PA Supreme Court Session from Philadelphia recorded on September 13, 2022
00:00 - Hello.
00:01 - And a warm welcome to the fall
00:02 - 2022 term of the Supreme Court
00:04 - of Pennsylvania.
00:06 - As many of you know, the
00:07 - Supreme Court of Pennsylvania is
00:09 - a commonwealth,
00:10 - its highest court.
00:11 - The court decides cases
00:13 - that present new and
00:14 - interesting legal issues
00:15 - that are important
00:16 - to the public.
00:17 - A Supreme Court decision
00:19 - in the case is most often final.
00:21 - It also provides binding
00:23 - guidance to lower courts
00:24 - that are considering
00:26 - similar cases.
00:27 - The Supreme Court generally
00:29 - does not rule on a case
00:30 - in the first instance.
00:32 - Its role is to review
00:33 - whether the lower court
00:34 - made a mistake that affected
00:36 - the outcome of the case.
00:38 - My name is Andrew Lydecker.
00:40 - I am appellate counsel at Klein
00:41 - and Spector in Philadelphia.
00:43 - Today, I am providing
00:44 - brief introductions
00:46 - to each of the cases for the
00:47 - Supreme Court of Pennsylvania.
00:49 - We'll be hearing during
00:51 - the September 2002 session.
00:53 - With that, let's look
00:55 - at the first case up.
00:56 - Commonwealth versus Perron.
00:59 - In November of 2007, Dantas
01:01 - Perron and two other men
01:03 - called for a pizza delivery
01:05 - when the pizza arrived.
01:07 - The three men dropped the
01:08 - delivery person at gunpoint.
01:11 - The victim identified
01:12 - all three men from a photo
01:13 - array the day after the robbery,
01:15 - including Mr. Parent.
01:18 - Police arrested Mr.
01:19 - Parent and charged him
01:20 - with robbery, conspiracy
01:21 - and related crimes.
01:23 - One of the witnesses who
01:25 - testified at trial against Mr.
01:27 - Perron was Linwood Perry,
01:29 - one of the other robbers.
01:32 - In September 2010,
01:33 - a jury convicted Mr.
01:35 - Perron on all charges,
01:37 - so he appealed
01:39 - while the case was on appeal.
01:41 - Linwood Perry, who had
01:43 - also been involved in the pizza
01:45 - delivery robbery, told
01:46 - his cellmate that Mr.
01:48 - Perron was not
01:49 - one of the robbers.
01:51 - Mr. Parent informed the
01:52 - Superior Court in his brief.
01:55 - The Superior Court ordered
01:56 - the trial court to look
01:57 - into this new information.
01:59 - The trial court
02:00 - then held a hearing.
02:01 - Unfortunately, Linwood
02:03 - Perry refused to testify
02:04 - and exonerated Mr. Parent.
02:06 - The trial court
02:07 - decided that without Mr.
02:09 - Perry's exonerating testimony,
02:10 - the available information
02:12 - was not enough
02:13 - to justify a new trial.
02:15 - On further appeal,
02:17 - the appellate court
02:18 - ordered a second hearing.
02:21 - After some delays
02:22 - in February 2020, Mr.
02:24 - Perrin and the Philadelphia
02:25 - District Attorney's Office
02:27 - submitted to the trial court
02:29 - an agreement about Lynwood
02:30 - Perry.
02:32 - They agreed that Linwood Perry
02:34 - lied on the stand
02:36 - when he identified Mr.
02:37 - Perron as a robber.
02:39 - The Philadelphia District
02:41 - Attorney's Office also said that
02:43 - Linwood Perry's
02:43 - testimony would not be offered
02:45 - by that office at any new trial
02:47 - for Mr. Parrott.
02:49 - The trial court
02:50 - rejected the agreement
02:51 - as sufficient basis
02:52 - for a new trial.
02:54 - On further appeal,
02:55 - the Superior Court
02:56 - affirmed the trial
02:56 - court's decision.
02:58 - Shortly, you will hear speeches
03:00 - from counsel specially prepared
03:02 - for the Supreme
03:02 - Court of Pennsylvania.
03:04 - The speeches are an opportunity
03:06 - for counsel to focus the court
03:08 - on the important facts
03:09 - and arguments in the case.
03:11 - The court may also ask
03:12 - questions of the attorneys.
03:14 - Counsel for Mr.
03:15 - Perrin will argue that the
03:17 - trial court made a mistake
03:19 - to reject his agreement
03:20 - with a district attorney.
03:22 - The District
03:23 - Attorney supports Mr.
03:24 - Perrin, the office of the
03:25 - Attorney General will be
03:27 - stepping in for the Commonwealth
03:29 - to argue against a new trial.
03:31 - Here is Commonwealth
03:32 - versus Perrin.
03:33 - Let's listen.
03:39 - You are the Chief Justice and
03:40 - justices of the Supreme Court.
03:42 - West Virginia.
03:46 - Okay, so we're
03:48 - all here versus our officers
03:51 - who otherwise have to work it
03:54 - out here in this county
03:55 - or Scottish council.
03:57 - And so.
04:09 - Good morning to all.
04:10 - Welcome.
04:12 - We begin our fall session
04:14 - after a long, busy summer
04:16 - here in the City
04:17 - of Brotherly Love.
04:19 - Glad to be with you all.
04:20 - We have a
04:22 - today's not an
04:23 - especially difficult
04:24 - loss, but over the three
04:25 - days a long and difficult list,
04:27 - challenging cases.
04:28 - So we look forward to them,
04:31 - Brian, which I like
04:32 - to call the first case.
04:34 - So center
04:40 - Thursday
04:45 - general's office. Ms..
04:49 - Snyder It's, it's
04:50 - our protocol that I usually
04:52 - do a very short introduction.
04:54 - So to make
04:56 - my stand there feel
04:57 - free to stand there.
04:59 - It's just to make sure
05:00 - that we're a hot court as is
05:02 - I think our direction say
05:04 - and it makes sure that
05:07 - counsel in the court
05:08 - or on the same page
05:10 - so that you don't
05:10 - bother with facts and and argue
05:12 - the law and we can get into it
05:15 - and figure out what's going
05:16 - on and get ready to make
05:17 - a decision.
05:22 - In this case, appellant was
05:24 - convicted of multiple charges
05:26 - with two other defendants
05:27 - in a robbery at trial.
05:28 - One of his co-defendants
05:29 - testified that appellant
05:31 - was involved, but then
05:34 - that codefendant
05:35 - later recanted, telling
05:37 - a jailhouse informant
05:39 - the cellmate, that
05:40 - appellant was not involved.
05:43 - After further proceedings,
05:44 - appellant's case was set
05:45 - for a hearing on his
05:46 - motion for a new trial.
05:48 - Appellant and the
05:49 - the Philadelphia DA's
05:51 - office stipulated jailhouse
05:53 - informant would testify that
05:55 - the defendant was not
05:56 - involved in the robbery
05:58 - and that the
06:01 - informant's testimony
06:02 - would be credible.
06:04 - While the trial judge accepted
06:06 - that stipulation for its limited
06:08 - view, he indicated that a
06:10 - hearing was still necessary
06:12 - to allow him to judge
06:14 - the informant's credibility
06:17 - and to consider
06:17 - the impact of that.
06:18 - On appellant's
06:19 - motion for a new trial.
06:20 - Notably, the Superior
06:22 - Court also returned the case
06:24 - for a hearing appellant's
06:25 - counsel refused to call witness.
06:28 - Trial court found appellant
06:29 - did not meet his burden of proof
06:32 - and dismissed the
06:33 - motion for a new trial.
06:35 - Appellant now appeals,
06:36 - arguing that the trial court
06:38 - abused its discretion.
06:40 - I suppose committed
06:41 - an error of law in requiring
06:43 - a hearing and dismissing
06:45 - the motion for new trial.
06:47 - When counsel
06:47 - refused to participate.
06:50 - So if that's about it,
06:51 - go ahead and tell us
06:52 - why the trial court
06:53 - made a mistake.
06:54 - May I please this
06:55 - honorable court?
06:56 - My name is Marty Snyder,
06:56 - and I have had the pleasure
06:58 - of representing Dante's parents
07:00 - since September 15th of 2006.
07:03 - The six years of worry and
07:04 - work that I've put
07:05 - into thoughtfully
07:06 - and zealously representing
07:07 - my client leads me
07:08 - to feel exasperated
07:09 - at being back in the
07:10 - appellate courts again
07:11 - after finally having
07:12 - convinced the district attorney
07:14 - that we had been
07:15 - right all along,
07:16 - that my client should
07:17 - get a new and a fair trial.
07:19 - As far as being on the
07:20 - same page with the Court,
07:22 - I take issue
07:22 - only with a few things in
07:23 - the summary of the facts
07:24 - that the Chief
07:25 - Justice just gave.
07:26 - I don't consider what Lynnwood
07:29 - Perry said a recantation
07:31 - because he never expected
07:32 - his conversation with
07:33 - Curtis Brown to come to light.
07:36 - It was spontaneous that
07:37 - gives it more credibility.
07:39 - Although if he had
07:40 - testified and said that,
07:42 - it would have given
07:43 - it as the trial judge
07:45 - an opportunity to
07:46 - assess that correct?
07:47 - I did not expect Mr.
07:49 - Lynnwood Perry,
07:50 - who I believe is not really
07:51 - a rehabilitated person
07:53 - who had been truthful
07:54 - in the first matter,
07:55 - to come
07:55 - to court, in the trial court
07:57 - and say that he had lied to us.
07:59 - In fact, I expected
08:01 - that if he did, in fact,
08:02 - have the courage to
08:03 - get onto the video screen,
08:05 - he probably would have said
08:06 - that he did nothing of the sort.
08:07 - He probably would have
08:08 - screamed about
08:09 - his federal sentence
08:10 - being higher than he
08:11 - thought it was going to be.
08:12 - And I still would
08:13 - have had to put Mr.
08:14 - Curtis Brown up in
08:15 - order to rebut that.
08:17 - Also, the stipulation that
08:19 - was entered was significant
08:22 - in that it covered many
08:24 - things, not just that Mr.
08:26 - Brown would have
08:26 - come in and said that Mr.
08:28 - Lynwood Perry
08:29 - had revealed that he had
08:30 - lied about Dante's Perrin.
08:32 - Instead, Mr.
08:33 - Curtis Brown would
08:35 - have come in to repeat
08:36 - consistently the statements
08:39 - that he gave in 2011,
08:41 - 2009, 2017
08:46 - and the testimony
08:46 - that he gave under oath
08:48 - when subject
08:49 - to cross examined
08:49 - by the District
08:50 - Attorney's Office,
08:51 - who had qualms and doubts,
08:53 - having not talked to him
08:54 - in person and investigated
08:56 - the case carefully.
08:58 - Did you ever give a reason
09:01 - in front of Judge Campbell
09:03 - that because I didn't see it
09:05 - as to
09:07 - as to why you couldn't call
09:09 - witnesses at that hearing.
09:11 - I did not.
09:12 - And I also wouldn't have used
09:13 - the words, couldn't have called.
09:15 - Well, you did decline,
09:16 - right? I declined, yes.
09:17 - And how are we to find
09:22 - that the trial court
09:23 - abused its discretion
09:26 - in this case when
09:28 - the higher court,
09:29 - the superior court, had told it,
09:32 - it had to conduct a live hearing
09:35 - and that a cold record
09:36 - was not adequate.
09:37 - How can how can that
09:38 - be an abuse of discretion?
09:40 - Because when the
09:41 - Superior Court had given
09:43 - that remand
09:44 - instruction to the PCI
09:46 - record of the trial court level,
09:48 - they had given
09:48 - that under the understand
09:50 - that this was a disputed hearing
09:52 - where we would
09:53 - continuously talk about how
09:55 - the district attorney believed
09:57 - that Mr. Brown was lying.
09:59 - That the district attorney
10:00 - didn't have enough
10:00 - information to
10:01 - determine that Mr.
10:02 - Brown was telling the truth.
10:03 - And honestly, at that
10:05 - point, they were fighting hard
10:07 - about the fact that Mr.
10:08 - Brown was lying,
10:09 - not really noticing that
10:10 - in their own transcript
10:11 - from that evidentiary
10:12 - hearing in thousand and 17,
10:14 - their proposed
10:15 - impeachment fell flat.
10:17 - So just one brief
10:19 - follow up question,
10:21 - because I'm not asking about
10:23 - cases globally or or universe of
10:25 - cases, but about this case
10:28 - here.
10:31 - The this the relevant part of
10:32 - the superior court's opinion
10:34 - said so that the trial court
10:36 - need not rely on a cold record
10:38 - to make its credibility
10:40 - determinations here.
10:42 - You're telling me that you
10:46 - and the DA's office
10:47 - had made a joint
10:49 - credibility determination,
10:50 - and instead of the trial court
10:52 - making one
10:53 - that you two were
10:54 - allowed to make it
10:55 - for the trial court,
10:56 - and that the trial court
10:57 - would abuse its
10:58 - discretion and said
11:00 - if it if it had said, as it did.
11:02 - You know what?
11:02 - Thanks, folks,
11:03 - but I'm going to make my
11:04 - own credibility determination.
11:07 - So in this case, how can
11:08 - that be an abuse of discretion?
11:10 - Well, yes and no, Your
11:11 - Honor, because I do dispute
11:13 - some of those facts
11:14 - at the time that the superior
11:16 - court made the remand.
11:17 - There was still that dispute.
11:21 - At that point, I
11:22 - really read that
11:27 - edict
11:27 - from the superior court
11:29 - as saying there is an issue
11:31 - here is how to resolve
11:32 - that where there is an issue.
11:34 - By the time we came back
11:35 - in front of the PC record,
11:37 - there had been an ordering of
11:39 - the notes that there had been
11:41 - an investigation
11:42 - independent for each party
11:44 - because I did not participate
11:46 - in the DA's office
11:46 - investigation.
11:47 - Despite some of the claims
11:48 - that amicus counsel has made
11:50 - as to what they were
11:52 - now willing to stipulate
11:53 - to the fact that
11:55 - we're stipulated
11:56 - to were the facts that
11:57 - would have come out
11:58 - at another hearing
11:58 - and the facts that had
11:59 - come out of the next counsel.
12:02 - I want to follow up on
12:03 - Justice Wicks question.
12:04 - The issue here is, did
12:06 - did Judge Campbell
12:08 - are we going to find whether
12:09 - he abused his discretion
12:11 - yet he followed our
12:12 - decision of matter versus do?
12:15 - Cain may two years ago
12:17 - that litigants can resolve
12:19 - certain issues but not
12:20 - business of the court.
12:22 - Therefore, he observed
12:23 - the Order of Superior Court,
12:25 - which directed a
12:27 - full fledged hearing.
12:29 - Tell me how he
12:30 - abused his discretion
12:33 - by obeying our rule.
12:35 - I think it is the
12:36 - blanket refusal
12:37 - that was an abuse of discretion
12:40 - to consider the documents
12:42 - that had been stipulated to
12:43 - and that were in front of him.
12:44 - There is no.
12:46 - Excuse me
12:47 - the exact language that
12:48 - this court, all seven of us,
12:50 - that you're asking us to find
12:51 - that Campbell abused
12:53 - his discretion, said litigants.
12:55 - You can resolve
12:58 - certain
12:58 - issues, but not
12:59 - business of the court.
13:02 - Are you now
13:02 - sharing with us that the
13:04 - order of the Superior Court
13:06 - remanding for a
13:07 - full and fair hearing
13:09 - is not business of the court,
13:11 - and that you and your partner,
13:13 - the District Attorney's
13:14 - Office, have a right
13:15 - to supersede the order
13:17 - of the superior court.
13:18 - Is that what you're
13:19 - sharing with us?
13:19 - No, no, Your Honor,
13:20 - I don't believe so.
13:21 - I read the Superior Court's
13:23 - order to be to resolve the issue
13:25 - in a just way.
13:26 - And excuse me, when it just
13:28 - way did it say
13:29 - just way or did it
13:31 - say remand for a full hearing?
13:33 - It's very specific question.
13:35 - I don't know what, your honor.
13:36 - I guess I had considered
13:37 - that the Superior Court saying
13:39 - that the record can't be
13:41 - called that a credibility
13:42 - determination needs to be
13:44 - made was the actual command
13:46 - rather than the full hearing.
13:48 - Was the word a full hearing
13:49 - in the language of the remand?
13:51 - Yes, but they were okay.
13:52 - I'm sorry, Judge.
13:53 - They did go on to say that
13:55 - the purpose of such a hearing
13:56 - would be to make a
13:57 - credibility determination.
13:59 - SNYDER It doesn't
14:00 - appear that it goes
14:01 - well for you here and
14:03 - I'm with my colleagues
14:06 - being really candid.
14:07 - This smells bad.
14:09 - I mean, it looks
14:11 - and I'm
14:11 - not accusing
14:12 - anybody of anything, but it has
14:14 - an appearance of skullduggery.
14:16 - It has an appearance that a D.A.
14:20 - who is
14:20 - and I mean,
14:21 - this was greatest respect,
14:22 - but is somewhat notoriously
14:24 - friendly to defendants.
14:26 - And defense counsel
14:27 - wanted to keep this case
14:28 - away from the trial judge.
14:30 - And, you know, and I was
14:31 - a trial judge for 13 years.
14:33 - Judge Daugherty Judge, what?
14:34 - We're trial court judges.
14:36 - We're not potted plants.
14:38 - We're there to make
14:39 - sure justice is done.
14:41 - The judge said, Here,
14:42 - I need to hear the case.
14:45 - You're not seriously
14:46 - arguing to this court
14:47 - that the judge just doesn't
14:48 - have the authority to do that?
14:50 - Not exactly, Judge,
14:51 - but what I'm saying is
14:52 - that it should be the
14:54 - ability of the parties
14:56 - to stipulate in order to keep
15:02 - to keep doing
15:03 - that, to keep letting
15:04 - the court do its business,
15:06 - its actual business, and
15:07 - making those decisions.
15:08 - And that's why we're
15:08 - allowed to stipulate
15:09 - to certain facts and
15:10 - certain, but not why.
15:11 - Didn't
15:12 - you go forward with
15:13 - a hearing with that
15:14 - stipulation on your record?
15:16 - And then we could be here
15:17 - with a very different
15:17 - scenario than we have now?
15:19 - Yes. Counsel
15:21 - and in follow up to the
15:22 - Chief Justice's point,
15:24 - even if everyone is acting
15:26 - with the utmost good faith
15:28 - and there is no skullduggery
15:29 - and people are just trying to do
15:32 - exactly what the rules prescribe
15:35 - in what the Superior
15:36 - Court directed them to do.
15:38 - Can you at least acknowledge
15:40 - that there is a big difference
15:42 - between a stipulation of facts
15:44 - and the stipulation
15:45 - that encompasses
15:46 - credibility determinations?
15:47 - And I think that's what
15:48 - we're struggling with here,
15:50 - because if the judge
15:52 - was presented with
15:54 - a stipulation of facts,
15:56 - the incident occurred
15:58 - on the corner of Sixth
15:59 - Avenue and Ninth Street.
16:02 - You know, we all
16:03 - can agree, okay?
16:04 - The judge can accept
16:05 - that without any problem.
16:07 - No evidentiary hearing
16:08 - needs to take place.
16:09 - It's a stipulation of facts.
16:11 - But when the stipulation
16:13 - encompasses credibility
16:14 - determinations and who said what
16:18 - and what actually happened,
16:20 - what scenario took place,
16:23 - who is to be believed
16:24 - over someone else?
16:25 - I don't understand how we
16:27 - can ever say that stipulation
16:29 - was accepted by the trial
16:31 - judge for his consideration
16:33 - has to be accepted as fact.
16:37 - And that's where
16:38 - I'm hung up on this.
16:40 - Accepting the stipulation
16:42 - and why the judge was not free
16:44 - to do as the Superior Court
16:45 - directed conduct a
16:47 - full evidentiary hearing.
16:49 - I now have
16:51 - five questions in front of me,
16:52 - so I'm going to do maybe one.
16:54 - I thought that, but I think
16:55 - they are all the central themes.
