
02:57 - 31.474 And then 2018, the gall bladder is removed.
02:57 - 36.412 A new pathologist declares that it's the ALK positive diagnosis.
02:57 - 39.749 That's correct with those facts.
02:57 - 43.285 If the oncologist is introducing chemicals to the patient
02:57 - 46.555 based upon the pathological diagnosis,
02:57 - 49.558 with no positive response,
02:57 - 52.862 is it incumbent upon the oncologist
02:57 - 55.665 to communicate with the pathologist
02:57 - 58.668 to discuss this and
02:57 - 00.536 the fact that that didn't happen?
02:58 - 03.706 Did that not increase the risk of harm by.
02:58 - 05.341 I'm not so sure.
02:58 - 09.512 I don't have that extent of a medical oncology knowledge, Your Honor.
02:58 - 11.547 But it's a simple question.
02:58 - 14.550 Well, it is a simple question, but it's it's,
02:58 - 20.423 for the oncologist to come to that conclusion, given
02:58 - 25.995 that she's presented with the diagnosis of stage four adenocarcinoma.
02:58 - 30.199 Your honors question is assuming that everybody is,
02:58 - 35.004 receives or
02:58 - 38.874 appreciates the same, reactions
02:58 - 41.911 over to chemotherapy and radiation,
02:58 - 45.147 and no two patients are alike.
02:58 - 47.483 I think that that's absolutely not part of the question.
02:58 - 50.519 The question is, or the comment or the concern I have is,
02:58 - 52.121 is that the oncologists
02:58 - 55.691 introduced the chemicals based upon the pathological diagnosis.
02:58 - 59.295 Therefore, the oncologist should be aware of the presence
02:58 - 02.331 or the results based upon his or her experience
02:59 - 05.134 as to what is treatable for that type of carcinoma.
02:59 - 08.037 It was in fact not treatable. Slight.
02:59 - 10.639 And in fact, when you find out that CL K positive, it's
02:59 - 12.842 a completely different type of diagnosis.
02:59 - 15.845 I could only answer that based upon my experience.
02:59 - 19.014 And that is,
02:59 - 21.317 no medical oncologist.
02:59 - 23.419 When they come up with,
02:59 - 26.422 cancers that they're having, they're in transit.
02:59 - 29.525 They're they're having difficulty achieving remissions.
02:59 - 33.696 They tweaked the chemotherapy, they installed
02:59 - 36.999 different modes of therapy to treat
02:59 - 41.003 the cancer that they were told existed.
02:59 - 45.474 You know, pick up the phone and say, oh, don't you know, doctor so-and-so?
02:59 - 48.410 Are you sure this is carcinoma?
02:59 - 52.114 In my experience, I've never seen any medical oncologist do it.
02:59 - 53.482 Such a thing.
02:59 - 56.485 What they do is they try to
02:59 - 59.088 manipulate or change the chemotherapy
02:59 - 02.958 in order of hopes of achieving a favorable result.
03:00 - 07.229 It doesn't always happen, and frequently it doesn't happen.
03:00 - 11.634 Stage four breast cancer is a killer.
03:00 - 14.436 Council counsel, may I?
03:00 - 18.374 Right in the middle, Chris Justice Donahue let me add a couple of facts
03:00 - 21.710 from the record to add to justice, doctor, this question.
03:00 - 22.578 Yes, ma'am.
03:00 - 25.581 What your client had that the,
03:00 - 30.386 the pathologist did not have was a CT of the chest,
03:00 - 34.957 a diagnostic mammogram, a diagnostic ultrasound, and a Pet scan,
03:00 - 39.862 none of which were consistent with the diagnosis of breast cancer.
03:00 - 44.099 No, no, no, your honor, I see what you're saying is true in the record.
03:00 - 48.571 But what that means is that those studies were,
03:00 - 51.273 performed
03:00 - 53.976 to assess the extent of the disease.
03:00 - 00.015 Okay, well, let me, let me, let me go on because there was a standard of care
03:01 - 05.654 expert in this case that contradicted just about everything you just said.
03:01 - 07.957 The plaintiffs,
03:01 - 12.628 had an expert on the standard of care for an oncologist,
03:01 - 16.165 and that expert on the standard of care testified
03:01 - 19.501 that it was, in fact, the duty
03:01 - 23.973 of this oncologist, under these circumstances,
03:01 - 28.744 to consult with it, had to adjust on the chosen course of treatment.
03:01 - 29.445 Yes, ma'am.
03:01 - 29.879 Okay.
03:01 - 33.115 Well, that gets him to the jury on that question.
03:01 - 35.351 Does it not owe on the standard of care?
03:01 - 37.453 Okay. Well, that's all you've been talking about.
03:01 - 40.923 That's what I mean, that oncologists don't do that.
03:01 - 44.493 And oncologists only follow what the pathologist said.
03:01 - 48.364 I mean, you may have had an expert who said exactly that,
03:01 - 52.835 but there is an expert in this case that said something entirely different.
03:01 - 57.840 And actually the we have the increased risk issue.
03:01 - 01.043 And I'm interested in your view of that.
03:02 - 03.646 Let me let me try to focus a little bit more.
03:02 - 04.680 Okay.
03:02 - 07.383 And your analysis is correct.
03:02 - 08.250 Okay.
03:02 - 13.322 But in this case what we're talking about is their theory.
03:02 - 17.159 The state's theory was against doctor cannot.
03:02 - 21.330 That was the issue to pick up the phone and communicated it with counsel.
03:02 - 23.098 Let me let me interrupt you here because I,
03:02 - 24.133 we have been letting
03:02 - 27.136 you kind of go on this duty and breach thing and standard of care.
03:02 - 30.873 We only took the issue of causation, at least as I understand it.
03:02 - 33.575 We took camel and bash line.
03:02 - 36.111 We're not here to talk about whether your client had a duty,
03:02 - 37.980 whether your client breached the duty.
03:02 - 42.217 We're simply here to talk about whether the expert report that was used to say
03:02 - 45.487 that the alleged breach of the duty,
03:02 - 49.024 increase the risk of harm trying to get there.
03:02 - 50.159 Well, that's where you should have started,
03:02 - 51.794 because that's the only issue we took.
03:02 - 53.495 So if you could get to that really quickly,
03:02 - 55.798 I'd appreciate it, because I think there's a link.
03:02 - 57.666 But I will do that. Okay.
03:03 - 02.871 Their standard of care expert.
03:03 - 07.242 And if and if you go back to Hamel and, the,
03:03 - 11.146 the Hamill court, and it was the venerable Sir
03:03 - 14.149 Wick who, who gave the testimony,
03:03 - 18.387 used to use the words considerable chance of survival.
03:03 - 22.191 The case is freaks and turned a substantial
03:03 - 25.194 possibility of survival
03:03 - 28.664 in this case.
03:03 - 32.201 There was no
03:03 - 35.204 pathology expert called by the state.
03:03 - 41.977 There is an evidentiary nexus on causation
03:03 - 46.081 that's missing here.
03:03 - 49.051 And that nexus is
03:03 - 52.388 what was the standard of care of the pathologist,
03:03 - 56.558 I think I think there and let me back a little bit.
03:03 - 58.694 I think
03:03 - 01.697 I think their claim is simply,
03:04 - 05.367 you know, breaking it down into its most simple form
03:04 - 09.104 is had your client,
03:04 - 12.808 discerned
03:04 - 15.844 the proper diagnosis or had any medical professional who,
03:04 - 19.381 whether it defendant's word discerned the proper diagnosis within a period
03:04 - 24.153 within a appropriate period of time, there was a increased risk
03:04 - 27.589 or there was a that your failure to do that increase the risk
03:04 - 32.061 that she would not live longer, increase the list, that her
03:04 - 35.564 her death would occur sooner, and that for a family
03:04 - 39.501 that's precious days with their loved ones
03:04 - 43.472 that they had no hope of having, no hope of having.
03:04 - 45.474 Now, would they have had it?
03:04 - 47.810 That doesn't seem to be what Hamill requires.
03:04 - 49.711 Hamill only requires.
03:04 - 53.082 Was there an increased risk that prevented them from that hope
03:04 - 54.650 from from that happening?
03:04 - 57.286 Well, let's talk about ALK positive,
03:04 - 00.289 large B-cell lymphoma that
03:05 - 03.425 current to the time these cases were tried, your honor,
03:05 - 07.262 there were only 150 reported cases worldwide
03:05 - 10.599 of this disease
03:05 - 14.970 by the time it's diagnosed statistically,
03:05 - 17.973 there is a
03:05 - 22.010 8 to 22 month period, and then you die.
03:05 - 24.813 Counsel, I know where you're going. Let me interrupt you just for a second
03:05 - 27.382 there. Problem is, there's an expert report.
03:05 - 31.253 Your problem is there's an expert report on the other side.
03:05 - 35.591 I mean, and I may you may disagree with the expert.
03:05 - 37.993 Doctor Sofer is the expert.
03:05 - 38.927 You're referring to.
03:05 - 42.664 And if you read his testimony,
03:05 - 45.934 you will see that it's total equivocation.
03:05 - 50.606 He admits that there is no recognized standard
03:05 - 53.375 of care treatment for this disease.
03:05 - 56.578 He recognizes that statistically,
03:05 - 59.982 Tanya Smith was going to die.
03:06 - 04.720 She in fact outlived the norm for this disease.
03:06 - 08.490 Your argument go to the damages and not to the causation.
03:06 - 12.194 I mean, as I understand Hamill versus Vash line,
03:06 - 15.964 the plaintiffs have to show that the physician failed to exercise
03:06 - 19.101 reasonable care, and they had an expert that said that.
03:06 - 22.905 And then two, such failure increased the risk of physical harm
03:06 - 23.906 to the plaintiff.
03:06 - 28.310 So what you're arguing before us here, and they had two experts
03:06 - 31.313 that said that doctor can cuts care.
03:06 - 34.750 Substantially deprived Mrs.
03:06 - 37.619 Smith of, opportunity for a longer life.
03:06 - 41.523 So what you're arguing to us is just merely what you could argue
03:06 - 43.659 to the jury about the damages.
03:06 - 46.795 I disagree.
03:06 - 49.831 And and I quote just this is from source.
03:06 - 53.068 So for their causation expert
03:06 - 54.836 question.
03:06 - 57.573 So you can't say with any degree of certainty
03:06 - 02.477 that had ALK positive B-cell lymphoma treatment being it provided at the outset,
03:07 - 05.547 her course would have been any different.
03:07 - 08.550 You can't say that with any certainty, can you?
03:07 - 11.820 His response was, I don't know
03:07 - 14.289 what her survival would have been.
03:07 - 17.359 Well, that's why Hamill exists, because
03:07 - 20.729 no one can say that with any level,
03:07 - 24.299 of any level of reasonable, let alone medical certainty.
03:07 - 28.036 But Hamill allows in these situations
03:07 - 31.473 an expert to opine that maybe the ultimate,
03:07 - 35.010 maybe death was the ultimate outcome, regardless of the diagnosis.
03:07 - 42.050 But what was deprived was the opportunity to potentially live longer
03:07 - 46.421 or have a different have or have, you know, have not have your death hastened.
03:07 - 50.325 Yes, you're on your right and
03:07 - 54.429 and the plaintiffs in these settings are required
03:07 - 58.500 to give the jury at least some indication
03:08 - 02.304 as to the likelihood of that
03:08 - 05.941 happening, the likelihood that this woman would have been,
03:08 - 09.511 you know, the one out of the 150.
03:08 - 13.382 No, no, I think I think didn't the expert here say something to the effect of
03:08 - 17.319 if the diagnosis would have happened earlier, she could have gotten into
03:08 - 21.990 some form of a treatment that may have, to a reasonable degree
03:08 - 26.862 of medical certainty, extended her life beyond what it was in your honor.
03:08 - 28.063 I don't think that's enough. Right?
03:08 - 32.067 Or have you said a substantially better opportunity for a longer life
03:08 - 33.302 beyond when she died?
03:08 - 35.437 That's testimony. And continue.
03:08 - 39.408 If you continue to read his testimony, he qualifies all that.
03:08 - 43.278 He recognizes that there is no standard treatment for the disease.
03:08 - 46.481 And that at best, there's a hope
03:08 - 49.718 that the person might
03:08 - 52.721 be the one who will have,
03:08 - 56.124 favorable,
03:08 - 00.829 well, favorable just means one more day or favorable for a family.
03:09 - 03.832 Dealing with a cancer diagnosis means just one more day.
03:09 - 06.935 There's there's, you know,
03:09 - 09.938 but there has to be some evidence of that, your honor.
03:09 - 12.040 Just can't have.
03:09 - 15.977 If if how would an expert prove that if the Superior Court is right,
03:09 - 19.414 all players need
03:09 - 22.517 is to have the magic word said by an expert.
03:09 - 27.923 It increase their risk of harm and prevent her from he
03:09 - 30.926 or she from having a more prolonged life.
03:09 - 32.928 That's all they need to say.
03:09 - 35.130 And I don't think that's what Hamill stands for.
03:09 - 36.398 What do you think of percentages?
03:09 - 40.068 I mean, I think it has to be equated to,
03:09 - 42.270 what the law
03:09 - 45.273 demands of reasonable medical surg.
03:09 - 48.410 The law says this is not 5050.
03:09 - 49.845 So for did say he would.
03:09 - 53.415 All of his answers were given to a reasonable degree of medical certainty.
03:09 - 55.117 Yes, he did so.
03:09 - 58.653 So again, again, magic words without substances.
03:09 - 00.155 Is it meaningless?
03:10 - 03.158 Well, is it isn't substance for the jury?
03:10 - 07.362 I submit, Your Honor,
03:10 - 11.400 that the jury cannot be presented with the case.
03:10 - 14.403 And this is what Judge Mangas wrestled with.
03:10 - 18.106 He heard this testimony.
03:10 - 21.476 He felt compelled to exercise
03:10 - 24.479 his gatekeeping responsibilities to say
03:10 - 27.783 this is pure conjecture.
03:10 - 30.752 I really can't let this go to the jury.
03:10 - 34.055 He was doing his job.
03:10 - 38.560 There is no evidence
03:10 - 40.429 to give to the jury.
03:10 - 43.231 Okay, well, he's saying there is an increase variance,
03:10 - 46.234 but how much was it increased by?
03:10 - 51.006 How how was that the jury supposed to make that determination?
03:10 - 53.642 What should have lived a day longer?
03:10 - 57.212 How much is that worth?
03:10 - 59.281 Well, only only God knows that.
03:10 - 00.315 Only God knows that.
03:11 - 04.352 The point being is, you can't just simply say these magic words
03:11 - 07.956 without giving the jury some idea what you're talking about.
03:11 - 10.759 Some percentage has to be.
03:11 - 14.463 And again, I equate it to the reasonable
03:11 - 17.432 degree of medical certainty that the law demands.
03:11 - 20.402 It's not a 5050.
03:11 - 21.670 Okay.
03:11 - 26.041 Again, I didn't see in for his testimony him saying it's 5050.
03:11 - 30.312 Oh he didn't I'm just answering your question regarding that.
03:11 - 34.082 You you said he said he said I'm not clear on his whether you,
03:11 - 39.654 whether you're saying he was violated or you're saying you want him
03:11 - 42.757 to be amended by us.
03:11 - 46.061 I want further clarification.
03:11 - 49.064 The panel. Well, I'll brief up my question.
03:11 - 52.067 Are you standing here today to tell us that
03:11 - 56.605 the Superior Court's decision runs afoul of Hamel versus Bagley?
03:11 - 59.941 Or are you standing here to ask us to change
03:12 - 03.311 the rule of Hamel versus Ashland, or both?
03:12 - 07.749 The reason why I say the Superior Court misapplied Hamel,
03:12 - 11.553 because my interpretation of Hamel is that it requires
03:12 - 15.357 significantly more than simply an expert
03:12 - 18.360 saying it increased the risk of harm.
03:12 - 21.129 Okay, Council, can I follow up on that
03:12 - 23.899 right here in the middle again?
03:12 - 26.368 I don't know what your classmates are to gain.
03:12 - 29.371 Yeah. Oh, is that right? Oh, there you go.
03:12 - 32.607 We're senior members for senior members of the board.
03:12 - 35.010 I thought we had time.
03:12 - 35.477 You know, time.
03:12 - 37.812 You can tell us all the stories.
03:12 - 38.313 Go do.
03:12 - 42.617 So let me just let me just sort of clarify.
03:12 - 45.654 I mean, for the sake of our discussion here,
03:12 - 50.258 the plaintiff's expert did a whole lot more than say, oh, just increase the risk.
03:12 - 54.062 I mean, the plaintiff's expert was very clear in saying
03:12 - 57.999 any chance that this patient had
03:12 - 04.773 was taken away by the defendant's conduct for two reasons.
03:13 - 08.143 It was the delay
03:13 - 11.179 in using the appropriate treatment
03:13 - 14.182 for the type of cancer that she had,
03:13 - 18.253 and secondly, by using the chemotherapy
03:13 - 22.023 that was inappropriate for such a long period of time.
03:13 - 25.493 It debilitated her to the point that even using
03:13 - 28.730 the new drugs would not have been effective.
03:13 - 33.435 So, I mean, that's a whole lot more than saying, oh, it increase the risk.
03:13 - 34.269 Yeah.
03:13 - 38.640 I mean, he the he went into into a lot of detail on these,
03:13 - 42.077 the consequences of the failure of,
03:13 - 45.480 of the defendant in this case,
03:13 - 49.718 if you continue to read Sofer, if he uses the word in the hopes
03:13 - 55.190 that the treatment for ALK positive lymphoma would work,
03:13 - 57.158 Hamel says
03:13 - 02.497 when a defendant's negligent action or inaction has effectively terminated
03:14 - 07.135 a person's chance of survival, which is exactly what happened
03:14 - 10.538 here, according to according to the plaintiff's expert.
03:14 - 14.009 See, I disagree with what it's from panel.
03:14 - 18.079 No, no, no, I know that's what Hamill says, and I agree with that.
03:14 - 19.347 Okay.
03:14 - 23.451 But what I disagree with is, is your, position
03:14 - 27.188 that Sofer gave that to gave that evidence to the jury.
03:14 - 30.892 Well, because because you were crate Hamill was survival.
03:14 - 31.760 Correct.
03:14 - 36.131 You you're you're saying that Hamill only applies in cases where the person
03:14 - 39.134 would have lived and eventually succumbed to a natural death?
03:14 - 40.902 No, that's not what I'm saying.
03:14 - 43.138 What it sounded like that's what you were saying. Okay, so.
03:14 - 47.042 So do you believe Hamill can apply where the negligence,
03:14 - 50.211 eliminated the chance
03:14 - 53.214 to live longer than they did?
03:14 - 54.783 Yes. Okay.
03:14 - 56.184 Isn't that what this case is about?
03:14 - 58.820 The chance to live longer than she did? It is.
03:14 - 02.924 And it goes to the evidence required under the law
03:15 - 06.461 to allow the jury to make that decision.
03:15 - 08.296 That's what I'm talking about.
03:15 - 12.567 You agree with the proposition, counsel, that in increased risk.
03:15 - 17.939 I mean, this is a this has been a recognized theory since at least.
03:15 - 20.942 Hamill. So what do you do?
03:15 - 23.611 You agree that in,
03:15 - 27.816 increased risk of harm cases, causation is proven
03:15 - 32.454 in a way different from conventional professional negligence cases,
03:15 - 36.257 necessarily, because, you know, you're proving a negative,
03:15 - 39.260 so to speak?
03:15 - 41.830 I do agree with that.
03:15 - 43.398 I agree with what you said. Okay.
03:15 - 49.037 So given given that you subscribe to the you you subscribe to him.
03:15 - 50.572 Well, I take it then,
03:15 - 53.074 why isn't this just a
03:15 - 56.077 battle the experts and the juries get after the decision?
03:15 - 00.081 Because it's it's the the quality of the evidence
03:16 - 03.218 that the expert provided that's deficient here.
03:16 - 07.055 My, my understanding of Hamill
03:16 - 11.493 is that an expert needs to provide the jury
03:16 - 14.662 with at least some basis
03:16 - 18.800 for them to conclude what that chance was,
03:16 - 22.370 what that risk was.
03:16 - 25.106 None of that happened here.
03:16 - 29.177 So he spoke in terms of hoping that treatment
03:16 - 32.380 that has never worked for anyone else will work this time,
03:16 - 38.620 that it is true that in Hamill, an expert who happened to share my last name
03:16 - 41.923 or whose last name I have, it sure did give a number.
03:16 - 46.127 But the the post Hamill cases have never held, have they,
03:16 - 47.929 that you need a percentage?
03:16 - 52.033 No, they've never said that a the doctor.
03:16 - 53.134 Is that what you're saying?
03:16 - 56.538 I'm I'm suggesting that it again
03:16 - 59.474 I'm coming back to what Your Honor started with.
03:16 - 02.143 I'm coming back to the legal requirement
03:17 - 05.146 that is, viewed upon in the law
03:17 - 07.816 as what it takes,
03:17 - 12.720 but what reasonable medical certainty means it's not 5050.
03:17 - 15.990 It has to be greater.
03:17 - 17.559 It's not probable.
03:17 - 18.860 It's not possible.
03:17 - 19.327 It's not.
03:17 - 21.429 Maybe
03:17 - 24.432 it has to be more
03:17 - 27.602 than a simple chance.
03:17 - 31.573 I'm saying that Hamill equates the,
03:17 - 35.276 the role of increased risk
03:17 - 37.712 to the degree
03:17 - 40.415 the law demands and
03:17 - 43.685 and the reasonable medical certainty definition.
03:17 - 46.287 Got to stand.
03:17 - 48.423 Thank you.
03:17 - 49.891 A final question from me.
03:17 - 53.027 I'm not sure hearing your argument
03:17 - 57.031 that we're actually as focused on what did Hamill mean?
03:17 - 03.104 Or how is Hamill interpreted today as we are on the error review
03:18 - 08.910 that you seem to be asking us to conduct on what happened, below,
03:18 - 11.379 to me, this is
03:18 - 14.382 sounding more like error review.
03:18 - 18.720 Again, Your Honor, I think it's both.
03:18 - 21.789 I, I would like,
03:18 - 24.492 this court
03:18 - 27.128 to provide a clear definition
03:18 - 30.131 of increased risk of harm
03:18 - 32.700 to to equate it
03:18 - 35.303 to what the law demands with,
03:18 - 39.407 with, with respect to what the definition of original medical certainty is.
03:18 - 42.443 And you'd like that to be a percentage.
03:18 - 45.513 Well, I'd like it to be just like a reasonable medical certainty.
03:18 - 48.149 It has to be more than 50%.
03:18 - 51.319 It has to be more than just mere possibility.
03:18 - 56.824 Counsel can can I just you know, we did look at this entire issue, of,
03:18 - 00.795 this statistical uncertainty of survival.
03:19 - 06.935 In 1990, just former justice, Kathy wrote the opinion in Mitchell.
03:19 - 08.770 Mitchell felt,
03:19 - 13.107 I mean, and look looked at the issue and, held
03:19 - 18.012 that a defendant can escape liability because of statistical possibility
03:19 - 21.182 that harm would have resulted without the negligence.
03:19 - 25.520 I mean, we've addressed the issue that you're raising.
03:19 - 28.022 She would have died anyway. I mean, that's your defense.
03:19 - 30.591 I mean, in this case, I'm not talking about that.
03:19 - 33.594 I'm not being sure. But we looked at that.
03:19 - 36.564 And so you can't you can't rely on that.
03:19 - 39.867 If there was if any chance
03:19 - 43.504 of further survival in this
03:19 - 48.009 case was taken away because of the defendant's negligence,
03:19 - 52.313 that squared Hamill, the baseline is it goes to the chance.
03:19 - 53.314 Yeah, yeah.
03:19 - 56.484 But if you look at him talking
03:19 - 59.487 in terms of considerable chance,
03:20 - 02.957 language of, Professor Wick.
03:20 - 07.662 Okay, it it it's intended to,
03:20 - 11.466 demand evidence in a prima patient basis
03:20 - 14.635 to permit the jury
03:20 - 17.638 to make an assessment as to
03:20 - 21.442 what that increase was.
03:20 - 23.644 Is it,
03:20 - 26.581 if the if the law is going to be,
03:20 - 29.717 if it increases it one more day, it prolongs life.
03:20 - 32.153 One more day, and so be it.
03:20 - 34.589 Then say that.
03:20 - 34.922 All right.
03:20 - 37.325 We understand what you're asking us.
03:20 - 42.964 And, if there are no other questions by the justices, we'll hear from Miss Slater.
03:20 - 44.665 Thank you, Your Honor. It's okay.
03:20 - 45.333 Thank you.
03:20 - 48.369 You folks have an interesting potpourri of issues like we do.
03:20 - 50.738 Thank you, Mr. Bartowski. Thank you. Classmate.
03:20 - 54.175 For you.
03:20 - 56.010 Yeah. Guidance.
03:20 - 58.980 See you there.
03:20 - 01.382 You want to pull that mic down?
03:21 - 03.117 Pull it down a lot. Yeah.
03:21 - 05.253 Thank you.
03:21 - 06.554 Good afternoon, Chief Justice
03:21 - 09.557 Dodd and honorable justices of the Supreme Court.
03:21 - 10.892 May it please the court.
03:21 - 13.127 My name is Underly Decker.
03:21 - 18.032 And here, on behalf of the estate of Miss Tanya Smith at counsel's table are Mr.
03:21 - 19.700 Thomas Hall from the early,
03:21 - 23.371 Hall law firm in Lancaster, Pennsylvania, who represented the family at trial,
03:21 - 26.207 and Mr. Charles Becker,
03:21 - 29.143 who needs no further introduction,
03:21 - 31.112 has received his introduction from you
03:21 - 34.082 earlier today.
03:21 - 37.852 Let me pick up with Hamill and missile felt.
03:21 - 39.220 And missile felt.
03:21 - 44.826 The court discussed two separate concepts, with respect to medical certainty.
03:21 - 48.096 And I'm going to start from there because,
03:21 - 51.499 the first portion of the would with missile file
03:21 - 55.203 called test one and test two, part one and part two of the test,
03:21 - 00.108 the first portion of it, truly addressed the, causation issue.
03:22 - 03.144 And, what miss of Elsa said was
03:22 - 07.181 that a, an expert testifying to causation is required
03:22 - 10.952 to testify to a reasonable degree of medical certainty that,
03:22 - 14.822 the negligence that is at issue in the case
03:22 - 20.428 increase the risk of harm and ultimately led to the injury complaint of,
03:22 - 22.563 a trial.
03:22 - 25.566 So taking, that framework,
03:22 - 30.771 and applying it to the facts of this case, what we have is Doctor Schaefer
03:22 - 34.375 testifying that the delay in the diagnosis of lymphoma
03:22 - 37.545 increased the risk of Miss Smith
03:22 - 40.581 succumbing to, to lymphoma.