16:56 - So we'll be quiet and I'll
16:57 - let you answer. Thank you.
17:00 - I do believe that
17:03 - the abuse of discretion here
17:04 - was not even considering
17:05 - the stipulations in
17:06 - the joint memorandum,
17:07 - because had they be considered,
17:09 - it would have been clear that
17:10 - they were appropriate, that
17:12 - they were actually almost
17:14 - as simple as a
17:16 - factual stipulation.
17:18 - We were just noting the facts
17:20 - and how often they
17:21 - had been testified to
17:23 - in order to explain we
17:25 - both think they're credible.
17:26 - So if you break it down,
17:27 - really what we were saying is
17:29 - this is what Curtis
17:30 - Brown would say.
17:31 - And now he's said
17:32 - it this many times.
17:33 - And we're
17:33 - not going to ignore
17:34 - that in our stipulation
17:35 - and just say this is
17:36 - what he was going to say.
17:38 - We're going to say this
17:39 - is what he said in 2011.
17:41 - This is what he said then.
17:42 - This is what he said under oath.
17:44 - This is what he said
17:45 - under oath, subject
17:46 - to cross-examination
17:48 - at a full hearing,
17:49 - where I actually said
17:50 - on the record sometimes
17:51 - when something was
17:52 - objected to by opposing counsel,
17:54 - Your Honor,
17:55 - I need to put
17:56 - enough on the record
17:57 - for credibility
17:58 - determinations to be made.
17:59 - So what we stipulated
18:01 - to are the facts,
18:03 - and that he said it over
18:04 - and over and over again,
18:06 - and that he is met in
18:09 - with the district
18:10 - attorney's staff without me,
18:12 - without other counsel, and that
18:13 - they found him to be credible.
18:15 - That they found
18:16 - him to be credible.
18:18 - If I litigate a motion
18:20 - to suppress, for
18:21 - instance, in court
18:22 - and I lose and I want
18:23 - to preserve my client's
18:24 - appeal rates,
18:25 - I stipulate to the admission
18:26 - of the record from
18:27 - the motion to suppress
18:29 - minus any inadmissible evidence.
18:31 - And we both rest.
18:33 - Unless I've actually
18:34 - alerted the district attorney
18:36 - to some sort of
18:36 - sufficiency argument
18:37 - that I plan to present.
18:39 - The judge says guilty,
18:40 - and we move on to
18:41 - sentencing and appeal.
18:42 - The defense uses stipulations
18:44 - in criminal law all of the time,
18:46 - and the parties have to be
18:48 - transferred with one another.
18:50 - That and then as we are,
18:51 - they're transparent
18:52 - with the court.
18:53 - That's why there's no funny
18:55 - business going on and there.
18:56 - But Counsel,
18:57 - we don't allow experts to speak
18:59 - to the ultimate issue of case.
19:02 - But you're asking us to accept
19:04 - the ultimate issue
19:05 - that being believable
19:06 - are not the
19:06 - credibility of a witness
19:08 - to be determined by the district
19:09 - attorney's office and
19:10 - the public defenders.
19:12 - Share with me how
19:13 - that can grow in.
19:15 - I'm not at the public
19:15 - defender's office
19:16 - just for clarity, but I am
19:17 - appointed in this matter.
19:19 - And it's it's because
19:22 - the parties bargained
19:24 - for that, investigated
19:25 - it, were transparent
19:26 - with our investigation,
19:28 - had someone on the record
19:29 - under oath multiple times.
19:31 - And also because
19:33 - ten years later,
19:36 - putting on a hearing would have,
19:39 - I would think, less of an
19:41 - effect on the fact finder.
19:43 - Where did Campbell
19:44 - abuse his discretion
19:46 - by requiring a hearing?
19:47 - So he, as the trier of fact,
19:49 - could make a determination
19:51 - as to credibility?
19:52 - Share with me what did he do?
19:54 - Was it when he said, no, I'm
19:56 - not allowing you to stipulate.
19:58 - I want to hear that which
20:00 - I was duly elected to do?
20:02 - Is that what his abuse
20:03 - of discretion was doing?
20:04 - His job.
20:05 - And that's, of course,
20:06 - what the judge to do his job.
20:08 - But I do think that
20:09 - by not considering
20:10 - those stipulated to facts,
20:12 - that but that was good counsel.
20:13 - And again,
20:14 - I'm following up on
20:15 - Justice Daugherty,
20:15 - and maybe we're beating a
20:17 - dead horse here to two things.
20:19 - First of all,
20:22 - it was not Brown's
20:24 - credibility that the trial judge
20:26 - had ultimately determined.
20:28 - It was Mr.
20:29 - Parents who had come into
20:30 - testimony, come in to testify.
20:32 - I'm sorry, not
20:33 - Mr. Perry, Mr. Perry, Mr.
20:35 - Perry, who had come into
20:36 - court and testified against Mr.
20:38 - Parent. Right.
20:39 - It I'm sorry.
20:40 - Say it again at trial.
20:42 - Codefendant was Perry.
20:44 - Yes, at trial it was
20:45 - Mr. Perry's testimony. Right.
20:46 - So so ultimately, we
20:48 - have to decide if Perry
20:50 - was lying in the courtroom
20:52 - when he implicated parent.
20:56 - No, I don't believe so.
20:57 - I believe that
20:59 - the the judge has
21:00 - to decide whether Mr.
21:03 - Brown is credible in the
21:05 - story that he heard Mr.
21:07 - Perry say that he lied on Mr.
21:09 - Perron
21:10 - and that if the fact finder had
21:12 - heard that evidence from Mr.
21:13 - Brown at the original trial,
21:15 - he would
21:16 - then have significant
21:17 - doubts and the result
21:19 - would have been different.
21:20 - But as I see,
21:21 - and if you don't see it,
21:23 - that's fine, I will move on.
21:24 - Don't you see that?
21:26 - That you're answer that
21:27 - if the trial judge is heard,
21:29 - had accepted the stipulation
21:31 - that Brown was credible
21:32 - and Brown heard it from Perry,
21:34 - that doesn't
21:34 - answer the ultimate question,
21:36 - which was whether or not Perry
21:38 - was credit, whether
21:39 - Perry was lying when he
21:41 - spoke in the courtroom or
21:42 - lying when he spoke to Brown
21:44 - and and the trial judge has
21:46 - to see has to see something
21:48 - more than Brown saying,
21:50 - well, I'm convinced
21:51 - I'm credible.
21:52 - Brown might be credible.
21:54 - That doesn't mean
21:55 - that Perry was not lying
21:58 - when he spoke to him.
21:59 - But Brown can still be credible.
22:01 - Perry's the one that has to
22:02 - be credible or not credible.
22:03 - Right. But Mr..
22:05 - I guess I'm confused because Mr.
22:06 - Perry was not coming
22:07 - to this hearing either way.
22:09 - So if if you're saying that
22:12 - we can can deduce
22:13 - from the record that Mr.
22:15 - Brown is credible, then
22:16 - we why would I recall Mr.
22:18 - Brown when I've offered
22:20 - when I've been offered
22:21 - a well investigated.
22:22 - Let me. Ask you. One.
22:24 - Did you finish that answer?
22:26 - Step one. Okay.
22:27 - I wanted to ask you one more
22:28 - question and then I'm done.
22:29 - I promise.
22:31 - You didn't say
22:33 - if my notes are correct.
22:37 - You didn't say that.
22:38 - Well, this case can be
22:39 - resolved on what we had.
22:41 - You said
22:44 - it would be against my client.
22:48 - And your client is Perry.
22:50 - It would be against
22:51 - my client's best interest
22:53 - to call a witness here.
22:55 - What?
22:55 - I don't know what that means.
22:57 - So I guess. I guess.
23:00 - I don't think it does.
23:01 - But in in a pragmatic sense,
23:03 - it raises an adverse inference
23:06 - that if you put
23:06 - Brown on the witness
23:07 - stand, things aren't
23:08 - going to go well for you.
23:09 - Oh, I that does not
23:10 - at all what I meant
23:12 - as an experienced lawyer.
23:13 - I would much rather
23:14 - rely on a stipulation
23:15 - like this one,
23:16 - which is well
23:17 - investigated by each party,
23:18 - independently containing
23:19 - facts fleshed out
23:20 - during a full day evidentiary
23:21 - hearing with the witnesses
23:22 - under oath and subject
23:23 - to cross-examination
23:25 - and transparent in its
23:26 - reasoning and request
23:27 - then to call
23:28 - citizen to the stand.
23:29 - Almost a decade later,
23:30 - to recount a short conversation
23:32 - with Lynwood, Perry,
23:33 - and a short conversation
23:34 - with Agent Majority
23:35 - and authenticate and adopt
23:36 - two more written statements
23:38 - that were practically
23:39 - reproduced in the stipulation.
23:40 - Already,
23:41 - this court acknowledges
23:42 - the gantlet that litigation
23:43 - can be especially unnecessary
23:45 - litigation, despite the hassle
23:47 - for Curtis Brown Dantas
23:49 - Perrin, the backlogged
23:50 - first judicial district
23:52 - and and yours truly.
23:54 - It really shouldn't
23:55 - be a necessary step
23:56 - for Dante's parent, whose
23:57 - freedom has been impeded
23:59 - by wrongful conviction
24:00 - for all these years.
24:01 - He shouldn't have had the
24:02 - conviction in August of 20,
24:04 - August 25th of 2017, and
24:05 - it shouldn't stay with him
24:06 - any longer.
24:08 - My frustration is that we
24:09 - are in fact back and forth
24:12 - now to the first.
24:13 - Now, can I can
24:15 - I go in a different
24:15 - direction real quickly?
24:17 - First of all,
24:18 - this is the first
24:19 - time in my years
24:19 - as a judge where I've heard
24:21 - skullduggery in open court.
24:22 - So that's exciting for me.
24:24 - I might try to use it some
24:25 - other time in your career.
24:27 - On Commonwealth
24:27 - Court, there was no. Scuffle,
24:29 - there was no skullduggery
24:31 - in Commonwealth Court, no.
24:33 - Maybe there was.
24:35 - So I just have a quick
24:36 - factual clarification.
24:38 - QUESTION You mentioned Pecora.
24:40 - This is a direct appeal,
24:41 - right? We're not in PCR.
24:42 - Yes, I'm sorry. Okay.
24:44 - We are in direct appeal.
24:46 - I think I got thrown off because
24:47 - we've been talking about
24:48 - after discovered
24:49 - evidence for so many years
24:50 - and in fact, that was
24:51 - before I was, you.
24:51 - Know, because this was
24:52 - this was a bench trial,
24:54 - criminal bench trial conviction.
24:56 - Where were the
24:57 - witnesses were resolved
24:58 - in favor of the Commonwealth
25:00 - and a conviction occurred? Yes.
25:02 - There are some important things
25:03 - to note, though, as your honors
25:04 - are making the
25:05 - decision about that.
25:06 - The trial court judge did
25:08 - note that he had qualms about.
25:11 - Yes, I'm aware of the alleged
25:15 - weaknesses of the of
25:16 - the prosecution's case.
25:18 - I get that.
25:18 - My question is, let's let's say
25:20 - let's say things aren't going
25:21 - well for you here.
25:22 - And let's say at
25:23 - the end of the day,
25:25 - this court might conclude
25:28 - that there was no abuse of
25:29 - discretion by the trial court
25:31 - judge here on remand
25:32 - from the Superior Court.
25:35 - I am taken a little bit by your
25:37 - passion and your concern
25:39 - for your client,
25:40 - and despite the fact
25:42 - that you were given numerous
25:43 - opportunities, I'm assuming
25:44 - your trial counsel as well.
25:46 - Oh, no, that's what I mean.
25:48 - I accused whoever the count.
25:50 - Direct appeal counsel.
25:51 - Whoever whoever
25:52 - the counsel is that's
25:53 - handling the actual proceeding
25:54 - in front of the trial was
25:55 - given numerous opportunities,
25:58 - I think maybe three
25:59 - opportunities to present
26:01 - testimony on remand and refused.
26:05 - I'm still sensitive to your
26:06 - passion for your client,
26:07 - insisting that your client
26:08 - is nonetheless innocent
26:09 - and wrongly convicted.
26:11 - If we send it back again
26:14 - for a fourth time,
26:17 - will trial counsel
26:18 - for the defendant
26:21 - go forward and comply
26:22 - with the directions
26:23 - of the trial court judge in the
26:24 - Superior Court on remand?
26:26 - Yes, that was me.
26:27 - I'm sorry, I, I then confused
26:29 - where your Honor was going
26:30 - with the procedural history.
26:32 - And yes, I'll track
26:33 - down Curtis Brown
26:34 - of all the Curtis
26:35 - Browns in the city
26:36 - I did last time with
26:37 - an investigator.
26:38 - And I will beg him
26:39 - that even though
26:39 - he's put this behind him
26:41 - and it's been all these years,
26:42 - please come to
26:43 - court and testify.
26:43 - Truthfully, I just
26:45 - as an attorney,
26:48 - putting a witness on
26:49 - the stand multiple times,
26:52 - a witness who
26:53 - has indicated to me
26:54 - that he is sick of coming,
26:56 - a witness who in the record
26:57 - did not make it that day.
26:59 - I had to call the witnesses
27:01 - out of order because he still
27:03 - didn't want to have
27:04 - to come back to court.
27:06 - He has had people
27:07 - in the neighborhood
27:09 - talk to him about
27:10 - parties being around.
27:12 - I'll do all of that.
27:13 - And I could have done it before,
27:15 - except I was offered a really
27:20 - smart
27:21 - stipulation for
27:22 - my client to accept
27:24 - because of all the work
27:25 - that I had put in for years
27:26 - while they were fighting me.
27:28 - And then when I
27:29 - finally convinced them,
27:30 - finally convinced
27:32 - them that I was right,
27:33 - that Curtis Brown
27:34 - was telling the truth,
27:35 - that Dantas parent is innocent,
27:37 - I finally get my day where
27:38 - we all agree and I'm back here.
27:40 - But you, I will do
27:41 - anything. Forgive it.
27:43 - Could I follow up there?
27:45 - But you then you were given
27:46 - your superior court
27:48 - gave you your day.
27:50 - And when the court
27:51 - called for Brown's testimony
27:54 - and you had you were
27:55 - you had found him or
27:57 - sponsored him or whatever,
27:59 - you declined to
28:00 - present him and said
28:02 - it was against your
28:03 - client's best interest.
28:05 - And how how is it that
28:08 - you can convince us
28:13 - that the court has
28:14 - to be bound by that,
28:15 - that the court can't say,
28:17 - you know, that's strange.
28:19 - I think I'm going to
28:20 - hear the testimony.
28:21 - The superior court
28:23 - told me and to hear and
28:24 - make my own decision.
28:26 - How can that be an
28:28 - abuse of discretion?
28:29 - Because it was already
28:31 - because of the nature
28:32 - of the stipulations,
28:33 - because I thought that the
28:34 - law said that seems. A lot.
28:35 - Like it was the right way.
28:36 - It seems a lot like just
28:37 - one brief follow up to it.
28:39 - When you say that
28:42 - it seems to sound a
28:43 - lot like the Brown case,
28:45 - albeit in a different
28:47 - context on the,
28:48 - you know, the
28:49 - confession of error case,
28:50 - because it seems
28:51 - like just like that case,
28:53 - you and the DA's office
28:55 - want to tell the courts
28:57 - how to conduct their business.
28:59 - And it seems a lot.
29:02 - Just maybe to follow up on
29:04 - the chief's insight,
29:05 - it is like you.
29:07 - It seems to look a lot like
29:09 - the tail wagging the dog
29:10 - and and there does come
29:12 - a time, it seems to me,
29:14 - when the court gets to make
29:17 - make its judgment,
29:18 - particularly whereas here
29:20 - it was told by the
29:21 - superior court to make its
29:23 - credibility determination, given
29:24 - that it was a new trial judge.
29:26 - So, Miss Snyder,
29:27 - what we're going to do
29:28 - is answer Justice Lex question
29:29 - and then Justice O'Connor,
29:31 - who has a final question for
29:32 - you and we're going to move on.
29:33 - So go ahead.
29:34 - I think that this case
29:35 - is a little bit different,
29:37 - the analogy of the
29:38 - tail wagging the dog,
29:40 - because in this case, there were
29:42 - there were ample
29:43 - fact finding missions
29:45 - all over between the the FBI,
29:48 - the written statements
29:49 - that were entered
29:50 - into evidence, the testimony.
29:52 - And so that is why I honestly
29:55 - did not realize the or did not
29:59 - think that we were taking
30:00 - business from the court.
30:01 - But making things
30:02 - easier for the court is because
30:04 - this was a robust record
30:06 - where we were finally agreeing.
30:08 - I finally got through
30:09 - to someone.
30:09 - That's really why that
30:11 - this had such a record.
30:13 - We already had all
30:14 - these things down.
30:15 - You could read the
30:17 - stipulations in this matter
30:19 - that were not one page long
30:21 - and say, Wow, they
30:22 - really fleshed this out.
30:23 - They're not hiding the ball.
30:24 - Look at all this stuff
30:25 - in front of me in this
30:27 - eight page stipulation,
30:28 - and it's the last
30:29 - paragraph that says
30:30 - and then therefore credible
30:32 - or therefore deserves relief.
30:34 - It's I just got through
30:37 - to them after ten years.
30:39 - And I just think
30:40 - that that record was
30:43 - where we needed it
30:44 - to be to show that Mr.
30:46 - Perrin was not guilty.
30:48 - Well, I didn't get
30:49 - through to the trial court.
30:51 - Understood the
30:51 - lesson learned here.
30:53 - It doesn't matter if
30:54 - you get through 58,
30:55 - so you fear for future times.
30:57 - But my question's a little
30:58 - bit different because I thought
31:00 - we took this case for a
31:02 - much broader decision
31:05 - as opposed to essentially
31:07 - your correction here on a
31:11 - do you foresee
31:13 - a stipulation as to credibility
31:18 - that you you would say a
31:19 - trial judge says you have to
31:21 - accept that?
31:22 - I mean, is there a case
31:24 - where a trial judge can say,
31:26 - I'm not going to I'm
31:27 - not going to do that?
31:28 - I mean, you've gone over in
31:30 - great lengths what you had here,
31:32 - which was the witness said
31:33 - the same thing multiple times.
31:35 - It's failure. OC
31:38 - Is there a case
31:39 - where, as you see it,
31:42 - it would not be an abuse
31:44 - of discretion for the trial
31:45 - judge not to accept a
31:47 - credibility stipulation.
31:52 - If the parties
32:00 - I have had happen to me
32:02 - entering into a
32:03 - stipulation with counsel
32:05 - where I thought
32:06 - that we were on the same
32:07 - page, that stipulating to facts
32:09 - also meant stipulating
32:10 - that those facts are true
32:11 - and those facts are there.
32:13 - But facts are verifiable.
32:15 - You know, that's what I have a
32:20 - sort of a hang
32:20 - up about all of this
32:22 - and justice Todd
32:23 - touched on this.
32:26 - What you're arguing
32:27 - is that the trial judge
32:29 - had to accept a stipulation
32:32 - as to an opinion and opinion
32:37 - that was drawn by
32:38 - both sides of this case.
32:42 - Okay.
32:43 - But credibility is nothing
32:46 - more than an opinion,
32:49 - essentially based on
32:51 - a non verifiable fact.
32:53 - Is the witness believable?
32:56 - And from my perspective,
32:59 - I don't see any situation
33:01 - where a trial judge
33:04 - would ever be
33:05 - bound by a stipulation
33:07 - as to credibility.
33:10 - I hope I'm understanding
33:11 - your question correctly.
33:12 - I think that there is a place
33:15 - where you may stipulate
33:17 - to an unverifiable fact
33:19 - that's that's
33:20 - okay with your honor in
33:21 - this in this hypothetical.
33:23 - I mean, I'm looking
33:24 - at there are often times
33:26 - when parties will
33:27 - stipulate that a
33:29 - expert will testify
33:31 - as to X, Y and Z.
33:33 - That's an opinion.