03:22 - 45.319 And as, Your honors have discussed at some length,
03:22 - 49.957 that opinion was, had a lot of texture to discuss cancer.
03:22 - 52.960 Can I just interrupt to clarify, were are you saying
03:22 - 57.398 increase the risk that she would succumb to lymphoma or increase
03:22 - 00.701 the risk that she would succumb to the a sooner than she would have?
03:23 - 03.471 That thank you for that clarification.
03:23 - 05.173 The injury complained of was death.
03:23 - 09.310 So so the testimony was that she died.
03:23 - 10.278 Right.
03:23 - 14.448 But but there's is your are you proffering an expert to say she would not have died
03:23 - 17.785 if there hadn't been the negligence?
03:23 - 18.619 Absolutely.
03:23 - 22.190 I mean, so so I don't think that's what the doctor testified to.
03:23 - 26.894 So that's, that's, that's the second part of the missile felt conversation.
03:23 - 27.128 Right.
03:23 - 32.366 Because, doctor, Swiffer was asked, would she would she have lived?
03:23 - 35.369 And what he responds is, sort of
03:23 - 38.639 to, to to go back to actually what what he responses,
03:23 - 41.075 I can't I
03:23 - 43.911 he's not capable of predicting this altered future.
03:23 - 44.178 Right.
03:23 - 49.250 So he he testifies to that portion, that portion of his testimony,
03:23 - 52.920 he, he, he testifies that he could not have predicted the future.
03:23 - 55.923 But what he does testify and he prefaces that with,
03:23 - 59.493 I do know, is that she would have, had the chance to live longer.
03:23 - 00.895 Right. Exactly.
03:24 - 03.631 Which which seems to I mean, I'm just trying to get
03:24 - 06.167 get to the what your expert actually testified to.
03:24 - 09.170 I mean, it would be a very straightforward case
03:24 - 12.073 if there was a misdiagnosis.
03:24 - 16.477 And the misdiagnosis was they treated her for one cancer.
03:24 - 19.113 That was extremely,
03:24 - 21.916 aggressive versus another cancer
03:24 - 25.920 that had a 95% success rate if treated properly.
03:24 - 29.223 And she succumbed unnecessarily
03:24 - 31.325 to an aggressive treatment that if she would
03:24 - 33.728 have gotten the right treatment, she would have lived.
03:24 - 35.763 That's not this case.
03:24 - 38.232 And I know that that would be the stronger case.
03:24 - 43.571 But as Justice Mundy actually pointed out, that testimony about the percentages
03:24 - 47.508 really go to the question of what would have been the extent, how much,
03:24 - 49.677 how much longer would her life have been extended?
03:24 - 51.512 What are the damages? Right.
03:24 - 52.947 But do you have any expert to say that?
03:24 - 53.748 I mean, do you have any
03:24 - 56.851 I mean, I know we're not taking this as a damages kind of a case, but.
03:24 - 00.521 I understand I was completely
03:25 - 03.524 understanding the causation side before you start talking.
03:25 - 05.192 I'm sorry.
03:25 - 09.597 But is your client's is your theory of the case that she would have lived?
03:25 - 14.268 Or is your theory of the cases that she she had a chance of living longer?
03:25 - 19.073 Because the latter, I think is is probably pretty good under Hamel?
03:25 - 22.810 The former, you probably have a problem with the fact
03:25 - 26.580 that this is a very aggressive form of cancer, and your expert did not testify
03:25 - 28.516 to a reasonable degree of medical certainty
03:25 - 30.751 that she would have survived that particular cancer
03:25 - 32.353 if it was treated in time.
03:25 - 35.523 So the expert testified actually to both,
03:25 - 38.526 because that was those are the facts of the case.
03:25 - 42.063 So there was a portion of the testimony
03:25 - 45.666 that discussed the idea that if treated with appropriate lymphoma,
03:25 - 49.337 lymphoma, medication,
03:25 - 54.275 8 to 20% of the folks with her stage of lymphoma
03:25 - 58.145 that get treated with, general lymphoma
03:25 - 01.148 therapy and, and, in that sense,
03:26 - 05.553 with the testimony trial was, is that there is not a specific lymphoma
03:26 - 07.788 treatment for this particular lymphoma,
03:26 - 11.058 but that doctors treat non-Hodgkin's lymphoma.
03:26 - 13.361 It's like this one in very similar ways.
03:26 - 16.097 And therefore there are a lot of options for treatment.
03:26 - 19.100 And of course, Doctor Soi for goes through those particular treatments.
03:26 - 22.403 And he could not testify to a reasonable degree of medical certainty
03:26 - 25.406 that they would have been successful.
03:26 - 29.410 What he said was that he couldn't that that what we do know
03:26 - 32.980 and the law does in in judge zircons
03:26 - 36.584 words in Hamel the law does not require knowing the unknowable.
03:26 - 38.786 So I think that that's very apt here. Right.
03:26 - 42.356 Because what he was asked on cross-examination to testify to
03:26 - 45.860 was what would have happened in this hypothetical future.
03:26 - 50.164 So what he testified to a reasonable degree
03:26 - 53.401 of medical certainty was that, the,
03:26 - 57.304 the delay in the diagnosis caused her injury.
03:26 - 00.941 Then he was asked further, how much longer would she have looked?
03:27 - 02.643 And to that point, he says
03:27 - 07.047 effectively, would you say that only God could know?
03:27 - 10.684 So the the two portions of his testimony
03:27 - 15.389 meet exactly what missile felt actually said, because you might recall
03:27 - 19.660 that in both Hamel and, missile felt a lot of these,
03:27 - 23.664 the arguments that were being made was, to,
03:27 - 28.269 for Pennsylvania law to require a certainty about survival.
03:27 - 31.572 In fact, that was the basis on which,
03:27 - 33.674 the Hamel, the,
03:27 - 36.544 trial court dismissed the case in the first place,
03:27 - 41.649 the Hamel case in the first place, because Doctor Wecht testified, that.
03:27 - 45.953 Yes, if he if the patient had been given the appropriate medications
03:27 - 49.056 for his heart attack, he would have had, you know,
03:27 - 52.693 that that the failure to give the medication increased his risk.
03:27 - 55.729 And when further asked,
03:27 - 58.499 so that was his causation opinion, and he gave that to medical,
03:27 - 00.367 to a reasonable degree of medical certainty.
03:28 - 03.971 And when further asked, what is the percentage that you believe in
03:28 - 05.072 your experience for him?
03:28 - 07.942 How long
03:28 - 09.243 would he have survived?
03:28 - 12.112 He says in about 75% of cases,
03:28 - 15.115 this works, but some percentage.
03:28 - 17.551 And he says approximately.
03:28 - 21.689 And what the Superior Court said in the initial hammer, one opinion
03:28 - 25.326 was that doctor works testimony was sufficient to meet the causation,
03:28 - 29.263 to meet the, requirement to submit the, cause
03:28 - 32.266 of his causation opinion for the jury's deliberation.
03:28 - 37.137 And the second part of it was this discussion of,
03:28 - 41.909 do we require 100%, certainty that this would have been
03:28 - 46.447 a successful treatment and therefore he would have survived 100%?
03:28 - 48.916 And the Superior Court responded, no.
03:28 - 53.120 And then two cases later, the Supreme Court in Hamel
03:28 - 56.123 three agreed without analysis.
03:28 - 59.527 So, in that,
03:29 - 03.197 so simply so, so going back
03:29 - 06.200 to the idea that,
03:29 - 10.771 the the argument is proposed,
03:29 - 14.708 the argument about percentages are being proposed
03:29 - 17.878 as undermining causation,
03:29 - 19.980 but they should be recognized for what they truly are.
03:29 - 22.683 They are they are they are,
03:29 - 25.953 measures of damages, just like Justice Mundy talked about.
03:29 - 27.121 Because,
03:29 - 32.293 and let me give you, sort of a foil to that,
03:29 - 35.329 to that, to this example of medical
03:29 - 38.332 causation.
03:29 - 40.301 Let's say that,
03:29 - 43.671 there is a very clear intersection, a collision between a red car
03:29 - 48.576 and a blue car and the the, plaintiff is severely injured.
03:29 - 53.314 And, there is testimony at trial about the,
03:29 - 57.084 standard tables of life expectancy.
03:29 - 00.921 And this also goes back to the idea of outliving your life expectancy.
03:30 - 04.992 In those cases, there is not there are going to potentially be experts
03:30 - 07.995 who testify that this person might have lived longer or less time.
03:30 - 11.332 But all of that testimony gets placed
03:30 - 14.335 into the lane of damages,
03:30 - 16.470 and even thinking about
03:30 - 19.473 just stepping back and looking at that doesn't actually,
03:30 - 22.443 that doesn't actually undermine
03:30 - 26.080 any of the actual causation testimony
03:30 - 30.084 of what happened in terms of red car, blue car.
03:30 - 34.588 So even so, in these cases where we have,
03:30 - 39.860 a preexisting cancer and we have a doctor treating a cancer.
03:30 - 40.928 Hamel.
03:30 - 46.467 This is how they all recognize that this is these are concurrent causes
03:30 - 50.471 that end up, resulting in one injury.
03:30 - 55.109 And perhaps one might have led to the injury on its own.
03:30 - 58.379 But in these types of cases where the,
03:30 - 04.184 physician has has the ability to treat, the patient with appropriate
03:31 - 07.921 treatment, the negligence is capable of increasing the risk.
03:31 - 12.192 And the negligence is also, gives rise to an injury.
03:31 - 16.864 And the extent of that injury is simply a measure of damages.
03:31 - 19.466 How long they may or may not have lived.
03:31 - 29.209 And, In that respect,
03:31 - 33.080 the testimony in this case was entirely appropriate.
03:31 - 35.582 You don't, but you do.
03:31 - 38.552 And I'll just prod one point further.
03:31 - 39.319 Make sure I understand.
03:31 - 44.825 Your point is, to the extent the cancer that she had
03:31 - 48.629 was not survivable, period.
03:31 - 53.434 General, as a matter of general medical knowledge, that, in your view,
03:31 - 56.770 would be a battle of the experts kind of thing
03:31 - 00.541 they would have where your expert on causation
03:32 - 03.811 said, I have no idea or I can't, I don't know what would happen.
03:32 - 06.513 They could bring in an expert to say,
03:32 - 09.750 in my expert opinion, based on my years as an ecologist
03:32 - 13.454 in treating patients with this disease, there is no effective treatment.
03:32 - 15.522 Death is certain.
03:32 - 18.258 How would that have impacted your case?
03:32 - 21.261 Well, if you don't have expert support, a trial,
03:32 - 24.131 then you probably would not actually get into a courtroom.
03:32 - 26.834 The your
03:32 - 30.437 hypothetical was saying you don't you don't in your view of Hamel.
03:32 - 31.438 Right?
03:32 - 35.576 You don't have to you don't have to establish
03:32 - 38.579 a chance that she would survive at all.
03:32 - 42.483 It's sort of presumed in the Hamel,
03:32 - 46.253 construct,
03:32 - 49.323 you would then have the defendant,
03:32 - 54.061 if they want to, to cut you off, come forward with an expert
03:32 - 57.898 that says no death of a certain reasonable and will go to a jury.
03:32 - 01.435 Obviously, a jury would have to decide whether to find the expert credible
03:33 - 02.069 or what have you.
03:33 - 04.037 But you think that's enough to get to a jury?
03:33 - 05.672 Let the jury decide.
03:33 - 07.274 I believe the defense, if they want to.
03:33 - 08.509 I believe the defense expert.
03:33 - 10.944 This cancer was not survivable.
03:33 - 13.080 Death was going to happen.
03:33 - 15.549 We're now only looking at whether the negligence,
03:33 - 17.417 robbed her of the
03:33 - 20.420 chance of more days with her family.
03:33 - 23.624 So, so
03:33 - 27.728 let me again sort of respond to your question this way.
03:33 - 32.199 There is Hamel requires
03:33 - 35.502 expert testimony that,
03:33 - 39.072 a doctor offers,
03:33 - 42.509 to a reasonable degree of medical certainty that the negligence
03:33 - 47.481 increase the risk of the injury, and then the injury actually occurred.
03:33 - 51.251 And the expert is obliged to connect the dots
03:33 - 56.456 from the very beginning of the negligence to the, ultimate injury.
03:33 - 01.261 The question of how long one actually would have.
03:34 - 04.965 So, so the expert in the course of that explanation,
03:34 - 09.436 just as in this case, and I and I
03:34 - 12.940 and I'm going to speak to this case, in the sense
03:34 - 16.810 that Doctor Stauffer actually did testify that there was,
03:34 - 21.081 a treatment for, Miss Smith's cancer.
03:34 - 22.449 And in fact,
03:34 - 26.086 the even at the time, at the delayed time
03:34 - 29.189 that she actually took this treatment, she,
03:34 - 33.427 she may not have responded to the front line epoc, treatment,
03:34 - 37.631 but she did respond and was almost in complete remission,
03:34 - 42.603 using the ice salvage, treatment and that treatment allowed her
03:34 - 46.740 to go a step further and actually have the bone marrow transplant
03:34 - 50.110 and the bone marrow transplant, and and let me also,
03:34 - 54.948 explain that the percentages of 8 to 20% really,
03:34 - 58.952 discuss the survival at five years with chemotherapy.
03:34 - 01.955 Only when doctor Schaefer also explained was
03:35 - 07.394 that the chemotherapy is the pathway, through which you get to a complete
03:35 - 11.899 or a partial remission and that increase and that, permits the bone
03:35 - 16.403 marrow transplant that then actually can provide even a complete cure.
03:35 - 19.172 Could have provided a complete cure for Miss Smith.
03:35 - 23.911 So there was actually a pathway for Miss Smith to get from her.
03:35 - 26.480 That is that was documented in the literature
03:35 - 29.016 and also from Doctor Story for his experience.
03:35 - 33.687 And, of course, he is a, physician at a lymphoma expert at,
03:35 - 37.157 the Dana-Farber Institute at Harvard University.
03:35 - 39.993 So he has a substantial amount
03:35 - 42.996 of experience with lymphomas.
03:35 - 46.767 And, he provided that pathway for how,
03:35 - 51.004 for the chances of,
03:35 - 52.539 more time,
03:35 - 56.743 but also even a potential cure for Miss Smith.
03:35 - 58.712 All right.
03:35 - 00.747 Do we have other questions?
03:36 - 01.782 All right.
03:36 - 04.651 Do you want to wrap up miss slaughter?
03:36 - 05.686 Thank you, Chief Justice. Okay.
03:36 - 08.689 Thank you, thank you, thank you, thank you all.
03:36 - 11.091 Call the next case, Mr.
03:36 - 12.693 Miller.
03:36 - 15.362 The next case is actually two cases.
03:36 - 19.433 Marshall versus zoning hearing board of East Bradford
03:36 - 24.571 Township and Solan versus zoning hearing board of East Bradford Township.
03:36 - 28.709 And this this case is or these cases
03:36 - 31.979 involve a zoning dispute out of Chester county.
03:36 - 36.216 The people involved, the John and Darren Marshall are
03:36 - 40.020 the property owners, Dorothy and Daniel Solander, the neighbors.
03:36 - 42.990 And East Bradford Township is the zoning authority
03:36 - 45.826 John and Air Marshall wanted.
03:36 - 50.831 They own a historic ten acre property in East Bradford, Chester County.
03:36 - 54.134 They wanted to open a small bed and breakfast estate,
03:36 - 56.436 something that would reuse their historic
03:36 - 59.639 buildings and host events like weddings and family gatherings.
03:37 - 03.377 The township zoning rules allow for this kind of business,
03:37 - 04.945 but with an important condition.
03:37 - 09.182 The guest rooms must be inside a building that's historic and owner occupied.
03:37 - 13.754 The Marshall's main home met these requirements, but they
03:37 - 15.389 they didn't have enough bedrooms.
03:37 - 19.292 So they asked the township for permission to put guest rooms
03:37 - 22.295 in a second building and called a tenant house.
03:37 - 25.165 It's historic, but it's not officially listed as a class
03:37 - 28.168 one historic resource, and the marshals don't live in it.
03:37 - 30.537 To make this work, they needed a variance.
03:37 - 34.674 Basically permission from the township to bend the rules a little bit.
03:37 - 36.910 The zoning hearing board agreed.
03:37 - 39.713 It said the change was minor de minimis.
03:37 - 43.683 It fit the spirit of preserving historic buildings and it did not harm
03:37 - 44.851 the neighborhood.
03:37 - 45.452 In zoning.
03:37 - 49.556 Language de minimis variance means that the deviation is so small
03:37 - 52.859 that strict enforcement of the rule did not make sense.
03:37 - 55.662 But their neighbors, the Sullins, disagreed.
03:37 - 58.865 They appealed, arguing that a use variance, a variance
03:37 - 03.170 that changes how a property is being used, can never be de minimis.
03:38 - 04.504 They said the board didn't
03:38 - 07.507 have the legal authority to grant this kind of exception.
03:38 - 10.610 The trial court agreed with them and struck down the variance
03:38 - 14.081 that had a domino effect, because at the same time,
03:38 - 17.551 the Marshalls were pursuing a conditional use application
03:38 - 21.188 to actually operate the bed and breakfast, but without the variance, they couldn't
03:38 - 24.391 legally use the tenant house for guest rooms,
03:38 - 27.360 so the court denied that application as well.
03:38 - 31.298 The Marshalls appealed both decisions, and the Commonwealth Court reversed.
03:38 - 36.436 In the Solon case, the court held that a use variance can be de minimis
03:38 - 38.738 when the deviation is minor, and the purpose
03:38 - 41.808 of the variance of the zoning rule is still being met,
03:38 - 45.445 and in the Marshall case, the court said once the variance was valid,
03:38 - 48.648 the Marshalls met all of the requirements.
03:38 - 51.451 For conditional use, like parking,
03:38 - 54.688 landscaping and those were details that could be met at a later date.
03:38 - 57.357 Today, the Supreme Court is
03:38 - 01.194 reviewing the Solon's appeal and the Solon's appeal.
03:39 - 04.498 The question before the court is a simple one, but it's important.
03:39 - 10.237 Can a zoning hearing board grant a small technical exception to a use restriction
03:39 - 15.242 when the deviation is minor and doesn't undermine the purpose of the ordinance?
03:39 - 18.245 And the answer will determine whether the Marshalls
03:39 - 20.647 can use their tenant house for guest rooms.
03:39 - 24.918 But also the larger question of how much flexibility zoning boards in Pennsylvania
03:39 - 29.322 have to make what they consider to be common sense decisions.
03:39 - 33.627 And with that, we'll go to the courtroom and listen to the arguments in Solon
03:39 - 38.298 and Marshall versus Zoning hearing Board of Brett East, Bradford Township.
03:39 - 40.834 Good afternoon.
03:39 - 42.302 Good afternoon. May it please the court.
03:39 - 46.273 Chief Justice Todd, members of the court, my name is Andrew Rahall.
03:39 - 50.343 I'm here today representing East Bradford Township as appellant.
03:39 - 54.948 An additional appellant, are the Solon parties.
03:39 - 59.252 They're represented by John Menotti, who is also here in order
03:39 - 03.423 to avoid duplication of the appellant arguments.
03:40 - 08.195 We find in this case the township and Solon's positions are very,
03:40 - 11.531 similar and complementary.
03:40 - 14.534 And so as a result, my task
03:40 - 19.105 if the, court sees fit is to address the first question,
03:40 - 25.712 which really, looks at the court's, precedent and the Commonwealth
03:40 - 30.183 court's own precedent, not only yours, that a de minimis,
03:40 - 34.588 variance can only apply to a dimensional case.
03:40 - 40.694 And then Mr., Menotti will deal with, question two in more detail,
03:40 - 44.631 which is more the factual and case detail of if
03:40 - 47.634 if the court sees past
03:40 - 52.172 the idea that there is no such thing as a de minimis use variance,
03:40 - 55.442 would, the,
03:40 - 58.578 the application of the Marshalls itself be de minimis?
03:40 - 00.013 All right.
03:41 - 02.849 So with that, so as the question one
03:41 - 05.819 and the de minimis, doctrine,
03:41 - 08.822 for practitioners across the Commonwealth,
03:41 - 11.524 in the MPC era
03:41 - 15.462 and when you look at this court's, cases going back,
03:41 - 18.965 sometimes in the 40s through the 70s,
03:41 - 23.870 we've always understand, understood, and we believe the courts have always
03:41 - 27.307 understood there are really three hierarchies,
03:41 - 32.012 in a variance case, the first being use variances,
03:41 - 35.315 which have the highest standards,
03:41 - 38.385 the compliance with the five MPC,
03:41 - 41.821 the statutory provisions in nine 10.2,
03:41 - 45.759 then we have the dimensional realm,
03:41 - 49.629 which since Hertzberg, in 1998,
03:41 - 54.801 this court advised practitioners that dimensional relief
03:41 - 57.804 is of somewhat lesser moment,
03:41 - 00.807 compared to the traditional variance standards.
03:42 - 04.411 The idea being in Hertzberg that a,
03:42 - 08.481 a use variance overrides the legislative judgment
03:42 - 11.951 of the local government as to what uses are permitted.
03:42 - 15.855 Whereas a dimensional variance is sort of
03:42 - 19.659 tinkering around the edges, usually, setbacks, height.
03:42 - 24.798 A lot of the, reported and unreported cases at the Commonwealth court level
03:42 - 28.168 sometimes deal with, mere inches
03:42 - 30.970 or a foot or two in terms of a setback.
03:42 - 34.174 And that's what makes dimensional, variances.
03:42 - 37.711 So, subject to de minimis
03:42 - 41.214 analysis is because they're objective, they're measurable.
03:42 - 44.684 You can, say, well, it's only six inches.
03:42 - 49.089 It's de minimis a use variance that's not so objective.
03:42 - 52.092 And that's not so obviously susceptible
03:42 - 55.929 to a diminished de minimis or triviality kind of
03:42 - 58.798 analysis.
03:42 - 00.934 Correct. And and we would agree with that.
03:43 - 03.937 Well, let me, let me I of course, you're going to agree with that.
03:43 - 05.605 Which makes sense.
03:43 - 08.441 Let me let me probe there because here we are.
03:43 - 10.944 This is in play here now,
03:43 - 13.380 what why should we
03:43 - 18.451 why should we give the dimensional versus use
03:43 - 24.958 inquiry primacy over the de minimis inquiry?
03:43 - 26.726 What? Why should we do that?
03:43 - 30.830 And I think that goes to Hertzberg, where the court itself said that
03:43 - 34.100 if you are excusing a use,
03:43 - 38.538 you are directly contravening the more important legislative
03:43 - 42.842 determination of what uses are permitted in which zones.
03:43 - 46.479 So, for instance, in this case, this is an R2 zone
03:43 - 50.884 that in breakfast the states are allowed, for adaptive reuse.
03:43 - 54.888 But I believe that township's intent, when you look at the ordinance,
03:43 - 01.161 their measurements of, how big your entertaining area is based on,
03:44 - 04.898 people, the, the bedrooms
03:44 - 08.868 in the living area and the common area in the residence.
03:44 - 11.471 You see, that's I'm glad you said that, because that's
03:44 - 15.241 that's where the chief's question you got me going on is because this case,
03:44 - 19.946 when I was reading this case, it struck me as a bit of a different animal.
03:44 - 23.817 It's almost like a crazy dimensional case, because you're talking about,
03:44 - 27.654 first of all, that for some reason, and I'm not sure maybe you can elaborate.
03:44 - 33.092 The ten in house is class two and the Pax analysis class one.
03:44 - 38.131 I don't know why, and they're only 150ft between them.
03:44 - 40.733 They could be connected. They could be connected.
03:44 - 41.701 It could be a breezeway.
03:44 - 44.504 And these people are walking from one to the other.
03:44 - 47.474 So the the Dei court, I understand
03:44 - 50.577 the Hertzberg formulation, this dichotomy use a dimension.
03:44 - 54.781 But, you know, like you can understand the use variance between like,
03:44 - 00.353 you know, a restaurant and a dry cleaner or a restaurant and a home, but
03:45 - 03.790 and in a dimension, you know, on the other hand,
03:45 - 07.026 I need my ceiling to be 15ft instead of 13ft.
03:45 - 11.531 But this case is not such a clean dichotomy,
03:45 - 14.901 and I'm wondering why we shouldn't,
03:45 - 17.837 why we shouldn't,
03:45 - 20.573 treat this case as an opportunity
03:45 - 25.111 to expound on our on our zoning law to,
03:45 - 29.616 to allow for,
03:45 - 31.918 what I'm calling quasi dimensional case.
03:45 - 33.920 I mean, there's no in other words, there's.
03:45 - 37.390 Do you agree there's no statutory bar that would preclude us from doing that.
03:45 - 40.860 We might need to do case law tinkering if we were to do that.
03:45 - 44.764 But I would say that there is a statutory bar, and I think as,
03:45 - 48.835 as justice Todd, Justice Donoghue,
03:45 - 52.005 joining in Metal Green,
03:45 - 55.008 the the court stated that in zoning matters
03:45 - 58.778 that the court should act with caution and restraint
03:45 - 03.750 and relaxing variance standards are better addressed by the General Assembly.
03:46 - 07.921 There are, I would say, hybrid cases.
03:46 - 11.157 You see them in the Commonwealth Court, sometimes with steep slope,
03:46 - 13.760 sometimes with driveway.
03:46 - 17.430 In this case, I think directly to your question,
03:46 - 21.301 Judge Heisler in the Commonwealth Court, in her dissent,
03:46 - 24.637 really hits the nail on the head, which is,
03:46 - 27.340 this ordinance was designed for
03:46 - 31.811 in the living space to allow a BNB estate to have people there,
03:46 - 35.481 with the property owners, a traditional bed and breakfast,
03:46 - 39.652 which gets much more into the use category than the dimensional category,
03:46 - 44.123 because it makes a lot of sense that someone could be living.
03:46 - 48.127 It's not a hotel, someone be living in the bed and breakfast
03:46 - 51.331 who subject to the same conditions you're less likely to have,
03:46 - 56.302 you know, the water not working or the, the pipes
03:46 - 02.308 not operating efficiently if the owners aren't living in their correct answer.
03:47 - 07.714 And Judge Heisler said, if if we allow this, she didn't see the difference between,
03:47 - 11.084 that's a motel or a hotel.
03:47 - 14.887 And and we think the dissent got that piece of the lower court decision.
03:47 - 15.555 Correct.
03:47 - 18.558 Council member again,
03:47 - 23.763 you would agree that if the only variance at issue here
03:47 - 28.735 was based upon the fact that this was a class two
03:47 - 32.372 historical building as opposed to a class one or vice versa,
03:47 - 35.775 I would you agree
03:47 - 40.713 that that would be de minimis and that variance could have been granted?
03:47 - 45.385 If that was the owners residence, I would agree that that's a closer case,
03:47 - 49.022 because in this case we really have three issues.
03:47 - 49.789 We have.
03:47 - 51.090 Yeah, I have that.