33:34 - But the reason that
33:35 - that's acceptable
33:36 - is because that opinion
33:38 - is based on verifiable facts
33:40 - that each side could
33:42 - get their arms around.
33:45 - That's not what you
33:46 - have with credibility.
33:47 - I mean,
33:49 - what we're hearing
33:50 - here is an argument
33:51 - that three assistant district
33:53 - attorneys, one defense counsel,
33:56 - equals a judge's
33:59 - opinion on the
34:00 - credibility of a witness
34:02 - and that that's the
34:04 - that's the aspect of this.
34:05 - I mean,
34:06 - you know, what you're arguing
34:08 - is almost as a matter of law,
34:10 - what you had here
34:11 - had to be accepted
34:13 - and and I just I cannot
34:15 - put this stipulation
34:18 - as to credibility into
34:21 - any silo of stipulations
34:25 - that I've ever seen
34:27 - as a dry judge or,
34:28 - frankly, as a trial lawyer.
34:32 - I think what comes to mind is
34:33 - what about a stipulation to a
34:38 - interview taken by a detective
34:40 - that is line for line, but not
34:42 - recorded by audio visual
34:45 - and to parties stipulate
34:46 - that that's what the witness
34:48 - would come in
34:49 - here and say today.
34:50 - And it's completely undisputed.
34:52 - I don't expect the district
34:54 - attorney at the end of the trial
34:55 - to get up and say
34:56 - that everything in
34:57 - that interview was a lie, if
34:59 - we've both stipulated to it.
35:00 - Now, I have been burned on that.
35:03 - Appeals fixed it.
35:05 - All of these things.
35:07 - So I now ask that it be put in
35:11 - or that we speak about
35:12 - whether or not there
35:13 - would be some sort of surprise.
35:14 - And I wouldn't do
35:15 - that to other counsel.
35:15 - Nothing wrong with
35:16 - what you just said.
35:17 - Here is what he's
35:18 - going to testify to, period.
35:21 - What's missing from your
35:23 - example is the following.
35:25 - And this witness is credible.
35:28 - This witness must be believed.
35:30 - Well, that's.
35:30 - The part that is sort of
35:33 - the take on to this scenario
35:36 - that I just don't see fitting
35:38 - into any established
35:41 - set of circumstances
35:43 - in which a stipulation of
35:45 - would be acceptable to a. Court.
35:49 - When we instruct a
35:50 - jury, don't we in fact
35:51 - say that this should be
35:53 - considered by you, that this
35:54 - should be taken into account?
35:56 - That's undisputed. Credible?
35:59 - Yeah.
35:59 - They don't have
36:00 - but they don't have
36:01 - anything to base
36:02 - that on other than
36:03 - said stipulation.
36:04 - So it's possible
36:05 - to take her credibility
36:06 - determination
36:07 - and to make
36:07 - a credibility determination
36:09 - without seeing someone's face.
36:11 - That's right.
36:13 - Thank you very much.
36:14 - Well, our
36:17 - Mr. Gamez, you're
36:18 - going to go next.
36:19 - Okay.
36:21 - We're pretty I mean, we
36:22 - try to give for arguments.
36:24 - We don't have time limits.
36:26 - We I think we've argued
36:27 - this pretty fully
36:28 - for the defense.
36:29 - My understanding is
36:30 - your position is identical.
36:32 - So I appreciate your limiting
36:34 - yourself which not been said,
36:36 - which it again
36:37 - seems as if what's what's been
36:39 - said is pretty comprehensive.
36:41 - Well, I would
36:41 - hope the DA's office
36:42 - has something to say
36:43 - that's not identical to defense.
36:46 - Thank you.
36:46 - And I will try not to repeat
36:48 - what Miss Snyder said.
36:50 - Good morning, Your Honor.
36:51 - My name is Michael Vermes,
36:52 - and I represent the
36:53 - Commonwealth in this case.
36:55 - The heart of this case
36:56 - is really that the post can
36:58 - the post sentence court
36:59 - because this was a
37:01 - post sentence motion.
37:03 - I didn't think that
37:04 - had the authority
37:05 - to accept the stipulation
37:07 - because they were a
37:08 - stipulation to credibility.
37:11 - The post sentence court found
37:13 - it applied a per se prohibition
37:15 - on stipulations to credibility,
37:17 - and it seems undisputed
37:19 - that credibility stipulations in
37:21 - some very limited
37:22 - circumstances are appropriate.
37:24 - So the post sentence per
37:26 - se rule and blanket prohibition
37:29 - on accepting a
37:29 - stipulation to credibility was
37:32 - an error of law that constitutes
37:34 - an abuse of discretion.
37:36 - There's two points in the record
37:37 - that make it really clear that
37:39 - the judge below was exercising
37:42 - a per say blanket prohibition.
37:45 - You can find it in the
37:46 - order in which the court
37:49 - writes, quote, The court
37:50 - concluded that the determination
37:53 - of credible t was not
37:54 - amenable to stipulation.
37:56 - And at the actual
37:57 - hearing on August 6th,
37:59 - when we were
38:00 - before the court, Ms..
38:01 - Snyder was marking the
38:02 - stipulations into evidence.
38:04 - She was saying that the
38:06 - Court now can the Court
38:09 - now can apply the applicable
38:11 - after discovered evidence
38:12 - standard to those
38:13 - stipulations, at which point
38:15 - the trial court interrupted
38:17 - and said, Haven't I already
38:20 - basically interrupted to
38:21 - disagree that he
38:22 - had already found
38:23 - he could not apply
38:25 - the law to a stipulation
38:27 - because he was applying
38:29 - a credibility situation, because
38:30 - he was applying a per se
38:32 - blanket prohibition.
38:33 - Wasn't he actually,
38:34 - though, applying
38:35 - or trying to follow the
38:36 - Superior Court's directive
38:38 - that he hold a full
38:39 - evidentiary hearing?
38:41 - So the remand order
38:43 - from the Superior Court
38:44 - and it's important to
38:45 - remember to remand order with
38:46 - this is in the same posture
38:48 - as a post sentence motion
38:50 - that should have been decided
38:52 - within 120 days of the sentence.
38:54 - But in that posture,
38:55 - the remand order
38:57 - authorized a hearing,
38:58 - essentially a duplicate hearing.
39:00 - And I would say the opposite.
39:02 - Authorized or directed.
39:04 - I would say the
39:04 - operative language is it need
39:06 - not rely on the cold record,
39:08 - but it was still authorized
39:10 - to have a hearing
39:11 - where any admissible evidence
39:12 - could have been offered,
39:13 - including this stipulation.
39:15 - But Counsel, you just
39:16 - shared with us that the Court
39:19 - In essence, what you're saying
39:20 - the Court abused its discretion
39:22 - as an over law
39:22 - by saying it refused the
39:24 - stipulation of credibility.
39:26 - It then ordered
39:27 - a further proceeding so
39:28 - that there be no cold record.
39:30 - Are you sharing with
39:31 - us that the Court didn't
39:33 - direct counsel to
39:35 - put forth evidence
39:37 - at the remand
39:38 - such that the witness
39:39 - would have to testify,
39:40 - which would have been supported
39:41 - by the record
39:42 - when counsel
39:43 - on the record said they
39:44 - chose not to call a witness.
39:46 - Now, how does that
39:47 - fly with your argument?
39:48 - Because that's
39:48 - causing me to pause.
39:49 - So I would say it's a little
39:51 - bit complicated procedurally
39:52 - because there were
39:53 - a number of listings.
39:54 - The only evidentiary hearing
39:55 - was really that last one on
39:57 - the video screen in August.
39:58 - The prior hearings were status
40:00 - hearings where legal arguments
40:02 - were being presented
40:04 - that this stipulation could
40:05 - be accepted by the trial
40:07 - court, but the court did not.
40:09 - It chose not to,
40:11 - which is within its
40:12 - purview, as the trier of fact.
40:14 - So share with me
40:15 - how that's an abuse or
40:16 - an error of law to exercise.
40:18 - Instead of exercising
40:19 - discretion, the lower court
40:21 - applied a per se prohibition,
40:23 - a blanket rule,
40:24 - refusing to accept
40:26 - this kind of stipulation,
40:28 - and that was in error.
40:30 - And share with me how
40:31 - that violates our decision.
40:33 - Two years ago in
40:34 - Mader versus Duquesne,
40:36 - in which we specifically said
40:38 - business of the court cannot be
40:39 - stipulated to by the trier
40:41 - of fact that meaning that
40:43 - the trial judge obeyed
40:45 - the order of Superior Court
40:47 - to proceed with quote
40:49 - unquote, a proceeding.
40:51 - Now, how is that an
40:52 - abuse of discretion?
40:53 - Because he chose not
40:55 - to accept your stipulation
40:57 - because he didn't
40:57 - apply discretion with regard
40:59 - to the two dozen stipulations
41:01 - that were at issue here,
41:03 - including the stipulation
41:04 - that a FBI agent who
41:06 - had previously testified
41:08 - would testify
41:10 - the same way he did at
41:11 - the prior contested hearing.
41:13 - And the FBI agent
41:13 - would do so credibly.
41:15 - But this but counsel
41:16 - to follow up on justice
41:18 - Daugherty's question this
41:21 - this aspect though
41:23 - related to the language of
41:25 - the superior court's remand.
41:27 - It says we ran excuse me, we
41:29 - remand for the determined action
41:31 - of whether Brown's
41:32 - testimony was credible, etc.
41:34 - We direct the jurist appointed
41:36 - to handle this
41:37 - matter to a new judge
41:38 - to hold a hearing at which
41:40 - parents are as witnesses again
41:42 - so that the trial court need
41:44 - not rely on a cold record
41:45 - to make its credibility
41:46 - determinations so
41:49 - so far from making
41:51 - a blanket statement,
41:53 - it seems here like
41:54 - the new trial judge
41:56 - was simply trying to comply
41:58 - with the superior court's
42:00 - specific language with respect
42:02 - to a credibility determination
42:04 - regarding Brown now
42:06 - granting for the moment,
42:08 - for the sake of argument,
42:09 - that it would have been
42:10 - within the judge's
42:11 - discretion to say, okay,
42:13 - I accept your
42:14 - stipulation, but ability,
42:16 - how can it be an abuse
42:18 - of discretion for him
42:19 - to go the other way and say,
42:21 - I'm going to hear
42:22 - this testimony?
42:25 - Couldn't he have done it?
42:26 - Couldn't he have
42:27 - discretion at least
42:29 - to do it the way
42:30 - he wanted to do it,
42:31 - assuming he had
42:32 - the discretion to go
42:33 - the way that you and
42:34 - defense counsel want it.
42:37 - So that's not what
42:38 - happened in the court below.
42:40 - Had that happened,
42:42 - we would not be here
42:43 - because had the court
42:44 - not applied a
42:45 - blanket per se rule,
42:47 - there wouldn't have been
42:48 - an error of law to appeal.
42:49 - I don't.
42:50 - I figured that's.
42:51 - Where you're going.
42:52 - I don't understand
42:53 - that rationale.
42:55 - If if we say you're right
42:59 - and oh, he committed
43:01 - an error of law,
43:02 - it was a blanket per
43:03 - se rule that he applied.
43:04 - And it goes back
43:05 - and he goes, okay,
43:06 - I was wrong in the
43:07 - blanket per se rule,
43:08 - but I'm now exercising
43:09 - the discretion
43:10 - and I'm not going to
43:11 - accept your stipulation.
43:12 - You're no better off
43:13 - than you were before.
43:14 - I think at that point
43:15 - witnesses could be called,
43:17 - and I think that at that
43:18 - point, some of the witnesses
43:20 - might not need to be called,
43:21 - such as the FBI agent who
43:23 - testified under oath about this
43:25 - incident, was cross-examined.
43:27 - And but either
43:28 - way, the trial court
43:29 - judge got to do what the
43:30 - trial court judge did here.
43:31 - That's what I'm saying.
43:32 - If your objection is
43:33 - just know this trial court
43:34 - judge just announced
43:35 - this this blanket black letter
43:38 - rule of law that he
43:39 - is not going to ever
43:41 - consider a
43:41 - credibility stipulation.
43:43 - I mean, maybe he
43:43 - did, maybe he didn't,
43:45 - but I'm sure as hell
43:46 - convinced if I if
43:48 - we sent it back
43:50 - on that error, alleged error,
43:51 - the trial judge would say,
43:53 - okay,
43:53 - maybe there's no
43:54 - blanket rule, but I'm
43:55 - still not going to accept
43:56 - the credibility stipulation.
43:58 - So if that happened, then
44:01 - the defense would properly
44:02 - be in a position
44:03 - to call witnesses.
44:04 - Right.
44:04 - So that's this is what
44:05 - we're arguing over.
44:07 - This is why we're all here.
44:08 - The result would be the same.
44:10 - Which is if you get think that.
44:14 - May I ask you?
44:15 - I think Justice Donahue
44:17 - made a wonderful point
44:19 - at the closing of prior
44:20 - counsel's argument,
44:22 - as I alluded to when Mr.
44:26 - Snider testified,
44:26 - I'd like to think
44:28 - that our trial court judges,
44:30 - some of us included in prior
44:32 - days, are not functionaries
44:35 - are not a
44:38 - our system is designed
44:39 - so they cannot be reduced
44:41 - to having no input in it.
44:44 - So the trial judge and
44:46 - I can't get into this trial
44:48 - judge is mind, but the
44:49 - trial judge is this choir
44:51 - added by what's occurring
44:53 - is not convinced that either
44:55 - justice or law is occurring
44:57 - and wants to explore it further.
44:59 - And it seems to me
45:00 - your position is, the trial
45:01 - judge doesn't have that power.
45:03 - That and again, I am not
45:05 - ascribing improper motive.
45:07 - I'm exploring a legal issue.
45:09 - But the district attorney
45:11 - and the defense counsel
45:13 - can preordained a result
45:15 - and cut the trial judge out.
45:17 - Is that your position? It's not.
45:19 - But the court can't have
45:20 - exercised as a per
45:22 - se a rule that prohibits
45:23 - a category of
45:24 - admissible evidence.
45:25 - And if I could just respond
45:27 - that I think, you know,
45:28 - perhaps the court is getting
45:29 - into the argument about Brown.
45:31 - I can understand why
45:32 - this might look like Brown,
45:34 - but this is different
45:35 - for a couple reasons.
45:38 - This case has an unusual
45:40 - posture where the legal issues
45:42 - were decided essentially
45:44 - as preliminary objections
45:47 - before we got to court.
45:48 - And they were
45:51 - vigorously disputed by
45:52 - my office and the
45:54 - court ruled against us.
45:56 - And so to the extent there is
45:59 - so, those are the
46:01 - court's decisions, not
46:02 - not the Commonwealth's
46:03 - decisions.
46:04 - And so while it may look like
46:06 - it is outcome determinative,
46:08 - it's only because
46:08 - the legal issues were
46:10 - previously litigated and lost.
46:12 - But one more time
46:12 - and last time I'll ask
46:14 - and again, I'm trying
46:15 - to parent justice.
46:16 - Donahue So if I'm doing a
46:18 - bad job, she'll
46:19 - take over for me.
46:21 - If I think her suggestion
46:22 - was and what I'm interested
46:24 - in your comment
46:25 - as the child judge
46:27 - is as I I'll use the same word
46:29 - disquieted by what's occurring
46:31 - and said I won't accept it
46:33 - put your witness on I
46:34 - want to see and hear them.
46:36 - I think what Justice Donahue was
46:39 - and maybe she persuaded me,
46:41 - is the trial judge
46:42 - has an absolute
46:43 - right to do that.
46:45 - And counsel is at
46:46 - the jeopardy that they
46:48 - she finds herself here.
46:50 - If she says I will not,
46:51 - which means she
46:52 - doesn't carry her burden
46:53 - and she loses job
46:54 - just fine, you will not.
46:56 - Next case, this
46:57 - one is dismissed.
46:59 - Does the trial court I'm
47:00 - going to quit digressing.
47:02 - Had the absolute right to
47:04 - say I want to hear witnesses.
47:06 - The trial court
47:09 - does, but that's not what
47:10 - happened in this case.
47:11 - I understand your position.
47:12 - Okay, that's a fair answer.
47:14 - Counsel.
47:15 - I'm not sure
47:16 - you and I
47:17 - are on the same
47:18 - ultimate conclusion,
47:19 - but I think we're
47:20 - somewhat on the same page.
47:22 - You're actually arguing
47:23 - this was an error of law
47:25 - because there was a
47:26 - procedural and an error of law.
47:27 - I can be an abuse
47:28 - of discretion, okay.
47:29 - For reasons that have
47:30 - always been occurred to me.
47:31 - But this trial judge,
47:37 - the best he could have
47:38 - done, was accepted.
47:40 - The fact that the
47:41 - district attorney's office
47:44 - and defense counsel agreed
47:48 - that the witness was credible.
47:51 - That doesn't mean
47:53 - that the trial judge then
47:57 - is bound by your
47:58 - credibility determination,
48:02 - because credibility
48:03 - and this gets down to
48:04 - this question I thought,
48:05 - which was really
48:06 - started, the broader issue
48:07 - that we were
48:08 - looking at, which is
48:09 - whether or not credibility is
48:12 - ever the appropriate subject
48:14 - matter of a stipulation,
48:16 - because at the end of the day,
48:20 - your agreement
48:21 - that he's credible
48:23 - has nothing to do
48:25 - with the trial judge,
48:26 - the judge's judgment
48:28 - call on that same issue.
48:31 - It's unlike a
48:32 - factual stipulation
48:33 - where there's nowhere
48:35 - else to go with it.
48:36 - There's nothing else
48:37 - I could do with the facts
48:38 - that have been stipulated to.
48:40 - When you're talking
48:42 - about a witnesses
48:43 - testimony, it's the
48:44 - quintessential judicial
48:47 - or any fact finder
48:48 - function in that context
48:50 - can make the credibility,
48:52 - determination so contrary to it.
48:54 - I think you're
48:55 - arguing my position
48:57 - and believe me, and I'm not
48:59 - this is not on firm ground here,
49:02 - but I would sort of right now
49:04 - come down on the side of
49:06 - you can never
49:07 - stipulate to credibility
49:09 - and bind the trial date
49:10 - with that got to stipulate.
49:13 - So if I could answer
49:14 - in a couple of ways.
49:15 - First, any time there
49:17 - is a disputed facts
49:19 - at a trial that's being
49:20 - resolved with the stipulation, I
49:23 - it once the stipulation
49:24 - occurs, it has been proven.
49:26 - And so you get a jury
49:28 - instruction and a jury trial
49:29 - basically to that effect.
49:31 - Ultimately, credibility is
49:34 - a bundle of smaller facts,
49:37 - and so each one of them
49:38 - individually can be stipulated
49:40 - to and ultimately concluded.
49:42 - So it is lack of bias,
49:45 - consistency,
49:48 - opportunity to observe.
49:50 - And so all those other factors
49:51 - that were part of the
49:52 - stipulation and that importantly
49:54 - in this case were fleshed out
49:57 - in a contested for
49:58 - we cross-examined
50:00 - evidentiary hearing in 20.
50:03 - So I think that
50:05 - that is where
50:06 - that difference is.
50:07 - And when I understood
50:09 - the amicus brief discussing
50:11 - that there are
50:12 - limited situations
50:14 - where such a stipulation
50:15 - would be appropriate,
50:16 - it's basically
50:17 - because if you don't have
50:19 - a stipulation to credibility,
50:22 - you are losing the
50:24 - functional effect
50:25 - of a stipulation, even if
50:27 - it is an expert witness.
50:29 - If you're all of a sudden
50:30 - going to be arguing that you're
50:32 - not credible for other reasons,
50:34 - such as bias, they were paid
50:36 - as a hired gun,
50:36 - something to that effect.
50:39 - Okay.
50:39 - Thank you. Thank you very much,
50:44 - Mr. Eisenberg.
50:51 - It pleased the court
50:53 - to the district
50:54 - attorney's argument.
50:56 - I would point the court to
50:57 - the I'm sorry, Your Honor,
50:59 - Ronald Eisenberg for the
51:01 - amicus attorney
51:01 - general's office.
51:03 - Could you pull the microphone
51:04 - down a little bit? Thank you.
51:05 - So you could. Yes,
51:06 - it's by your mouth.
51:08 - Thanks, Mr..
51:10 - Eisenberg.
51:12 - It's unusual for
51:13 - the attorney general
51:14 - to be arguing a case in
51:15 - which we have the district
51:17 - attorney's office arguing.
51:19 - But in this case, since
51:20 - the district attorney's
51:22 - office of Philadelphia was
51:23 - taking the same position
51:25 - that the defense attorney
51:28 - was taking, we made the
51:30 - and you took the unusual step
51:32 - of allowing the attorney general
51:35 - to also represent
51:36 - the commonwealth,
51:37 - to get the opposing viewpoint
51:39 - of the Commonwealth.
51:41 - Thank you, Your Honor.
51:42 - And, Ms.. Eisenberg,
51:43 - you sat obviously.
51:45 - Listen, we've
51:45 - explored at great length
51:47 - if you can focus on on
51:49 - on where you can elucidate
51:51 - something that would be helpful.
51:52 - Yes, Your Honor.
51:53 - The trial judge had
51:54 - actually not three
51:56 - but four listings at
51:57 - which he gave the parties
51:58 - the opportunity to
51:59 - present evidence.
52:00 - They were all very short.
52:01 - I urged the court to review
52:04 - them in 2020, on February
52:07 - 13, March 12th, July 9th,
52:10 - August 6th, and he made
52:12 - similar brief comments.
52:14 - And each one here
52:15 - is just
52:15 - one of those brief comments
52:16 - at the very first listing,
52:17 - I received the proposed
52:18 - stipulation from the parties.
52:20 - It's this Court's position
52:21 - that accepting that stipulation
52:22 - is contrary to the
52:23 - Supreme Court's directed
52:24 - directive and also sets
52:25 - a very bad precedent
52:27 - for this court to relegate
52:28 - its duties to counsel.
52:30 - And on July 9th, the
52:31 - third of the listings, he said
52:35 - the fact that the parties
52:37 - agree doesn't satisfy
52:38 - the purpose of the remand.
52:40 - I received and reviewed
52:41 - carefully the joint memorandum.
52:42 - While it's well-written, it
52:44 - is largely unresponsive
52:46 - to the Court's concern
52:47 - with proceedings.
52:47 - The stipulation.
52:49 - In other words, we know
52:50 - the case was remanded.
52:51 - We know what a stipulation is.
52:53 - We know that the parties agree
52:55 - this was clear even
52:56 - before the briefing.
52:57 - So whether the defendant
52:58 - is entitled to relief
52:59 - is for the court to determine,
53:01 - not for the parties to decide,
53:03 - simply because
53:03 - they're in agreement.
53:05 - Accordingly,
53:05 - reschedule the hearing.
53:07 - So the the point of this,
53:09 - Your Honor, is that, in fact,
53:10 - the court was not
53:12 - applying some kind of per
53:14 - se rule of admissibility.
53:15 - And perhaps that's
53:16 - why neither party
53:17 - argued to the court that
53:18 - he had aired in that way.
53:19 - Neither party argued to him.
53:21 - The Judge, you're abusing
53:22 - your discretion because.
53:23 - You are committing
53:24 - an error of law.
53:26 - Instead, both
53:26 - parties simply said
53:28 - over and over after the
53:29 - judge had ruled against them,
53:30 - that the judge was
53:32 - obligated to accept the parties
53:35 - stipulations because of the
53:36 - fact that they had stipulated.
53:38 - So the bottom line here is
53:40 - that the only
53:41 - people in this case
53:42 - who are taking it all or nothing
53:44 - approach were the parties.
53:46 - The judge wasn't.
53:47 - And we as the amicus are not.
53:49 - There may well be circumstances
53:51 - where parties properly
53:53 - offer stipulations.
53:54 - There may well be circumstances
53:56 - where a judge has exercised
53:57 - their discretion not
53:58 - to hold a hearing.
54:00 - The question here is
54:01 - whether they are ever allowed
54:02 - to exercise that
54:03 - sort of discretion.
54:04 - The position of the parties,
54:06 - though, was that they are not.
54:08 - That's why this court becomes
54:09 - like Commonwealth versus Brown,
54:11 - because it's again
54:12 - an all or nothing position
54:14 - that was offered to the judge
54:15 - where he either accept
54:17 - what the parties offered to him
54:19 - or they weren't
54:20 - going to go forward.
54:21 - Counsel.
54:22 - Counsel, What is your office's
54:24 - position as to stipulations
54:26 - regarding credibility.
54:27 - Your Honor?
54:28 - That's a large
54:29 - question, which I think
54:30 - doesn't have to be
54:31 - answered in case.
54:33 - And I understand
54:34 - Justice Donahue's use.
54:35 - Which I 18
54:37 - if what we're here to do
54:38 - is error correction
54:39 - of the trial court,
54:40 - I don't know why we
54:41 - would have this case.
54:42 - Your Honor, I'm not saying that
54:43 - nothing should be said about it.
54:45 - I'm saying that the context
54:46 - of this case is a post-verdict
54:48 - after discovered evidence
54:50 - claim is what's dispositive
54:51 - on that issue of stipulations
54:53 - to credibility, whatever might
54:55 - be the rule at other times,
54:57 - certainly after a verdict
54:59 - has been entered
55:01 - and there is a claim of
55:02 - after discovered evidence,
55:03 - certainly at that point, the
55:06 - judge must be empowered
55:08 - to exercise his
55:09 - ability or her ability
55:11 - to consider the evidence
55:12 - and make their own credibility.
55:14 - Should we limit our
55:15 - ruling going to these points,
55:19 - in your view?
55:20 - Should we limit our ruling
55:22 - to a circumstance like this
55:24 - where the Superior
55:26 - Court specifically directed
55:29 - a credibility determination
55:30 - and a life witness?
55:32 - I think that the Superior
55:33 - Court's directive is certainly
55:35 - a significant
55:36 - factor, Your Honor.
55:36 - I don't think it's essential.
55:38 - I think actually
55:39 - your own comments
55:40 - in one of the earlier
55:41 - appeals in this case are
55:43 - more apt, which is
55:44 - that when it comes
55:46 - to an after discovered evidence
55:47 - claim, we're really relying
55:49 - on the trial court's
55:50 - ability to assess credibility
55:52 - and the the trial court needs
55:54 - to have that opportunity.
55:56 - So it's not just that
55:57 - the superior court
55:58 - directly ordered
55:59 - it and it said, we
56:01 - it didn't say we suggest
56:02 - you can do it if you'd like.
56:04 - It said we direct.
56:05 - But it's also the fact
56:06 - that this is an after
56:07 - discovered evidence claim
56:08 - where the effort is to vacate
56:10 - a judgment of sentence.
56:13 - And in Brown,
56:13 - as this court pointed out,
56:15 - the discretion of the parties
56:18 - and the discretion of the
56:19 - of the prosecutor varies
56:21 - over the life of the
56:22 - case. The problem
56:24 - I'm not sure that
56:25 - the procedural question
56:27 - should control the question.
56:28 - You're addressing
56:30 - the reason that the
56:32 - the D.A. here
56:36 - has to go forward
56:37 - is that he no longer
56:38 - has the charging discretion
56:40 - to withdraw charges and say
56:42 - we choose not to prosecute.
56:44 - And that's the importance of it,
56:45 - it seems to me, of it
56:46 - being on post-trial motions.
56:48 - But the legal principle
56:50 - that the trial judge
56:53 - can demand to
56:54 - hear from witnesses
56:56 - and can assess credibility,
56:58 - it would seem to me
57:00 - to be equally applicable
57:01 - to a trial situation
57:03 - if the district attorney
57:04 - and it's not Philadelphia,
57:06 - the district attorney
57:07 - in Pennsylvania
57:08 - chooses to go forward
57:09 - with the charges.
57:10 - Your Honor, I'm not
57:11 - saying that the court couldn't
57:12 - issue a broader ruling,
57:14 - but I'm merely saying that
57:16 - in the context of this case, I
57:17 - don't think that's necessary.
57:18 - And yet it would be
57:19 - much more than mere
57:20 - error correction of
57:21 - this particular. Case.
57:22 - To make a ruling appropriate to.
57:23 - The post, if I could.
57:25 - I don't think, though,
57:26 - that you're disagreeing
57:27 - with the prospect. Mr.
57:29 - Eisenberg, that this case,
57:31 - while factually, perhaps
57:33 - unusual and while involving
57:34 - a superior court directive,
57:36 - does tie up the
57:38 - ultimate issues of that.
57:40 - We've been speaking of
57:42 - of what does a stipulation
57:44 - that includes
57:44 - credibility, determination
57:46 - mean to a trial judge
57:48 - and can that trial judge
57:50 - then is that trial judge
57:51 - bound in some way?
57:53 - Does it in some way limit
57:55 - his duty as a trial judge
57:57 - or what he can go on to
57:59 - do that he regards as his
58:03 - responsibility, you know,
58:04 - as his role as a trial judge,
58:06 - because those are really
58:08 - the two broader questions
58:10 - that we're interested in,
58:11 - not the specific limiting facts
58:13 - or procedures of this case.
58:15 - Certainly, your Honor, and
58:16 - I'm certainly not arguing that.
58:18 - They are interesting. Issues.
58:19 - They are certainly
58:20 - interesting issues, Your Honor.
58:21 - But it is also true that
58:24 - there may well be a difference
58:25 - between a stipulation to after
58:27 - discovered evidence
58:27 - for the purpose
58:28 - of vacating a verdict
58:29 - and a stipulation
58:30 - that the baggie of
58:31 - a weighty substance
58:32 - found in the suspect's
58:33 - pocket was really marijuana.
58:35 - Well, that was that
58:36 - was our point all along
58:37 - that we're talking
58:37 - about a stipulation
58:38 - of fact versus a
58:39 - stipulation of credibility.
58:41 - And and there may be
58:43 - with focused advocacy,
58:45 - a future case involving
58:46 - a stipulation to credibility
58:48 - at another stage of the
58:49 - case that the court may
58:50 - or may not see differently.
58:52 - If the court is convinced
58:55 - or is persuaded
58:56 - now that there are no
58:56 - differences in that setting,
58:58 - then the court can issue
58:58 - a broader ruling. Well, we.
59:00 - May not want to
59:00 - issue a blanket rule,
59:01 - but we may wish to opine
59:02 - on it because we love to opine.
59:05 - Of course. On Strasburg, it
59:08 - I understand your
59:09 - argument for judicial restraint.
59:11 - I'm not sure it would be
59:13 - dictate if we talk about a
59:14 - judicial restraint and
59:16 - doing as narrowly
59:17 - as possible to say the
59:19 - case before us here,
59:21 - do you see a
59:25 - p e a nexus
59:28 - at a potential of creating a
59:33 - aberration of law?
59:34 - If this court was to say
59:35 - trial courts have an absolute
59:37 - right to have witnesses
59:39 - called to assess credibility.
59:41 - I think what the court
59:42 - would say and I think it's clear
59:44 - from the comments
59:44 - of all the justices, is that
59:46 - the trial judge has the right
59:47 - to exercise his discretion,
59:49 - which means that the trial judge
59:52 - could abuse his discretion
59:53 - and like so many decisions
59:55 - that we entrust to trial judges,
59:59 - 721 the power is broad
01:00 - 01.864 but not unlimited
01:00 - 03.083 because it can be reviewed
01:00 - 04.467 for an abuse of discretion.
01:00 - 05.719 So therefore, it would
01:00 - 07.036 not have been an abuse
01:00 - 10.173 of discretion
01:00 - 12.220 if the trial judge had
01:00 - 14.010 done what he did,
01:00 - 15.712 even without any of
01:00 - 16.839 that language in the remand
01:00 - 17.947 from the Superior Court.
01:00 - 19.854 I don't think that the language
01:00 - 21.484 from the Superior Court alone
01:00 - 24.454 was enough to require
01:00 - 25.538 to render the
01:00 - 27.123 trial judge's result
01:00 - 29.225 necessary.
01:00 - 29.854 He certainly was
01:00 - 31.027 certainly important to him.
01:00 - 32.462 He could hardly ignore it
01:00 - 33.759 if it hadn't happened, if
01:00 - 35.498 there hadn't been that specific
01:00 - 37.900 directive,
01:00 - 38.858 and if the judge had
01:00 - 39.936 instead simply said,
01:00 - 41.087 I've seen your stipulation,
01:00 - 42.305 I've read the stipulation,
01:00 - 43.673 but wasn't the trial judge
01:00 - 44.416 and I want to hear
01:00 - 45.308 the evidence again,
01:00 - 46.009 I don't think that would
01:00 - 46.641 have been an abuse
01:00 - 47.477 of discretion either.
01:00 - 49.545 Even without the directive.
01:00 - 52.448 He had said, I want to accept
01:00 - 55.785 the stipulation that has. Been
01:00 - 56.735 excuse me, if he had
01:00 - 58.287 said, I accept the stipulation
01:00 - 59.929 and I accept the
01:00 - 01.658 stipulation and therefore I'm
01:01 - 05.328 not going to have a hearing.
01:01 - 05.888 Well, that's an
01:01 - 06.663 academic question,
01:01 - 08.731 since there would have been nobo
01:01 - 11.968 I would think it would be better
01:01 - 12.976 practice, certainly
01:01 - 14.170 in the circumstances
01:01 - 14.987 of a case like this
01:01 - 15.872 with the new judge
01:01 - 17.385 and with the superior court's
01:01 - 18.975 directive to hold a hearing.
01:01 - 21.080 But again, we're not taking
01:01 - 23.212 an all or nothing position here.
01:01 - 25.340 Counsel, could you trust
01:01 - 27.316 Commonwealth versus Williams
01:01 - 28.723 the Superior Court case
01:01 - 30.586 dealing with Officer Graham?
01:01 - 31.655 I think your brief
01:01 - 32.655 talks about it.
01:01 - 34.199 I think both of the
01:01 - 36.259 parties talked about it
01:01 - 38.196 where the defendant
01:01 - 39.962 was granted a new trial.
01:01 - 42.448 Graham was, of course,
01:01 - 44.534 the officer who, you know,
01:01 - 46.969 had a notorious publicized
01:01 - 52.542 criminal episode
01:01 - 53.584 while engaged in
01:01 - 55.244 being a police officer.
01:01 - 57.680 That defendant got a new trial.
01:01 - 58.938 Officer Graham was never
01:01 - 00.750 called to testify at trial court
01:02 - 02.051 said, we've got this, this.
01:02 - 02.860 But the other thing
01:02 - 03.953 in that case is Officer
01:02 - 05.032 Graham was the only
01:02 - 06.422 witness at that trial.
01:02 - 08.790 And could not be called
01:02 - 10.026 by the Commonwealth.
01:02 - 12.798 Doesn't that really
01:02 - 14.797 take that case out of this
01:02 - 16.059 whole notion of a
01:02 - 18.468 stipulation as to credibility?
01:02 - 20.829 I think certainly the facts are
01:02 - 22.071 different there, Your Honor.
01:02 - 22.958 And while it's a
01:02 - 24.207 little unclear to me
01:02 - 25.498 what the Superior
01:02 - 27.810 Court's analysis was, there,
01:02 - 28.914 I know what it should have
01:02 - 30.213 been, which is did the trial
01:02 - 31.059 judge abuse his
01:02 - 32.215 discretion or not?
01:02 - 33.948 I don't know that the court
01:02 - 35.585 specifically used the words
01:02 - 36.343 the trial judge
01:02 - 37.587 abused its discretion,
01:02 - 38.838 but because the standard
01:02 - 40.323 is an abuse of discretion,
01:02 - 41.345 certainly that's what
01:02 - 42.091 the appellate court
01:02 - 43.192 could be looking for.
01:02 - 45.228 And there may well be cases
01:02 - 46.155 because this is not an
01:02 - 47.363 all or nothing proposition
01:02 - 49.469 where a trial judge
01:02 - 50.600 might abuse his
01:02 - 52.259 or her discretion in refusing
01:02 - 53.770 to accept a stipulation.
01:02 - 55.471 This certainly is a different
01:02 - 56.709 factual case, not only
01:02 - 58.141 because of the superior
01:02 - 59.842 court's directive,
01:02 - 00.968 not only because the
01:03 - 02.345 judge was a new judge,
01:03 - 04.043 but because the the
01:03 - 06.182 witness really in question
01:03 - 08.070 was this Witness Perry from
01:03 - 10.052 the trial, who was nowhere
01:03 - 11.011 and was not sought
01:03 - 12.155 out by the parties.
01:03 - 14.023 So the judge was in a
01:03 - 14.907 difficult position in
01:03 - 15.858 trying to make those
01:03 - 20.163 credibility determinations.
01:03 - 23.466 Thank you very much, writers.
01:03 - 25.748 Well argued by
01:03 - 29.038 all three counsel.
01:03 - 30.554 The second case today is
01:03 - 32.475 United States versus Harris.
01:03 - 34.911 In March 2010, Mr.
01:03 - 36.051 Harris pled guilty in
01:03 - 37.380 federal district court
01:03 - 39.382 to violating a federal law
01:03 - 40.955 prohibiting a felon from
01:03 - 42.485 possessing a firearm.
01:03 - 44.687 The penalty for that crime
01:03 - 46.086 is a maximum of ten
01:03 - 47.657 years imprisonment.
01:03 - 48.758 Unfortunately for Mr.
01:03 - 50.519 Harris, he had a significant
01:03 - 52.495 history of felony convictions
01:03 - 53.812 that at the time
01:03 - 55.565 indisputably qualified him
01:03 - 56.967 for penalty increases
01:03 - 59.202 pursuant to another federal law
01:03 - 00.528 called the Armed
01:04 - 02.104 Career Criminal Act.
01:04 - 04.841 In July 2010, Mr.
01:04 - 06.630 Harris received an enhanced
01:04 - 08.177 sentence of 15 years.
01:04 - 11.347 Several years later, in 2015,
01:04 - 13.249 the United States Supreme Court
01:04 - 14.667 invalidated part of the
01:04 - 16.419 Armed Career Criminal Act,
01:04 - 18.087 calling into question
01:04 - 19.622 the legality of certain
01:04 - 20.873 sentencing enhancements
01:04 - 22.258 under that federal law.
01:04 - 24.278 Mr. HARRIS To ask
01:04 - 26.262 the federal district court
01:04 - 28.190 for a new lower sentence,
01:04 - 30.566 the district court denied Mr.
01:04 - 32.168 Harris's motion.
01:04 - 33.089 Mr. Harris then
01:04 - 34.470 appealed to the U.S.
01:04 - 35.579 Court of Appeals
01:04 - 37.273 for the Third Circuit.
01:04 - 38.940 So how does a state court, the
01:04 - 40.743 Supreme Court of Pennsylvania,
01:04 - 42.286 fit into the picture
01:04 - 43.779 of this federal case?
01:04 - 44.580 Recall that Mr.
01:04 - 46.170 Harris had a significant
01:04 - 47.450 criminal history.
01:04 - 48.784 At least one of his felony
01:04 - 50.453 convictions was in state court
01:04 - 52.054 for violation of a
01:04 - 53.522 Pennsylvania law.
01:04 - 54.395 The Supreme Court
01:04 - 55.291 of Pennsylvania
01:04 - 56.109 has final say on
01:04 - 57.159 the interpretation
01:04 - 58.694 of Pennsylvania law
01:04 - 00.434 for that reason as a precursor
01:05 - 02.431 to its own decision in the case.
01:05 - 04.455 The federal appellate court has
01:05 - 06.202 asked the state Supreme Court
01:05 - 08.237 to explain Pennsylvania law
01:05 - 09.934 as it relates to the felony
01:05 - 11.908 that formed the basis for Mr.
01:05 - 14.510 Harris's sentence enhancement.
01:05 - 15.685 Once the Supreme Court
01:05 - 17.046 of Pennsylvania answers
01:05 - 18.676 the Third Circuit's question,
01:05 - 20.249 the Third Circuit will go on
01:05 - 21.227 and apply the
01:05 - 22.885 decision to rule on Mr.