03:47 - 55.728 I'm saying let's assume that, the only thing that was required
03:47 - 58.731 under these circumstances, we said it was a,
03:47 - 00.900 class two historical.
03:48 - 05.571 And this is a class one, you would say, I would think, de minimis,
03:48 - 07.940 I would say from the
03:48 - 10.977 township's point of view that that's still a,
03:48 - 15.782 closer to a use question, because what the township was trying to
03:48 - 21.254 do was allow for adaptive reuse of of the most valuable,
03:48 - 25.324 in terms of history and historic protection,
03:48 - 30.396 the most valued assets to to give an incentive for adaptive reuse.
03:48 - 34.200 Class two and less, I would say less.
03:48 - 37.236 So Council of so you're a purist.
03:48 - 38.738 You're a purist on this.
03:48 - 43.643 You would say no de minimis even if it's that distinction
03:48 - 47.246 between class one and class two, which I could not articulate to you.
03:48 - 51.117 Sitting here, what that difference actually means in our case.
03:48 - 56.222 Because there are really three things class one owner occupied
03:48 - 59.258 and that same ordinance provision says
03:48 - 02.895 that you cannot have the use in an accessory building.
03:49 - 07.233 In our case, all that is is clearly use.
03:49 - 09.235 If it was just class one and class two.
03:49 - 13.940 Hypothetically, I'd say I'm somewhat of a purist because of the township's,
03:49 - 18.711 interest in having adaptive rehabilitation of the class one.
03:49 - 23.883 I'm just asking you answered a question.
03:49 - 27.253 I was going to adaptive rehabilitation, meaning an owner
03:49 - 30.490 occupied B and B in a historic building.
03:49 - 32.458 Is that is that what you mean by adaptive rehab?
03:49 - 37.163 Yes. And allowing it, in all zones in the township and, and and the,
03:49 - 40.900 the idea of people
03:49 - 43.903 owning a property that, that has,
03:49 - 47.006 you know, outbuildings and it's a complex,
03:49 - 49.876 of, of historic homes
03:49 - 52.879 in close proximity with one another.
03:49 - 56.849 You don't think that our case law ought to allow
03:49 - 59.852 for any kind of de minimis,
03:50 - 03.756 analysis in appropriate circumstances?
03:50 - 08.728 You think the the use line in this context is drawn by,
03:50 - 12.131 if the owners are, are putting their heads on the pillow in that building.
03:50 - 15.368 Yeah, I'd say that Nettleton
03:50 - 18.838 in a footnote, gives the courts clear.
03:50 - 23.342 Precedential view of exactly what,
03:50 - 28.281 the de minimis standard is, and that is that it's limited
03:50 - 31.284 to the grant of dimensional variance relief.
03:50 - 34.554 Would you, counsel would you agree that with it,
03:50 - 37.990 with the simple it maybe it's overly simplistic and you can disagree with you.
03:50 - 42.061 What use variances deal with what can be put on the property.
03:50 - 46.265 Dimensional deal with how.
03:50 - 49.735 Yes I would say what can be put on a property
03:50 - 52.572 and how it operates or is used.
03:50 - 56.809 And dimensional is if all of that is okay.
03:50 - 59.645 Well, are we less worried about.
03:50 - 03.182 So if I my, my view was too simplistic that I apologize.
03:51 - 07.220 But but there's the point is in some zoning ordinances where,
03:51 - 11.057 where a municipality will draft an ordinance to allow
03:51 - 14.794 for a particular use, when they define the use,
03:51 - 19.632 they might include within the definitions certain dimensional characteristics.
03:51 - 23.236 For example, they may say we allow,
03:51 - 27.940 we allow, wedding venues.
03:51 - 32.111 But the square footage of the venue
03:51 - 35.381 for the wedding has to be at least
03:51 - 38.484 2000ft² at a minimum.
03:51 - 41.520 And that's in the definition of what a wedding venue is.
03:51 - 45.992 If I have a venue that I want to be a wedding venue, and it complies in every
03:51 - 50.463 other respect with the use ordinance, but I can't get 2000ft².
03:51 - 54.233 I can only get 1998ft².
03:51 - 59.205 Would that be a use variance or a dimensional variance?
03:51 - 02.241 I agree that's a closer case and maybe
03:52 - 05.244 closer to dimensional.
03:52 - 08.714 I think the if you look at the Commonwealth court's
03:52 - 11.918 own precedent until this case,
03:52 - 14.754 in Coyle,
03:52 - 18.291 asking about that difference between what is a use,
03:52 - 22.461 in Coyle, I believe single family property.
03:52 - 24.797 It's an attorney who wants to,
03:52 - 29.135 convert two bedrooms into law office use for other attorneys.
03:52 - 29.402 Correct.
03:52 - 32.571 Coyle says
03:52 - 35.808 that that seems factually interesting.
03:52 - 40.212 But they cite their own precedent to say that would be
03:52 - 44.750 a blatant disregard of our precedent.
03:52 - 48.054 And and the Supreme Court's precedent,
03:52 - 50.656 including in, petroski,
03:52 - 54.794 that de minimis is limited to dimensional.
03:52 - 54.927 Yeah.
03:52 - 56.963 And I'm trying to get to I wasn't trying to
03:52 - 58.230 I was trying to just explore the difference
03:52 - 01.200 between a use and a dimensional variance.
03:53 - 04.804 So, so the other sort of question
03:53 - 07.807 I have is in response to Justice Webb's question to you,
03:53 - 12.011 where in the MPC
03:53 - 14.714 does it allow the grant of dimension
03:53 - 17.717 or de minimis variances?
03:53 - 21.320 Yeah, I, I think if you look at,
03:53 - 24.357 at Hertzberg, I'm not, not I'm wearing the MPC.
03:53 - 26.492 Yeah. I don't think you'll find it.
03:53 - 27.526 Okay. Yeah.
03:53 - 31.530 Where in the MPC does it talk about a lesser standard
03:53 - 35.067 for use for dimensional variances than use variances?
03:53 - 37.336 I would say in part.
03:53 - 38.838 Again, you won't find that.
03:53 - 43.142 I think when you look at Hertzberg, I think it's this court's attempt
03:53 - 47.013 to coincide both the MPC
03:53 - 50.916 with its own precedent over the years.
03:53 - 54.420 So we create so so it's so Hertzberg
03:53 - 57.957 is a judicially created exception to the MPC
03:53 - 02.228 for a lesser standard of variance than what the General Assembly provided
03:54 - 03.929 for for dimensional variances.
03:54 - 09.168 And it has been stated to be a very narrow exception or narrow application.
03:54 - 09.969 Correct?
03:54 - 12.972 Yes. But I would say that the MPC,
03:54 - 16.942 says that it, it incorporates,
03:54 - 22.081 prior law to the extent not inconsistent with the MPC
03:54 - 26.085 and I and I think the Supreme Court's own precedent,
03:54 - 30.122 in the 40s and 70s, Petrovsky
03:54 - 33.125 appeal of Crawford has always said,
03:54 - 38.564 especially as to de minimis, that there is a dimensional exception
03:54 - 43.202 from the from the hard variance standards are you granting it?
03:54 - 47.273 I mean, in response to Justice Robson's questions, aren't you granting
03:54 - 50.276 this is judge this is a judge made distinction
03:54 - 53.779 and we, since it is a judge, made distinction,
03:54 - 58.350 we we could tinker with it at the margins.
03:54 - 01.554 We could tinker with it with the mart at the margins.
03:55 - 04.990 This quasar dimensional
03:55 - 07.493 term I, you know,
03:55 - 10.062 threw out there just off the cuff.
03:55 - 13.666 It's it's not beyond the it's it's
03:55 - 17.970 it's certainly not violative of anything in the MPC.
03:55 - 23.542 You'd have to grant that, wouldn't you know, I, I think I think to
03:55 - 26.846 excuse a use variance
03:55 - 29.849 not having to deal with the MPC.
03:55 - 33.719 Again I think I think dimensional
03:55 - 38.491 is an interpretation of what is the purpose of the MPC.
03:55 - 41.894 And I and the court had this court has always said
03:55 - 46.632 that the higher thing that the MPC is trying to protect is use.
03:55 - 50.436 And I guess what I'm, I guess what I just let me just ask it one more time.
03:55 - 55.608 Do you do you insist that every kind of
03:55 - 58.677 variance application,
03:55 - 01.680 must be dichotomous in this way?
03:56 - 06.986 Are you saying there is no variance application which which you could imagine.
03:56 - 10.990 We have this one or any other one that could partake
03:56 - 14.693 of aspects of both dimensional and use variances.
03:56 - 19.165 I think the Commonwealth court's, cases involving steep slopes.
03:56 - 22.268 I think that is an area
03:56 - 25.538 where you could see hybrid that makes sense.
03:56 - 27.072 But in
03:56 - 30.242 our case, to us, it's so clearly a use
03:56 - 34.780 that you've got to jump the shark as we believe the Commonwealth dead
03:56 - 38.651 by saying it would be a blatant disregard of their precedent.
03:56 - 41.754 And Coyle and for this Owen court
03:56 - 47.459 to ignore Nettleton and all of those cases going back decades, that it's science.
03:56 - 48.727 It really is.
03:56 - 51.597 It's a it's a hard
03:56 - 53.399 rule, hard
03:56 - 57.236 in a way that meaning it is clear to practitioners
03:56 - 00.873 and you've got thousands of zoning hearing boards across the Commonwealth.
03:57 - 04.777 And when I'm on the applicant side,
03:57 - 07.913 we tell clients sometimes,
03:57 - 10.916 look, here are the standards
03:57 - 13.953 you may want to petition to rezone.
03:57 - 17.556 You can challenge, but if this goes up on appeal,
03:57 - 20.593 you you're going to have a problem.
03:57 - 24.063 And, and my last note for the court on that is,
03:57 - 27.433 the cases are already in the pipeline.
03:57 - 31.737 In August of 2025, Commonwealth court and the marquee case
03:57 - 35.174 cited its own precedent in Solon.
03:57 - 38.911 And that involved a, a recreational,
03:57 - 42.781 field in an industrial zone where that was not permitted.
03:57 - 47.686 So it is happening, and we would like to see clarity.
03:57 - 51.390 And we think the right clarity is to keep the higher standard for use.
03:57 - 53.392 Like, thank you.
03:57 - 54.326 Thank you very much.
03:57 - 57.329 Let's hear from, Mr. Moses
03:57 - 59.732 Nasir. Not Mr.
03:57 - 01.800 Naughty. Sorry.
03:58 - 02.568 It please the court.
03:58 - 05.571 I'm John, Mr. Nardi, and,
03:58 - 09.708 I, I hope to be quick, because I think this is well briefed to.
03:58 - 15.648 But, the second question addresses the very specific issue of whether the,
03:58 - 20.552 the minimum variance it was granted in this case, is truly de minimis.
03:58 - 24.089 And, it may be that,
03:58 - 28.527 you will not need to consider this part of the argument if you, accept Mr.
03:58 - 29.762 Rao's argument that,
03:58 - 31.730 de minimis should not
03:58 - 34.733 apply to the, not to mention all variances.
03:58 - 38.604 The starting point, I think, is to remind ourselves that,
03:58 - 43.309 the whole notion of, de minimis exception to any legislation,
03:58 - 48.881 came from the notion that sometimes the exception is so trifling,
03:58 - 53.419 which is the word in Latin, that it does not.
03:58 - 56.355 And should not take the time of a court.
03:58 - 59.591 And so when we look at this particular case
03:58 - 03.762 and the variances that were regarded as de minimis,
03:59 - 07.866 we're left to look and examine whether they were truly trifling,
03:59 - 10.903 whether they were that insignificant,
03:59 - 14.139 that they were excused from compliance with the ordinance.
03:59 - 17.743 On a de de minimis basis.
03:59 - 22.481 Again, to remind ourselves the de minimis requirements,
03:59 - 25.584 which I think would be important from the dimensional cases,
03:59 - 28.320 to the use cases would be the same.
03:59 - 32.157 And that is that, de minimis would mean that
03:59 - 35.394 there was a minor deviation from the ordinance.
03:59 - 37.363 So do me a favor then.
03:59 - 39.898 Define minor for me, because I,
03:59 - 42.501 I understand having done these types of cases in the past,
03:59 - 45.971 I understand the de minimis application to a dimensional variances.
03:59 - 50.743 It's required for 2000ft to use the example, it's only 1998.
03:59 - 52.911 It's a 30ft ceiling.
03:59 - 55.180 And we were going 32ft.
03:59 - 56.582 Where do we draw the line?
03:59 - 00.285 I mean, if we extend the de minimis doctrine to use variances, which is
04:00 - 04.623 a legislative determination of what is allowable in a particular district,
04:00 - 07.726 where where do we, the courts draw a line for use?
04:00 - 08.360 Variances?
04:00 - 11.663 Is is it drive through Kentucky Fried Chicken in my backyard,
04:00 - 14.833 a minor deviation from a residential requirement?
04:00 - 16.969 I mean, I think that's precisely the issue.
04:00 - 19.571 And the issue that was addressed by Mr. Owl.
04:00 - 23.776 If we import the dimensional de minimis standard and we,
04:00 - 29.481 later on the requirement that we have a minor deviation, we're
04:00 - 32.484 putting a subjective and non quantifiable,
04:00 - 35.687 issue into play with use variances
04:00 - 38.791 while they're quantifiable with dimensional variances.
04:00 - 42.294 And so you asked me I just minor I just
04:00 - 44.730 I define to be the opening of the floodgates.
04:00 - 47.766 Every applicant is going to try and use their property for, for a use
04:00 - 51.203 that's not allowed in a particular zoning designation.
04:00 - 54.306 And they're going to argue, well, this is a minor deviation.
04:00 - 57.209 And they allowed it for, you know, this particular property.
04:00 - 58.510 Why not for me.
04:00 - 59.178 Yeah.
04:00 - 59.645 Yeah.
04:00 - 01.780 Justice I think you're exactly correct.
04:01 - 05.717 And I think of myself as a practitioner who represents, folks who want to get,
04:01 - 09.388 variances from a, zoning body.
04:01 - 15.060 I have to think now, if the, de minimis is imported
04:01 - 18.397 into the use variance, whether I need to present that in each
04:01 - 22.935 and every instance, because just as you say, if I have room to call it minor,
04:01 - 26.138 maybe I have an opportunity to get around a use restriction,
04:01 - 28.140 that wouldn't otherwise be there.
04:01 - 30.676 So I counsel
04:01 - 34.313 was the prior use of this tenant house of a veterinary hospital.
04:01 - 36.148 You're waiting to pay us justice?
04:01 - 37.816 Yeah, I think that's in the record.
04:01 - 40.786 And what was that classified as?
04:01 - 42.120 I'm sorry, what was for?
04:01 - 46.225 In order to have a vet hospital when a historic property
04:01 - 49.561 was that classified as class one, I have to say, I don't know.
04:01 - 51.363 I think it was so long ago.
04:01 - 54.766 Well, not so long ago was probably in the 80s and 90s.
04:01 - 58.537 And whether it was a vestige of a prior use or not.
04:01 - 02.407 But I do know is that at present it's not actively used.
04:02 - 03.942 So we're talking about you.
04:02 - 07.346 So it was okay to let animals stay overnight there, but just not humans.
04:02 - 09.381 That's right. If you can knock it, they could stay.
04:02 - 14.820 Council counsel, could you explain to me,
04:02 - 18.891 the significance of, the distinction between,
04:02 - 24.830 class one historic resources and class two historic resources?
04:02 - 26.231 I can't any better than you.
04:02 - 29.968 Just this because I looked at the, the ordinance, and so they had,
04:02 - 34.640 listed this class one, it seemed to me, places that had reached
04:02 - 39.811 actual governmental status and, like, class two were, uses
04:02 - 43.615 that didn't reach that elevated level, but they looked old.
04:02 - 48.921 Like which which brings me to, you know, let me let me just follow up on that,
04:02 - 53.825 you know, I mean, you ask this question, if that were the only requirement
04:02 - 59.364 for this being be, could it be a, class one?
04:03 - 03.001 And this was a class two historic building.
04:03 - 05.971 Would that be a name variance?
04:03 - 09.441 You know, and I and I think there's a real good reason why
04:03 - 13.111 because we look at both parts of the de minimis test.
04:03 - 16.281 First, it's minor, but second, that it doesn't do a violation to what
04:03 - 19.651 I would consider judgment of the legislative authority.
04:03 - 23.422 And so what we do know is that these different classifications
04:03 - 27.626 existed at the time the BNB state ordinance was drafted.
04:03 - 31.496 So these supervisors were thinking, what do we wanted to,
04:03 - 34.967 bestow the special status on?
04:03 - 38.470 And, it's not like they knew, didn't know or forgot
04:03 - 42.574 that there were class two historic resources.
04:03 - 47.179 They knew it, but they decided we're going to limit this special,
04:03 - 49.748 entitlement to class
04:03 - 53.485 one, and we're not going to grant it to class two.
04:03 - 57.623 And so that's a legislative judgment, a judgment, though, tied to the idea
04:03 - 00.759 that that I mean, again, look, it goes into the zoning ordinance
04:04 - 04.162 is very complicated in how they decide what they have to provide.
04:04 - 07.532 Every kind of use in a municipality
04:04 - 10.636 or suffer some sort of an exclusionary challenge.
04:04 - 15.407 So they had to provide for the B&B use somewhere, somehow.
04:04 - 18.810 And what they decided was these
04:04 - 21.747 higher level historical properties.
04:04 - 27.486 We are going to encourage those to be put into a use
04:04 - 30.722 that wouldn't require them being torn down or redeveloped.
04:04 - 33.692 We're going to protect those by giving them the B and B option,
04:04 - 36.495 but we're not going to give the same B and B option to A level two.
04:04 - 38.864 We're not as worried about them as we are.
04:04 - 42.067 My response to that would be that makes sense,
04:04 - 45.303 but I don't know if that was their legislative
04:04 - 47.472 think that if we adopted the minimum
04:04 - 49.841 standard, we're going to have to hypothesize
04:04 - 52.744 a reason for why they were to make that choice.
04:04 - 58.183 Isn't it a fact that a class two historic resource building could become a class
04:04 - 03.055 one if it becomes certified by some national historic registry?
04:05 - 05.257 It's not national, it's just you folks.
04:05 - 07.959 I don't mean you. I mean it's East Bradford.
04:05 - 10.962 Well, somebody said in Washington DC, right?
04:05 - 13.965 No, no, because it sort of elevates
04:05 - 17.669 the ones that have perceived the, the national status.
04:05 - 21.606 So if they've, you know, I can read the ordinance to you, but
04:05 - 25.410 there's is I'm sorry is in class one national and class two,
04:05 - 28.613 by the local authority is not the distinction here.
04:05 - 30.248 The labeling distinction.
04:05 - 32.517 I just happened to have the ordinance.
04:05 - 32.984 Andrea.
04:05 - 37.622 So, so class one
04:05 - 39.858 specifies
04:05 - 41.693 that it's, buildings
04:05 - 44.696 on the National Register of Historic Places.
04:05 - 48.200 Buildings certified as historic
04:05 - 51.203 by the Secretary of the interior.
04:05 - 55.373 Buildings documented as contributing resources
04:05 - 58.376 by the National Register Historic District.
04:05 - 02.848 Resources, that have received a determination
04:06 - 06.318 of eligibility from the Pennsylvania Historical and Museum Commission.
04:06 - 10.822 And then lastly, the Chester County the National Registry
04:06 - 14.760 Share Register criteria under the Chester County Certification Program.
04:06 - 15.594 So justice work.
04:06 - 17.763 That's why I say it's sort of a hybrid.
04:06 - 21.533 You know, they decide which ones to elevate to class one,
04:06 - 24.503 but it was essentially based on,
04:06 - 26.838 governmental designations that existed.
04:06 - 27.873 But back to my question.
04:06 - 29.941 To your question, I could become a class one.
04:06 - 30.742 You would think so.
04:06 - 31.576 Yeah, you would think so.
04:06 - 34.579 I mean, I don't know, I guess it would vary from,
04:06 - 37.015 property to property, but,
04:06 - 40.652 but again,
04:06 - 43.655 we're dealing with what we're dealing with here.
04:06 - 46.758 It isn't simply, you know, are you class one.
04:06 - 47.993 And is that enough?
04:06 - 50.695 But we're also the owner occupied
04:06 - 54.332 and the no accessory building that melds together
04:06 - 57.936 to give you an indication of what the supervisors were looking for here.
04:06 - 01.473 They wanted a conventional B and B, they wanted the guest
04:07 - 04.576 to be in a property that was occupied by the owners.
04:07 - 07.245 They didn't want accessory buildings used,
04:07 - 10.182 and they wanted it to be very specifically class one.
04:07 - 12.517 A lot of security involved in that.
04:07 - 15.520 I mean that that there's some sense to that thinking.
04:07 - 15.787 Sure.
04:07 - 18.723 I think I think it probably operates both ways.
04:07 - 20.992 There's monitoring that can be done by the owners.
04:07 - 25.030 And then, conversely, guess or have an owner in close
04:07 - 29.467 proximity that they can look to, and, and I know
04:07 - 32.404 somebody could,
04:07 - 35.574 quibble and say, look, owner occupied is broad.
04:07 - 38.376 It doesn't mean somebody living there doesn't mean somebody has the bedroom.
04:07 - 42.214 Their owner occupied has been otherwise interpreted as being pretty broad.
04:07 - 45.650 But it does mean at least this it means that there is
04:07 - 49.554 some interaction between the owner and the structure.
04:07 - 54.359 They couldn't guarantee, a confidence that guests are observed and maintained.
04:07 - 59.598 So yeah, again, this is to the point that we're not talking about something
04:07 - 03.235 trifling here when we're talking about that is a legislative requirement.
04:08 - 05.570 And then of course, again,
04:08 - 09.074 to sort of hammer home that they want a principal use involved here.
04:08 - 13.044 There's a provision of the ordinance that says there could be no accessory uses.
04:08 - 18.183 Just anticipating what we might hear from, the marshal side of things.
04:08 - 22.153 I think what
04:08 - 25.056 their argument essentially is, is let's flip it.
04:08 - 29.427 Let's not talk immediately about the question of whether something's minor.
04:08 - 32.731 And I understand why that is, because
04:08 - 35.700 when you just totally eliminate
04:08 - 39.771 standards, you're not deviating slightly, you're eliminating them.
04:08 - 43.008 So the argument there and seems to be.
04:08 - 46.578 Aren't we getting to the same place?
04:08 - 47.913 I call it this.
04:08 - 50.348 If it can be someplace, it can be anywhere.
04:08 - 53.351 So, if it can be on the property
04:08 - 56.955 and we can have a B operating here,
04:08 - 00.292 isn't that just automatically de minimis
04:09 - 03.561 because you, you essentially have the same use of the property.
04:09 - 05.563 And I think that's a wrong focus
04:09 - 09.301 because if you focus on the property, you're not focusing on the building,
04:09 - 13.004 which is what the supervisors did in East Bradford Township.
04:09 - 16.808 They were talking about what specifically could be done in a building.
04:09 - 20.712 And and so we're not talking about precisely the same effect.
04:09 - 24.816 We're talking about a complete reversal of what was contemplated by the ordinance.
04:09 - 27.352 Again, not the minimis.
04:09 - 30.655 And so
04:09 - 32.490 the wrap up here,
04:09 - 35.827 I think looking forward, I know you take these cases
04:09 - 39.631 because you're not just interested in what happened in this particular case,
04:09 - 43.401 but what you're doing for the future, what standards you're setting that
04:09 - 46.404 will apply going forward, and what it will mean to the people,
04:09 - 50.241 to the governments that serve them and to the courts that serve them.
04:09 - 54.512 And what you're doing here, if you accept a minute, miss here is
04:09 - 55.847 looking back on it.
04:09 - 01.052 You have a zoning hearing board process that was so thin
04:10 - 04.055 that there was no discussion at all of de minimis.
04:10 - 08.093 You got a, opinion and an order that was equally thin.
04:10 - 13.365 No analysis of what it was that made this de minimis other than an exclusionary
04:10 - 17.102 way, saying there could be a de minimis for a use variance.
04:10 - 22.440 And again, the poor Commonwealth Court was left without a real record for support.
04:10 - 27.345 So what it was left to do is, number one say, well, the de minimis was implicit
04:10 - 31.182 because it wasn't said any time and then had to come up with a reason
04:10 - 32.217 why it was okay.
04:10 - 35.787 And they said, well, it met the spirit and intent of the ordinance.
04:10 - 40.392 And so if you accept a de minimis variance in this particular case,
04:10 - 45.764 what you have set out for the future, for lawyers like me, for courts, is to say
04:10 - 51.736 this can be granted as a minimum variance with virtually no underlying.
04:10 - 55.340 So any hearing board, factual support, argument or decision.
04:10 - 59.544 And you can allow a de minimis variance
04:10 - 03.314 that eliminates three sections of an ordinance.
04:11 - 04.783 Just eliminating entirely.
04:11 - 08.820 No class one, no owner occupied, no accessory,
04:11 - 12.223 restriction
04:11 - 13.858 and just problems.
04:11 - 16.327 Have a bed, bed and breakfast on their property.
04:11 - 19.431 Excuse me, did the saloons have a bed and breakfast on their property?
04:11 - 20.465 On their property?
04:11 - 22.634 No. Okay. Just inquire.
04:11 - 25.236 And they're not competitors. Yeah.
04:11 - 26.838 Okay, I think I think we get it.
04:11 - 29.274 Thank you very much.
04:11 - 30.408 Thank you very much.
04:11 - 31.176 Charlotte.
04:11 - 34.045 Let's hear from,
04:11 - 39.751 Mr. Crane. We.
04:11 - 42.787 Good afternoon.
04:11 - 44.489 May it please the court.
04:11 - 47.425 Edward Green, on behalf of the marshals,
04:11 - 50.428 the property owner owners, the appellant in this case,
04:11 - 53.998 my clients, the marshals.
04:11 - 57.001 We're a family of five that purchased the remnants
04:11 - 59.971 of a 17th century, 18th
04:11 - 03.408 century farm in 2017,
04:12 - 08.146 and for the last eight years have been pursuing the opportunity
04:12 - 11.549 to operate a bed and breakfast out of their estate.
04:12 - 14.919 Out of this property, the,
04:12 - 19.357 I think to some degree, the prior argument just gave a little short shrift,
04:12 - 23.628 I think, to really to what the what the court
04:12 - 26.831 did, essentially what the Commonwealth Court did was,
04:12 - 28.800 in essence,
04:12 - 32.804 apply the same test that this court has applied
04:12 - 36.508 in reviewing de minimis dimensional variances
04:12 - 39.911 and applied it to the facts they had before them,
04:12 - 43.248 essentially the de minimis,
04:12 - 46.851 dimensional test really has has two parts,
04:12 - 51.589 which is what is the degree of deviation from the ordinance.
04:12 - 56.027 And then secondly, is it antagonistic
04:12 - 00.732 to the purpose of the ordinance or public policy of the ordinance?
04:13 - 03.835 It essentially it's a two part test,
04:13 - 06.037 that, that this and all the courts in Pennsylvania
04:13 - 08.973 have applied with respect toward the minimis variance.
04:13 - 11.342 He took that test and applied it here.
04:13 - 15.446 And what they found was that applying that same test of what
04:13 - 20.785 is the degree of deviation from the ordinance to what the facts they had,
04:13 - 24.455 they found the difference to be to minimize the difference,
04:13 - 25.757 the difference
04:13 - 30.595 between the use variance, though, and the do and the dimensional variance
04:13 - 33.932 in terms of that kind of an analysis, is
04:13 - 37.302 that the use variance is not,
04:13 - 42.707 objectively measurable in a way that the dimensional variance is.
04:13 - 45.076 Well, I would suggest that,
04:13 - 49.981 it is in some respects it is in some times.
04:13 - 54.986 And I think just like every case that comes before all the boards
04:13 - 58.022 in this court, all the courts, all entails
04:13 - 01.025 some subjective analysis.
04:14 - 05.163 If you look at the process in terms of the grant of a variance, the five part
04:14 - 10.335 test included in that analysis, or the court's interpretation in terms of
04:14 - 14.372 what is the impact of that variance on the community?
04:14 - 17.709 What is the impact on the character of the neighborhood?
04:14 - 21.646 That is, that is the part of the of the,
04:14 - 26.751 statutory test that all the boards have to apply
04:14 - 30.021 in determining the grant of every variance,
04:14 - 34.292 so that it is in every case that there is an element
04:14 - 37.996 of subjectivity applied in determining whether to grant a variance,
04:14 - 42.033 it is not, in any case, purely objective.
04:14 - 43.768 It is always subjective.
04:14 - 45.203 Part one of the test.
04:14 - 49.941 In a dimensional variance, part one is objective and measure. Oh.
04:14 - 51.242 Oh, absolutely.
04:14 - 52.944 Well, two there is some great.
04:14 - 54.812 I'm not suggesting it's all subjective,
04:14 - 58.883 but I'm just saying there is an element of subjectivity in every analysis
04:14 - 02.887 for every variance request that comes before the board.
04:15 - 04.656 So to introduce
04:15 - 07.458 some subjective analysis by
04:15 - 10.461 them is nothing more than what they have been doing with
04:15 - 14.799 respect to dimensional de minimis variance requests.
04:15 - 19.137 But council isn't isn't what you're articulating entirely subjective?
04:15 - 22.173 I mean, you're correct in what you're saying.
04:15 - 25.943 The Commonwealth Court basically said, well, the NPC doesn't allow it.
04:15 - 29.514 You know, there's no such thing as the minimum requirement in the NPC.
04:15 - 32.650 It's a judicially created kind of doctrine.
04:15 - 36.120 We've applied it in past cases to dimensional variances.
04:15 - 37.989 So why not to a use variance.
04:15 - 41.726 But the difference is if there's an allowable usage
04:15 - 46.531 that says the building can't be above 30ft and it's 31ft as long as it's,
04:15 - 49.901 I mean, the way that that doctrines have been historically applied is
04:15 - 54.138 what's the harm if it goes up another foot, another six inches?
04:15 - 58.276 I'm just struggling because the question I ask your opposing counsel is,
04:15 - 00.345 what's the objective criteria
04:16 - 04.449 that we need to articulate and give to trial judges and zoning boards
04:16 - 08.319 across the Commonwealth of Pennsylvania that says, yeah, we're going to allow,
04:16 - 12.223 variances, de minimis variances for use.
04:16 - 14.559 What's at the minimum use variance?
04:16 - 17.595 I mean, and I'm not talking about this particular case.
04:16 - 21.366 I understand that this case is is the exception maybe to the rule.
04:16 - 24.435 But again,
04:16 - 25.770 what's the objective criteria?
04:16 - 28.806 If I live in a cul de sac and I've got a home office
04:16 - 31.242 and it's all residential, no business is allowed.
04:16 - 33.544 If I'm an accountant, am I allowed to meet with clients,
04:16 - 34.879 and if so, how many clients?
04:16 - 38.416 At what time did my clients come over and take up during tax season?
04:16 - 40.985 20 parking spots on my street.
04:16 - 44.589 This seems to me to be a very, very slippery slope without a bright line.
04:16 - 47.859 Objective criteria that we can impose upon zoning boards.
04:16 - 51.062 It is.
04:16 - 53.898 It is unquestionably true
04:16 - 56.701 that the, the grant of
04:16 - 59.070 dimension a de
04:16 - 02.540 minimis use variance, is more challenging
04:17 - 06.177 than the grant of a de minimis dimensional variance.
04:17 - 10.381 But having said that, even the grant of dimension
04:17 - 13.384 dimensional de minimis variance
04:17 - 17.989 contains some level of subjectivity, there is still some element of what?
04:17 - 21.359 How much is too much? How much is too far?
04:17 - 24.262 And then also what is the impact of that?
04:17 - 25.630 That deviation.
04:17 - 28.299 So even the dimensional de minimis
04:17 - 31.903 variances have some non objectivity to it.
04:17 - 35.373 It's simply a the type of decision
04:17 - 38.342 that the boards and courts are asked to make all the time.
04:17 - 41.579 It the result may be that it's more difficult.
04:17 - 43.147 And that's essentially what
04:17 - 46.451 this courts have held with respect to use and dimensional variances.
04:17 - 51.489 It's more difficult to get a dimensional de minimis,
04:17 - 56.027 I'm sorry, a de minimis use variance than it is a dimensional use.
04:17 - 59.797 But if we extend it to use variances, don't you foresee literally the floodgates
04:17 - 01.332 opening up with people saying,
04:18 - 04.235 I want to use my property for something it's not zoned for?
04:18 - 07.305 Well, I think the answer to the floodgate issue was that
04:18 - 11.476 that the in by and large, that we denied.
04:18 - 15.613 I think that I'm not suggesting they won't be denied, but I'm suggesting
04:18 - 18.883 that you're going to have a flood of litigation and zoning hearing boards
04:18 - 22.787 all across the Commonwealth of Pennsylvania, where novel attorneys
04:18 - 26.624 and novel business owners or property owners are going to suggest that a use
04:18 - 29.927 that's prohibited by a General Assembly declared
04:18 - 33.664 zoning district is a de minimis use variance.
04:18 - 36.968 I should be able to have a a Kentucky Fried Chicken drive through
04:18 - 39.003 what my my house.
04:18 - 42.073 Well, I think the answer that is that as as the
04:18 - 47.478 the matter present themselves to the boards, it will be sorted out
04:18 - 53.518 in terms of what what will be considered to be under those specific circumstances.
04:18 - 56.754 Again, every every dimensional, every de
04:18 - 00.057 minimis variance is a fact specific, correct.
04:19 - 03.995 That brings me to the second to a different part of that analysis.
04:19 - 06.631 The specific purpose part.
04:19 - 10.635 What's the purpose justifies this relief?
04:19 - 14.205 Well, I think that
04:19 - 17.141 the what when you say the purpose, the reality
04:19 - 20.144 is that the,
04:19 - 24.048 the MPC creates the the right to have ordinances
04:19 - 27.051 and specific regulations, and then it creates,
04:19 - 30.254 statutorily the right to have variances
04:19 - 33.824 when there is under those facts and circumstances presented.
04:19 - 36.928 There is something about the property,
04:19 - 40.064 the intended use of the property that maintains the property,
04:19 - 43.868 such that a border court has the discretion
04:19 - 47.138 to make it to
04:19 - 49.640 essentially adjust
04:19 - 53.311 that ordinance to fit the unique facts that that case presents.
04:19 - 56.414 Why should that be the case here
04:19 - 58.883 for me, for this particular client?
04:19 - 01.886 Well, I think the analysis starts with the fact that,
04:20 - 05.556 unlike most use variances, we are we're permitted use.
04:20 - 09.727 And if you look at the ordinance that was granted, it think the,
04:20 - 14.365 the the bed and breakfast estate, demand was granted.
04:20 - 16.534 We had here was that,
04:20 - 19.804 it as the court found, it
04:20 - 23.674 was in support of and was consistent with the intent
04:20 - 28.713 and the spirit of the bed and breakfast, the state use and the adaptive reuse.
04:20 - 34.118 So what the what the, the, the board below found and what the court,
04:20 - 37.588 the Commonwealth's court found was that the
04:20 - 40.625 the the plans of my client,
04:20 - 44.562 where there was in their mind minimal deviation from the ordinance
04:20 - 47.098 and the fact that it was consistent
04:20 - 51.035 with and satisfied the spirit and intent of the bedroom.
04:20 - 52.336 Right. Was the state use.
04:20 - 54.639 Permit me the answer, if you would.
04:20 - 58.342 Oh, the fact that in the mind of the board below and the Commonwealth Court
04:20 - 01.879 below, the deviation from the ordinance was minimal.
04:21 - 05.149 I think they viewed it as they said, technical, not substantive.
04:21 - 09.220 And the fact that the use they had here as designed
04:21 - 12.890 was consistent with both the intent and the spirit
04:21 - 16.827 of the bed and breakfast, the state use and the adaptive reuse,
04:21 - 19.497 which is the preservation of historic buildings.
04:21 - 23.367 This case presented a very unique opportunity
04:21 - 26.771 to to to have
04:21 - 30.074 multiple historic buildings preserved.
04:21 - 33.878 So now that that's my concern, you're arguing that the use is de minimis,
04:21 - 37.815 but the ordinance has two objective, measures one
04:21 - 42.453 historical class, one historical, and two owner occupied.
04:21 - 45.356 Neither of which the tenant houses.
04:21 - 46.957 So how is that de minimis
04:21 - 50.828 when it's not meeting the two objectives required by the ordinance?
04:21 - 53.964 Well, I think that this may be one or the other.
04:21 - 56.967 Well, Your Honor, I think the catch is that when you're
04:21 - 00.571 what the Commonwealth Court saw and what the board saw was the fact
04:22 - 04.608 that this use is being operated out of three buildings, three
04:22 - 06.544 recognized historic buildings.
04:22 - 10.948 It's a a property that the township has recognized is putting on its,
04:22 - 15.152 historic resources map is a class one historic resource,
04:22 - 17.722 and they have all the buildings.
04:22 - 21.058 The zoning officer testified that all the buildings on the property
04:22 - 24.061 are historic buildings, but one the garage
04:22 - 27.598 and then the bed and breakfast is being operated out of three buildings.
04:22 - 32.336 The farmhouse, which is a class one historic resource, the barn,
04:22 - 36.373 which is a class one historic resource, and the third being the tenant house.
04:22 - 41.145 So it's not a situation where in this or any of those owner occupied.
04:22 - 44.281 Yes, I would say, well, I would say yes, certainly.
04:22 - 46.117 The farmhouse is owner occupied.
04:22 - 46.751 That's the house.
04:22 - 49.754 But but I would suggest that the what
04:22 - 53.791 the the interesting fact that was presented here is the fact that
04:22 - 55.259 the bed and
04:22 - 58.262 breakfast is being operated out of multiple buildings,
04:22 - 01.532 and that's contemplated by the bed and breakfast estate ordinance
04:23 - 04.535 because it used the term buildings not building.
04:23 - 09.006 So that so first of all, I suggest you cannot equate
04:23 - 13.644 the owner occupancy with necessarily having to have the family
04:23 - 18.015 live in the building in which the bed and breakfast estate is operated,
04:23 - 22.586 at least all the buildings, because when you contemplate multiple buildings
04:23 - 27.291 as being used in a in a single use, this bed and breakfast
04:23 - 31.128 the state use is, you cannot expect the family.
04:23 - 32.630 What are they going to split up the household
04:23 - 35.966 and have different members of the family live in each of the buildings.
04:23 - 37.568 You didn't but Council, that's.
04:23 - 38.202 I'm confused.
04:23 - 40.971 You seem to be arguing that you can that
04:23 - 42.740 that the ordinance allows what you're doing.
04:23 - 46.010 I would you wouldn't need a variance
04:23 - 47.912 if the ordinance allowed what you're doing.
04:23 - 50.648 Well, I,
04:23 - 52.750 I would suggest that I'm not convinced
04:23 - 57.888 that we needed the variance to meet the owner occupied requirement.
04:23 - 00.591 Well, that's a problem then, if you're not convinced of it,
04:24 - 02.259 that we shouldn't decide the case.
04:24 - 06.163 Well, but but I have a question for you.
04:24 - 08.999 And I don't want to get into the right. I don't want to get into it.
04:24 - 11.068 You kind of open up the door on this.
04:24 - 12.903 What's your hardship?
04:24 - 16.941 Well, I can you can your client comply
04:24 - 19.944 strictly with the ordinance and operate a B&B on the property?
04:24 - 25.349 The, the client can,
04:24 - 31.255 operate the bed and breakfast and can and conform with the ordinance.
04:24 - 33.958 Right. They want to do it a different way.
04:24 - 34.792 Correct.
04:24 - 37.161 That that isn't a variance.
04:24 - 42.433 A variance is we can't do it the way the ordinance requires.
04:24 - 48.172 And while we might not be able to meet all of the MPC
04:24 - 52.843 requirements for a variance, we can tweak a little bit here
04:24 - 56.113 and comply
04:24 - 56.947 your.
04:24 - 00.451 So. So I'm not aware of any de minimis.
04:25 - 01.886 Maybe you can point me to one.
04:25 - 03.888 I didn't see it in your brief.
04:25 - 06.891 Any case where the courts have given a de minimis
04:25 - 10.794 dimensional variance that actually eliminated a requirement.
04:25 - 13.831 So the setback cases, the sleep
04:25 - 16.800 steep slope cases,
04:25 - 18.602 we've never said
04:25 - 21.872 your de minimis variances, the elimination of the setback.
04:25 - 24.008 We've altered it.
04:25 - 29.046 You're seeking an outright elimination of qualifications to a permitted use.
04:25 - 33.117 I don't know how that could ever be de minimis.
04:25 - 35.653 Well, I guess the way the court
04:25 - 38.656 looked at this, recognizing that this is a
04:25 - 43.127 each of these variances are a case by case, fact by fact analysis.
04:25 - 46.830 I think what the what the board below didn't want the Commonwealth Court did
04:25 - 50.935 was view the fact that what we have is we have the
04:25 - 54.471 the operators of the bed and breakfast of state
04:25 - 57.841 living on the same property, same address,
04:25 - 01.845 same share driveway as the as the building
04:26 - 06.150 within which the bed and breakfast state will be operated.
04:26 - 09.887 And they could live in the house and they will be living in the house.
04:26 - 13.290 But but I think you the one thing we have to be careful about, I suggest, is
04:26 - 17.828 that the term was used in the ordinance, that of the owner occupied.
04:26 - 20.898 I think that that,
04:26 - 23.133 as is a companion case with ours,
04:26 - 26.603 I think want us to be careful in terms of how the defining occupied.
04:26 - 29.940 In other words, I suggest there's no requirement.
04:26 - 33.043 And again, knowing the fact that it contemplates
04:26 - 37.381 the use of multiple buildings, it doesn't necessarily contemplate that
04:26 - 40.784 in each of in the, in the bed and breakfast that they use
04:26 - 43.687 that they have to be sleeping in that particular building.
04:26 - 43.954 Let's see.
04:26 - 47.191 Now you're sliding back into the you don't need the de minimis variance.
04:26 - 49.960 But we're here to litigate whether you need the de minimis variance.
04:26 - 52.963 Well or whether you should have a de minimis variance.
04:26 - 56.567 Well, I guess my point is the with the board below and with the court
04:26 - 01.772 blue felt was this is so close of a of a of to meeting the
04:27 - 05.876 this the language of the ordinance that it's a de minimis change
04:27 - 11.281 that the fact that they are they are living in the farmhouse
04:27 - 14.585 which is located near the tenant house, is a
04:27 - 20.090 is a de minimis difference between living in the building itself versus living.
04:27 - 23.093 It is a difference, but it is a difference, I guess.
04:27 - 28.799 I guess what could have happened is the zoning hearing board could have said, no,
04:27 - 32.036 you don't need a variance at all
04:27 - 35.039 because we interpret the ordinance as allowing this.
04:27 - 37.341 Correct.
04:27 - 40.511 But that's not why we're not here, because that's what happened with because
04:27 - 43.847 right of this concept of a de minimis brightness use variance.
04:27 - 45.449 And I think with the with the board found
04:27 - 49.920 with the Commonwealth Court found, was that there essentially the fact
04:27 - 55.492 that the owners of the bed and breakfast state were residing in the farmhouse
04:27 - 58.796 same address, same property, same shared driveway,
04:27 - 02.166 just down just down the driveway from where the tenant house is.
04:28 - 08.672 That that that is a minimal deviation from the requirement of owner occupied.
04:28 - 12.109 And for that reason, we find that to be a minor deviation
04:28 - 14.445 warranting the grant of the de minimis variance.
04:28 - 14.845 Okay.
04:28 - 18.282 Counsel Council, I just want and I'm confused.
04:28 - 19.983 Definitionally okay.
04:28 - 23.821 You're using a phrase bed and breakfast estate.
04:28 - 26.223 Yes. That's your phrase, right?
04:28 - 27.624 Yes. That's the word.
04:28 - 30.227 It refers to the bed and breakfast
04:28 - 33.230 estate, not a bed and breakfast.
04:28 - 37.601 Well, the actual use is defined in the ordinance as a bed and breakfast estate.
04:28 - 42.773 In my answering, you're honest question,
04:28 - 45.676 the use is defined the
04:28 - 50.581 the the the informal use for which we submitted our application
04:28 - 54.852 and received our approval was for a bed and breakfast estate.
04:28 - 58.122 That's simply that's the term that it that it has within
04:28 - 01.125 the highest one occupy in estate.
04:29 - 04.561 One can occupy a,
04:29 - 06.463 structure
04:29 - 09.333 on the estate while the, the the bedroom.
04:29 - 10.501 Is that your argument?
04:29 - 13.504 That's why you didn't need a
04:29 - 15.239 variance.
04:29 - 19.343 Well, while the bed and breakfast this estate use has 23 conditions
04:29 - 23.347 and one of those 24 conditions, and one of those conditions is that
04:29 - 28.652 the only buildings eligible for the location of a bed
04:29 - 34.057 and breakfast estate is that it be owner occupied class one historic resource.
04:29 - 39.997 So, so it is is our position that the
04:29 - 43.800 what the Commonwealth Court found and what the board below found
04:29 - 50.941 was that we were in sort of the proximity of our farmhouse to the tenant house.
04:29 - 56.246 The barn was such that we were meeting in essence, close enough
04:29 - 00.083 to the owner occupied term that they found
04:30 - 03.887 that to be the minimum is granting us the variance from that particular.
04:30 - 05.689 It could be viewed alternatively,
04:30 - 08.258 in your judgment, as no variance needed at all.
04:30 - 09.393 Correct?
04:30 - 09.960 Correct.
04:30 - 13.597 Mr. gray, we understand and we appreciate all of the arguments.
04:30 - 15.499 Thank you very much. Thank you.
04:30 - 18.702 As far as zoning cases go, this may be one of them.
04:30 - 21.705 More interesting we've had it's a low bar as
04:30 - 26.210 the case is a little more.
04:30 - 29.913 Mr. minor, would you call the next case?
04:30 - 33.850 The next case the court is going to hear is Kasich versus Scotch less?
04:30 - 38.488 And this is on a petition of Ryan P Campbell, individually
04:30 - 41.491 and on behalf of his law firm, Rothenberg and Campbell.
04:30 - 44.561 This asks the question of who should pay
04:30 - 47.564 attorney's fees in a case.
04:30 - 50.567 So this is a custody case where the dispute
04:30 - 54.771 was not all about the custody, but also about who should pay the lawyers.
04:30 - 59.343 In this case, a guardian ad litem was appointed by the court.
04:30 - 01.211 A guardian ad litem is a lawyer
04:31 - 04.248 whose job it is to represent a child's best interest.
04:31 - 05.983 Not either parent.
04:31 - 09.019 The guardian ad litem here was attorney Brenda Coble.
04:31 - 13.190 Now the mother in this case represented by attorney Campbell,
04:31 - 17.761 believed that the guardian ad litem was biased against her,
04:31 - 22.532 and she filed a petition seeking to remove the guardian months later.
04:31 - 28.405 She, on a pleading filed by her lawyer, Campbell filed another long
04:31 - 31.675 petition, 262 paragraphs, again
04:31 - 34.678 trying to remove the guardian ad litem.
04:31 - 37.781 This second petition didn't raise any new facts
04:31 - 40.784 or legal arguments, and the court found it had no real basis.
04:31 - 44.054 Because of that, the father and the guardian ad litem both
04:31 - 48.125 had to spend time and money responding to the filings and the trial court.
04:31 - 48.859 Ultimately,
04:31 - 52.195 awarded an order, awarded fees
04:31 - 55.399 and ordered the mother to pay the attorney's fees.
04:31 - 00.504 The case went up on appeal, and on appeal, the Superior Court panel said,
04:32 - 04.007 essentially, why should just the mother have to pay for this
04:32 - 07.511 if the problem was in part based on her lawyer's conduct,
04:32 - 10.981 the court looked at Attorney Campbell's actions and said
04:32 - 14.484 that they were dilatory, obdurate and vexatious.
04:32 - 17.521 In plain English, that means unreasonably delaying,
04:32 - 22.459 stubbornly disruptive or causing unnecessary trouble, the court said.
04:32 - 25.462 The second petition wasted time and delayed the case
04:32 - 29.533 and forced the other side to spend money that it shouldn't have to have spent.
04:32 - 34.805 So the Superior Court said that the trial court abused its discretion.
04:32 - 38.942 Discretion by putting the financial burden entirely on the mother,
04:32 - 42.612 instead of on the lawyer who caused the problem.
04:32 - 46.650 The court pointed to a recent Supreme Court case that said attorneys
04:32 - 51.922 can be personally responsible for fees when their conduct crosses the line.
04:32 - 55.425 The Superior Court didn't change the amount of fees.
04:32 - 57.160 They weren't being appealed.
04:32 - 01.198 It simply said, send this case back to the trial court and figure out
04:33 - 05.102 how much of these fees attorney Campbell and his law firm should pay
04:33 - 10.307 attorney Campbell petition to the Supreme Court, and argued that this wasn't fair,
04:33 - 15.212 that there had been no hearing, evidentiary hearing, and no indication
04:33 - 16.646 about the mother's intentions,
04:33 - 20.250 whether she acted in bad faith, whether she was influenced by him,
04:33 - 23.220 or whether she understood what she was signing
04:33 - 26.923 the Superior Court had said that the record was enough to justify
04:33 - 30.460 awarding attorney's fees against the lawyer and the law firm.
04:33 - 35.198 So in simple terms, this appeal is not about whether the fees were appropriate.
04:33 - 38.402 It's about who should pay them, the mother
04:33 - 41.671 or the lawyer who caused the fees to pile up.
04:33 - 45.542 The Supreme Court has accepted the appeal,
04:33 - 49.146 and the question presented is whether the Superior Court erred
04:33 - 51.181 in applying counting of Fulton
04:33 - 54.418 versus Secretary of Commonwealth, which was the case I mentioned
04:33 - 59.055 to sue respondent, which means on its own find attorneys.
04:33 - 02.726 Campbell's conduct was dilatory, obdurate and vexatious,
04:34 - 06.830 and in bad faith, and to remand for proceedings to determine
04:34 - 10.700 whether attorney client to determine attorney Campbell
04:34 - 15.772 and his law firm's joint and several liability for attorney's fees
04:34 - 19.910 that had been only imposed by the trial court on their client.
04:34 - 23.079 That's the sum total of this case.
04:34 - 26.082 And let's turn to the courtroom to hear the arguments.
04:34 - 31.054 Good afternoon, Your Honors.
04:34 - 32.489 May it please the court.
04:34 - 34.758 I'm going to just take a moment to get a little water.
04:34 - 37.627 My name is
04:34 - 41.064 attorney Ryan Campbell, and as Chief Justice
04:34 - 45.302 eloquently described, I am here on behalf of myself
04:34 - 48.872 as well as the law firm of Rothenberg and Campbell.
04:34 - 53.043 Your honors, I'm here today on the Lucchese case,
04:34 - 56.046 which has remained an anomaly
04:34 - 00.217 in the pool of Commonwealth child custody cases.
04:35 - 04.354 Today, I seek back a tour of the April
04:35 - 08.225 16, 2024 order which Sue has spawned.
04:35 - 12.429 T applied County of Fulton to find that my conduct
04:35 - 17.067 had violated section 2503 of the Judicial Code.
04:35 - 20.370 It also remanded the proceedings
04:35 - 23.540 back to the trial court for further, proceedings.
04:35 - 29.713 Your honor, Your Honor, today that the tour of the April 16th, 2024
04:35 - 33.116 order of the Superior Court is necessary,
04:35 - 36.553 and I aim to show why on ternary grounds,
04:35 - 42.092 number one, the Superior Court, in using County of Fulton,
04:35 - 48.265 improperly substituted its own judgment for that of the trial court.
04:35 - 53.403 Specifically, your honors, the finding of my conduct,
04:35 - 56.940 specifically during the underlying trial court,
04:35 - 01.878 proceedings had not been determined by the trial court.
04:36 - 04.748 That was true in County Fulton. Also.
04:36 - 06.049 That is correct, Your Honor.
04:36 - 12.122 However, in County of Fulton, your honors were sitting in a fact finding capacity.
04:36 - 15.926 Your honors in that case had asked, Chief
04:36 - 20.730 Justice Jubilee er, to hold a proceeding about,
04:36 - 26.403 you know, conduct that may be sanctioned ible in her report and recommendation.
04:36 - 30.674 Your honors felt that most of those recommendations were valid.
04:36 - 35.045 However, in County of Fulton, your honor determined that,
04:36 - 38.481 the attorney for the county's conduct
04:36 - 41.484 was especially sanction able,
04:36 - 44.354 that opinion, your honors is is again
04:36 - 48.525 voluminous and operates not only as an expert.
04:36 - 51.294 Very well written, very well written.
04:36 - 53.463 Just to act,
04:36 - 55.265 the the one thing
04:36 - 59.169 about County of Fulton that I took away Your honors.
04:36 - 03.139 Actually, this I took away a little bit more from Justice Doherty.
04:37 - 08.645 In his, concurring opinion, was that he heeds a warning
04:37 - 12.182 to litigants and counsel to,
04:37 - 15.452 play by the rules, so to speak,
04:37 - 18.288 and not to engage in conduct
04:37 - 22.592 that's going to disrupt this honorable court.
04:37 - 25.195 And so that was a contempt case, right?
04:37 - 28.331 This is a child custody that was under the judicial code.
04:37 - 30.600 This is under the child custody code, right?
04:37 - 31.201 Not no.
04:37 - 35.672 My understanding is that, dilatory, obdurate, vexatious,
04:37 - 39.175 and in bad faith, your honor, is 2503.