01:05 - 23.753 Harris's appeal.
01:05 - 25.588 Counsel for Mr.
01:05 - 26.971 Harris will proceed
01:05 - 28.157 first, counsel
01:05 - 29.040 for the United
01:05 - 30.459 States will respond.
01:05 - 31.421 The Supreme Court
01:05 - 33.095 has also invited the office
01:05 - 33.759 of the Attorney
01:05 - 34.897 General of Pennsylvania
01:05 - 37.533 to argue as friend of the Court.
01:05 - 39.001 Let's go ahead and listen.
01:05 - 40.925 This is the United States versus
01:05 - 42.872 Harris on a certified question
01:05 - 44.245 from the Federal Court of
01:05 - 45.975 Appeals for the Third Circuit
01:05 - 47.769 to the Pennsylvania
01:05 - 49.612 Supreme Court. In.
01:05 - 54.183 The United States of America.
01:05 - 55.015 First is Marty
01:05 - 56.352 Harris, representing
01:05 - 01.590 the United States with Al Gore,
01:06 - 03.996 representing the attorney
01:06 - 06.762 general's office is providing.
01:06 - 08.431 Good morning.
01:06 - 10.666 We granted a petition
01:06 - 12.641 for certification of a
01:06 - 14.103 question of law filed
01:06 - 15.785 by the Third Circuit Court
01:06 - 17.073 of Appeals to determine
01:06 - 19.577 whether the use of the use
01:06 - 22.878 or threat of force is an element
01:06 - 25.167 in Pennsylvania's first degree
01:06 - 27.016 aggravated assault statute.
01:06 - 30.252 The government contends that
01:06 - 31.950 the statute requires
01:06 - 34.357 some use of physical force
01:06 - 37.860 to prove an aggravated assault.
01:06 - 39.837 The appellant argues
01:06 - 41.731 that the use of or threat of
01:06 - 43.242 use of force is not an
01:06 - 45.401 element of aggravated assault
01:06 - 46.900 and points to the
01:06 - 47.770 Superior Court's
01:06 - 49.264 decision in 2005 of
01:06 - 51.574 Commonwealth versus Thomas.
01:06 - 53.342 Again, we accepted this
01:06 - 54.731 because our court had
01:06 - 56.612 never opined to the issue,
01:06 - 00.449 so feel free to begin.
01:07 - 01.283 Thank you, Mr.
01:07 - 02.318 Chief Justice, and may
01:07 - 03.519 have pleased the Court.
01:07 - 05.631 My name is Brett Sweitzer
01:07 - 06.856 from the Federal Defender
01:07 - 08.861 and it is an honor to be
01:07 - 10.693 up here before the court.
01:07 - 13.601 The certified question has
01:07 - 15.097 a straightforward answer
01:07 - 18.300 and that's the 27 to 2 A one
01:07 - 20.315 does not have an element to
01:07 - 22.271 use or threaten use of force.
01:07 - 23.586 Instead, the act is
01:07 - 25.274 Reyes is the causation
01:07 - 26.642 or the
01:07 - 27.788 attempted causation
01:07 - 29.445 of serious bodily injury.
01:07 - 31.584 That is clear from all
01:07 - 32.815 indicators of meaning.
01:07 - 34.790 The statutory text,
01:07 - 36.552 the statutory context,
01:07 - 39.121 the pattern, jury instructions,
01:07 - 40.510 the legislative history, and
01:07 - 42.024 indeed Pennsylvania case law
01:07 - 44.744 to import a physical force
01:07 - 47.096 requirement into Section A1
01:07 - 48.502 or to serve the
01:07 - 49.932 legislatures prerogative
01:07 - 51.701 and invite endless
01:07 - 53.235 litigation over the scope
01:07 - 55.212 and effect of that newly
01:07 - 56.739 recognized requirement.
01:07 - 58.343 The Court should not
01:07 - 59.575 open those floodgates,
01:07 - 01.897 but instead should confirm
01:08 - 04.413 Section A one's plain meaning.
01:08 - 07.116 To begin with the text.
01:08 - 09.085 It could not be clearer
01:08 - 10.809 that the statute says
01:08 - 12.888 the elements are either
01:08 - 14.303 an attempt or causation
01:08 - 15.991 of serious bodily injury,
01:08 - 17.965 plus a mens rea of knowing
01:08 - 19.562 or extreme recklessness.
01:08 - 22.588 Not only is a force requirement,
01:08 - 24.667 not the text of the statute,
01:08 - 26.212 but when we look at the text,
01:08 - 27.603 we see something incompatible
01:08 - 29.605 with the force requirement.
01:08 - 31.441 And that is an attempt,
01:08 - 33.542 an attempt here in this,
01:08 - 35.532 of course, is an attempt to
01:08 - 37.546 battery, which would mean
01:08 - 39.025 an intent to commit a
01:08 - 41.450 battery plus a substantial step.
01:08 - 43.252 Neither of
01:08 - 44.228 which those two
01:08 - 45.821 elements would require
01:08 - 48.543 physical force or
01:08 - 50.759 threaten physical force
01:08 - 55.097 to the victim. So
01:08 - 56.589 so it's no surprise
01:08 - 57.867 then, frankly,
01:08 - 00.269 that the jury instructions
01:09 - 01.737 are quite clear.
01:09 - 03.435 And this is pattern
01:09 - 05.608 instruction 15 to 72 B
01:09 - 07.796 when they say there
01:09 - 09.912 are two elements of 27
01:09 - 11.468 oh to A one, and of course,
01:09 - 13.048 that's causation, serious
01:09 - 14.215 bodily injury and
01:09 - 15.684 the bands are here.
01:09 - 18.921 So if were
01:09 - 21.023 if more were were required here.
01:09 - 23.094 We can also draw
01:09 - 24.593 a negative inference
01:09 - 25.611 from what the
01:09 - 27.196 legislature has done
01:09 - 30.633 in other statutes,
01:09 - 31.033 right?
01:09 - 33.227 In 2702, of course, in a
01:09 - 36.272 four and a six, the Legislature
01:09 - 40.142 provides for specific methods
01:09 - 43.812 of infliction of bodily injury.
01:09 - 46.487 In a four, of course, that's a
01:09 - 48.317 by a deadly weapon in a six,
01:09 - 50.356 it's by physical menace, which
01:09 - 52.488 is essentially physical force
01:09 - 54.278 or threatened or
01:09 - 56.158 threatened physical force.
01:09 - 57.972 Typically, these involve
01:09 - 59.261 gun pointing cases,
01:09 - 01.430 as the court is aware.
01:10 - 02.679 Yet in A1 there is
01:10 - 04.233 no such requirement.
01:10 - 05.812 Of course we just have
01:10 - 06.869 serious bodily injury.
01:10 - 08.555 A neighboring provision
01:10 - 10.339 2703 and other assault
01:10 - 13.576 statute specifically says is
01:10 - 16.045 requires assault by
01:10 - 17.668 force likely to cause
01:10 - 19.548 serious bodily injury.
01:10 - 21.782 Again, nothing in a 127
01:10 - 23.919 no to a one about force.
01:10 - 25.705 And of course, perhaps
01:10 - 27.156 most familiar to the court
01:10 - 28.886 is the robbery
01:10 - 31.760 provision in 30 701a1
01:10 - 33.950 which provides
01:10 - 35.764 the defines robbery
01:10 - 37.132 really in various ways
01:10 - 38.973 obviously, but including
01:10 - 41.070 to theft by bodily injury
01:10 - 42.844 or theft accompanied by
01:10 - 44.123 bodily injury or
01:10 - 45.574 theft separately
01:10 - 47.276 in a separate subsection
01:10 - 49.144 by accompanied by force.
01:10 - 50.980 So the legislature knows how
01:10 - 52.208 to distinguish these things
01:10 - 53.415 and how to require force
01:10 - 55.273 and simply does not
01:10 - 56.619 in section eight want
01:10 - 00.756 we could I
01:11 - 01.450 as a matter of
01:11 - 02.825 statutory interpretation,
01:11 - 04.089 I think the court
01:11 - 05.527 could stop there.
01:11 - 07.930 But the the
01:11 - 11.567 the attorney general at least
01:11 - 14.470 sort of hangs
01:11 - 17.006 its hat on legislative history
01:11 - 18.096 and looks points to
01:11 - 19.441 the model penal code.
01:11 - 20.843 So 2702
01:11 - 23.176 is the adoption of
01:11 - 24.480 the Model Penal Code.
01:11 - 25.721 And somehow there's
01:11 - 27.316 a hidden force element
01:11 - 29.202 that was carried over
01:11 - 31.654 from common law into 2702
01:11 - 32.952 that let's just start
01:11 - 33.889 reading the legislative
01:11 - 34.996 of the legislative
01:11 - 36.625 history is simply wrong.
01:11 - 39.561 Respectfully And if.
01:11 - 41.467 The court looks at the
01:11 - 42.931 commentaries to the Model
01:11 - 45.004 Penal Code, what it
01:11 - 47.870 will see is that in the.
01:11 - 49.438 Modernization.
01:11 - 51.463 Of that of common law, battery
01:11 - 53.309 law, the Model Penal Code
01:11 - 55.878 drafters chose to drop
01:11 - 59.114 the common contact requirement
01:12 - 02.384 and instead place
01:12 - 03.663 in its place the bodily
01:12 - 04.853 injury requirement.
01:12 - 08.357 That's what permits
01:12 - 10.204 the holdings of
01:12 - 11.894 really the uniform
01:12 - 14.663 holdings of the lower courts
01:12 - 16.799 in this Commonwealth
01:12 - 20.002 to find that neglect,
01:12 - 23.072 typically child neglect cases,
01:12 - 24.852 but also sometimes in the
01:12 - 26.942 case of seniors, which can.
01:12 - 28.677 Constitute
01:12 - 30.587 wanted to let you
01:12 - 31.680 get your basics.
01:12 - 33.716 I'm sorry,
01:12 - 34.956 I wanted to let you
01:12 - 36.418 get your premise up.
01:12 - 38.515 I think the nub of the case
01:12 - 40.489 and if you disagree, tell me,
01:12 - 42.632 is that our aggravated
01:12 - 44.560 assault statute requires
01:12 - 47.563 circumstances manifesting
01:12 - 48.864 an extreme indifference
01:12 - 50.532 to the value of human life.
01:12 - 52.050 And at least at
01:12 - 53.602 first blush, it's hard
01:12 - 56.572 to see how one can manifest.
01:12 - 57.728 I think that's an
01:12 - 58.774 important word.
01:12 - 59.860 Extreme indifference
01:12 - 01.410 to the value of human life
01:13 - 05.013 and and and yet not do anything,
01:13 - 07.649 not lay hands on, not
01:13 - 09.632 do something
01:13 - 11.220 that that, you know,
01:13 - 13.626 it is a violent
01:13 - 16.658 act or is an act.
01:13 - 20.829 Of course, Your Honor,
01:13 - 22.831 there section three or one
01:13 - 25.327 defines an act as an omission
01:13 - 27.269 or an affirmative action.
01:13 - 29.204 And we don't dispute that.
01:13 - 31.062 What you have, though, is
01:13 - 33.542 it's the neglect cases, really.
01:13 - 34.774 So that's that's primarily
01:13 - 36.078 what we're talking about.
01:13 - 37.575 And the question
01:13 - 39.181 is, is it possible
01:13 - 40.610 to even with extreme
01:13 - 42.384 recklessness or even knowing
01:13 - 44.324 mens rea, is it possible
01:13 - 46.288 to cause bodily injury
01:13 - 49.825 without that
01:13 - 51.566 that contact requirement
01:13 - 54.062 that that frankly, doesn't exist
01:13 - 56.181 under under this under 2702
01:13 - 58.367 but that existed under the
01:13 - 59.935 common law.
01:13 - 01.645 And, and and the
01:14 - 04.239 answer is plainly yes.
01:14 - 05.045 And we've answered
01:14 - 06.375 we've answered that. Right.
01:14 - 08.610 The Nixon case from 2000.
01:14 - 09.812 Yes, yes, your honor.
01:14 - 10.879 And all the
01:14 - 11.796 all of the cases in the
01:14 - 13.182 Commonwealth are in accord here.
01:14 - 15.339 So for instance in
01:14 - 17.252 the Commonwealth
01:14 - 18.052 in fact and the
01:14 - 19.254 Superior Court case,
01:14 - 20.189 the Commonwealth took the
01:14 - 21.487 opposite position in the
01:14 - 23.192 Thomas case, the Commonwealth
01:14 - 24.113 and the Superior Court
01:14 - 25.227 were correct and Thomas,
01:14 - 29.031 there was no force there,
01:14 - 30.108 but there was no and
01:14 - 31.700 there need not be any force
01:14 - 34.268 and the aggravated assault
01:14 - 35.737 conviction was proper.
01:14 - 36.508 Likewise in I
01:14 - 37.906 guess, which is cited
01:14 - 39.523 by the Attorney General
01:14 - 41.376 neglecting a 92 year old
01:14 - 43.635 can be if death results,
01:14 - 45.147 third degree murder,
01:14 - 46.704 but not because housing
01:14 - 48.484 him in the country is force
01:14 - 50.480 or that there's any requirement
01:14 - 51.920 for force under the murders,
01:14 - 53.721 under under the definition
01:14 - 55.190 definition of murder.
01:14 - 56.480 But because force
01:14 - 57.392 is not required
01:14 - 59.387 and under section 301,
01:14 - 01.497 an omission suffices.
01:15 - 03.206 Likewise, Miller and Kellam,
01:15 - 05.000 these are the infant cases.
01:15 - 07.202 Their right to
01:15 - 08.320 there can be a murder, a
01:15 - 09.838 third degree murder conviction
01:15 - 12.605 involving neglect of
01:15 - 13.709 an infant, even though
01:15 - 14.910 there is no restraint.
01:15 - 17.732 In other words, even though
01:15 - 20.682 there's no physical force.
01:15 - 25.020 So the the government,
01:15 - 27.003 the United States, to a certain
01:15 - 28.590 extent, the attorney general
01:15 - 30.013 in again, with
01:15 - 31.894 respect, I think, tries to
01:15 - 36.031 unduly complicates this case.
01:15 - 37.392 There's a lot of argument
01:15 - 38.667 about or pre argument
01:15 - 40.360 previews of federal
01:15 - 42.104 arguments and so forth
01:15 - 45.040 about whether
01:15 - 46.553 we can look beyond the
01:15 - 48.010 elements we meaning as
01:15 - 50.279 from the federal perspective,
01:15 - 51.185 ultimately what this
01:15 - 52.114 case is about once
01:15 - 54.242 it goes back to federal
01:15 - 56.952 court, do the elements does
01:15 - 57.796 the federal court look
01:15 - 58.587 past the elements?
01:15 - 00.656 Is there some inherent
01:16 - 02.392 underlying requirements
01:16 - 04.760 that are behind the elements?
01:16 - 05.786 All those sorts of things?
01:16 - 06.995 Those are federal questions.
01:16 - 08.463 We will debate that.
01:16 - 09.231 When we go back
01:16 - 10.232 to federal court.
01:16 - 12.901 And not
01:16 - 14.726 surprisingly, I, I did not
01:16 - 16.505 preview in my briefing,
01:16 - 19.428 but not surprisingly, we have
01:16 - 21.243 we we disagree about that.
01:16 - 23.845 And so there's I would
01:16 - 25.810 suggest to the court those
01:16 - 27.182 issues are not before it.
01:16 - 28.517 The Third Circuit
01:16 - 29.781 really needs to know under
01:16 - 31.119 the categorical approach.
01:16 - 32.754 This court, I think, is
01:16 - 34.301 perhaps not as familiar,
01:16 - 36.391 but maybe a bit more familiar.
01:16 - 38.079 I saw on the case recently
01:16 - 39.661 that the court adopted
01:16 - 43.332 a similar approach for certain
01:16 - 45.734 inquiries under state law.
01:16 - 48.103 But the Third Circuit
01:16 - 49.304 needs to know now just
01:16 - 50.639 what are the elements?
01:16 - 52.240 That's it.
01:16 - 53.442 And then we answer
01:16 - 55.410 that to the federal courts.
01:16 - 56.303 So go back and figure
01:16 - 57.479 out what to do with that.
01:16 - 58.653 I can I would only
01:16 - 00.115 add your honors that
01:17 - 05.520 sort of reaching out
01:17 - 07.667 to hold again in my
01:17 - 10.158 position, at least contrary
01:17 - 11.942 to the text and everything
01:17 - 14.096 else, that there is some sort
01:17 - 15.297 of a force element,
01:17 - 16.856 a requirement in 20
01:17 - 19.101 702a1 is a Pandora's box.
01:17 - 21.800 I mean, first of all, it's
01:17 - 23.905 little peculiar to to have
01:17 - 25.539 the attorney general
01:17 - 26.942 at least sort of adding
01:17 - 27.988 a requirement, adding
01:17 - 29.411 an element to the offense.
01:17 - 31.914 But I can assure you
01:17 - 33.982 that the federal courts,
01:17 - 35.784 where physical force
01:17 - 37.653 is actually in the statute.
01:17 - 38.824 So that's why they have
01:17 - 40.022 to deal with this issue.
01:17 - 41.690 They've been grappling with
01:17 - 42.551 what does physical
01:17 - 43.825 force mean for 20 years.
01:17 - 46.261 And so
01:17 - 47.702 not only would reading
01:17 - 49.431 that type of requirement
01:17 - 50.265 in the Pennsylvania law,
01:17 - 51.467 not be consistent
01:17 - 53.335 with this court's normal
01:17 - 55.456 approach to
01:17 - 57.205 statutory construction?
01:17 - 00.175 But it would also
01:18 - 01.977 be a huge headache, frankly.
01:18 - 02.988 What does that
01:18 - 04.680 mean in future cases?
01:18 - 05.889 What does that
01:18 - 07.182 mean in past cases?
01:18 - 09.065 Has any jury for been
01:18 - 12.054 instructed in a one prosecution
01:18 - 13.055 about the hidden
01:18 - 14.523 requirement of force?
01:18 - 16.649 Has any defendant been
01:18 - 18.360 allowed to argue against
01:18 - 19.698 that to present evidence
01:18 - 21.229 that it was not forcible?
01:18 - 23.242 Well, once and Thomas
01:18 - 24.933 and they were shot down,
01:18 - 27.102 apparently from our research.
01:18 - 28.749 But if this court were
01:18 - 30.872 to to sort of to reach out
01:18 - 32.474 and recognize
01:18 - 33.635 some sort of a new element
01:18 - 34.910 or new hidden requirement,
01:18 - 37.603 it seems to me that that's
01:18 - 39.548 that is a that is a litigation
01:18 - 41.349 engine.
01:18 - 43.051 And, again, a Pandora's box,
01:18 - 44.588 both for past cases and
01:18 - 46.621 for future cases of counsel.
01:18 - 47.956 Yes, Your Honor.
01:18 - 48.997 Didn't the Third
01:18 - 50.325 Circuit already go
01:18 - 51.965 the way of your argument
01:18 - 52.994 in the Mayo case?
01:18 - 54.396 It did, in fact.
01:18 - 55.026 Then what's the
01:18 - 56.064 purpose of being here?
01:18 - 56.565 Are they trying
01:18 - 58.497 to overrule their Mayo case
01:18 - 00.669 as opposed to going on bunk?
01:19 - 01.332 Well, it's an
01:19 - 02.537 interesting question.
01:19 - 03.219 I can say I've
01:19 - 04.372 pondered that myself.
01:19 - 06.641 Unfortunately, I don't have
01:19 - 08.133 I'm not a fly on the wall, so I
01:19 - 09.745 can't give a definitive answer.
01:19 - 12.380 But what we do know is that
01:19 - 14.419 this was decided
01:19 - 16.084 before and apparently
01:19 - 19.166 apparently I this
01:19 - 21.289 as sort of a dot
01:19 - 22.663 the I's and cross the T or a
01:19 - 24.159 belt and suspenders approach
01:19 - 27.028 in deference to federalism.