04:37 - 43.146 The, child custody code would be arbitrary,
04:37 - 48.451 I believe or caprice repetitive or repetitive is in there, Your honor.
04:37 - 53.857 And and I'm glad that you brought that up, because let's talk about the 56 page,
04:37 - 57.260 262 paragraph second motion
04:37 - 01.164 to remove Attorney Coble as the guardian ad litem.
04:38 - 04.367 Your, chief justice dot Dodd, explained
04:38 - 07.704 earlier this morning that your honors are familiar with the case,
04:38 - 11.941 and I'm certainly not going to waste time going through that entire, filing.
04:38 - 15.445 How and there are listen, there are plenty of words
04:38 - 18.548 that I can use to describe that filing
04:38 - 23.553 crusading, annoyingly self-righteous, pedantic, flippant,
04:38 - 28.024 too long, overkill, overtly contextual and speculative.
04:38 - 30.160 Those are all fair.
04:38 - 33.163 But your honors it cannot be stated
04:38 - 36.399 that that 56 page, 262 paragraph
04:38 - 41.971 motion was filed frivolously, without due diligence, or that its arguments
04:38 - 44.974 were wholly without merit fraudulent,
04:38 - 48.078 dishonest, scattered and disjointed.
04:38 - 51.715 As for repetitive and persistent justice work,
04:38 - 55.218 it cannot even be said that it was repetitive.
04:38 - 58.054 And we're going to we're going to stop, he concluded.
04:38 - 58.922 Thank you.
04:38 - 00.123 Although you're on a roll.
04:39 - 01.891 I mean, that's good.
04:39 - 05.662 You good to go all afternoon, Your Honor, but, Mr.
04:39 - 06.963 Campbell, I'm
04:39 - 11.334 usually concerned with attorneys who speak so softly I can't hear them.
04:39 - 13.803 You are the opposite.
04:39 - 15.538 You're. You certainly are.
04:39 - 16.873 I can hear you very well.
04:39 - 18.174 I'll step away, but. No, no.
04:39 - 18.775 Could you just see?
04:39 - 22.979 I moved the mic a little bit away from you, and I think you will be.
04:39 - 25.548 You will be heard. Fine. Thank you.
04:39 - 27.183 I appreciate that.
04:39 - 30.487 But as for repetitive and persistent,
04:39 - 36.493 it cannot even be said that it was, at least in my context, repetitive.
04:39 - 41.231 So how much time went by from the denial of the first petition to the filing?
04:39 - 43.399 Your filing of the second?
04:39 - 49.038 I believe, Your Honor, it was 6 to 9 months, I believe.
04:39 - 52.675 What what had changed during that time period?
04:39 - 57.147 My understanding is that it was almost a cut and paste job of the first one.
04:39 - 00.183 What had changed in between that time period?
04:40 - 02.986 Such that would change a circumstance, your honor, is.
04:40 - 04.921 I'm glad that you brought that up.
04:40 - 09.692 In fact, that the it was not a cut and paste job.
04:40 - 14.164 There were several additional arguments that were lodged
04:40 - 17.167 in that second motion to remove, excuse me,
04:40 - 20.470 Attorney Coble as the first,
04:40 - 23.206 for instance, there was a procedural ground
04:40 - 28.812 regarding the initial appointment of Attorney Coble as guardian ad litem.
04:40 - 32.182 There also existed, different,
04:40 - 37.754 contextual examples and importantly, okay.
04:40 - 40.824 And this is what I had tried to do in both
04:40 - 44.727 my reply brief and my initial brief is,
04:40 - 47.864 that document, okay,
04:40 - 50.800 whatever my intent was, okay.
04:40 - 51.634 It can't.
04:40 - 55.839 It's the only act by myself at the time
04:40 - 00.577 representing Miss Scotch lis that can even be used.
04:41 - 04.781 The problem is, there were there was no evidentiary hearing
04:41 - 08.651 about anything during the short time period
04:41 - 12.055 I represented, Miss Scotch, I apologize.
04:41 - 14.390 Is this on the first one or the second one? Sorry.
04:41 - 15.291 Second one.
04:41 - 19.629 Okay, I entered my appearance, Your honor, on January
04:41 - 23.967 27th or 26th, 2023.
04:41 - 27.837 The the filing, you know, was filed
04:41 - 31.174 a couple of days later on January 31st.
04:41 - 36.813 The oral argument, okay, which again, initially was a hearing,
04:41 - 41.985 but was an oral argument was on April 18th of that year.
04:41 - 45.822 So a few months later and the order came out on May 5th,
04:41 - 50.193 the amended order, on May 5th, 2023.
04:41 - 54.597 During that time period, Your Honors, nothing happened.
04:41 - 59.903 There was nothing scheduled other than my hearing on the underlying motion.
04:42 - 02.639 So and so, counsel. Yes. I don't I don't mean interrupt.
04:42 - 07.143 I used to love to try cases, and that was a trial judge.
04:42 - 10.246 And I used to love to hear cases and fact find.
04:42 - 13.750 But you're talking about 25 pardons
04:42 - 16.853 or 2503, which is vexatious, obdurate
04:42 - 20.390 and dilatory conduct
04:42 - 23.026 is not a fact finding function.
04:42 - 24.861 100% correct, judge. Yes.
04:42 - 26.162 So let me ask you this question.
04:42 - 30.199 What witnesses did you call at a hearing to defend yourself on these fact
04:42 - 33.136 finding allegations? Zero. There was no here.
04:42 - 35.772 Let me keep going to present any witnesses?
04:42 - 37.540 No. Did you have a hearing?
04:42 - 39.943 No. Isn't your real argument here? Not necessarily
04:42 - 42.946 that you didn't do anything wrong, but you didn't have due process?
04:42 - 43.980 That's correct.
04:42 - 44.280 Judge.
04:42 - 49.052 And again I argue that I mean that's essentially the underlying problem
04:42 - 53.990 is that there are no robust procedural safeguards filed.
04:42 - 56.960 You filed a pleading and response.
04:42 - 59.462 The attorney is for attorney's fees.
04:42 - 00.496 There was a little bit of an argument,
04:43 - 00.930 I guess, right
04:43 - 02.365 in front of the trial judge,
04:43 - 05.568 but there was no hearing on on their request for attorney's fees.
04:43 - 07.937 You didn't call witnesses. They didn't call witnesses.
04:43 - 09.973 You didn't get to cross-examine witnesses against you.
04:43 - 12.976 No exhibits were entered against you. Right?
04:43 - 13.876 That's correct.
04:43 - 17.880 Additionally, there was no I never received copies of the fees,
04:43 - 20.083 so there was no reasonableness.
04:43 - 21.684 Even an
04:43 - 25.922 attempt to talk about the reasonableness of those fees.
04:43 - 30.393 The fees, I believe I cite them were surreptitiously requested
04:43 - 33.663 by the trial court judge mid oral argument.
04:43 - 38.101 I never received a copy of the of any of the proposed fees.
04:43 - 40.036 I was not able to challenge
04:43 - 43.673 the reasonableness of those fees or anything of that matter.
04:43 - 45.942 Counsel you the proceeding. I'm sorry. Over here.
04:43 - 48.011 The proceeding in front of the trial court
04:43 - 52.281 was a motion for sanctions against a party.
04:43 - 53.750 Right?
04:43 - 55.785 Was it against both of you jointly?
04:43 - 00.890 No. Your Honor, a respectfully the underlying proceeding was an oral
04:44 - 03.993 argument on the motion
04:44 - 08.898 to dismiss the second motion to remove the G.
04:44 - 09.832 Yeah, yeah.
04:44 - 14.837 So, a where was what was the sanctions request that was made to the trial court?
04:44 - 18.608 The sanctions request was a request for attorney's fees.
04:44 - 21.511 Attorney's fees against whom?
04:44 - 24.247 Sculptures. Right. And myself.
04:44 - 28.951 Oh. And you I believe that there was a request to hold me jointly and several.
04:44 - 31.020 And that was oral at the trial court.
04:44 - 32.622 Are you sure of that, counsel?
04:44 - 33.923 Are you sure of that?
04:44 - 38.561 I know well, how could you not be sure of that standing before us today?
04:44 - 43.533 I mean, part of the issue here is whether or not you had notice
04:44 - 47.203 that there was a claim for attorney's fees against you, either
04:44 - 51.240 there was here you there was it, your honor, there was absolutely,
04:44 - 53.643 a claim for attorney's fees against me
04:44 - 57.580 during the made during the oral argument as well as in the filings.
04:44 - 00.483 I understand what what is being demanded.
04:45 - 04.020 The issue was that there was never a hearing on any.
04:45 - 06.556 It was, let me go. Let me go back.
04:45 - 09.358 The the the trial court
04:45 - 12.929 imposed attorney's fees against your client.
04:45 - 14.363 That's correct. Okay.
04:45 - 17.467 Every single argument that you've made here today
04:45 - 21.904 to defend yourself, you could have made on behalf of your client.
04:45 - 24.540 Your honor, there was no option. Yes, there was.
04:45 - 25.775 I mean, I'm sorry.
04:45 - 29.412 I mean, I have a problem without there being a hearing here,
04:45 - 32.849 but the trial court asked for briefs.
04:45 - 35.485 They asked for a brief, by the,
04:45 - 37.787 party claiming fees.
04:45 - 40.923 And then, the father said he had the same petition
04:45 - 43.926 for attorney's fees, and he would be filing something.
04:45 - 47.430 You said nothing and filed nothing.
04:45 - 51.000 You were not defending the attorney's fees
04:45 - 54.270 that were going to be imposed against your client.
04:45 - 56.072 Respectfully, Your Honor, that's just.
04:45 - 56.973 That's not right.
04:45 - 58.007 That's incorrect.
04:45 - 02.044 Actually, what was requested was a little bit of a brief
04:46 - 06.749 on the oral motion to hold me in contempt.
04:46 - 08.985 Okay. That was never filed.
04:46 - 11.988 That was made during the oral argument.
04:46 - 15.691 And yes, I did submit a filing regarding that.
04:46 - 19.762 I did actually submit a three page, single spaced,
04:46 - 23.132 filing on that in response.
04:46 - 26.502 Specifically, that was to hold me in contempt.
04:46 - 30.239 Again, oral not written, I think filed was to hold me
04:46 - 33.476 in contempt for retaining an expert.
04:46 - 34.243 Okay.
04:46 - 39.148 To examine different, different motion at the end of the proceedings.
04:46 - 42.885 So at the end of the oral argument on the day that you're referring to
04:46 - 46.455 counsel raised the issue
04:46 - 50.126 of her pending motion for attorney fees.
04:46 - 53.563 There is an outstanding motion for attorney's fees
04:46 - 56.732 that had to be decided, the court said.
04:46 - 58.935 Everybody filed just nothing wrong.
04:46 - 00.603 Don't take a lot of time.
04:47 - 01.704 File something.
04:47 - 04.006 Setting forth the law and the facts.
04:47 - 08.578 And our father jumped in and said, I have the same petition pending.
04:47 - 10.813 Vicki filed something.
04:47 - 12.949 You filed nothing, your honor.
04:47 - 14.850 I don't know what you're talking about.
04:47 - 17.620 And maybe that's just because the what?
04:47 - 21.891 The transcript of that proceeding itself was ambiguous.
04:47 - 24.327 I, I do remember being there.
04:47 - 27.563 I also remember having, submitted,
04:47 - 32.802 you know, for a long response that was submitted to the trial court.
04:47 - 35.805 But as for fees, I mean,
04:47 - 40.276 that wasn't the subject of the oral argument that wasn't filed.
04:47 - 41.611 And anywhere at that time.
04:47 - 44.880 So, again, at that point, it's still that
04:47 - 47.984 no opportunity to have been heard on that issue.
04:47 - 50.653 Well, counsel the trial court at the end of the argument,
04:47 - 51.587 at the end of the oral hour.
04:47 - 54.090 I agree with you as an oral argument. It wasn't a hearing right.
04:47 - 56.459 It was
04:47 - 57.994 an oral argument.
04:47 - 58.761 Yes. That's correct.
04:47 - 01.430 Not a here. And it wasn't scheduled for a hearing.
04:48 - 03.199 Okay. But it was transcribed.
04:48 - 04.533 That's
04:48 - 07.536 the, the that at the end of the proceeding,
04:48 - 11.474 attorney Coble
04:48 - 13.743 said to the court, reminded the court
04:48 - 17.146 that she has an outstanding petition for fees, right?
04:48 - 18.848 Yes. Okay.
04:48 - 21.851 At that point in time, the trial court instructed her
04:48 - 25.721 to, quote, give it a little bit of a paragraph
04:48 - 28.424 as to why she should be entitled to attorney's fees,
04:48 - 29.959 a little legal research on it,
04:48 - 32.962 and submitted to the trial court, and it would be taken into consideration.
04:48 - 35.998 Do you remember that sounds familiar.
04:48 - 36.932 I mean, Your Honor,
04:48 - 39.335 if you're reading directly from the transcript,
04:48 - 39.835 I have not read
04:48 - 44.273 as opposed to my relating it to you, I have no reason to disbelieve.
04:48 - 47.410 But did she did she invite parties to submit
04:48 - 51.480 post argument letters, or did she simply ask for a letter from one side
04:48 - 56.152 I remember from one side, or some information about the fees?
04:48 - 59.288 And you heard that. And I'm not.
04:48 - 02.625 I'm not going to judge why you did or didn't do it, but
04:49 - 06.662 you didn't think it prudent to get your shot in
04:49 - 08.764 at that point in time and
04:49 - 13.035 say, you know, Your Honor, I'd like to respond to this fee request.
04:49 - 14.403 I'd like to oppose it.
04:49 - 16.238 I'd like to have a hearing on it.
04:49 - 17.940 You didn't do anything like that.
04:49 - 21.811 Your honor, if you go forward in the transcript, what I believe was that
04:49 - 25.815 the judge started out by saying, I don't want to hear anything from anyone.
04:49 - 30.353 And that particular proceeding, if you've read the entire transcript,
04:49 - 34.557 I had very little opportunity to say anything at that point.
04:49 - 38.894 Again, if Your Honor is reading directly from that transcript,
04:49 - 43.666 I'm no reason to disbelieve what you're stating isn't true.
04:49 - 46.702 But if your, Your Honor is inferring
04:49 - 50.973 that I did something wrong by not doing something at that, proceed.
04:49 - 51.741 Well, I don't I don't want
04:49 - 54.710 to, I just, I just trying to understand because I'm not sure I,
04:49 - 59.982 I'm not sure you're answering Justice Donahue's questions directly and
04:50 - 04.553 but I also want to correct what I think you said.
04:50 - 09.825 Which which is the order that the trial court entered again without a hearing?
04:50 - 10.426 No question.
04:50 - 13.429 There was no hearing.
04:50 - 17.199 Entered a fee award against the party.
04:50 - 19.001 Meaning your client.
04:50 - 21.871 Correct? Right. Not against you.
04:50 - 24.306 We're here because when it went up to the Superior
04:50 - 28.377 Court, the Superior Court decided to amend that order
04:50 - 31.380 somehow, some way and.
04:50 - 34.350 I guess the trial court
04:50 - 38.053 could have sanctioned you at the time if it wanted to, but it chose not to.
04:50 - 41.424 But the Superior Court's like, oh, yeah, we're we're not just going to decide
04:50 - 44.627 whether the superior whether the trial court was correct or not.
04:50 - 46.195 Correct. In sanctioning your client.
04:50 - 50.232 We're going to also look at the issue of whether you should be sanctioned as well.
04:50 - 51.000 That's correct.
04:50 - 52.468 And that's why we're here.
04:50 - 54.203 That is the reason why we're here okay.
04:50 - 58.874 And what I and again it is confusing but what I I'm not sure it's that confusing.
04:50 - 02.378 The issue isn't confusing. It was confusing.
04:51 - 06.048 It's it was confusing as to how they did it.
04:51 - 10.953 I thought maybe they were applying County of Fulton as a way to do that.
04:51 - 14.523 But Your Honor is I'm confident that that's not what County of Fulton
04:51 - 15.191 stands for.
04:51 - 18.194 It doesn't stand for the fact that if a,
04:51 - 22.364 a, an appellate court sitting in an appellate capacity
04:51 - 25.968 can do just that, I don't believe that's what County of Fulton stands for.
04:51 - 28.771 It does stand for the fact that,
04:51 - 30.339 as an
04:51 - 33.776 exposition of sanctions and, contemptible conduct.
04:51 - 34.510 Absolutely.
04:51 - 38.013 You would agree that the Superior Court could have sanctioned you if you engaged
04:51 - 41.016 in dilatory or vexatious conduct in front of that.
04:51 - 42.718 Correct. Without a question.
04:51 - 45.087 That is true, you know. What are you asking us for?
04:51 - 47.356 Do you want to remand for an evidentiary hearing?
04:51 - 50.960 What do you want, your Honor, I I've asked for advocate tour
04:51 - 55.264 of the Superior Court's order, an arraignment to have an actual hearing
04:51 - 59.068 on whether or not my conduct or my client's conduct was sanctioned.
04:51 - 00.903 Can I stop you there? Yes.
04:52 - 05.407 You appealed the fee award against your client
04:52 - 09.044 and then didn't file a brief.
04:52 - 11.580 The appeal was dismissed.
04:52 - 17.319 So the attorney's fees award against your client stands right.
04:52 - 19.588 Judge. Correct.
04:52 - 24.393 So the only thing we're arguing about here you're arguing about here
04:52 - 27.897 is whether or not you share in that fee award.
04:52 - 32.668 That is my understanding of the particular issue here, Your Honor.
04:52 - 33.002 Okay.
04:52 - 36.205 So therefore you go on remand for an evidentiary
04:52 - 40.142 hearing as to whether you are required to pay
04:52 - 42.077 attorney's fees.
04:52 - 46.482 Well, again, it would be a remand to determine the sign to the,
04:52 - 52.488 you know, whatever would be the subject of what I thought you I, I I'm sorry.
04:52 - 56.559 I thought you just want us to reverse which would reinstate
04:52 - 59.762 Judge Corbett's order imposing fees on your client.
04:52 - 03.566 That's not only on you, only on her, rather than what
04:53 - 07.136 the Superior Court did, which is change it around to share it with you.
04:53 - 09.104 The issue with revert.
04:53 - 12.975 And then again, I mean, that could happen in a reversal would equally,
04:53 - 17.012 you know, correct the problem with the superior, the superior court's
04:53 - 19.982 ruling, however, that will also,
04:53 - 23.319 affirm what didn't happen in the lower court,
04:53 - 25.988 meaning there was no hearing.
04:53 - 29.224 Yeah, but you're you're you're you're you're to justice.
04:53 - 29.925 Dani's point.
04:53 - 33.395 You missed that boat because it was the
04:53 - 36.599 all the trial court did was impose sanctions on your client.
04:53 - 39.735 So it was your client that was damaged by the lack
04:53 - 41.670 of a hearing in front of the trial court.
04:53 - 42.538 It went up.
04:53 - 44.740 You didn't file a brief. Your client's appeal was quashed.
04:53 - 48.344 So whatever rights your client had to contest the procedural due process
04:53 - 50.613 or lack thereof at the trial court is gone.
04:53 - 55.851 The only thing we're dealing with, as I understand it, is the Superior Court
04:53 - 58.320 just decided,
04:53 - 01.924 even though the trial court didn't decide to do it, the Superior Court decided
04:54 - 05.494 that you're going to have to share in the liability of your client,
04:54 - 07.096 and that's the only thing we're looking at.
04:54 - 10.933 So I think it's great that you're open to a remand to the trial court for a hearing
04:54 - 14.336 to determine whether you should share, but you might be conceding too much.
04:54 - 18.007 Yes. Your Honor, I again, I have nothing to hide in this case.
04:54 - 19.642 I admit what we did.
04:54 - 24.380 At the same token, you need to be clear with us as to what you are requesting.
04:54 - 27.383 What relief you are requesting, I understand.
04:54 - 28.017 Okay.
04:54 - 33.255 And what is that relief reversal of the of the Superior Court's decision?
04:54 - 34.590 And what?
04:54 - 35.658 That's it.
04:54 - 36.392 That's it.
04:54 - 37.459 That's there's nothing.
04:54 - 40.562 I mean, at that point, there's nothing at that point that
04:54 - 42.431 needs to be done.
04:54 - 44.366 In addition.
04:54 - 45.401 Okay.
04:54 - 45.768 All right.
04:54 - 48.003 Do you have anything further to ask you sir.
04:54 - 50.339 I do not I thank you all for your time.
04:54 - 53.342 Appreciate it. Thank you.
04:54 - 54.810 All right.
04:54 - 56.779 Let's
04:54 - 59.782 hear from Attorney Kelp.
04:55 - 02.951 Good afternoon everyone and may it please the court.
04:55 - 03.986 My name is Johanna Gao,
04:55 - 06.455 but I actually wrote it down so I didn't forget to say that.
04:55 - 08.357 And would you pull the mic closing.
04:55 - 11.093 Thank you. Okay. Nobody's more passionate.
04:55 - 13.095 And honestly, nobody's ever accused me of being.
04:55 - 15.798 Oh, yeah, that's true. Nobody's ever. Cuz you're right.
04:55 - 18.801 Not one person's ever accused me of being bashful.
04:55 - 21.103 Okay, so I am here on behalf
04:55 - 24.239 of Brenda Cole, who was the court appointed guardian ad litem.
04:55 - 26.742 Actually, by agreement of the parties.
04:55 - 30.913 Attorney Lynott is here, and he represents the father, Greg Lucas.
04:55 - 35.517 And, along the lines of what the court just said about,
04:55 - 39.288 the verdict or the verdict, the Superior Court's
04:55 - 42.291 decision against miss LA stands because
04:55 - 46.562 Mr. Campbell abandoned his appeal,
04:55 - 51.500 and his appeal was based on the fact that there was no evidentiary hearing.
04:55 - 53.435 The record is clear on that.
04:55 - 55.704 In his darkening statement.
04:55 - 58.440 In his statement of matters complained of on appeal,
04:55 - 01.877 he specifically said there was no evidentiary hearing.
04:56 - 04.780 But that's what you're you're you're conflating something here.
04:56 - 08.250 Then the issue isn't that the hearing
04:56 - 12.121 in front of the trial court, the issue, at least in this context,
04:56 - 16.291 is that the Superior Court just switched it over
04:56 - 20.629 to joint in several without giving him giving.
04:56 - 23.632 Mr. Campbell a hearing.
04:56 - 27.936 It just converted this into a,
04:56 - 32.574 Fulton County like contempt proceeding, in the appellate court,
04:56 - 36.411 which is a very odd procedural thing, Your Honor, before.
04:56 - 38.180 But I can get to that.
04:56 - 41.416 But the thing I wanted to point out when I was saying that the Superior Court,
04:56 - 45.087 dismissed the appeal that was filed by mother,
04:56 - 48.090 which was 811 MDA 2023.
04:56 - 52.094 Father had an appeal that was filed at 884 MDA 2023,
04:56 - 56.198 and the Guardians appeal was at 885 MDA 2023.
04:56 - 59.568 And when asked which petition,
04:56 - 03.205 which case or you find this petition for Aloe Carter on Mr.
04:57 - 07.242 Campbell submitted a letter to the notary on April 30th of 2020.
04:57 - 09.578 I think 2025.
04:57 - 13.282 Yeah, 2025, because he
04:57 - 16.752 filed April 15th of 2025 and he specifically said,
04:57 - 22.124 I am not filing this petition for Aloe Carter in the father's action.
04:57 - 25.561 So technically, as we stand here,
04:57 - 28.897 the father could ask the trial court to go back
04:57 - 33.468 and and hold a hearing on apportioning liability between Mr.
04:57 - 36.872 Campbell and his client, because that petition
04:57 - 41.710 or that petition for Aloe Carter was not filed in the father's case.
04:57 - 47.382 So petitioner is saying to this court what the Superior Court did
04:57 - 52.120 in the Guardians case was wrong and should be reversed.
04:57 - 55.290 But what the Superior Court did in the father's case,
04:57 - 58.660 which was the exact same decision, should not be.
04:57 - 01.997 So technically, Sarah Scott just isn't present.
04:58 - 04.900 Sarah. I'm sorry.
04:58 - 07.202 It's something Sarah Scott just isn't present.
04:58 - 11.974 But she also could go with father and ask the trial court right
04:58 - 17.246 now, as you're being asked to reverse on 885 MDA 2023
04:58 - 21.450 and can go back and say to the trial court when the record comes back down,
04:58 - 26.121 you need to hold the hearing to apportion liability, because that was not appeal.
04:58 - 30.359 I'm sure like like acrimonious custody cases, this thing will go on
04:58 - 31.560 and on and on in the trial court.
04:58 - 33.862 But that's not what we're here to decide.
04:58 - 39.001 What what what's up here on Allen Carter is the Superior Court's
04:58 - 43.138 impression, somehow that it
04:58 - 48.176 it wasn't bound by an abuse of discretion standard in looking
04:58 - 51.980 what the trial court had done, but that it could somehow sue a
04:58 - 56.418 to convert this into Fulton County, which it was,
04:58 - 00.122 which was a totally different matter where we were sitting,
04:59 - 04.693 as a, as a fact finder, in effect, because we had a special master
04:59 - 08.430 and we made contempt findings and and that was a contempt
04:59 - 12.334 case with robust procedural protections.
04:59 - 14.236 This, this how is it?
04:59 - 15.570 Let me let me ask you this.
04:59 - 18.573 How how is this case
04:59 - 21.944 a proper application of Fulton County,
04:59 - 25.280 because the trial court found that there were via
04:59 - 29.785 or that mother's conduct was vexatious, repetitive, obdurate, dilatory.
04:59 - 34.890 And the Superior Court looked at the same record and said, refined,
04:59 - 38.694 just like this court did in County of Fulton, that that conduct
04:59 - 42.064 that was attributed to mother could also be attributed what was through
04:59 - 45.701 the counsel of a did you know this is an abuse of discretion standard?
04:59 - 50.739 I think we can agree in the Superior Court looking at Judge Corbett's, disposition.
04:59 - 53.342 So what?
04:59 - 58.113 On what legal basis, without fact finding as to Mr.
04:59 - 03.418 Campbell, without a fact finding hearing in front of the Superior Court
05:00 - 04.920 as to Mr.
05:00 - 09.191 Campbell vs vs his client, was the Superior Court entitled
05:00 - 12.561 to impose this on Mr.
05:00 - 16.264 Campbell when when Judge Corbett had made a discretionary ruling?
05:00 - 18.400 We think that it can.
05:00 - 20.635 Because first of all, Mr.
05:00 - 24.339 Campbell didn't even, didn't even oppose either
05:00 - 28.610 my my, the Guardians, appeal or the father's appeal.
05:00 - 31.613 So it's our position, first of all, that it's been waived.
05:00 - 33.648 And he was asked in this court, Mr.
05:00 - 37.652 Campbell, to identify where, in fact, he preserved any of these issues
05:00 - 38.520 in the record.