01:19 - 28.477 And so, of course, in
01:19 - 30.298 email, the third Circuit
01:19 - 33.106 not a huge leap because
01:19 - 34.536 I think this is clear
01:19 - 35.830 as a matter of state
01:19 - 37.606 statutory interpretation.
01:19 - 39.033 But the Third Circuit
01:19 - 41.376 predicted the elements of of one
01:19 - 43.335 and then went on to
01:19 - 44.579 make its federal holdings.
01:19 - 48.049 They relied. On commerce.
01:19 - 49.439 Which is now intermediate
01:19 - 50.685 appellate court case
01:19 - 53.922 in June.
01:19 - 54.990 This court is that
01:19 - 56.699 the question is cert with
01:19 - 58.226 notwithstanding Mayo
01:19 - 59.779 because it recognized that
01:19 - 01.596 Mayo was premised on farmers
01:20 - 04.065 and before the federal court
01:20 - 05.551 adopted that we wanted
01:20 - 06.868 to look at it personally.
01:20 - 08.458 I think, That's
01:20 - 09.271 right, Your Honor.
01:20 - 10.889 I think in the in the
01:20 - 12.841 certification petition,
01:20 - 15.143 the Third Circuit talked about,
01:20 - 16.845 they didn't see other cases,
01:20 - 18.480 quote unquote. Solidify in.
01:20 - 20.148 Thomas or whatnot.
01:20 - 21.783 I don't think that's required
01:20 - 22.517 as your honors are,
01:20 - 24.089 where my first position
01:20 - 25.754 in this proceeding was
01:20 - 27.108 that the court should
01:20 - 28.390 not accept the petition
01:20 - 30.628 either because there's
01:20 - 32.527 no substantial question or
01:20 - 34.350 or what I was pointing
01:20 - 36.097 to, frankly, was the
01:20 - 37.785 the the general
01:20 - 40.001 prudential rule of this court
01:20 - 41.161 that you don't decide
01:20 - 42.904 previously decided questions.
01:20 - 44.072 And so
01:20 - 46.297 the Third Circuit's
01:20 - 47.209 interpretation
01:20 - 48.400 of the Pennsylvania
01:20 - 50.312 obviously has no effect here
01:20 - 52.881 in the Commonwealth's courts.
01:20 - 54.683 And so I think that that would
01:20 - 56.394 still be an appropriate
01:20 - 58.353 resolution of this case.
01:20 - 00.822 The Court could
01:21 - 02.127 dismiss the case
01:21 - 03.158 is is sort of been
01:21 - 04.005 providentially
01:21 - 05.427 granted, so to speak.
01:21 - 07.128 But if it did not if it does
01:21 - 09.097 not wish to, that I would urge
01:21 - 11.707 the court to interpret a
01:21 - 14.669 one just as it interprets
01:21 - 16.680 statutory other statutes
01:21 - 18.573 all the time and not create
01:21 - 20.673 massive, in my opinion, what
01:21 - 22.143 would be massive problems
01:21 - 23.132 for the common in the
01:21 - 24.145 Commonwealth Court?
01:21 - 24.813 Pardon me, counsel.
01:21 - 26.219 You're saying that we could
01:21 - 28.016 economically dispose of the case
01:21 - 30.585 by sending a one paragraph
01:21 - 32.650 memorandum back to
01:21 - 34.022 the Third Circuit saying
01:21 - 35.190 you got it right in Mayo.
01:21 - 37.192 C Thomas, thank you.
01:21 - 37.881 Yes, I think that
01:21 - 38.760 that could be done.
01:21 - 41.154 Mr.. Have you ever
01:21 - 42.597 heard of an instance
01:21 - 43.506 where we have turned
01:21 - 44.532 down a Third Circuit
01:21 - 45.984 request for certification
01:21 - 47.402 of that oral question?
01:21 - 49.271 I did.
01:21 - 51.331 I can't say as I kept the case
01:21 - 53.208 name in my mind, but when
01:21 - 55.337 when we were initially briefing
01:21 - 57.145 the acceptance question,
01:21 - 58.413 I did see that
01:21 - 59.446 at least on one
01:21 - 00.782 or two occasions,
01:22 - 01.731 I thought in the
01:22 - 03.184 last five or ten years
01:22 - 05.365 that the certification denied
01:22 - 07.722 I'd be I'd be happy to prior.
01:22 - 08.990 To 2016.
01:22 - 09.871 Those denials
01:22 - 11.326 were prior to 2016.
01:22 - 13.594 I can tell you that as a
01:22 - 15.257 matter of comedy,
01:22 - 16.932 it's difficult.
01:22 - 18.700 Say why one would say no.
01:22 - 21.002 And when asked. I told you.
01:22 - 22.141 I absolutely understand
01:22 - 23.104 that, Your Honor.
01:22 - 25.168 And as as Your Honor pointed,
01:22 - 27.542 there are other economical ways
01:22 - 28.476 short of
01:22 - 32.647 a dismissal to achieve the same.
01:22 - 33.575 I think we've put you in
01:22 - 34.683 an uncomfortable position.
01:22 - 36.618 We can't remember, so
01:22 - 37.497 we shouldn't expect
01:22 - 38.353 you to remember.
01:22 - 40.415 Granted, on this one, I will
01:22 - 42.724 therefore deal with this one.
01:22 - 43.429 You don't have to
01:22 - 44.326 help us. Thank you.
01:22 - 45.660 Thank you've.
01:22 - 47.429 Anything else you want to add?
01:22 - 48.469 Any other questions? I would
01:22 - 49.431 be happy to. Answer for the.
01:22 - 50.265 Thank you.
01:22 - 51.299 Thank you.
01:22 - 51.633 Thank you.
01:22 - 56.271 I understand. So
01:22 - 57.739 good morning.
01:22 - 58.709 Your Honor, may I
01:22 - 00.108 please the Court Well,
01:23 - 01.578 Robert Salisbury, on
01:23 - 03.812 behalf of the United States,
01:23 - 04.308 thank you very
01:23 - 05.046 much for the honor
01:23 - 06.915 of appearing before this court.
01:23 - 09.451 The the categorical approach is
01:23 - 10.632 an incredibly unusual
01:23 - 12.120 doctrine of federal law.
01:23 - 13.843 And I would imagine that
01:23 - 14.850 state practitioners
01:23 - 15.657 in this court
01:23 - 17.425 probably feel fortunate
01:23 - 18.112 when they see
01:23 - 19.361 reference to it, that
01:23 - 20.695 they don't have to deal with
01:23 - 22.197 it on a daily basis as we do.
01:23 - 23.565 And it leads us
01:23 - 25.276 to some very strange places,
01:23 - 27.135 and this may be one of them.
01:23 - 28.766 The what's strange about
01:23 - 30.538 it, of course, is you're dealing
01:23 - 32.340 with the question of recidivism.
01:23 - 33.812 You're with a question
01:23 - 35.443 of when is an offender
01:23 - 36.511 so serious,
01:23 - 38.054 an offender that he or she
01:23 - 39.681 should be more sanctioned
01:23 - 40.382 by the law?
01:23 - 41.755 But if I can interrupt, I
01:23 - 43.485 respect that and I understand
01:23 - 44.874 you're wrestling with
01:23 - 46.621 that, but we're not see,
01:23 - 48.074 recidivism is not
01:23 - 49.290 our it's your issue.
01:23 - 50.615 I understand down the
01:23 - 52.727 street, but our issue is narrow
01:23 - 54.430 and it's just giving the
01:23 - 55.830 Third Circuit the answer
01:23 - 58.833 on whether use of physical force
01:23 - 00.123 is required under our
01:24 - 01.436 aggravated statute,
01:24 - 02.835 having nothing to do
01:24 - 04.639 with your statutes. And.
01:24 - 07.101 And doesn't the
01:24 - 08.676 case begin and end
01:24 - 10.320 with simply asking
01:24 - 12.180 whether we can hypothesize
01:24 - 13.329 reasonably plausible
01:24 - 15.316 hypotheticals that don't involve
01:24 - 16.622 the use of force but
01:24 - 17.886 nonetheless meet?
01:24 - 20.155 2702 So the neglect cases
01:24 - 21.664 would seem to
01:24 - 23.291 answer that clearly.
01:24 - 24.331 What what are we missing
01:24 - 25.527 there? What am I missing?
01:24 - 26.500 Thank you for the
01:24 - 27.529 question, Your Honor.
01:24 - 28.295 What is not the
01:24 - 29.397 focus of this court
01:24 - 30.697 and should not be the
01:24 - 32.333 focus is what is, quote,
01:24 - 33.981 physical force that is
01:24 - 35.804 a term of federal law.
01:24 - 37.505 And what my friend Mr.
01:24 - 39.585 Sweitzer here is doing very
01:24 - 41.843 ably is seeking a home run,
01:24 - 43.858 looking to get a court
01:24 - 46.081 of this August stature
01:24 - 47.823 to say a statute doesn't
01:24 - 49.384 involve physical force.
01:24 - 50.928 Knowing how influential that
01:24 - 52.420 will be with the Third Circuit.
01:24 - 54.189 And it would be wrong.
01:24 - 55.557 And the reason it would be wrong
01:24 - 57.715 is that that term physical force
01:24 - 59.761 only appears in federal law.
01:25 - 01.521 It's a term of art in the
01:25 - 03.064 ARM Career Criminal Act.
01:25 - 04.785 The Armed Career Criminal
01:25 - 06.501 Act says a prior violent crime
01:25 - 08.272 is one that has as an
01:25 - 10.171 element the use, attempted
01:25 - 11.335 use or threatened
01:25 - 13.007 use of physical force.
01:25 - 14.227 That's the only
01:25 - 15.376 place it appears.
01:25 - 16.377 And the United States
01:25 - 17.545 Supreme Court has said
01:25 - 19.319 explicitly that this is a
01:25 - 21.116 question of federal law
01:25 - 23.042 and what a state law state
01:25 - 24.686 quite has to say about it
01:25 - 25.787 is not relevant.
01:25 - 27.585 That's the Johnson case in
01:25 - 29.824 2010, the Johnson case in 2010
01:25 - 31.212 that we've cited involved
01:25 - 32.961 the Supreme Court of Florida,
01:25 - 34.764 which much like the superior
01:25 - 36.364 court in Thomas in this case
01:25 - 38.334 had said, what is physical
01:25 - 39.868 force and what is not?
01:25 - 41.417 And the United States Supreme
01:25 - 42.937 Court said, we don't care.
01:25 - 44.305 We interpret
01:25 - 45.673 what physical force means
01:25 - 47.342 in the armed career criminal
01:25 - 49.049 and what we look to states
01:25 - 50.979 for and to the state courts
01:25 - 53.319 is to tell us what acts
01:25 - 55.316 violate this statute.
01:25 - 56.362 Now, Counsel, I
01:25 - 57.685 disagree with you there.
01:25 - 58.438 I think what they're
01:25 - 59.521 asking for is what are the
01:26 - 02.701 what acts can meet the
01:26 - 03.445 elements is a
01:26 - 04.659 different question.
01:26 - 06.172 But the question we've
01:26 - 07.395 got from the circuit is,
01:26 - 09.780 is physical force
01:26 - 12.133 element of the crime,
01:26 - 14.390 not an act that will equate
01:26 - 16.337 to an element of the crime.
01:26 - 17.939 And so I think there
01:26 - 19.345 is a difference between
01:26 - 20.775 mechanism and element
01:26 - 22.092 and why should we
01:26 - 23.778 get into this discussion
01:26 - 25.346 about what physical force is.
01:26 - 26.569 If I can just look at
01:26 - 27.815 the statute and see
01:26 - 29.247 there's nothing about force,
01:26 - 30.652 period, physical, mental,
01:26 - 33.306 emotional, anything that
01:26 - 36.257 says it's about affect what
01:26 - 37.847 that what is caused and mens
01:26 - 39.460 rea begins and ends there.
01:26 - 40.061 Thank you.
01:26 - 41.286 That's a very fair question
01:26 - 42.397 that the federal court
01:26 - 43.453 is looking to what
01:26 - 44.532 the elements are
01:26 - 45.372 and looking to the
01:26 - 46.568 state court definition.
01:26 - 47.922 What we often do,
01:26 - 49.404 though, and we litigate
01:26 - 51.219 these categorical approach
01:26 - 52.200 cases constantly,
01:26 - 53.308 unfortunately, is
01:26 - 55.175 we must look to the acts
01:26 - 57.145 in state reported cases
01:26 - 58.162 to inform us as to
01:26 - 59.280 what the elements are.
01:26 - 00.126 So I appreciate
01:27 - 01.282 the clarification.
01:27 - 03.484 We are looking for the elements,
01:27 - 04.439 but when we look to the
01:27 - 05.587 elements of this statute,
01:27 - 06.304 I think the answer
01:27 - 07.288 to the Third Circuit's
01:27 - 09.390 question is very clear.
01:27 - 11.342 The elements of first degree
01:27 - 13.528 aggravated assault are clear.
01:27 - 15.140 One has to show that the
01:27 - 16.531 person attempted to use
01:27 - 19.968 or inflicted serious bodily.
01:27 - 20.700 And the other
01:27 - 21.970 part of the question
01:27 - 23.862 is the volition question is
01:27 - 25.707 informed by section 301.
01:27 - 26.890 It either has to
01:27 - 28.076 be a volitional act
01:27 - 30.129 or it has to be a failure to act
01:27 - 31.679 by a person who has a duty.
01:27 - 33.726 But you would agree that
01:27 - 35.984 in both of those scenarios
01:27 - 38.245 the General Assembly did not
01:27 - 40.321 use any words regarding force.
01:27 - 42.123 Do not use the word force
01:27 - 44.993 or any
01:27 - 46.430 derivative or or
01:27 - 48.162 equivalent of it.
01:27 - 49.738 I agree that the words
01:27 - 51.232 physical force are not used.
01:27 - 52.688 I also agree with
01:27 - 53.668 my colleague, Mr.
01:27 - 54.394 Eisenberg, who
01:27 - 55.670 will address the court
01:27 - 57.262 that for all intents
01:27 - 58.773 and purposes, serious
01:27 - 00.506 bodily injury does equate
01:28 - 02.543 it actually more than meets
01:28 - 04.169 the common definition
01:28 - 05.513 of a physical force.
01:28 - 06.869 And so, in fact,
01:28 - 08.750 requiring proof of serious
01:28 - 09.942 bodily injury is
01:28 - 11.986 requiring physical force.
01:28 - 14.409 But I jump in on that and ask
01:28 - 17.191 you then, would you tell us how
01:28 - 21.462 a parent convicted
01:28 - 24.198 under 27 to
01:28 - 25.982 has used physical
01:28 - 28.002 force when she or
01:28 - 29.536 he did not seek
01:28 - 31.506 medical treatment
01:28 - 35.109 for an injured?
01:28 - 35.731 Well, there are two
01:28 - 36.377 ways, Your Honor.
01:28 - 37.011 First of all.
01:28 - 37.956 What was the physical
01:28 - 38.880 force there? Sure.
01:28 - 40.648 First of all, the individual
01:28 - 42.288 in the starvation case
01:28 - 44.252 in the medical case, the
01:28 - 45.395 the individual does use
01:28 - 46.821 physical force in the sense
01:28 - 48.400 that he or she has to
01:28 - 50.458 put the person in a place
01:28 - 53.361 where help cannot be obtained.
01:28 - 54.808 The starvation cases
01:28 - 55.863 normally involve
01:28 - 56.890 locking somebody
01:28 - 58.266 in a room. That is.
01:28 - 59.600 Let's assume it's an infant.
01:28 - 01.502 The parent simply walks away.
01:29 - 02.437 If it's an infant,
01:29 - 03.680 then the person has
01:29 - 05.673 placed the infant in a place
01:29 - 07.475 where help is not available.
01:29 - 08.676 The physical. Force.
01:29 - 10.845 The physical it's a physical act
01:29 - 11.869 of putting the person
01:29 - 13.214 there, the physical force
01:29 - 14.315 is that the person
01:29 - 16.378 is also taking advantage of
01:29 - 18.619 the profound physical force
01:29 - 20.059 that will then ensue that
01:29 - 21.522 ends the person's life.
01:29 - 22.701 What the Supreme you
01:29 - 23.991 know, Supreme Court, the U.S.
01:29 - 25.969 Supreme Court has defined
01:29 - 28.529 physical force as being common
01:29 - 30.555 law force and has said
01:29 - 32.174 simply that it is
01:29 - 33.901 concrete action.
01:29 - 34.562 Counsel, let me interrupt
01:29 - 35.436 you, because you're going down
01:29 - 37.505 that rabbit hole. We
01:29 - 39.173 we shouldn't
01:29 - 40.635 care, nor should we
01:29 - 42.510 look at how the United
01:29 - 43.713 Supreme Court defines
01:29 - 45.313 physical force for this statute.
01:29 - 47.626 We should simply look
01:29 - 49.684 to the statute to see,
01:29 - 51.247 is there any indicia of
01:29 - 52.520 the general assemblies
01:29 - 54.966 to require proof
01:29 - 56.391 of physical force
01:29 - 57.722 to get a conviction
01:29 - 58.960 under this statute?
01:29 - 00.340 That's really what we
01:30 - 01.329 should be looking at.
01:30 - 02.498 And what I'm saying,
01:30 - 04.399 Your Honor, is that this court
01:30 - 05.867 really should not concern itself
01:30 - 06.769 with the concept of
01:30 - 07.935 physical force at all.
01:30 - 10.021 This court should define the
01:30 - 12.073 elements of aggravated assault.
01:30 - 13.331 Those elements are
01:30 - 15.743 inflicting serious bodily injury
01:30 - 17.650 either directly or through
01:30 - 19.280 an omission by a person.
01:30 - 19.847 Well, if we do.
01:30 - 20.815 But that's what you're
01:30 - 21.457 telling us, that the
01:30 - 22.417 answer to the Third Circuit
01:30 - 23.251 certified question
01:30 - 24.426 is to tell the Third Circuit
01:30 - 25.753 what is to quote the statute.
01:30 - 27.710 I believe that happens
01:30 - 28.923 to be the case is some
01:30 - 30.324 cases are simple.
01:30 - 32.160 And then once that happens,
01:30 - 33.686 once this court tells
01:30 - 35.163 the Third Circuit,
01:30 - 36.864 the elements are plain,
01:30 - 38.191 the elements are serious
01:30 - 39.224 bodily injury with
01:30 - 40.268 a volitional act
01:30 - 41.173 or an omission by a
01:30 - 42.537 person with a duty to act.
01:30 - 43.905 It's then up to the
01:30 - 45.339 Third Circuit to decide
01:30 - 47.708 is that, quote, physical force.
01:30 - 49.043 That's like telling the Third
01:30 - 50.184 Circuit, stop
01:30 - 52.146 asking us questions.
01:30 - 53.023 I can't speak for
01:30 - 54.081 the Third Circuit.
01:30 - 55.550 Your Honor, I.
01:30 - 56.649 I was puzzled when
01:30 - 58.019 I saw this question.
01:30 - 01.589 Counsel, may I ask you it?
01:31 - 04.586 I read all the hypos, perhaps
01:31 - 07.462 we all did that you're reciting.
01:31 - 09.136 To say that I had
01:31 - 11.132 to question myself
01:31 - 12.374 that it seems to me
01:31 - 14.168 that adopting those kinds
01:31 - 16.347 of constructs, that walking
01:31 - 18.306 away is physical force
01:31 - 22.109 that is seen in the child
01:31 - 24.006 in a bathtub, drowning
01:31 - 26.881 and not lifting a hand to help.
01:31 - 28.686 The child is physical force
01:31 - 30.852 and it seemed results oriented
01:31 - 32.627 to me rather than a fair,
01:31 - 34.355 dispassionate statute.
01:31 - 36.424 What what occurred to me
01:31 - 37.917 and what I wanted to ask
01:31 - 39.560 you about is our statute
01:31 - 41.506 is actually brought than
01:31 - 43.130 what you're seeking.
01:31 - 45.483 Our legislature might have
01:31 - 46.629 been very aware
01:31 - 48.169 and didn't want to
01:31 - 50.071 put physical
01:31 - 51.181 force in because
01:31 - 52.807 wanted to criminalize
01:31 - 54.868 walking away from the
01:31 - 57.245 child with a epileptic fit
01:31 - 58.297 in the bathtub who's
01:31 - 59.213 going to drown?
01:31 - 00.248 And the parent says, well,
01:32 - 01.761 the child is better off anyway
01:32 - 03.451 because of the medical problems
01:32 - 05.665 or walking away from
01:32 - 07.855 the child in the crib
01:32 - 09.490 that starving or the like.
01:32 - 12.076 So rather than narrowing
01:32 - 14.362 aggravated assault,
01:32 - 15.704 the Pennsylvania
01:32 - 17.565 legislature has broadened it.
01:32 - 19.588 Who are we to second
01:32 - 21.402 guess them and narrow it?
01:32 - 23.509 I am not second guessing
01:32 - 24.605 it at all, Your Honor.
01:32 - 26.614 What I'm struggling with
01:32 - 29.110 here is the idea that this court
01:32 - 30.732 has to talk about, quote,
01:32 - 32.313 physical force at all.
01:32 - 33.879 It may well be that the
01:32 - 36.017 state legislature has decided
01:32 - 37.976 that what we all commonly
01:32 - 39.720 consider a physical force
01:32 - 41.522 is not required.
01:32 - 42.690 But for purposes.
01:32 - 43.608 Interrupt you just so we
01:32 - 44.859 can get to the bottom of this.
01:32 - 46.531 I hear you and I've
01:32 - 47.895 heard you say that before.
01:32 - 50.598 Looking at the
01:32 - 52.136 question that the Third
01:32 - 53.901 Circuit certified to us.
01:32 - 55.821 It's whether Pennsylvania's
01:32 - 57.338 first degree aggravated assault
01:32 - 58.827 provision requires some use
01:32 - 59.857 of physical force,
01:32 - 00.841 not in the U.S.
01:33 - 02.474 Supreme Court parlance,
01:33 - 04.845 not in the federal law parlance
01:33 - 08.149 as as part of whatever
01:33 - 10.751 27 or to a one do.
01:33 - 13.588 So, you know, physical force
01:33 - 15.335 can be part of many
01:33 - 17.291 puzzles in the law.
01:33 - 18.369 And we just have
01:33 - 19.327 this narrow puzzle
01:33 - 20.061 front of us. But
01:33 - 21.174 it does require that we
01:33 - 21.727 decide that
01:33 - 22.897 question, doesn't it?
01:33 - 24.665 Your Honor,
01:33 - 25.272 I would suggest
01:33 - 26.067 that the question
01:33 - 27.696 be answered narrowly,
01:33 - 29.036 which is asking
01:33 - 30.036 what are the elements
01:33 - 31.205 of aggravated assault,
01:33 - 32.620 and specifically asking
01:33 - 33.808 about the Thomas case?
01:33 - 35.076 That is important
01:33 - 36.669 because the Thomas case
01:33 - 38.913 said and what I agree with Mr.
01:33 - 40.406 Eisenberg is dictum that
01:33 - 42.049 force is not an element.
01:33 - 44.573 The it's important to address
01:33 - 46.687 the Thomas case and confirm
01:33 - 47.521 and I think
01:33 - 48.527 we're actually in agreement
01:33 - 49.557 with the defense on this,
01:33 - 51.043 that the Thomas case on
01:33 - 52.727 the facts was correctly decided
01:33 - 54.261 that a person
01:33 - 55.300 confining and beating
01:33 - 56.864 and doing the terrible things
01:33 - 58.104 that the defendant
01:33 - 59.367 did in that case
01:33 - 00.885 was first degree aggravated
01:34 - 02.370 assault under state law.
01:34 - 03.657 That's what the Third
01:34 - 04.772 Circuit needs to know,
01:34 - 06.568 because it will then
01:34 - 08.209 consider that in deciding
01:34 - 10.158 did what happened in that
01:34 - 12.146 case amount to physical force
01:34 - 13.848 under federal law.
01:34 - 14.930 But I have to say that
01:34 - 16.384 the first part of the third
01:34 - 18.486 Circuit's question is a puzzle.
01:34 - 20.598 To me, asking this court is,
01:34 - 23.190 quote, physical force an element
01:34 - 25.087 when the only relevance
01:34 - 26.427 of that term ever
01:34 - 28.036 is in interpreting a
01:34 - 29.330 provision of federal law
01:34 - 30.366 that happens to
01:34 - 31.866 use those two words.
01:34 - 33.894 You want us to decide, and
01:34 - 35.836 I'm going to have to go back
01:34 - 36.904 and think hard on this.
01:34 - 39.440 You want us to decide that
01:34 - 43.110 Thomas was correctly decided
01:34 - 45.017 when it said physical
01:34 - 47.314 force is not an element
01:34 - 48.331 of Pennsylvania law
01:34 - 49.750 and that's okay with you
01:34 - 50.911 because you'll take that back
01:34 - 52.219 and argue to the Third Circuit.
01:34 - 53.759 It is an element of the
01:34 - 55.356 Armed Career Criminal Act
01:34 - 56.490 under federal law.
01:34 - 57.291 Is that correct?
01:34 - 59.392 No, I don't believe that
01:34 - 01.429 Thomas was correct in
01:35 - 03.152 I believe it was actually dictum
01:35 - 04.699 the statement regarding force,
01:35 - 05.982 what we would
01:35 - 07.201 like this court to say.
01:35 - 09.303 Well, believe is that Thomas
01:35 - 11.217 correctly decided on the
01:35 - 13.441 facts that defendant committed
01:35 - 15.229 first degree aggravated
01:35 - 17.745 assault by starving her child.
01:35 - 19.113 That's the important. Fact.
01:35 - 19.837 But what you're
01:35 - 20.781 not saying to me,
01:35 - 22.488 I think and get it, I'll
01:35 - 24.218 stop badgering you and
01:35 - 26.098 but what you're not
01:35 - 27.722 what you're trying skip
01:35 - 30.991 in the Thomas analysis is
01:35 - 32.878 what you want to add
01:35 - 34.128 to the Thomas analysis
01:35 - 36.244 is that parent
01:35 - 38.933 committed first degree
01:35 - 40.367 aggravated assault on that
01:35 - 42.103 child through physical force.
01:35 - 43.461 That's who you want us
01:35 - 44.839 to intimate, is that correct?
01:35 - 46.907 Well, you can.
01:35 - 47.908 But again,
01:35 - 48.735 that reaches the
01:35 - 49.744 federal question,
01:35 - 50.845 because I do believe
01:35 - 52.255 that, quote, physical force
01:35 - 53.848 is only a physical question.
01:35 - 55.481 But do I believe that that
01:35 - 57.518 defendant used physical force?
01:35 - 58.578 Absolutely. No
01:35 - 00.121 question about it.
01:36 - 02.223 I apologize.
01:36 - 03.891 Help me out on the five.
01:36 - 06.026 First is the US U.S.
01:36 - 07.366 Supreme court case
01:36 - 09.630 specifically said this judge
01:36 - 11.570 should look at the evidence
01:36 - 12.967 of the offending statute,
01:36 - 14.635 not the facts
01:36 - 17.471 of the offense.
01:36 - 20.975 So our statute says it's
01:36 - 22.946 reasonable to conclude the
01:36 - 24.845 words physical force are not.
01:36 - 27.314 Included, not the facts.
01:36 - 29.884 At the end to her massive.
01:36 - 32.274 Theory, the answer
01:36 - 33.687 is no, it does not.
01:36 - 36.001 Well, you are again,
01:36 - 37.892 we're in federal law now,
01:36 - 38.988 and that's actually I
01:36 - 40.161 respectfully suggest
01:36 - 41.612 not the answer when
01:36 - 43.230 we litigate these issues.
01:36 - 44.585 The Supreme Court
01:36 - 45.733 has never required
01:36 - 47.385 that for a crime to
01:36 - 49.036 involve physical force
01:36 - 50.022 and thus be subject
01:36 - 51.138 to the criminal act
01:36 - 52.494 that the statute used
01:36 - 53.707 the words physical force.
01:36 - 55.968 What the court looks to instead
01:36 - 57.611 are what are the elements
01:36 - 59.013 informed by
01:36 - 00.619 the facts that have been found
01:37 - 02.249 to establish those elements?
01:37 - 03.480 And what the Supreme
01:37 - 04.418 Court has often said
01:37 - 05.695 and this gets to you on
01:37 - 07.221 this question about Mayo,
01:37 - 08.622 and this is why we have
01:37 - 10.710 so vigorously argued for years
01:37 - 12.893 that Mayo was wrongly decided
01:37 - 14.058 and why we're grateful
01:37 - 15.062 that the Third Circuit
01:37 - 15.867 is apparently
01:37 - 17.198 taking it up again,
01:37 - 18.378 that the Supreme
01:37 - 20.401 Court has explicitly said
01:37 - 22.247 that in multiple cases
01:37 - 24.338 that a requirement of bodily
01:37 - 26.581 exactly what we have in this
01:37 - 28.375 aggravated assault statute,
01:37 - 30.022 that a requirement of
01:37 - 31.412 bodily injury equates
01:37 - 33.109 with physical force, as it is
01:37 - 34.481 stated in the Armed Career
01:37 - 35.549 Criminal Act.
01:37 - 36.581 So when I get back to
01:37 - 37.985 the Third Circuit one day,
01:37 - 38.946 that's what I'm
01:37 - 39.887 going to be reminding
01:37 - 41.388 the Third Circuit of that.
01:37 - 42.089 The Supreme Court
01:37 - 43.612 has said these words in
01:37 - 45.426 the Pennsylvania statute,
01:37 - 46.876 meet the physical force
01:37 - 48.362 requirement in the Armed Career
01:37 - 49.296 Criminal Act.
01:37 - 50.336 And Mayo was was
01:37 - 51.532 wrongly decided.
01:37 - 53.361 They again what we
01:37 - 55.135 come back to here is
01:37 - 57.068 we need to know the elements
01:37 - 59.073 of this state offense and the.
01:38 - 01.785 Again, I'm kind of
01:38 - 02.710 going back to this
01:38 - 04.789 your approach to our response
01:38 - 07.181 to the Third Circuit's question
01:38 - 09.812 is dear Third Circuit,
01:38 - 12.119 the elements are serious
01:38 - 13.882 bodily injury and intent,
01:38 - 16.023 and the words physical force
01:38 - 17.591 do not appear in the statute.
01:38 - 19.226 Have a good day.
01:38 - 20.417 It puts it doesn't give
01:38 - 21.862 the Third Circuit anything.
01:38 - 22.830 I mean, they're
01:38 - 23.777 they're just judges
01:38 - 24.698 are very capable
01:38 - 25.846 of reading reading
01:38 - 27.468 the statute themselves.
01:38 - 28.769 But that's what you're
01:38 - 30.408 essentially asking us to do,
01:38 - 32.306 is to say, here's our statute.
01:38 - 34.029 And so you can go back and
01:38 - 34.922 argue how you
01:38 - 36.377 you got your answer
01:38 - 37.047 from the Pennsylvania
01:38 - 37.578 Supreme Court.
01:38 - 38.573 They told you what
01:38 - 39.647 the statute says.
01:38 - 41.015 I am asking you to do that.
01:38 - 42.103 Exactly, Your Honor, because
01:38 - 43.450 I think that's the right answer.
01:38 - 45.623 And the Third Circuit
01:38 - 47.254 decided that it wanted
01:38 - 48.722 to hear from this court.
01:38 - 49.423 How do you how do you think
01:38 - 50.546 the Third Circuit would
01:38 - 51.692 react if we did that?
01:38 - 53.287 I don't I think they would be
01:38 - 54.962 happy to accept that answer.
01:38 - 56.430 And then I'm sure Mr.
01:38 - 57.473 Sweitzer and I will be
01:38 - 58.732 back in our usual places
01:38 - 00.280 arguing about it
01:39 - 01.335 to the Third Circuit.
01:39 - 02.770 And I think that would be
01:39 - 03.532 it's not only
01:39 - 05.272 acceptable, but it's right.
01:39 - 07.464 The the the elements
01:39 - 09.009 of the statute,
01:39 - 10.308 not always plain as day, but
01:39 - 11.912 it is plain as day in this case.
01:39 - 14.014 Now, I will say even.
01:39 - 15.327 May be plain as day, but
01:39 - 16.884 in the opposite direction,
01:39 - 18.934 because again,
01:39 - 20.187 you seem to neglect
01:39 - 22.518 an entire category
01:39 - 24.158 of hypotheticals,
01:39 - 26.712 some of which have become
01:39 - 29.196 real cases of omission to act.
01:39 - 30.885 And it tortures the
01:39 - 32.866 words physical force
01:39 - 36.542 to construe such circumstances
01:39 - 39.373 as involving physical force.
01:39 - 40.474 I mean, if you
01:39 - 42.269 if you want to go down to
01:39 - 44.378 the federal court and argue
01:39 - 46.183 to them about what SCOTUS
01:39 - 48.449 has said about physical force
01:39 - 50.167 in the context of federal
01:39 - 52.186 law, certainly that's fine.
01:39 - 54.015 But to get us to tell
01:39 - 55.956 you that our statute
01:39 - 58.011 includes physical
01:39 - 59.827 forces is entirely
01:40 - 01.138 contrary to the
01:40 - 02.162 text of the statute
01:40 - 02.938 that we have in
01:40 - 04.264 front of us right here.
01:40 - 05.499 Let me address that, Your Honor.
01:40 - 06.953 Again, the physical force,
01:40 - 08.769 the only place that appears in
01:40 - 09.737 this case,
01:40 - 10.980 is a federal term of art in
01:40 - 12.339 the arm for a criminal act.
01:40 - 14.730 And in fact, numerous courts
01:40 - 16.744 have held that an omission
01:40 - 18.443 to act by a person, a
01:40 - 20.981 duty to act is physical force
01:40 - 22.340 under that specific
01:40 - 23.650 federal statute.
01:40 - 24.769 And we cited all of
01:40 - 26.387 those cases in our brief.
01:40 - 28.473 Just for one, I'll call court's
01:40 - 30.257 attention to the Scott case,
01:40 - 31.787 which is an exhaustive and
01:40 - 32.763 banc decision of
01:40 - 33.994 the Second Circuit
01:40 - 35.419 on the very issue that
01:40 - 36.930 Your Honor is talking about
01:40 - 39.900 on that federal issue.
01:40 - 41.018 It does someone,
01:40 - 42.936 quote, use physical force
01:40 - 44.979 when they have a duty
01:40 - 46.840 to act and stand back
01:40 - 49.147 while physical properties, go
01:40 - 51.211 to work and murder someone.
01:40 - 53.781 The all the other circuits,
01:40 - 55.228 I think about eight or nine
01:40 - 56.483 of them are unanimous
01:40 - 58.057 in interpreting the Armed
01:40 - 58.767 Career Criminal
01:40 - 59.820 Act to include that.
01:41 - 01.464 So I mean, I'm a counsel
01:41 - 03.057 and I may have a conundrum
01:41 - 06.293 then because I
01:41 - 08.762 am leaning of
01:41 - 11.065 a view that physical force
01:41 - 13.011 doesn't include
01:41 - 14.701 acts or omissions,
01:41 - 17.410 but you're telling
01:41 - 18.505 me federal law
01:41 - 19.982 includes within physical
01:41 - 21.608 force acts or omissions?
01:41 - 23.243 How then am I
01:41 - 24.359 supposed to answer the
01:41 - 26.113 Third Circuit certified question
01:41 - 28.555 under my view of what the
01:41 - 30.150 definition of physical force
01:41 - 31.051 is, in contrast
01:41 - 32.393 to the view that pervades
01:41 - 33.921 the federal jurisprudence.
01:41 - 36.552 Your Honor, I think your opinion
01:41 - 38.025 regarding what physical force
01:41 - 39.893 is certainly deserves respect.
01:41 - 40.765 But again, it's a
01:41 - 42.129 question of federal law,
01:41 - 43.845 and that if your
01:41 - 45.599 view is that these.
01:41 - 46.683 The why did the Third
01:41 - 47.968 Circuit said in the question.
01:41 - 50.170 I can't answer that question.
01:41 - 51.941 Well, but your your answer
01:41 - 53.874 is they Senate erroneously
01:41 - 55.742 because they know
01:41 - 57.303 well what physical
01:41 - 59.413 force is every circuit
01:41 - 01.144 that's considered it has
01:42 - 02.562 decided it includes
01:42 - 03.917 a failure to act
01:42 - 06.313 and it's self-evident that
01:42 - 08.188 that the Pennsylvania
01:42 - 09.990 Supreme Court would be moronic
01:42 - 10.824 to not adopt
01:42 - 11.754 this universally
01:42 - 12.826 held definition,
01:42 - 13.594 which would take
01:42 - 14.728 care of the question.
01:42 - 15.596 My guess is that the
01:42 - 16.663 question was certified
01:42 - 18.089 because of the statement
01:42 - 19.299 in the Thomas case
01:42 - 20.767 of the Intermediate Court,
01:42 - 22.050 which said the use of
01:42 - 23.604 force is not an element
01:42 - 25.033 and that that properly
01:42 - 27.141 leads the Third Circuit to ask
01:42 - 28.749 how exactly do you
01:42 - 30.244 look at this state statute?
01:42 - 32.496 But, Counsel, you're asking
01:42 - 34.982 us to apply federal jurisdiction
01:42 - 36.786 to interpret a
01:42 - 38.685 Pennsylvania statute.
01:42 - 41.113 The Third Circuit is asking
01:42 - 43.023 us to apply Pennsylvania
01:42 - 44.493 statutory construction
01:42 - 46.660 principles to a state statute.
01:42 - 47.961 Which brings us back
01:42 - 49.319 to where justice worked
01:42 - 50.998 is I mean, the face of the
01:42 - 52.099 statute is clear.
01:42 - 54.035 It has two elements and
01:42 - 56.503 not either of them involves
01:42 - 58.480 physical force in the
01:42 - 00.541 context of statutory
01:43 - 02.069 interpretation that we would
01:43 - 03.677 do and do Pennsylvania law.
01:43 - 05.367 So I am absolutely not
01:43 - 07.247 asking this court to apply
01:43 - 08.582 federal jurisprudence.
01:43 - 11.285 I am pointing I am pointing out
01:43 - 13.154 that it is a separate
01:43 - 14.354 federal question.
01:43 - 15.689 The United States Supreme Court
01:43 - 17.145 has told us explicitly
01:43 - 19.159 that I cannot ask this court
01:43 - 20.459 to answer the federal
01:43 - 21.595 question for us.
01:43 - 22.888 What I'm pointing out is
01:43 - 24.531 that the third Circuit needs
01:43 - 25.032 to know what
01:43 - 26.858 the elements of this crime are
01:43 - 28.769 and the elements of the crime
01:43 - 30.792 are attempted or infliction
01:43 - 32.539 of serious bodily injury,
01:43 - 34.441 either volitional
01:43 - 35.829 or by omission, by a person
01:43 - 37.344 with the duty to act fully.
01:43 - 39.493 The Third Circuit asked us
01:43 - 42.082 to answer a precise question,
01:43 - 43.984 and that is whether it requires
01:43 - 45.786 some use of physical force.
01:43 - 47.370 I mean, that's
01:43 - 48.789 that's the question.
01:43 - 49.726 Again, I think I
01:43 - 50.924 think I understand
01:43 - 51.880 I think I understand
01:43 - 52.859 where you're going
01:43 - 54.861 and correct me if I'm wrong.
01:43 - 56.029 The issue is, Thomas,
01:43 - 58.031 if we
01:43 - 59.654 if we get rid of Thomas
01:43 - 01.301 and say nothing more,
01:44 - 02.706 we just say that
01:44 - 03.737 that's the line in
01:44 - 04.396 Thomas was dicta
01:44 - 05.205 and nothing more.
01:44 - 06.540 It leaves everything else
01:44 - 07.655 sufficiently ambiguous
01:44 - 08.742 that you will argue
01:44 - 09.973 in the Third Circuit what
01:44 - 11.178 you're going to argue.