05:00 - 42.424 And his answer was, in an answer to a motion
05:00 - 45.427 to dismiss, in an answer to an amended motion to dismiss.
05:00 - 46.795 And in my notice of appeal.
05:00 - 50.432 Well, I filed the petition for fees for fifth of 23,
05:00 - 53.502 and there was no request for fees in there.
05:00 - 54.603 We filed a brief.
05:00 - 55.937 There's no there's no question.
05:00 - 00.308 And justice Donohue pointed out that the issue of fees
05:01 - 03.812 came up during the April 18th, 2023 matter.
05:01 - 05.781 It came up as against Mr. Campbell.
05:01 - 07.249 Mr. Campbell was present.
05:01 - 11.253 Can you heard me say, Your honor, we also have a petition for fees.
05:01 - 12.854 I also have my bill.
05:01 - 14.756 Mr. Campbell said nothing. In fact, Mr.
05:01 - 17.859 Campbell said, is your petition for fees sacred fees against Mr.
05:01 - 18.627 Campbell?
05:01 - 21.696 No, but the petition, the petition for fees did not.
05:01 - 22.164 Right.
05:01 - 26.701 But the the brief in support of the petition for fees debt.
05:01 - 29.604 We're well in a brief spirit. What else are you talking about?
05:01 - 31.106 I'm talking about the trial court.
05:01 - 33.875 So it was briefs brief. Follow the motion.
05:01 - 36.545 Well, reefs are simply argument and elaboration of the motion.
05:01 - 40.882 And your motion saw fees against a party, not against counsel for a part.
05:01 - 44.119 Correct, Your honor, but there was also no objection to that.
05:01 - 44.853 But the trial court.
05:01 - 47.923 You see, this doesn't help you, though, because because you file a motion
05:01 - 50.926 for fees against a party, right?
05:01 - 55.997 Then you filed a brief asking for fees against the party and counsel.
05:01 - 56.531 Correct.
05:01 - 00.102 But the trial court denied your request for fees against counsel.
05:02 - 03.338 The trial court made a judgment, a discretionary judgment
05:02 - 06.108 to only grant your fee request against the party.
05:02 - 10.579 I understand that that is what the court did, and I think that the court was wrong.
05:02 - 13.648 And that's why I filed a motion for reconsideration, which was awesome.
05:02 - 15.484 Is that the basis of one of your appeals?
05:02 - 16.651 Was did you a
05:02 - 19.621 what did you file one of these notices of appeals, get filed and say,
05:02 - 23.391 we think the trial court abused its discretion and only giving a fee award,
05:02 - 24.826 against the party.
05:02 - 26.728 They should have also given it against the attorney.
05:02 - 30.899 Yeah, that was exactly the appeal that I filed an 85 MVA 2023 and
05:02 - 34.469 scalp. Did you file on a motion
05:02 - 39.674 in support of your theory that, counsel was also entitled?
05:02 - 42.811 Our fees were also to be assessed against counsel.
05:02 - 44.379 Not so. Just the brief.
05:02 - 47.716 Just the brief, the motion for reconsideration, the argument.
05:02 - 50.785 And again, it it is not as though, Attorney
05:02 - 53.955 Campbell did not have the opportunity to speak.
05:02 - 56.992 He tries to represent it, that he wasn't permitted to say anything.
05:02 - 58.193 That's not true.
05:02 - 01.730 The argument was on whether or not the second motion
05:03 - 04.733 for removal of the Guardian was prohibited by race through to court
05:03 - 07.769 from the first motion that had been fully adjudicated.
05:03 - 08.370 And Mr.
05:03 - 13.808 Campbell was interested in arguing that there had been no full adjudication
05:03 - 18.847 of the motion in June June 13th of 2022, and he persisted in that.
05:03 - 23.919 In his motion that he filed January 30th of 2023 and is paragraph 178,
05:03 - 27.656 where he said, and Miss Kalb, you're you're arguing,
05:03 - 30.025 things that Mr.
05:03 - 33.028 Campbell did and
05:03 - 34.563 all of this presumably was
05:03 - 38.300 in front of Judge Corbett, and she made a discretionary decision
05:03 - 43.738 to impose fees against Miss Scott, Miss Coxless
05:03 - 49.411 and then, on appeal, without any additional fact
05:03 - 53.615 finding, the Superior Court and no, no discussion of any law
05:03 - 57.652 except citing Fulton, which was a completely different case.
05:03 - 02.190 The Superior Court simply just shifted it to a joint.
05:04 - 06.027 And several things saying we find Attorney Campbell engaged.
05:04 - 09.864 What is the basis for the Superior Court to make a fact finding
05:04 - 14.469 that displaces of discretionary judgment on fees by the trial court?
05:04 - 18.773 I don't think it was I don't think he transmuted it.
05:04 - 21.176 I think he the Superior Court transmuted.
05:04 - 23.511 I think the Superior Court looked at it and found that
05:04 - 26.514 she abused her discretion in making the finding that she did.
05:04 - 27.916 To go back to your
05:04 - 29.684 I mean, I understand that that's your concern
05:04 - 32.087 because you sort of asked me that question, like,
05:04 - 34.923 what was that question before the Superior Court?
05:04 - 38.326 Yes, I the appeal to the Superior Court
05:04 - 44.132 in the Guardians case and the father's case was whether or not
05:04 - 50.305 the the trial court aired by failing to apportion the fees between counsel
05:04 - 54.342 and the client and that there was no response.
05:04 - 58.179 So originally, when the mother's appeal was filed,
05:04 - 02.117 the Superior Court consolidated all three cases and then
05:05 - 06.421 811 MDA 2023 was dismissed upon motion of the Guardian
05:05 - 09.991 filed December 4th of 2023, because there was no brief filed,
05:05 - 13.895 and the Superior Court then issued a decision December 5th, 2023.
05:05 - 18.300 Consolidating the cases and saying, okay, father's case is alive,
05:05 - 21.936 Guardians case is alive, and Mr.
05:05 - 28.276 Campbell is directed to notify his client that her appeal was dismissed
05:05 - 33.782 by December 18th of 2023 or 2028 2023, which did not happen.
05:05 - 37.752 So the issue I may I'm still considering you
05:05 - 41.690 stated to us that you raised the waiver issue.
05:05 - 45.827 I was just looking in your brief, your summary of your argument,
05:05 - 49.764 can you share with me where you raised the waiver issue to this court?
05:05 - 54.369 Because I believe you just said you and defense counsel made the waiver issue.
05:05 - 58.306 We made the waiver issue in front of the Superior Court. Yes.
05:05 - 00.608 And we made it in this court as well.
05:06 - 02.744 And it's where I'm asking this court.
05:06 - 06.448 I read it, but just a perusal of your summary of your argument.
05:06 - 07.515 It's not in there.
05:06 - 10.952 So I just wondering where did you discuss in your brief?
05:06 - 13.021 It's just well, it would be just I don't
05:06 - 16.091 I do actually have my brief with me, but it's in my briefcase.
05:06 - 18.693 I would have it would be per se.
05:06 - 21.663 I mean, it's definitely in there and it's in
05:06 - 24.766 with the, table of contents, which I put in.
05:06 - 30.038 You know, again, it's our position that that the Superior Court did nothing wrong.
05:06 - 31.873 It's superior court should not be overturned.
05:06 - 34.909 But again, since there's all O'Connor
05:06 - 38.213 was really only granted in 885 by Mr.
05:06 - 41.549 Campbell's request, if this court grants
05:06 - 44.552 his request, then the other case stands.
05:06 - 45.987 Okay with that. That's fine.
05:06 - 50.792 And I'm sure I'm sure that proceedings will continue in Lackawanna County.
05:06 - 52.494 It will be up for issue.
05:06 - 57.932 I'm sorry, but we have a legal issue before us that and now I'm questioning
05:06 - 02.637 whether or not the Superior Court actually sue a sponsor
05:07 - 05.640 raised
05:07 - 09.511 this issue of assessing fees against the father.
05:07 - 10.779 What your question.
05:07 - 14.849 We accept of what you are telling us is that you
05:07 - 19.821 raise to the Superior Court the trial court's error.
05:07 - 24.526 You're not also assessing fees against the attorney.
05:07 - 26.227 That's exactly what we did.
05:07 - 30.165 We filed a motion for reconsideration on that basis, which the trial court denied.
05:07 - 31.800 And then we filed the appeal.
05:07 - 35.937 That was the entire basis of the appeal, because I'm sorry, which number is that?
05:07 - 41.876 885 885 MDA 2023 over this period, for maybe a lot of revenues
05:07 - 45.580 to be released, the Superior Court may be erroneously granted you relief.
05:07 - 47.649 Well, but they didn't do it to respond.
05:07 - 49.217 No, I understand, I understand, but I'm just trying to say
05:07 - 54.322 at 885, the Superior Court perhaps erroneously granted you relief.
05:07 - 55.323 Correct? Okay.
05:07 - 58.326 But that appeal, that order is not being appealed here.
05:07 - 01.796 That order is being appealed because that's the Guardian's case.
05:08 - 04.933 The order that is not being appealed is the father's case.
05:08 - 06.267 So was it the same thing?
05:08 - 09.204 Was there an order issued in the father's case doing the same thing?
05:08 - 10.839 Yes, that's what I was trying, probably.
05:08 - 15.009 And the father in his case appeal the same issue that the trial court
05:08 - 17.912 abused, Your Honor, because there was an account of the award
05:08 - 22.350 in Guardians behalf of $10,482.40 assessed
05:08 - 25.920 against mom, I believe the amount against father was somewhere around 85.
05:08 - 28.623 So this is a this is a more of a technical error.
05:08 - 29.424 The superior.
05:08 - 30.391 Hold on for a second.
05:08 - 32.360 Okay. I'm trying to wrap this.
05:08 - 33.962 This is more of a technical error.
05:08 - 35.296 The Superior Court
05:08 - 39.400 maybe ruled on an appeal, saying the trial court abused its discretion
05:08 - 42.837 not making joint civil liability in two of the appeals
05:08 - 45.607 where it was actually presented as the issue on appeal.
05:08 - 49.110 And for some reason, just because they thought they should be consistent,
05:08 - 52.714 did the same thing in the third case, where it wasn't properly before the court.
05:08 - 55.617 That's not correct, Your Honor. No, no. There were three appeals.
05:08 - 58.386 The mother's appeal was dismissed by the Superior Court.
05:08 - 01.389 It abandoned. That's 811 MDA 2020. Got it.
05:09 - 03.892 Guardi father appealed. Next.
05:09 - 08.162 884 MDA 2025 issue is I'm sorry, 2022.
05:09 - 12.100 And the issue is same, that the trial court failed to assess
05:09 - 16.237 the fees between counsel and the client.
05:09 - 17.472 Exact same issue.
05:09 - 21.342 What's the so so what's before us is is before us.
05:09 - 25.480 So I don't understand why you're engaging us
05:09 - 29.317 in this procedural quicksand, which I guess,
05:09 - 32.420 and I guess you want to obscure the issue,
05:09 - 35.590 which is was was the Superior Court
05:09 - 40.194 in good in good standing to
05:09 - 43.331 to reverse a discretionary call
05:09 - 47.502 by Judge Corbett on the basis of,
05:09 - 51.706 of Fulton County, which was a a fact finding contempt proceeding.
05:09 - 56.144 Well, that is that's not that's not to be accepted for review.
05:09 - 59.013 I'm not trying to obscure anything, Your Honor. What I'm trying to.
05:09 - 59.781 We accept that.
05:09 - 04.218 Didn't we accept the issue of the Superior Court's decision to impose the issue?
05:10 - 08.389 We accepted whether the Superior Court aired an applying County of Fulton
05:10 - 09.657 to suicide.
05:10 - 13.528 Fonti find attorney Campbell's conduct dilatory
05:10 - 17.131 or affects us in a bad faith and remand battle of a bar.
05:10 - 19.467 He did not find it to respond to.
05:10 - 23.171 He found that in response to your appeal appeal.
05:10 - 23.838 Correct.
05:10 - 27.008 In which it was crystal clear that was a basis of your appeal.
05:10 - 29.477 It was in my darkening statement or my statement.
05:10 - 30.311 Okay. Let me start.
05:10 - 34.182 So the problem seems to be the statement
05:10 - 38.052 of the question we accepted for appeal.
05:10 - 41.289 And I don't have in front of me if that is the exact text
05:10 - 44.659 proffered by, Mr.
05:10 - 48.863 Campbell, or whether this was, rephrased in some way.
05:10 - 51.499 But we'll figure that out.
05:10 - 52.867 Okay.
05:10 - 56.971 So let's see if I can just follow up the response to the thing.
05:10 - 01.442 Your three traits you're focusing on here is Mr.
05:11 - 06.481 Campbell's apparently incorrect use of the term suicide font.
05:11 - 11.285 That that the issue I the issue was teed up.
05:11 - 14.288 It wasn't Sue was spotty.
05:11 - 17.325 The Superior Court decided it pursuant to that
05:11 - 19.661 being one of the issues you had raised.
05:11 - 25.233 And and we we remain with the question about whether the Superior Court
05:11 - 29.937 correctly reversed the trial court's discretionary decision.
05:11 - 31.005 Right. That. Correct?
05:11 - 33.141 Correct. Okay. All right. Yes.
05:11 - 36.210 And how do you account for the fact that there was no hearing?
05:11 - 38.312 Well, I was unfortunate.
05:11 - 39.213 That's how I account for it.
05:11 - 43.317 But there are a plethora of cases on which talks about there is no need,
05:11 - 46.020 for a hearing when the facts of record are evident.
05:11 - 48.189 I submitted all of those in my brief,
05:11 - 52.026 I in my brief to the trial court and in my brief to this court.
05:11 - 56.564 So, and also that there was no objection.
05:11 - 59.233 So in other words, I don't think there had to be a hearing.
05:11 - 00.301 There's plenty of case law
05:12 - 04.739 where they say you do not need a hearing, but should this court find otherwise?
05:12 - 05.873 And it's my position that Mr.
05:12 - 08.876 Campbell waived his right to that because he didn't ask for one.
05:12 - 12.447 He never objected on the record, the council counsel,
05:12 - 17.051 what was the abuse of discretion by the trial court
05:12 - 20.988 in denying your request for an apportionment of attorney's fees?
05:12 - 23.491 That was the abuse of discretion, that it was.
05:12 - 24.992 How was her decision?
05:12 - 28.663 I mean, how was her decision to deny your request an abuse?
05:12 - 34.569 Because the facts were flagrant and it fell right in line, in my opinion,
05:12 - 37.638 with County of Fulton versus Commonwealth of Pennsylvania,
05:12 - 40.641 that that this was a conduct that was committed
05:12 - 46.247 and that the court abused its discretion by failing to hold trial counsel of.
05:12 - 49.283 So when when so based on that look,
05:12 - 52.720 I think the judicial code provision is a little problematic
05:12 - 55.723 because it's very different unless the client is pro se,
05:12 - 00.027 everything that that a party does in litigation that's dilatory,
05:13 - 03.030 obdurate and vexatious, arguably is by the lawyer.
05:13 - 08.202 So I guess the question is in if we sort of uphold this
05:13 - 12.273 and say it's an abuse of discretion not to hold the attorney
05:13 - 15.243 jointly responsible, that's going to be the rule going forward.
05:13 - 18.679 When would you not hold an attorney jointly responsible
05:13 - 21.716 in terms of a filing with the court, as opposed to something else
05:13 - 23.885 that's on the facts of the case?
05:13 - 28.389 I mean, this case really cries out for finding that Mr.
05:13 - 31.626 Campbell was vexatious, repetitive, obdurate and dilatory.
05:13 - 34.562 And I think the trial court abused her discretion.
05:13 - 37.799 And in fact, 2 to 2 other things.
05:13 - 41.402 On this issue of whether or not there, there,
05:13 - 45.072 had to be, you know, quote, notice and an opportunity to be heard.
05:13 - 47.208 It's my position at both levels.
05:13 - 48.743 And I put this in my brief that Mr.
05:13 - 51.779 Campbell had notice and an opportunity to be heard, and he waved it.
05:13 - 53.781 And again, to go back to the Superior Court.
05:13 - 55.449 That was the issue. And Mr.
05:13 - 59.353 Campbell chose not to file an opposing brief question.
05:13 - 01.122 Short.
05:14 - 02.824 You indicated why I'm here.
05:14 - 06.060 You've indicated that the question
05:14 - 10.998 that we accepted that there was a suicide response
05:14 - 15.903 by our Superior Court, that your comment was, in essence,
05:14 - 20.308 Mr. Campbell created that that that that's not what happened.
05:14 - 23.044 It was as a result of your appeal, correct? Correct.
05:14 - 26.848 So when you saw our counsel for the father saw
05:14 - 30.551 that there was a material misrepresentation made to this court,
05:14 - 35.289 why did you not respond in the did you not see the Ellicott
05:14 - 39.227 where the phrase question was that there was a suicide type response
05:14 - 44.098 of superior court, which is not this which is what you told us did not happen?
05:14 - 47.935 Who am I to I'm sorry, who was question came
05:14 - 53.674 apparently from the appellant and his petition for permission to appeal.
05:14 - 56.377 That was his Ellicott or question.
05:14 - 00.448 The justice wants to know when you saw that did you not say no,
05:15 - 04.619 that's not the case and have some response to the phrasing of the Ellicott request?
05:15 - 08.522 I'm sorry, but I wasn't aware I had the ability to oppose the request.
05:15 - 12.960 I probably that's because our that's because our rules did not require
05:15 - 13.694 to respond.
05:15 - 16.797 I don't know where I was supposed to do that wrong, but
05:15 - 19.800 can I just go back to to something that Justice Wack said?
05:15 - 23.905 Because I have never done anything to obscure the truth of anything.
05:15 - 25.840 Quite the opposite.
05:15 - 32.079 My point in in bringing up the May 30th, 2025 letter that was submitted by Mr.
05:15 - 37.051 Campbell to the authority was that he made it clear that the same decision,
05:15 - 41.055 because the Superior Court issued the same decision in both cases,
05:15 - 45.026 the exact same decision, that his appeal
05:15 - 49.764 was only to the Guardians case, not to the father's case.
05:15 - 52.733 So he put that in a letter that's in writing.
05:15 - 54.302 That's what's before this court.
05:15 - 57.138 Only the allocator to the Guardians case.
05:15 - 00.007 So where the court orders are the same?
05:16 - 01.142 Exactly the same.
05:16 - 05.913 So were that, so were this court to entertain and grant the relief that Mr.
05:16 - 08.783 Campbell is requesting in the Guardians case,
05:16 - 11.452 it would still stand and this case will still be.
05:16 - 14.889 Go back to Judge Corbett to hold the hearing on whether or not
05:16 - 18.926 how or how fees should be apportioned between Mr.
05:16 - 21.762 Campbell and I. I do want to. Before we wrap up, chief, I apologize.
05:16 - 24.265 I do want to maybe defend Mr.
05:16 - 26.901 Campbell for a second. Go ahead.
05:16 - 31.339 The the when he referred to suicide in his questions,
05:16 - 35.076 he was talking about the suicide finding by the Superior Court
05:16 - 40.114 that he engaged in dilatory and vexatious conduct versus
05:16 - 44.051 the Superior court, raising the issues to a spot.
05:16 - 46.921 I think there is a little bit of a distinction.
05:16 - 50.191 It may be an artfully drafted, justice Monday.
05:16 - 54.328 This was could you could you read that question?
05:16 - 56.864 This is the question that he submitted.
05:16 - 00.301 I mean, do it, please reverentially.
05:17 - 05.906 Whether the Superior Court's finding that attorney Campbell engaged in dilatory,
05:17 - 09.243 obdurate, vexatious and dated conduct,
05:17 - 12.580 a finding adopted from the trial court
05:17 - 16.117 unconstitutionally infringes on Attorney Campbell's
05:17 - 21.288 constitutional rights and lacks any evidentiary basis whatsoever.
05:17 - 26.527 Where the trial court sues party and without notice or hearing, awarded
05:17 - 31.298 counsel fees and found petitioner in contempt during or argument
05:17 - 35.836 and without prior notice or evidentiary hearing warranting
05:17 - 40.341 the exercise of supervisory powers of the Pennsylvania Supreme Court.
05:17 - 46.280 Okay, so the suicide allegation was really against the trial court. Yes.
05:17 - 48.816 And it was somehow transposed.
05:17 - 53.187 And the official question to reflect it was before the Superior Court.
05:17 - 57.558 I think that's what happened.
05:17 - 57.958 All right.
05:17 - 59.994 All I'm saying is that we're going to figure it out.
05:17 - 01.495 To wrap up,
05:18 - 04.498 however, the court looks at it, there was notice and an opportunity
05:18 - 05.766 to be heard by Mr.
05:18 - 09.670 Campbell at both the trial level and the Superior Court level.
05:18 - 12.006 He chose to abandon his client's appeal.
05:18 - 14.775 He chose not to respond to the Guardians brief.
05:18 - 17.978 He chose not to respond to the father's brief,
05:18 - 21.615 and then he chose to make a representation to this court.
05:18 - 24.985 Oh, by the way, that he had actually settle the case with the father,
05:18 - 28.923 which was completely not factually true, but is in his brief
05:18 - 34.228 and then says, I don't even appeal the father's case.
05:18 - 37.531 I'm only appealing the Guardians case.
05:18 - 41.435 So we would ask that the court uphold and affirm
05:18 - 45.506 the Superior Court, along with the order that was issued by the Superior Court,
05:18 - 50.511 awarding attorney Coble counsel fees pursuant to section 5744.
05:18 - 53.147 All right. Thank you. Michelle.
05:18 - 55.783 Yes, let's hear from counsel for Father,
05:18 - 59.186 Mr. Lynott.
05:18 - 02.089 Thank you. Justices. Good afternoon.
05:19 - 05.025 If you told me that navigating the Schuylkill was going to be
05:19 - 08.329 easier than this argument today, I would have thought you were all crazy.
05:19 - 12.900 But I'm going to try and untangle that knot that we've gotten ourselves into
05:19 - 14.635 and go back to the basics.
05:19 - 16.403 No matter what, it's going to be easier
05:19 - 18.439 than whatever you folks are going to do some day.
05:19 - 21.742 Back in Lackawanna County and all this judge on that point,
05:19 - 24.078 I'm the only one left.
05:19 - 26.480 He's out. She's out.
05:19 - 28.482 Two judges are out.
05:19 - 33.654 I just finished the custody trial in this case in the spring of 2025,
05:19 - 38.125 with mother's fifth attorney, the judge made the appropriate ruling.
05:19 - 39.193 Mother appealed.
05:19 - 41.662 That had never followed through on the appeal.
05:19 - 44.431 Last week, we got an order from the Superior Court
05:19 - 46.133 dismissing mother's appeal.
05:19 - 48.469 But I think that
05:19 - 53.007 we're getting lost in the sauce, which is what's gone on throughout this case.
05:19 - 54.975 And to answer some of your questions,
05:19 - 57.978 why didn't we do things or why did we do things?
05:19 - 59.914 Because this is what we've dealt with.
05:19 - 03.450 The question that was presented to this court is confusing.
05:20 - 06.387 That's the game here. And my brief.
05:20 - 09.757 If you look at my brief, I specifically argued
05:20 - 11.892 that it wasn't super spontaneous
05:20 - 15.229 that the Superior Court appropriately applied County of Fulton,
05:20 - 19.733 but that what attorney Gelb said, both lawyers and I wasn't there.
05:20 - 22.736 I guess that's my pain for being stuck in it at this point.
05:20 - 23.470 But I wasn't there.
05:20 - 28.609 Back in April of 2023, both lawyers on the record for father and The Guardian
05:20 - 32.913 made oral motions regarding attorneys fees being assessed upon Mr.
05:20 - 35.282 Campbell as well as his law firm,
05:20 - 38.385 because members of his law firm entered their appearance in the case
05:20 - 42.056 that was then appealed to the Superior Court
05:20 - 45.726 by both mother and by both father and the Guardian.
05:20 - 46.927 I came into the case
05:20 - 50.197 after the appeals were filed, but when the briefs were going through,
05:20 - 54.735 but I think it's important if I can go backwards to forwards for a second.
05:20 - 58.239 And I got to tell you, I know more about vexatious,
05:20 - 01.242 obdurate and dilatory than I've ever learned in my life.
05:21 - 04.211 It's scorched into my brain, unfortunately, but
05:21 - 06.113 one of the questions
05:21 - 09.149 the court asked in Attorney Gilbert's response
05:21 - 12.286 to the petition for Allowance of Appeal, she did raise the waiver issue.
05:21 - 15.155 I think it was paragraph two. I found it.
05:21 - 18.525 And then again, I went back and here's what I submit to this court.
05:21 - 23.497 This isn't just about a second page 200.
05:21 - 28.068 Page 57 count motion to remove the guardian ad litem.
05:21 - 30.304 It's about the overall conduct.
05:21 - 34.141 And when we go back to the the definition of those three words.
05:21 - 36.377 What happened?
05:21 - 38.145 Mr. Campbell gets in the case.
05:21 - 41.148 If you read that transcript, what does Judge Corbett say?
05:21 - 45.853 I have a two year old girl who hasn't seen her mother in seven months.
05:21 - 51.158 We don't move forward to move the case along to assist the mother of the child.
05:21 - 53.627 We filed a motion to get rid of the Guardian,
05:21 - 57.831 and then when that doesn't look like it's going two days before the oral argument,
05:21 - 02.002 we file a recipe for writ of summons on behalf of the minor child
05:22 - 05.005 that they just cannot, or for a moment, because this is not a trial court.
05:22 - 09.777 It all this stuff you're talking about was this not in front of Judge Corbett?
05:22 - 11.779 Because I assume it was. Yes.
05:22 - 15.349 And she made a discretionary decision and she made,
05:22 - 17.751 Miss Scotch was
05:22 - 22.856 liable for then that went up on appeal and the serious party thing
05:22 - 29.563 aside, the issue, the issue is basically, or I'm sorry, the issue in the Superior
05:22 - 32.700 Court was reviewing that discretionary call by the judge.
05:22 - 36.870 And in reviewing that discretion, the Superior Court somehow decided
05:22 - 41.809 this was like County of Fulton and could be shared jointly and severally.
05:22 - 47.147 And the question, I think, before us is, is that a lawful thing
05:22 - 52.019 for the Superior Court to do without some independent fact
05:22 - 55.422 finding like we had in County of Fulton about Attorney Carroll?
05:22 - 57.391 And that's where I was going, your honor,
05:22 - 00.794 I believe that the record reflects that fact finding that
05:23 - 05.065 there this as you've all said, this is a simple custody case.
05:23 - 06.967 This is not a difficult matter.
05:23 - 10.771 The court had four days of testimony last year and resolve that.
05:23 - 12.773 But it's what happened leading up.
05:23 - 14.808 It's not just the second motion.
05:23 - 19.913 It's the two days after entering his appearance, filing the second motion.
05:23 - 23.817 It's filing the recipe for a writ of summons
05:23 - 27.321 on the doorstep of the argument.
05:23 - 31.225 Additionally, in that transcript, you will see Mr.
05:23 - 32.126 Campbell.
05:23 - 34.528 And I want to clear this up for the court.
05:23 - 37.264 And if I'm overstepping my bounds, I apologize.
05:23 - 40.200 The contempt wasn't for filing the motion.
05:23 - 45.372 The contempt was that he released a report to a so-called expert that there is
05:23 - 49.643 a sealing order from the court, from Judge Manley that was in effect.
05:23 - 51.945 And he acknowledged that on the record.
05:23 - 53.814 So, counsel, if this wasn't a contempt hearing,
05:23 - 58.218 this was this was a remand for attorneys for the imposition of attorney's fees
05:23 - 58.719 against Mr.
05:23 - 02.156 Campbell and his clients pursuant to section 2503,
05:24 - 05.459 vexatious, obdurate, dilatory behavior.
05:24 - 09.096 It's a completely new paradigm.
05:24 - 12.466 Shouldn't he and his and his employer have the right to defend or
05:24 - 17.438 call witnesses, or at least have some type of evidentiary hearing on those issues?
05:24 - 17.971 I'm sorry.
05:24 - 19.006 I believe, Your Honor.
05:24 - 22.309 Again, I wasn't in the case at that point, but my record, I understand that,
05:24 - 23.977 but I understand where you're going, and I understand
05:24 - 26.680 the emotions that are attendant to this particular case.
05:24 - 30.117 But if it was you and you're and one of your associates did
05:24 - 33.120 some, wouldn't you want the opportunity to present evidence
05:24 - 37.224 or a hearing in front of a judge or some kind of due process requirements?
05:24 - 38.058 And that's what I'm saying.
05:24 - 40.994 Judges, I believe that there was multiple motions
05:24 - 45.065 that were scheduled for that argument on that day in April of 2023,
05:24 - 47.568 including the you're talking about something different.
05:24 - 51.572 And Justice Wecht mentioned, you're talking about the original flurry
05:24 - 54.708 of motions that resulted in the April 18th, 2023, hearing.
05:24 - 58.045 Justice Wecht, referring to what the Superior Court did
05:24 - 01.582 imposing liability against attorney Campbell and his law firm
05:25 - 05.085 at that point, aren't they entitled to an evidentiary hearing?
05:25 - 08.755 Again, judge, what I believe the record reflected from that April
05:25 - 12.092 hearing is, first of all, that motion was part of the April hearing.
05:25 - 15.095 Second of all, there was argument on the issue,
05:25 - 19.600 and there was there was some acquiescence and acknowledgment by attorney Campbell
05:25 - 21.401 of what he did.
05:25 - 25.272 And then the court asked counsel as attorney Gilbert said, unfortunately,
05:25 - 26.240 there wasn't a hearing.
05:25 - 29.309 However, they were asked to brief the issue.
05:25 - 31.111 And again, I think we both cited that
05:25 - 33.714 we're getting lost again,
05:25 - 37.684 the original contempt citation, as opposed the attorney's fees, the request
05:25 - 41.221 for attorney's fees that was imposed by the trial judge against who?
05:25 - 42.356 Against what entity?
05:25 - 44.157 Scotch was correct.
05:25 - 47.160 Then it goes up on appeal, right? Yes, sir.
05:25 - 49.696 Now we can agree to Scott's list is different than Campbell and Campbell's.
05:25 - 51.598 Different from his employer.
05:25 - 53.500 The Rothenberg firm, right? Yes, sir.
05:25 - 55.335 That case goes up to the Superior Court.
05:25 - 59.473 Judge Stevens writes an opinion saying it's going back down to the trial court
05:25 - 03.010 for a determination of or for attorney's fees
05:26 - 06.013 against Campbell and his employer.
05:26 - 08.382 But there was no hearing at that point.
05:26 - 09.716 Right?
05:26 - 10.484 There was not.
05:26 - 14.521 But I believe in front of the trial court, the issue was raised,
05:26 - 18.792 it was argued on the briefs, and the record showed the conduct
05:26 - 20.661 that gave the Superior Court counsel.
05:26 - 22.195 That's that's where you're that's where you're
05:26 - 23.664 that's where you're going down the path
05:26 - 25.933 of making this case a little bit more confusing
05:26 - 27.467 when that's
05:26 - 31.471 when the trial court made the decision to deny the request for an attorney's fees
05:26 - 35.108 apportionment and to just assess attorney's fees against the party
05:26 - 38.178 and it goes up on appeal when the Superior Court's
05:26 - 40.380 reviewing something for an abuse of discretion,
05:26 - 43.383 they don't look for reasons in the record to rule the other way.
05:26 - 47.721 They look for reasons in the record to support what the trial court did with
05:26 - 49.856 there is no the the trial for the trial court
05:26 - 53.493 didn't issue an opinion with fact finding, right.
05:26 - 54.962 She just issued an order.
05:26 - 57.931 No, there was an opinion that the opinion, the opinion found certain facts
05:26 - 00.901 as to misconduct by again I,
05:27 - 04.371 I don't recall it off the top of my head, but I believe it did.
05:27 - 07.441 But not by attorney or not by the attorney.
05:27 - 11.878 See, that's that's the problem is, is when there's
05:27 - 14.982 an abuse of discretion, is it a very deferential standard of review.
05:27 - 16.016 Right.
05:27 - 19.786 So you look for any reason in the record that would support
05:27 - 21.154 what the trial court did.
05:27 - 23.023 It just seems to me that you're asking us
05:27 - 26.026 to look for reasons in the record to support what the Superior Court did.
05:27 - 26.393 Well.
05:27 - 29.596 And again, I believe I'm not going to recall it all.
05:27 - 31.465 I apologize, but I believe that the
05:27 - 35.335 the opinion does address it as well as the record in the trial court
05:27 - 39.072 regarding the reasoning why the request was made
05:27 - 42.209 for attorney Campbell and his law firm counsel.
05:27 - 46.013 If I, if I, if I if I could summarize what I think
05:27 - 50.250 the argument is on the abuse of discretion, as you're stating it is,
05:27 - 55.055 it was an abuse of discretion in light of the overwhelming evidence
05:27 - 00.994 of record as reflected in the whatever the argument session was, the date of the
05:28 - 04.665 arguments, all of the facts asserted there therein, it's an abuse of discretion
05:28 - 09.469 to not, award attorney's fees against both the mother and attorney.
05:28 - 11.972 That's exactly how I was going to say it. You're right. Okay.
05:28 - 17.577 And and with respect to the proceedings before the trial court, did Judge Corbett
05:28 - 23.650 give counsel for appellant the opportunity to request an evidentiary hearing?
05:28 - 25.986 I don't believe so.
05:28 - 29.056 And I believe that's what I was looking at when Attorney Gelb was arguing.
05:28 - 32.492 Attorney Campbell actually asked to argue.
05:28 - 34.728 And that's in that transcript from that day.
05:28 - 35.862 Ask for oral argument.
05:28 - 38.031 As for oral argument, did not ask for a hearing.
05:28 - 39.966 Never said I wanted a hearing.
05:28 - 42.969 Said I have several arguments to make.
05:28 - 43.570 And so.
05:28 - 47.040 But to go back to your point, justice is
05:28 - 50.444 when we define the conduct,
05:28 - 55.048 there was nothing related to the custody case being done on his watch,
05:28 - 00.220 and there was also nothing based upon everything that you asserted to us that
05:29 - 03.223 the client could have done without the,
05:29 - 05.659 participation of the attorney.
05:29 - 10.130 And that's why I said the dilatory, the obdurate, the vexatious everything.
05:29 - 13.734 And even as we come here today, I thought it was interesting that Mr.
05:29 - 17.804 Campbell noted the well written opinion of Justice Wecht,
05:29 - 21.508 which I also noted, but he didn't think so.
05:29 - 23.176 But he, in his brief said
05:29 - 26.680 that your opinion sounded like a one sided sentencing colloquy.
05:29 - 30.517 So, I mean, and he referred to, I believe
05:29 - 33.854 it was just as doctor in his concurring opinion as somewhat indignant.
05:29 - 37.758 So my my point in all of this is when you go from Judge
05:29 - 41.461 Corbett to the Superior Court to this court, like Attorney Gelber said,
05:29 - 46.299 he puts in a court file document that he's amicably resolved the case.
05:29 - 49.302 Listen, if I had my 8950 for my client,
05:29 - 52.472 I wouldn't have sat here all day and gone through this case.
05:29 - 56.042 If I. This case certainly is not about,
05:29 - 57.911 a mr.
05:29 - 00.914 Campbell's eligibility for,
05:30 - 04.718 you know, paragon of the law of the year.
05:30 - 09.222 The case is about whether the Superior Court committed reversible error
05:30 - 13.326 by reversing a discretionary call of the trial court,
05:30 - 16.763 in whether Fulton County
05:30 - 20.200 is anything like this case, in terms
05:30 - 23.403 of his posture, other than the the fact
05:30 - 27.073 finding, as we call it, that was conducted in the Fulton County by this court.
05:30 - 30.477 If you look at Attorney Carroll and you look at Attorney Campbell,
05:30 - 35.182 I believe that their conduct and their actions are completely similar.
05:30 - 38.251 And as you both stated in your opinion, in your concurring opinion,
05:30 - 41.788 to paraphrase, if we don't have rules, it's chaos.
05:30 - 43.023 That may be very well true.
05:30 - 46.293 But, one thing that was missing here was all the work that Judge
05:30 - 49.262 Cone Duvalier did in the Fulton County case.
05:30 - 50.063 Correct.
05:30 - 53.433 And it made it very difficult to read that opinion when it was snuck in
05:30 - 54.901 before the concurrence.
05:30 - 59.573 But yes, I believe and I submit to this court that the record is replete
05:30 - 05.212 from Judge Corbitt to this court as to why it is not reversible error
05:31 - 08.515 and that they made the correct decision, because, again, whether or not
05:31 - 13.620 it was, lined up correctly with the Fulton case,
05:31 - 16.656 your position is the Superior Court did the right thing.
05:31 - 19.659 Yes, it is true. Okay. Anything else?
05:31 - 21.962 Thankfully, no thank you very much.
05:31 - 22.696 Thank you. Thank you.
05:31 - 27.667 Our next case
05:31 - 30.670 is the Pennsylvania State System of Higher Education Officers
05:31 - 34.341 Association versus the Pennsylvania State System of Higher Education.
05:31 - 37.777 This case involves the firing of a Kutztown University
05:31 - 41.848 police officer, Alan Schwarz, because the post that he made
05:31 - 45.852 to his public Facebook page, the actual parties to this appeal,
05:31 - 49.756 or the Pennsylvania State System of Higher Education, or Paci,
05:31 - 54.160 and the Pennsylvania State System of Higher Education Officers Association.
05:31 - 57.797 Paci is a Commonwealth wide system of 14
05:31 - 00.834 public universities which includes Kutztown.
05:32 - 04.571 The Officers Association is the collective bargaining unit
05:32 - 06.840 for passive police officers.
05:32 - 11.578 The collective bargaining agreement between Paci and the Officers Association
05:32 - 15.582 provides that no employee may be terminated without just cause.
05:32 - 18.618 In February of 2021,
05:32 - 22.589 university students noticed several screenshots of posts
05:32 - 25.892 that Swartz had made to his public Facebook page.
05:32 - 30.263 The university conducted an investigation and concluded that Schwartz's
05:32 - 34.467 social media page was racial, homophobic, and discriminatory.
05:32 - 38.071 While identifying himself as a university police officer.
05:32 - 41.508 In 2021, the school terminated
05:32 - 46.546 Swartz, explaining that his Facebook post raised concerns about his ability
05:32 - 51.251 to perform his job as a police officer without training students desperately,
05:32 - 56.489 particularly given statements that he made about race, national origin, and gender.
05:32 - 59.192 Swartz grieved or challenged
05:32 - 02.762 his termination, saying that he was fired without just cause.
05:33 - 06.366 He demanded arbitration under the collective bargaining agreement.
05:33 - 11.338 The arbitrator sustained his grievance, stressing that because the university
05:33 - 15.642 did not have a social media policy, Swartz was not put on notice.
05:33 - 16.843 That is, off duty.
05:33 - 20.347 Facebook posts were inappropriate and could result in discipline.
05:33 - 23.616 The arbitrator ordered that Swartz be reinstated
05:33 - 26.619 with full back pay, benefits and seniority.
05:33 - 31.291 The university appealed the arbitrator's decision to the Commonwealth Court.
05:33 - 35.161 The Commonwealth Court reversed the arbitrator in a
05:33 - 38.465 2 to 1 decision and vacated the arbitrator's award.
05:33 - 42.635 Interestingly, the three judges on the Commonwealth Court
05:33 - 47.841 agreed that the absence of a social media policy did not excuse Schwartz's posts.
05:33 - 50.910 They also agreed that its post violated
05:33 - 53.913 well-established public policy against discrimination.
05:33 - 57.550 What the judges disagreed on is what would happen next.
05:33 - 01.221 The two judge majority vacated the arbitration award,
05:34 - 04.491 effectively reinstating Schwartz's termination.
05:34 - 09.029 The dissenting judge, however, voted to send the case back to the arbitrator
05:34 - 14.401 to reconsider his decision and determine what, if any, sanction is appropriate
05:34 - 17.537 now that the Commonwealth Court has determined
05:34 - 20.340 that Swartz's conduct has violated public policy,
05:34 - 22.409 the Supreme
05:34 - 25.412 Court has framed the following issue for this appeal.
05:34 - 29.582 After vacating an arbitrator award, reinstating a terminated employee
05:34 - 34.454 with full back pay because it determined that the award violates public policy.
05:34 - 38.425 Should the Commonwealth Court of Pennsylvania remand the case
05:34 - 41.594 back to the arbitrator to issue a new award
05:34 - 44.898 conforming with the Commonwealth Court's opinion?
05:34 - 47.834 Let's watch and listen to the arguments
05:34 - 51.704 in Pennsylvania State System of Higher Education Officers Association
05:34 - 55.141 versus the Pennsylvania State System of Higher Education.
05:34 - 58.711 And good afternoon, Chief Justice and the other justices of this court,
05:34 - 01.347 and may please the court. My name is Vlad Kasuga.
05:35 - 04.484 I'm with the law firm Spear Holderman, and I represent
05:35 - 07.520 the appellant, the Apache Officers Association, in this case.
05:35 - 11.658 And we're going to end with the calm argument with crystal clear
05:35 - 13.593 issues right now.
05:35 - 15.095 I thought I was going to yell and be confusing.
05:35 - 18.431 Okay,
05:35 - 20.500 before I address the issue of this case,
05:35 - 23.503 let me just help the court narrow down the issue.
05:35 - 27.273 And, of this case, let me just quickly discuss what it's not about.
05:35 - 31.478 It's not about what are the Facebook posts in this case where offensive they were.
05:35 - 34.914 And it's not about whether the court,
05:35 - 36.950 correctly decided
05:35 - 39.752 that the arbitrator's decision,
05:35 - 42.722 should be unenforceable under the public policy exception.
05:35 - 46.493 The sole issue in this case is after the Commonwealth Court
05:35 - 50.630 decides that an arbitrary arbitrator's award should not be enforceable.
05:35 - 53.133 What should happen next
05:35 - 55.835 in this case?
05:35 - 58.271 After vacating the award, the,
05:35 - 01.541 the Commonwealth Court went beyond its jurisdiction and this and this,
05:36 - 04.544 and declined to remand the case back to the arbitrator.
05:36 - 09.249 Instead, it held that the employer's decision should stand.
05:36 - 12.685 However, that is clearly the arbitrator's role.
05:36 - 13.653 Really quick.
05:36 - 17.757 Let's let's discuss the the arbitrators role and the Commonwealth court's role.
05:36 - 21.394 They have played two distinct roles the arbitrators role.
05:36 - 24.597 The issue before him was to decide
05:36 - 27.734 whether the employer violated the parties collective bargaining agreement.
05:36 - 31.905 The issue before him was whether the employer's termination of the officer
05:36 - 35.275 violated the just cause provision,
05:36 - 38.211 and if so, what should the remedy be?
05:36 - 41.781 The issue before the Commonwealth Court on a petition for review
05:36 - 46.152 is whether that is, whether the arbitrators decision should stand
05:36 - 49.622 and the Commonwealth Court reviews the arbitrators decision,
05:36 - 52.525 not the employer's decision.
05:36 - 53.826 And it's the arbitrator.
05:36 - 55.828 It's the Commonwealth courts designed.
05:36 - 59.799 It's a Commonwealth court's decision to decide whether the arbitrator's
05:36 - 00.767 award should stand.
05:37 - 04.571 This court has stressed over and over again
05:37 - 07.974 that the Commonwealth Court should not step into the arbitrator shoes
05:37 - 12.712 and decide the underlying issue about whether the employer's decision
05:37 - 17.550 to terminate or issue some other issue, some other discipline should stand.
05:37 - 20.386 That is clearly for the arbiter. The arbitrators role.
05:37 - 21.421 Can I stop you there?
05:37 - 26.092 But the arbitrators role is to decide, as you stated in this case,
05:37 - 29.295 whether or not the,
05:37 - 32.865 decision to terminate violated the CBA.
05:37 - 34.067 That is correct.
05:37 - 35.602 Okay. The okay.
05:37 - 41.140 And the arbitrator therefore interpreted the CBA
05:37 - 45.478 within the four corners of that document, which is what the arbitrator can do.
05:37 - 47.180 Correct? That is correct. Okay.
05:37 - 50.717 So on appeal, the Commonwealth Court
05:37 - 54.554 says it's against public policy. Yes.
05:37 - 58.091 For that,
05:37 - 01.361 arbitrate that CBA to allow.
05:38 - 07.567 Well the at two two it's it's against the public policy of this
05:38 - 13.306 Commonwealth to not allow the employer to terminate in this matter.
05:38 - 15.275 Isn't that the end of the case?
05:38 - 16.376 What are you suggesting?
05:38 - 21.547 We send it back to the arbitrator so they could re interpret
05:38 - 26.519 the contract with information outside of the four corners of it?
05:38 - 27.654 Yeah.
05:38 - 30.056 Let me let me just specify, I think what the Commonwealth Court,
05:38 - 34.627 specifically the two issues before the arbitrator was one, this employer's
05:38 - 38.231 this employer's decision violated the just cos provision.
05:38 - 40.066 And if so what should be the remedy.
05:38 - 43.202 And the remedy was give him his job back with full back pay.
05:38 - 46.639 I think what the Commonwealth Court was deciding
05:38 - 50.043 was the remedy is what's violated public policy.
05:38 - 53.046 Now the question was does the
05:38 - 56.616 arbitration does the CBA
05:38 - 03.122 allow the termination for just clause?
05:39 - 07.527 Under the circumstances, arbitrator says no.
05:39 - 11.798 The question at issue before the arbitrator was
05:39 - 15.635 whether or not the employee could be terminated.
05:39 - 20.039 That is that is correct, that whether the the arbitrator found
05:39 - 22.408 a just cause was lacking,
05:39 - 26.245 so obvious to the employer's decision could not stand under the CBA.
05:39 - 28.247 Under the CBA, yes, that is correct.
05:39 - 32.051 Arbitrator says CBA does not allow
05:39 - 36.122 for termination under the circumstances.
05:39 - 41.361 Commonwealth court says it's against public policy for CDA to thus hold.
05:39 - 47.033 Therefore, the employer could terminate under these circumstances.
05:39 - 50.036 Isn't that the end of the case?
05:39 - 54.240 No, because I don't think I
05:39 - 57.243 that just to clarify, I respectfully disagree.
05:39 - 59.445 I think that the Commonwealth Court
05:39 - 01.981 for the Commonwealth, the Commonwealth Court's jurisdiction,
05:40 - 06.285 ended upon finding that the arbitrator's decision violated public policy.
05:40 - 08.254 And once
05:40 - 11.424 and once and once the in the Commonwealth Court.
05:40 - 13.326 I don't interpret the Commonwealth.
05:40 - 16.763 It's it's what the arbitrator decided
05:40 - 20.500 is that the CBA did not permit termination.
05:40 - 23.236 That is correct. Under the under these particular circumstance.
05:40 - 27.006 And and what was at issue here was whether or not
05:40 - 31.611 the employer here could terminate under these circumstances.
05:40 - 35.448 The Commonwealth Court said the CBA cannot preclude
05:40 - 39.652 termination under these circumstances based upon public policy.
05:40 - 42.789 Therefore, the action that the employer took
05:40 - 46.292 was just cause.
05:40 - 49.262 I think I respectfully interpret the Commonwealth court's decision
05:40 - 51.130 a little bit differently, if I may.
05:40 - 56.969 I think what what the Commonwealth Court held was the grievance reinstatement
05:40 - 58.404 with full back pay.
05:40 - 02.875 The grievance reinstatement with no punishment is what violated public policy.
05:41 - 07.246 The employer's the arbitrators decision to to give him no discipline.
05:41 - 09.882 But that actually wasn't what it was.
05:41 - 12.885 That wasn't what was before the arbitrator.
05:41 - 17.256 What was before the arbitrator was whether or not the employer
05:41 - 22.562 could terminate the employee under these circumstances, the arbitrator said,
05:41 - 26.466 it it, doesn't support class.
05:41 - 29.836 No, that's he can't can't be terminated.
05:41 - 30.369 That is correct.
05:41 - 34.307 I mean, the only thing that was issue in this case was whether or not this employee
05:41 - 38.144 could be terminated under the collective bargaining agreement.
05:41 - 42.014 That's all the that's all the arbitrator could decide. Yes.
05:41 - 45.918 That was the issue before the arbitrator and the distinctive issue
05:41 - 49.222 before the Commonwealth Court was whether the arbitrators decision
05:41 - 53.759 to bring this guy back with no punishment violated public policy, and the court
05:41 - 57.730 decide the Commonwealth Court decided no punishment in this case.
05:41 - 00.066 Not specifically.
05:42 - 04.237 The court was citing this court's decision in Philadelphia Housing Authority,
05:42 - 07.773 where the Commonwealth Court said the employer can't be not allowed
05:42 - 10.776 to issue decisive action.
05:42 - 14.180 When when it comes to these types of type of conduct,
05:42 - 16.649 regardless of whether it was just cause, see,
05:42 - 19.952 but what you're suggesting that we need to do is send it
05:42 - 23.222 back to the arbitrator, who would have
05:42 - 26.192 to essentially disavow
05:42 - 31.197 the previous interpretation of the CBA, which you cannot do.
05:42 - 34.333 I mean, the
05:42 - 37.603 the arbitrator can't take into account public policy.
05:42 - 41.607 The arbitrator can only look at the four corners of the agreement.
05:42 - 42.875 The arbitrator did that.
05:42 - 44.043 The arbitrator said
05:42 - 47.847 within the four corners of this agreement, this employee can't be terminated.
05:42 - 52.518 I have to I have to specifically, disagree with that, Your Honor.
05:42 - 52.752 Okay.
05:42 - 53.553 I think what I think
05:42 - 57.323 what the appellant is, in fact, arguing is that the arbitrator should
05:42 - 00.760 and must consider public policy when issuing his decisions.
05:43 - 05.431 And I believe the appellate in this case is saying that the arbitrator incorrectly
05:43 - 09.602 did not apply the public policy when issuing his decision.
05:43 - 13.973 And are you asking what is left for the arbitrator to do in this case?
05:43 - 14.507 Yeah.
05:43 - 18.277 After after the Commonwealth Court has said,
05:43 - 21.948 termination is allowable, the Commonwealth Court said.
05:43 - 24.917 And that's I mean, that's what was at issue.
05:43 - 25.184 Okay.
05:43 - 27.653 I mean, could this employee be terminated?
05:43 - 31.591 So I don't think the the Commonwealth Court did not hold
05:43 - 35.061 that termination was required in this case.
05:43 - 37.196 I don't read I don't read the arbitration.
05:43 - 39.398 The Commonwealth court's decision like that.
05:43 - 42.301 And if this court interprets it like that, then it should find
05:43 - 46.172 that the Commonwealth Court went beyond its jurisdiction to decide
05:43 - 50.576 that termination must be termination is the only outcome in this case.
05:43 - 55.147 I think what I'm at, what the arbitrator if this court grants,
05:43 - 58.651 if the court orders the Commonwealth to order remand
05:43 - 01.887 two steps, what the arbitrator would have to do is one.
05:44 - 06.392 He would he would have to issue a new decision in conformity
05:44 - 10.363 with the Commonwealth court's opinion that, before
05:44 - 14.500 that would one that would comply with public policy.
05:44 - 17.269 What could that decision be?
05:44 - 22.008 For example, the arbitrator could decide a very long suspension is decisive action,
05:44 - 25.711 a long suspension punishes the grievance enough
05:44 - 30.516 and allows the employer to uphold title seven and other anti-discrimination laws.
05:44 - 31.684 That is an issue.
05:44 - 33.886 That is an issue that's not been decided.
05:44 - 37.690 The, the Commonwealth Court only had the arbitrator's decision
05:44 - 41.293 granting the grievance reinstatement and full backpay.
05:44 - 42.361 That's all I had.
05:44 - 47.600 Could you say to any case in which there was a remand to an arbitrator
05:44 - 52.104 for reasons other than further development of the facts
05:44 - 55.341 of the underlying dispute?
05:44 - 59.645 So, I mean, I am asking the court to create,
05:45 - 04.550 to recognize that under 903 para that is a procedure
05:45 - 08.487 that Commonwealth courts should adopt, just like when this court decided to adopt
05:45 - 13.125 the essence test in the public policy test, I'm asking the court to recognize
05:45 - 18.230 that under section 903 of para a section 903 of para mandates arbitration.
05:45 - 21.734 And that was the position of Justice Seamus McCaffery and justice
05:45 - 24.837 Max Baer in Philadelphia housing in concurrence.
05:45 - 25.771 Correct?
05:45 - 28.307 Yes, that is correct, justice McCaffrey wrote.
05:45 - 31.310 The remedy would be to remand to the arbitrator
05:45 - 35.514 to reconsider the award in light of the articulated violation.
05:45 - 38.851 Anything more intrudes upon the other public policy
05:45 - 43.355 against judicial interference in arbitration awards made pursuant to para.
05:45 - 44.190 That is correct.
05:45 - 47.093 And this may be a
05:45 - 50.196 disagreement among among the justices, and we'll have to hash that out.
05:45 - 53.933 But the public policy exception looks at the award that
05:45 - 57.703 the award not not specific findings,
05:45 - 00.706 but but the actual result, the award that's issued.
05:46 - 04.410 I'm not aware of any case where we've said, I think we've said
05:46 - 08.280 fairly clearly that a court if a court does not have the authority
05:46 - 12.952 to alter or change the arbitrators interpretation of contract,
05:46 - 14.386 that's exclude.
05:46 - 17.389 That's not part of the scope of review that a court can look at.
05:46 - 22.561 But the public policy may say that the actual award, for example,
05:46 - 27.099 reinstatement or even termination, maybe.
05:46 - 31.170 I guess under the theory a termination could be a violation of public policy.
05:46 - 33.906 I can't imagine that would ever be. But it's possible.
05:46 - 36.342 But you look at the award result,
05:46 - 40.379 since this court adopted the public policy exception,
05:46 - 43.449 has it ever been used to vitiate in the name
05:46 - 46.719 of public policy and arbitrators interpretation of the CBA?
05:46 - 53.092 I'm sorry, I'm not sure if I understood
05:46 - 56.095 since the court adopted the public policy exception.
05:46 - 03.002 Has any court used it to override
05:47 - 07.807 or vitiate the arbitrators construction of the CBA?
05:47 - 12.077 Now I'm cut to mind and,
05:47 - 17.516 at the only time it was ever used was to undo the award just to vacate that.
05:47 - 21.754 The Commonwealth Court has the authority to review and vacate that award.
05:47 - 23.689 It's not then supposed to step into the arbitrator
05:47 - 26.692 shoes and decide what was the proper outcome.
05:47 - 28.427 And let's let's get.
05:47 - 29.829 So then I'm kind of lost.
05:47 - 32.965 You just got done saying that the arbitrators part of the arbitrators
05:47 - 36.335 responsibility is to consider public policy.
05:47 - 37.203 That is correct.
05:47 - 39.738 Theoretically, in this case, they considered public policy
05:47 - 41.941 and found that there was no public policy violation.
05:47 - 43.742 That was appealed to the Commonwealth Court.
05:47 - 46.912 Commonwealth court said no, there was a public policy violation.
05:47 - 48.480 So what are you asking us to do,
05:47 - 51.483 send it back to the camp for the arbitrator to do what?
05:47 - 52.351 The arbitrator
05:47 - 55.788 that the Commonwealth courts was right and he was wrong and refashion a remedy?
05:47 - 57.656 Well,
05:47 - 00.659 of course, on remand at any time, a court remand,
05:48 - 04.597 you know that the lower tribunal has to find that the review in court was right,
05:48 - 06.332 and it has to issue a new award.
05:48 - 08.734 According to what? Just that option just said.
05:48 - 11.470 Well, we can't vitiate the findings of the arbitrator.
05:48 - 12.571 No no no, no no.
05:48 - 15.574 What I said was on what the CBA means.
05:48 - 18.644 But but but but these arbitrations are not that that,
05:48 - 24.550 disjunctive the issue was not just his termination
05:48 - 28.254 that was grieved, it was whether he could, under the CBA,
05:48 - 32.491 be punished at all, whether it was sanction able conduct,
05:48 - 37.796 not just the result, but whether they had just cause to punish him one
05:48 - 41.834 and then if they did, whether the termination was appropriate
05:48 - 43.502 or whether something else should have happened.
05:48 - 47.339 Yes, it but well,
05:48 - 49.174 I think you I think you switched around the question.
05:48 - 52.444 The question is whether there was just cause and if no just cause
05:48 - 56.048 what should be the remedy for, for that contract violation.
05:48 - 00.719 Well, you're making my point is, is, is these
05:49 - 05.758 things are these things are grieved in a way that you leave to the arbitrator,
05:49 - 08.894 not only the question of whether there was just cause to punish,
05:49 - 10.829 but also to the arbitrator,
05:49 - 13.666 whether there was just cause to punish by way of termination.
05:49 - 14.333 That is correct.
05:49 - 18.570 And here the trial, the arbitrator said you had just caused
05:49 - 22.408 that, that the arbitrator here said there was no just cause to punish at all
05:49 - 23.976 has been reinstated.
05:49 - 26.612 And what the Commonwealth Court, as I understand, said.
05:49 - 27.313 Oh, no.
05:49 - 30.282 You arbitrator in
05:49 - 33.619 your award found he engaged in all of this conduct,
05:49 - 38.691 that finding in that award to reinstate him with backpay
05:49 - 42.361 without any kind of punishment is a violation of public policy.
05:49 - 44.129 That's what the Commonwealth Court said.
05:49 - 45.464 That's correct. Okay.
05:49 - 48.834 And now and now before us, we know that that that is how the
05:49 - 52.071 that that is that
05:49 - 55.341 that there could be no enforceable award
05:49 - 59.478 where the employer has to bring him back with no discipline.
05:49 - 00.546 We know that now.
05:50 - 04.249 But we don't know or we don't know is whether there could be
05:50 - 09.154 some other discipline short of termination that could meet the Commonwealth Court's
05:50 - 11.857 common policy concerns for the Commonwealth Court,
05:50 - 14.293 under the public policy exception, have looked at this case.
05:50 - 18.530 And can we look at this case and say, based on the findings of the arbitrator,
05:50 - 19.765 based on the conduct
05:50 - 24.770 based on the dominant public policy that would address this conduct? No,
05:50 - 26.805 no punishment
05:50 - 29.808 short of termination could satisfy public policy?
05:50 - 30.876 I don't think you could,
05:50 - 34.446 because that would be literally you stepping into the arbitrator shoes.
05:50 - 38.250 That would be literally you deciding whether the employer's decision
05:50 - 39.151 to terminate him.
05:50 - 42.121 So we can we can play Whac-A-Mole
05:50 - 46.392 and keep sending it down for resentencing, basically as if it were a criminal case.
05:50 - 49.428 If there was a legal sentence, we could keep playing Whac-A-Mole
05:50 - 53.932 and sending it down for a new sentence until public policy is satisfied.
05:50 - 55.634 That is correct, Your Honor.
05:50 - 58.570 And you might ask, well, why would you do that?
05:50 - 02.307 Well, one, because I know three para mandates
05:51 - 06.145 that decision that disputes between parties is resolved by arbitration.
05:51 - 09.548 Let's be let's let's realize there is no binding arbitration
05:51 - 12.551 decision today resolving the parties dispute.
05:51 - 15.354 And that and para that is against para 9 or 3.
05:51 - 17.222 We can't allow that to stand for.
05:51 - 20.192 Second of all, it's not unusual for courts reviewing
05:51 - 23.195 courts to send back thing, send things back to the lower courts.
05:51 - 27.199 I mean, in Westmoreland, Westmoreland, this court remanded twice
05:51 - 28.233 to the Commonwealth Court.
05:51 - 32.671 So remand and sometimes re appeal that it happens.
05:51 - 36.809 But that doesn't mean that section 903 of para doesn't need to be respected.
05:51 - 41.246 And and finally, this court, this court has stated over and over again
05:51 - 44.450 that speculation that an arbitrator might issue
05:51 - 49.288 an award that violates public policy is not a reason
05:51 - 52.291 to not respect the arbitrators jurisdiction.
05:51 - 55.227 Thank you.
05:51 - 57.696 You're welcome.
05:51 - 00.899 And again, then the employer will thank you for doing good.
05:52 - 03.335 Oh, I'm sorry, I got I got a little late.
05:52 - 06.105 If you want me to end, I can end, but I can kind of.
05:52 - 06.538 Why didn't you.
05:52 - 09.975 Why don't you, why don't you sum up, okay.
05:52 - 14.913 Okay.
05:52 - 17.116 Section 903.
05:52 - 21.720 Parrot demands mandates that disputes between parties
05:52 - 25.157 to a collective bargaining agreement is resolved by arbitration.
05:52 - 30.662 And there's no exception for any, any, you know, cases where there's
05:52 - 33.799 a lot of controversy or where or where,
05:52 - 36.835 agreement engages in a lot of misconduct.
05:52 - 39.304 Every single case where, if it's a matter of contract
05:52 - 41.940 interpretation, must be decided by an arbitrator.
05:52 - 44.810 And it's and this court
05:52 - 49.081 has over and over and over again, told the Commonwealth Court that issues
05:52 - 52.284 involving disputes between parties to a collective bargaining agreement
05:52 - 55.287 need to be resolved by an arbitrator, not the court.
05:52 - 59.791 Again, and this court has repeatedly said it doesn't want litigants
05:52 - 02.127 use the public policy exception to get two bites.
05:53 - 03.395 The apple first you
05:53 - 06.632 you decide before the arbitrator and then you're going to decide before the court.
05:53 - 09.301 No. And therefore
05:53 - 12.938 what this court needs to do is remand this matter back to the arbitrator
05:53 - 17.142 to tell litigants that arbitrators are the ones that are going to be resolving
05:53 - 21.113 disputes between parties to a collective bargaining agreement, not the courts.
05:53 - 22.648 Thank you.
05:53 - 22.981 All right.
05:53 - 25.117 Thank you. Let's hear from Mr. Patrick.
05:53 - 33.392 Thank you.
05:53 - 35.294 Good afternoon, Chief Justice.
05:53 - 36.428 May I please the court?
05:53 - 38.730 My name is Ben Patchen.
05:53 - 41.066 I represent the appellate the Pennsylvania State System
05:53 - 44.069 of Higher Education, Kutztown University.
05:53 - 48.073 The appellants position is this case is asking this court to adopt a rule
05:53 - 51.677 that does not exist in para, does not exist in this court's precedent,
05:53 - 54.746 and would weaken, if not eliminate, the public policy
05:53 - 57.749 exception that was adopted in this court 20 years ago.
05:53 - 00.152 But you pulled the microphone up, please.
05:54 - 02.254 Sorry. I,
05:54 - 04.323 I was striving to be the last case.
05:54 - 06.258 I was not that loud. No, no, you know what?
05:54 - 08.560 You're taller, so keep it coming. Thank you.
05:54 - 10.028 Thank you.
05:54 - 13.065 The Commonwealth Court in this case, correctly vacated the award
05:54 - 16.535 after concluding that reinstating him,
05:54 - 20.239 reinstating this police officer after he made his outrageous Facebook post
05:54 - 24.376 that denigrated and attacked the same community as he swore
05:54 - 27.479 an oath to protect violate the public policy prohibiting discrimination.
05:54 - 29.147 Is that what they said?
05:54 - 29.748 What did they say?
05:54 - 32.150 Reinstating without any punishment?
05:54 - 36.154 Well, that was reference explicitly, but they also don't just say reinstated.
05:54 - 38.724 They said reinstating without any punishment.
05:54 - 39.157 Correct.
05:54 - 43.295 And they also cited this court's decision, which was just brought up about
05:54 - 47.165 the termination decision was not required,
05:54 - 50.502 but the employer was permitted to terminate under these facts.
05:54 - 54.606 And that's where we are in this case, is there are no facts.
05:54 - 56.642 There's nothing to go back to the arbitration.
05:54 - 59.544 I think you use the word whac-a-mole for what would happen here.
05:54 - 02.781 I was thinking more of ping pong or what would open your housing.
05:55 - 06.351 Did not say that the public policy
05:55 - 09.621 required termination in every case.
05:55 - 14.092 So why isn't the view of justices McCaffery and Baer correct
05:55 - 18.330 that there has to be an arbitration under the correct rubric?
05:55 - 22.401 So the correct rubric now articulated by the Commonwealth Court is
05:55 - 26.238 that this falls under the public policy and therefore the
05:55 - 29.441 there has to be an opportunity for the parties
05:55 - 32.444 to have the arbitration hearing in front of the arbitrator
05:55 - 36.148 under that rubric, so that sanctions can be considered
05:55 - 40.585 ranging from X to to Z or whatever.
05:55 - 44.890 But under that new proper paradigm, rather than having
05:55 - 49.594 no proper arbitration at all, well, there's no there wasn't arbitration.
05:55 - 53.398 I understand there was no arbitration decision, because any arbitration
05:55 - 57.269 decision based off of these facts and quite frankly, taking a step back
05:55 - 00.605 when we're looking at this public policy exception, this was put into place
05:56 - 01.740 20 years ago,
05:56 - 06.311 I was able to find only six cases where courts actually vacated in a war.
05:56 - 10.182 And my position is that once a court, those vacated to work on this public
05:56 - 12.417 policy, public policy exception,
05:56 - 16.021 the only possible answer is termination.
05:56 - 18.657 But I'm not sure that that's that.
05:56 - 19.424 That's correct.
05:56 - 25.864 Because you're asking an appellate court to step into the arbitrators shoes.
05:56 - 27.899 What the what the arbitrator,
05:56 - 30.902 what the arbitrator and the court do are different things.
05:56 - 34.306 The arbitrator does the grievance thing,
05:56 - 37.242 and the court does this public policy thing.
05:56 - 38.143 And the court,
05:56 - 41.747 that's the that's the only way that, you know, the this place, the essence test.
05:56 - 46.351 So now it goes back under the proper rubric and properly governed
05:56 - 50.088 by the law, the arbitrator conducts a proper proceeding.
05:56 - 52.891 Isn't that the more restrained approach?
05:56 - 54.192 Well, no, I don't think it is.
05:56 - 55.994 The under this is exception.
05:56 - 58.096 And Para obviously favors arbitration.
05:56 - 00.665 And we want arbitrators to resolve disputes.
05:57 - 02.601 There's no argument about that for me.
05:57 - 05.937 But that doesn't mean they have the absolute authority
05:57 - 08.106 and that they're prohibited from any appeals.
05:57 - 10.876 And this is this was why we came up with this.
05:57 - 13.178 Why this court came up with this in Westmoreland,
05:57 - 17.215 was that there is a policy favoring arbitration and favoring disputes.
05:57 - 18.583 And that's how they came up
05:57 - 23.021 with this public policy exception that has been so rarely been used
05:57 - 26.758 in practice because of the policy favoring arbitration.
05:57 - 30.662 How how is your advance
05:57 - 33.632 by the absence of a final arbitration award
05:57 - 37.068 that complies with public policy?
05:57 - 38.670 Well, I would say
05:57 - 42.073 there is no award that would comply with public policy other than termination.
05:57 - 44.376 So so maybe my but that's not what the Commonwealth said.
05:57 - 47.379 And I agree there's probably room.
05:57 - 51.750 There's probably room in our public policy jurisprudence for us to
05:57 - 54.719 and for any court to say, for that matter,
05:57 - 59.191 that given the arbitrators findings of misconduct, any, any discipline
05:57 - 03.228 short of termination for this conduct would violate public policy.
05:58 - 06.364 I mean, we created the public policy exception.
05:58 - 09.801 I think we could do that.
05:58 - 12.571 That in and of itself, though, presumes
05:58 - 16.074 that there could be no other remedy here.
05:58 - 20.078 And I think the Commonwealth Court didn't presume that.
05:58 - 24.483 I think the Commonwealth Court, in its judgment said, yeah,
05:58 - 28.687 putting this guy back as if he didn't engage in the conduct that you found.
05:58 - 31.690 He engaged in with Backpay
05:58 - 34.326 is a violation of public policy.
05:58 - 35.760 But the Commonwealth didn't say it.
05:58 - 36.361 Commonwealth court
05:58 - 41.132 didn't say anything short of termination is a violation of public policy.
05:58 - 46.705 I mean, if, if if he had been if he had been suspended for six months
05:58 - 50.575 without pay in order to go through counseling
05:58 - 54.279 and ordered to by the offended
05:58 - 57.449 people, savings bonds for their children,
05:58 - 01.152 I don't know, you're saying that would still violate public policy.
05:59 - 03.355 That would still and that's what West Berlin itself.
05:59 - 05.790 The employee was reinstated with no back pay,
05:59 - 09.294 and I think it was counseling or some other type of training,
05:59 - 12.297 and that they found that that's still valid public policy.
05:59 - 15.033 And that's my position in this case, that there is no penalty
05:59 - 16.968 other than termination for these egregious facts.
05:59 - 20.138 And I don't know how much we wanna dive into them, but that's my position.
05:59 - 22.407 Certainly in this case and in all the public.
05:59 - 25.410 So that makes that, that that virtually assures
05:59 - 30.181 that every arbitration is a decision
05:59 - 34.386 that provides some form of penalty short of termination,
05:59 - 37.289 gets appealed
05:59 - 40.492 and there will be a de novo consideration by the Commonwealth Court
05:59 - 45.564 or the Common Pleas Court of what that public policy is that's offended,
05:59 - 49.134 and whether anything short of termination can vindicate it.
05:59 - 53.738 Well, I don't think I'm asking it to change anything from what's happening
05:59 - 58.076 right now is that once we have found that it violated public policy,
05:59 - 01.680 which again, six times in 20 years, it doesn't happen very often.
06:00 - 04.783 So I don't think anything's changing other than enemies.
06:00 - 08.153 I mean, literally less than 0.1% of cases
06:00 - 11.856 where we have an award that's so egregious that violates public policy.
06:00 - 15.527 And in those type of cases, yes, the answer is there is no penalty
06:00 - 18.763 other than termination and there is nothing else.
06:00 - 22.567 And if this did go back to the arbitrator and he did, whether
06:00 - 24.269 I don't know what he would do, whether it's a one day
06:00 - 27.305 suspension, whether he said terminate, he could be kicked out him
06:00 - 28.139 or whether he could.
06:00 - 30.575 Saint reinstated with no back pain. It's been so long.
06:00 - 33.211 It's that it's a I agree that would be a substantial penalty,
06:00 - 35.947 but I would still be here saying the same thing I'm saying right now
06:00 - 39.884 is that under these facts, it violates or it violates public policy
06:00 - 42.887 to prohibit an employer, just like we talked about,
06:00 - 46.992 to prohibit an employer from terminating somebody under these various demands,
06:00 - 50.261 that the parties have an opportunity to have that
06:00 - 54.199 grievance hearing under the proper legal rubric on a remain
06:00 - 56.635 because because you're
06:00 - 59.971 you're imposing you want to impose a, a blanket rule
06:01 - 03.608 in every case where the public policy exception has been held.
06:01 - 06.745 Well, just to be clear, I want to follow this,
06:01 - 10.582 but what we've done for the six times that has happened, the award is vacated.
06:01 - 13.551 I'm not asking you to change anything.
06:01 - 18.189 But parody does not prohibit appellate review, which I think would happen.
06:01 - 20.959 I mean, we we it would be they they would all go back.
06:01 - 23.361 Well, I guess I can't predict what would happen the arbitration.
06:01 - 25.630 But we being there's ping pong back and forth.
06:01 - 29.167 There is one thing and we would or probably would
06:01 - 34.139 because if it goes back and let's say that the award is,
06:01 - 36.574 go to counseling for a month.
06:01 - 39.911 I would be right back.
06:01 - 40.679 I mean, I,
06:01 - 41.980 I would go even further that even
06:01 - 44.382 if the award said no back pain or four years later,
06:01 - 47.385 that would still violate public policy to force the university
06:01 - 49.587 to employ this person as a police officer.
06:01 - 50.822 That would violate public policy.
06:01 - 53.892 Which is why if the CBA does
06:01 - 57.862 not prohibit the termination of the employee based
06:01 - 02.033 upon public policy reasons and the employee was terminated,
06:02 - 05.236 that's the end of the case, correct?
06:02 - 10.642 Or if it was any other,
06:02 - 13.645 you know, there could be a less, egregious,
06:02 - 16.514 action taken by the employer.
06:02 - 20.385 But if it violates public, if it, is found to violate
06:02 - 23.788 public policy cases over, I would agree with that.
06:02 - 26.725 I would just note that, you know, I kick this round too.
06:02 - 30.261 I don't know that you could make a legitimate public policy argument
06:02 - 30.895 if you've determine
06:02 - 34.399 the appropriate penalty for that conduct is, let's just say a five day suspension.
06:02 - 38.403 Well, you're I and I and that may well be true.
06:02 - 43.341 I guess part of the issue in this case is whether that's an appropriate judgment
06:02 - 46.978 for you or frankly, for us to make up here
06:02 - 50.582 rather than in a proper arbitration hearing
06:02 - 54.486 under the new adjudication.
06:02 - 57.522 But I guess I don't understand what the new adjudication hearing is.
06:02 - 02.727 It's it's the the determination that the public policy exception applies
06:03 - 06.397 and the arbitration proceeding has to go on under that paradigm.
06:03 - 08.266 And when you say I,
06:03 - 11.936 I would interpret I don't think there's any need for any court hearing.
06:03 - 15.140 If it does, if it were to get remanded under what we're discussing,
06:03 - 18.643 I think it would only be required for a penalty or I've already.
06:03 - 19.177 Yeah, right.
06:03 - 21.880 And you've already decided that has to be termination.
06:03 - 24.816 You've decided that, well, the university has decided that.
06:03 - 25.517 Right.
06:03 - 28.520 But but the, the there should be an opportunity.
06:03 - 32.557 There should be an opportunity, at least if
06:03 - 36.828 McCaffrey and bear were correct in their concurrence for a hearing.
06:03 - 39.497 I'm just repeating myself now. So I'm going to stop.
06:03 - 45.103 But, but but why isn't the finding below essentially by the arbitrator that,
06:03 - 49.107 this conduct did not support just cause
06:03 - 52.644 for termination under the, CDA?
06:03 - 54.312 That's.
06:03 - 57.382 Yes, it said there's no just cause.
06:03 - 02.587 I mean, that's we're sending it back not only to make a new award,
06:04 - 06.090 but to essentially reinterpret the CBA.
06:04 - 08.393 Right.
06:04 - 12.030 And I don't that's that's my point.
06:04 - 14.933 I think that's the point. That's the point I'm making.
06:04 - 17.936 Yeah. Is that consistent with 903?
06:04 - 21.773 It says in the beginning arbitration of disputes
06:04 - 25.276 or grievances arising out of the interpretation of the provision
06:04 - 28.279 of the collective bargaining agreement is mandatory.
06:04 - 33.751 The procedure to be adopted is a proper subject of bargaining with the proviso
06:04 - 36.988 that the final step shall provide
06:04 - 39.991 for a binding decision by an arbitrator.
06:04 - 43.361 Right, and that language
06:04 - 46.364 has always been interpreted to provide for some type of trade,
06:04 - 48.733 just like with the other statutes for arbitration
06:04 - 51.569 that even go further with language about no appeals.
06:04 - 53.371 They've all been interpreted.
06:04 - 56.374 But if you're letting the Commonwealth Court
06:04 - 58.776 feed the final word on what
06:04 - 02.013 happens to that, employee,
06:05 - 05.283 then the arbitrator and the
06:05 - 08.553 cab isn't the final step in the process.
06:05 - 11.122 What's the final step in the arbitration process?
06:05 - 13.825 But it's it's again, it's a review standard
06:05 - 17.262 that and only six times in 20 years we've we've met the standard.
06:05 - 20.732 We being an employer that have met there has gone this far
06:05 - 24.002 and there hasn't been a, a a by a final binding.
06:05 - 25.536 And I think what
06:05 - 28.072 and maybe what my stronger argument in response to these questions
06:05 - 33.211 is that in this case it's, it's futile to send to remand under these facts
06:05 - 37.248 because there is no other award that would not violate public.
06:05 - 40.084 Well, that's what is the dominant public policy
06:05 - 43.755 that demands termination in this situation.
06:05 - 48.293 What is the dominant public policy that demands termination is the only thing
06:05 - 51.996 that can happen when when the conduct that the arbitrator found here occurs,
06:05 - 54.599 I don't I have a two part answer your question.
06:05 - 57.402 I don't think there's any statutes to say for any type of conduct.
06:05 - 59.837 If you do this, you're fired then.
06:05 - 02.640 And no, no, you have to be fine. You have to be fired.
06:06 - 05.944 I don't I don't think there's any statutes that say that for any kind.
06:06 - 07.679 I'm not aware of any.
06:06 - 10.014 But that's significant, isn't it?
06:06 - 14.218 I agree, but I oh the, my second, my, my second point in response to
06:06 - 18.423 that is there are discrimination statutes that do require an investigation.
06:06 - 20.558 No question that do require
06:06 - 24.395 appropriate legal, appropriate action based off the investigation.
06:06 - 28.266 And my response to you would be that the only appropriate action here,
06:06 - 32.136 as we're required to investigate an issue, would be termination.
06:06 - 33.905 And that's the public policy.
06:06 - 35.707 The public policy prohibits discrimination.
06:06 - 38.910 It doesn't say you have to fire someone for any type of conduct.
06:06 - 39.577 I'm not aware of any.
06:06 - 41.946 But okay, so every kind of conduct that rises
06:06 - 44.782 to the level of workplace discrimination demands termination.
06:06 - 47.785 Well,
06:06 - 49.754 no, because that's that's two facts.
06:06 - 52.557 I mean, that's why we've only had six cases is
06:06 - 55.360 I think that's too broad of a scope here.
06:06 - 58.496 You know, whether that's the point is that's the public policy test.
06:06 - 03.001 The public policy test is the award meaning his reinstatement
06:07 - 06.270 without, with with with backpay.
06:07 - 09.640 It violates a public policy that there is a public policy
06:07 - 12.010 that prevents him under these circumstances,
06:07 - 15.013 as found from the arbitrator from being reinstated,
06:07 - 18.416 with without any panel.
06:07 - 18.950 Correct.
06:07 - 22.320 I think the Commonwealth Court said, yeah, there's a public policy that says
06:07 - 25.556 he can't be reinstated with back pay without any penalty.
06:07 - 28.493 But is it that because of the,
06:07 - 31.662 egregious ness of the offenses, I mean, it wouldn't
06:07 - 35.933 be because any evidence of discrimination would rise to that level.
06:07 - 39.437 And that was my response is that these are so facts specific, that one,
06:07 - 41.873 there's a difference between one offhand comment.
06:07 - 42.340 Not to say
06:07 - 46.677 it is okay, but one offhand comment versus physical inappropriate touching.
06:07 - 49.680 But we would have to say that as a court, we would have to say
06:07 - 53.985 there's no legislative dominant public policy, that, as you acknowledge,
06:07 - 56.788 we would have to decide in our judgment
06:07 - 00.224 or the Commonwealth Court would have to cite in its judgment contra
06:08 - 04.629 to the arbitrator that we believe the public policy of the Commonwealth
06:08 - 07.999 based on the conduct here, demands termination.
06:08 - 11.803 We'd have to say that well or well,
06:08 - 15.173 I think we have done that for 20 years.
06:08 - 18.976 And when we say demand termination, I think it's it's more along the line
06:08 - 22.246 that the the case and the quote that was referenced here
06:08 - 25.883 is that an employer cannot be precluded under these circumstances.
06:08 - 31.022 I think that's my that's the response there because there is no there sit.
06:08 - 34.092 These cases are so factors specific and everyone's different.
06:08 - 35.426 It would be impossible
06:08 - 36.994 to just come up with a statute that said,
06:08 - 39.263 if you do this, you have to be fired from your job.
06:08 - 42.433 I don't I that's not realistic from any
06:08 - 46.838 I couldn't I couldn't write a statute that could properly evaluate,
06:08 - 49.140 especially sexual harassment or discrimination.
06:08 - 51.275 I could that could come up with with that.
06:08 - 53.377 Okay. Are there any other questions for Mr.
06:08 - 54.812 Patrick? No.
06:08 - 57.482 Thank you very much. Thank you both.
06:08 - 00.351 Mr. Menor, would you adjourn court for the day?
06:09 - 01.018 A perfect.