01:44 - 13.513 Because if Thomas goes away
01:44 - 15.782 and we say nothing,
01:44 - 17.105 you get to continue to argue
01:44 - 18.452 your federal jurisprudence
01:44 - 19.486 of bodily and serious.
01:44 - 20.724 But whether serious bodily
01:44 - 22.322 injury requires physical force.
01:44 - 24.057 Thomas, is the problem.
01:44 - 24.858 I think that's right.
01:44 - 25.771 That one sentence in
01:44 - 26.893 Thomas is the problem.
01:44 - 28.168 Interestingly, the
01:44 - 29.396 facts in Thomas
01:44 - 30.308 and the result in
01:44 - 31.732 Thomas are not a problem
01:44 - 32.958 that defendant did
01:44 - 35.102 physical force to murder her.
01:44 - 35.981 But it doesn't.
01:44 - 37.204 That doesn't matter.
01:44 - 38.538 It doesn't matter exactly.
01:44 - 39.842 It does. The if I could
01:44 - 41.341 just say one more thing.
01:44 - 42.242 Yeah. Would you.
01:44 - 43.593 I really believe
01:44 - 45.479 that notwithstanding
01:44 - 46.923 some frustration up here,
01:44 - 48.682 we understand your argument.
01:44 - 49.730 And so take a sentence
01:44 - 50.851 and finish up for us.
01:44 - 52.298 Well by sentence of a
01:44 - 53.887 listener it with what Mr.
01:44 - 54.821 Eisenberg has to say.
01:44 - 56.790 Because in terms of
01:44 - 58.262 in terms of whether as
01:44 - 59.826 an academic question,
01:45 - 01.273 this statute requires
01:45 - 02.195 physical force,
01:45 - 04.131 as it's by the common law,
01:45 - 05.065 I think the answer
01:45 - 06.233 to that is also yes.
01:45 - 06.650 And that's what
01:45 - 07.234 he's going to tie.
01:45 - 08.502 I think we should ask Mr.
01:45 - 09.466 Eisenberg to argue
01:45 - 11.104 third, in every case in the.
01:45 - 11.505 Future
01:45 - 13.774 that thank you very much.
01:45 - 14.270 Thank you very
01:45 - 15.008 much for your time
01:45 - 17.511 and for coming over here today.
01:45 - 20.347 To please the court.
01:45 - 22.104 Ronald Eisenberg for the amicus,
01:45 - 23.884 the attorney general's office.
01:45 - 27.487 Thank you. Justice Todd.
01:45 - 28.789 Talk about Pennsylvania law.
01:45 - 29.581 Please go ahead for
01:45 - 30.524 a couple of minutes.
01:45 - 31.291 Yes, Your Honor.
01:45 - 32.727 And we haven't spoken
01:45 - 34.394 about the federal law.
01:45 - 35.269 I've left that to
01:45 - 36.430 our federal partner.
01:45 - 37.354 We've only spoken
01:45 - 38.231 about Pennsylvania
01:45 - 39.669 law and its antecedents, and
01:45 - 41.234 we've done that to follow up
01:45 - 42.374 on your questions,
01:45 - 43.537 justice problem,
01:45 - 44.975 because on the one hand,
01:45 - 47.040 one can just look at the statute
01:45 - 47.741 and on the other hand,
01:45 - 48.539 if that's all we do,
01:45 - 49.443 then all we're doing
01:45 - 50.310 is sending back
01:45 - 51.193 to the Third Circuit
01:45 - 52.279 a copy of our statute,
01:45 - 53.083 which is obviously
01:45 - 54.047 not what they want,
01:45 - 55.796 which means we must go beyond
01:45 - 57.751 the mere words of the statute.
01:45 - 59.419 They are asking us to do that
01:45 - 00.635 because they could read
01:46 - 02.089 the statute on their own.
01:46 - 03.833 And when we go beyond the
01:46 - 05.592 words of the statute we come
01:46 - 07.388 to, it's history, it's basis,
01:46 - 09.396 which is the model penal code.
01:46 - 10.219 And I think the
01:46 - 11.064 problem here is that
01:46 - 12.466 there's been some confusion
01:46 - 14.787 by the defense
01:46 - 16.370 between absence of
01:46 - 18.167 and degree of force
01:46 - 20.107 and between direct force
01:46 - 20.950 like punching
01:46 - 22.342 and indirect force,
01:46 - 23.596 like abandonment or
01:46 - 24.911 isolation or exposure.
01:46 - 26.283 And the model penal
01:46 - 27.914 code makes it very clear
01:46 - 30.117 that causing bodily injury
01:46 - 31.942 includes the latter, includes
01:46 - 33.854 that kind of indirect force,
01:46 - 35.251 which Justice Wecht, you
01:46 - 36.690 have referred to as neglect.
01:46 - 37.835 The model penal code
01:46 - 39.092 doesn't say it that way.
01:46 - 40.407 It says bodily injury,
01:46 - 41.928 quote unquote, includes
01:46 - 42.552 more than the
01:46 - 44.131 consequences of direct attack.
01:46 - 46.262 It also covers pain, illness
01:46 - 47.768 or physical impairment
01:46 - 49.169 caused indirectly
01:46 - 50.203 as, for example,
01:46 - 51.212 by exposing another
01:46 - 52.406 to inclement weather
01:46 - 53.778 or by non therapeutic
01:46 - 54.641 administration
01:46 - 56.243 of a drug or narcotic.
01:46 - 58.001 And it goes on to also cite
01:46 - 59.980 the situation of abandonment
01:46 - 01.214 or of a young child.
01:47 - 02.379 All of these are
01:47 - 04.451 included in the definition
01:47 - 06.241 in the in the meaning
01:47 - 07.721 of bodily injury. So
01:47 - 10.454 why should this court
01:47 - 12.459 accept that when the second
01:47 - 14.048 part of our statute says
01:47 - 15.862 manifest an indifference.
01:47 - 17.646 Because the additional
01:47 - 18.296 language of
01:47 - 19.666 manifest indifference
01:47 - 20.325 doesn't change
01:47 - 21.535 the definition of, but.
01:47 - 22.844 It encompasses all
01:47 - 24.838 those acts of negligence,
01:47 - 28.775 starvation neglect.
01:47 - 29.443 Why would can
01:47 - 30.343 I would I would easily,
01:47 - 31.746 as a trial judge, convict
01:47 - 33.513 someone of aggravated assault
01:47 - 34.630 for starving a child
01:47 - 35.715 under manifesting
01:47 - 37.122 an indifference to the value
01:47 - 38.552 of human life, hands down.
01:47 - 39.386 Justice Daugherty
01:47 - 40.750 Aggravated assault requires
01:47 - 42.088 that additional element.
01:47 - 43.613 Simple assault merely
01:47 - 44.858 requires bodily injury.
01:47 - 45.926 And what I've read to you
01:47 - 47.096 is the definition
01:47 - 48.428 of bodily injury.
01:47 - 49.564 So that definition
01:47 - 50.597 is encompassed
01:47 - 51.898 in aggravated assault.
01:47 - 52.760 The question before
01:47 - 53.967 the court from the Third
01:47 - 54.845 Circuit really doesn't
01:47 - 55.869 depend on simple versus
01:47 - 56.703 aggravated assault.
01:47 - 57.671 For our purposes,
01:47 - 59.139 they've limited their inquiry
01:47 - 59.940 to this question
01:47 - 01.404 of bodily injury and
01:48 - 03.777 whether it includes force. And
01:48 - 07.047 the when you look at the cases
01:48 - 09.113 that the relies on,
01:48 - 11.184 they their arguments
01:48 - 13.107 all carry over that confusion
01:48 - 14.721 between absence versus
01:48 - 16.114 degree of force, between
01:48 - 17.256 direct force versus
01:48 - 18.291 indirect force.
01:48 - 20.246 Ignoring what the model penal
01:48 - 22.496 code tells us is the definition
01:48 - 23.935 of bodily injury. Doesn't
01:48 - 25.398 your argument mean, Mr.
01:48 - 26.739 Eisenberg, that anytime
01:48 - 27.465 anything bad
01:48 - 28.869 happens in the world,
01:48 - 31.933 we would necessarily have
01:48 - 34.007 to demand a use of force?
01:48 - 35.162 Right. Really, on
01:48 - 36.409 a cosmic. Level?
01:48 - 36.743 Oh, you're right.
01:48 - 37.944 I mean. Isn't that isn't that
01:48 - 39.379 essentially what you're arguing?
01:48 - 40.213 Because
01:48 - 42.362 you're you're asking us to
01:48 - 44.284 look at the words of the statute
01:48 - 48.255 and and find ambiguity duty
01:48 - 51.291 where it doesn't seem to exist.
01:48 - 52.826 There's no ambiguity.
01:48 - 53.894 Your Honor, I'm reading you
01:48 - 54.918 what the model penal
01:48 - 56.329 code says the term means.
01:48 - 57.931 And actually, I think problem
01:48 - 59.643 is exactly the opposite of what
01:48 - 01.268 from what you've addressed.
01:49 - 02.540 We're not talking about
01:49 - 03.436 the model penal code.
01:49 - 04.241 We're talking about the
01:49 - 05.105 Pennsylvania statutes.
01:49 - 06.471 Which is an exact model
01:49 - 08.041 of the model penal code.
01:49 - 09.242 We took every single word.
01:49 - 10.257 Okay. Well, those comments
01:49 - 11.611 are not part of our not they're.
01:49 - 12.320 Not binding, but
01:49 - 13.413 they're certainly not.
01:49 - 14.053 And we don't look
01:49 - 14.948 to unless it's a they
01:49 - 15.722 and they make sense
01:49 - 17.017 because of the point that I'm
01:49 - 18.393 going to make now,
01:49 - 19.686 Your Honor, which is that
01:49 - 21.321 it is the defense position
01:49 - 22.239 which broadens the
01:49 - 23.490 meaning of our statute
01:49 - 25.392 in a way that encompasses
01:49 - 27.327 all sorts of problematic,
01:49 - 28.395 that it's not really clear
01:49 - 29.698 anybody really means to
01:49 - 31.197 be a aggravated assault.
01:49 - 32.198 It's ironic
01:49 - 32.940 that the defense
01:49 - 33.800 wants to broaden
01:49 - 35.001 the meaning of our statute,
01:49 - 36.002 because by doing so,
01:49 - 37.652 he limits his federal
01:49 - 39.773 exposure, because our statute
01:49 - 41.341 becomes broader than theirs.
01:49 - 42.948 But that leaves Pennsylvania
01:49 - 44.578 with a statute that covers
01:49 - 46.375 lots of people who I don't
01:49 - 48.048 think were covered before.
01:49 - 49.912 So in other words, we are
01:49 - 52.085 increasing criminal liability
01:49 - 53.582 by saying that our
01:49 - 55.388 statute doesn't require.
01:49 - 56.373 Well, counsel,
01:49 - 57.190 but you're saying.
01:49 - 57.991 So if I understand
01:49 - 58.592 what you're saying,
01:49 - 00.122 you're saying the statute does
01:50 - 01.728 require force, not expressly,
01:50 - 03.430 but because the definition
01:50 - 04.671 we should ascribe a
01:50 - 06.266 serious bodily injury.
01:50 - 07.144 If we were to define
01:50 - 08.401 what serious bodily injury
01:50 - 09.154 means, as if we
01:50 - 10.236 don't have a common
01:50 - 11.658 understanding to it, it
01:50 - 13.540 must include physical force.
01:50 - 14.875 Yes, some kind of
01:50 - 16.543 application of physical force.
01:50 - 17.944 So not just direct.
01:50 - 18.478 So what
01:50 - 19.913 definition of physical force
01:50 - 21.346 do we need to look at
01:50 - 23.216 to determine whether the.
01:50 - 24.405 Okay, because again, the
01:50 - 25.280 Third Circuit can
01:50 - 26.219 read our statute
01:50 - 27.451 presumably they
01:50 - 28.588 can read the Model
01:50 - 30.225 Penal Code comments and
01:50 - 32.459 arise at the same conclusion?
01:50 - 32.859 Well,
01:50 - 33.745 what definition
01:50 - 34.894 of physical force
01:50 - 36.257 should we be looking at to
01:50 - 37.697 determine whether serious
01:50 - 38.903 bodily injury, which
01:50 - 39.866 is in our statute,
01:50 - 42.302 includes
01:50 - 44.070 a hidden element
01:50 - 45.018 of physical? Your
01:50 - 46.272 Honor, and I propose
01:50 - 47.064 we allow him to
01:50 - 48.308 answer this question.
01:50 - 48.675 Thank you.
01:50 - 50.499 Just the whole point is
01:50 - 52.746 it's not a hidden element.
01:50 - 54.936 There are many statutory phrases
01:50 - 57.150 which are not further defined.
01:50 - 58.762 And what happens is
01:50 - 00.987 people go to court and courts
01:51 - 02.088 figure out what
01:51 - 03.256 those words mean.
01:51 - 04.817 Not every single word in
01:51 - 06.993 any statute is further defined.
01:51 - 08.128 And if it were, there would
01:51 - 09.329 be words in the definition
01:51 - 10.887 which are not further defined,
01:51 - 12.332 which would have to be defined,
01:51 - 14.167 and somebody has to do that.
01:51 - 15.503 That's where statutory
01:51 - 17.537 interpretation comes into play.
01:51 - 19.039 And as I've said,
01:51 - 21.074 the defense view of this statute
01:51 - 22.342 would actually broaden
01:51 - 23.910 its impact and lead us into
01:51 - 25.094 the court has used
01:51 - 26.212 the word over and over
01:51 - 27.536 various hypotheticals,
01:51 - 29.249 which I think brings me to
01:51 - 31.411 a very important point,
01:51 - 33.319 which is how should the court
01:51 - 34.227 be responding to
01:51 - 35.388 the Third Circuit?
01:51 - 37.046 Well, the US Supreme
01:51 - 38.391 Court has told us
01:51 - 40.201 some information
01:51 - 41.294 about how to do that
01:51 - 42.286 and what the court has
01:51 - 43.530 said in the Gonzalez case
01:51 - 45.261 and our brief is that state
01:51 - 47.467 courts and federal courts really
01:51 - 49.021 shouldn't be engaging
01:51 - 50.603 in legal imagination.
01:51 - 52.472 They should be looking at
01:51 - 53.591 the way that statutes
01:51 - 54.841 are actually applied,
01:51 - 56.119 the reasonable probability of
01:51 - 57.510 the way that they're applied,
01:51 - 58.630 not the theoretical
01:51 - 00.013 possibilities of ways
01:52 - 01.448 in which they be applied.
01:52 - 02.165 And the defense
01:52 - 03.149 argument basically
01:52 - 04.796 is that if we theorized enough,
01:52 - 06.252 or even if we hypothesize
01:52 - 08.244 enough, we can think of cases
01:52 - 10.190 where somebody might cause
01:52 - 11.516 bodily injury
01:52 - 13.793 without using force.
01:52 - 15.882 And that's exactly what the
01:52 - 17.864 court is not supposed to do
01:52 - 19.566 in answering the Third Circuit.
01:52 - 22.435 And this touches on justice.
01:52 - 24.692 Since your point about Thomas,
01:52 - 26.639 the question certified from
01:52 - 28.371 the Third Circuit was not just
01:52 - 30.243 tell me what the statute says.
01:52 - 33.113 It was tell me about Thomas.
01:52 - 34.743 The first part of that question
01:52 - 36.216 would be meaningless because
01:52 - 37.190 we would just send
01:52 - 38.251 them back the statute.
01:52 - 39.452 It's the second part
01:52 - 40.517 of the question, which
01:52 - 41.654 is the important one.
01:52 - 42.319 It's the second
01:52 - 43.323 part of the question
01:52 - 44.606 which was discussed at
01:52 - 46.326 length by the Third Circuit
01:52 - 47.462 in the petition in
01:52 - 49.195 support of certification.
01:52 - 50.668 And it's the second part
01:52 - 51.931 of the question Thomas
01:52 - 53.524 that was relied on by the
01:52 - 55.435 Third Circuit in the Mayo case.
01:52 - 57.251 The Mayo opinion
01:52 - 59.205 specifically says that
01:53 - 01.542 Pennsylvania law
01:53 - 03.042 establishes that a person
01:53 - 04.355 who violates the statute
01:53 - 06.079 by causing injury, regardless
01:53 - 07.592 of whether violates the statute,
01:53 - 09.082 by causing injury, regardless
01:53 - 10.386 of whether the injury
01:53 - 12.152 results in physical force.
01:53 - 13.831 C Thomas That's that's the
01:53 - 16.055 basis for what the Third Circuit
01:53 - 16.623 has done.
01:53 - 17.157 But. Mr.
01:53 - 21.995 EISENBERG, you're
01:53 - 23.579 respectfully taking
01:53 - 24.764 us in a big circle,
01:53 - 26.673 because if we
01:53 - 29.202 adopt physical force
01:53 - 32.705 as part of our statute
01:53 - 35.275 and then define it to be
01:53 - 37.496 both affirmative and
01:53 - 40.013 implicit in in a negative act,
01:53 - 41.714 walking away from the starving
01:53 - 44.194 child is the use of physical
01:53 - 46.786 force, allowing the baby to
01:53 - 49.208 drown, to death is the
01:53 - 50.456 use of physical force.
01:53 - 56.629 Then for the feds can do what
01:53 - 58.519 they want with that in terms
01:53 - 00.433 of the Armed Criminal Act.
01:54 - 02.610 But what we've done
01:54 - 05.605 is left our statute as it is
01:54 - 07.901 by adopting physical
01:54 - 09.542 force for the convenience
01:54 - 12.086 of the federal advocacy
01:54 - 14.914 position here, but defined it
01:54 - 16.820 so as to not change
01:54 - 19.052 our broader statute.
01:54 - 19.828 Your Honor, I'm
01:54 - 21.154 not sure that I follow,
01:54 - 22.776 but I do believe that it
01:54 - 24.490 is the defense position
01:54 - 25.881 which asks you to
01:54 - 27.627 change the statute.
01:54 - 29.162 The Pennsylvania statute
01:54 - 30.489 in order to ironically
01:54 - 32.265 limit the federal exposure.
01:54 - 33.299 The Pennsylvania we
01:54 - 34.467 don't we don't have a lot
01:54 - 36.261 of background or case
01:54 - 38.338 law on which to figure
01:54 - 39.273 what the statute
01:54 - 40.506 means by bodily injury.
01:54 - 42.208 We've got the model penal code.
01:54 - 43.447 We haven't had to address
01:54 - 45.111 this particular question before
01:54 - 46.812 because it doesn't matter for
01:54 - 48.715 Pennsylvania state law purposes.
01:54 - 49.854 It matters to the
01:54 - 50.850 federal courts.
01:54 - 52.006 And that's where this
01:54 - 53.186 Gonzalez case comes
01:54 - 55.126 in, because it tells us how far
01:54 - 57.090 we should go in hypothesizing
01:54 - 58.430 possible answers
01:54 - 59.626 to this question
01:54 - 00.540 in order to satisfy
01:55 - 01.527 the Third Circuit.
01:55 - 03.591 Is it the question, Counsel,
01:55 - 05.531 that really it's in that
01:55 - 07.567 it's in that realm
01:55 - 11.304 where we delineate between
01:55 - 12.522 circumstances where a
01:55 - 14.173 person owes a duty of care
01:55 - 16.409 and the larger
01:55 - 17.665 the larger category where
01:55 - 18.945 there's no duty of care
01:55 - 20.280 required.
01:55 - 21.324 So, you know, we're
01:55 - 22.782 not required in American
01:55 - 24.415 American jurisprudence
01:55 - 25.652 to be a good Samaritan.
01:55 - 27.385 But if we are a parent or
01:55 - 29.422 a police officer or certain
01:55 - 31.089 other circumstances, we
01:55 - 32.926 may owe a duty of care.
01:55 - 35.728 So this category of cases
01:55 - 38.313 which are caught by
01:55 - 40.500 2702 because somebody
01:55 - 41.427 exhibited extreme
01:55 - 42.030 difference,
01:55 - 43.303 indifference, rather,
01:55 - 45.505 those are cases
01:55 - 46.474 where somebody can be
01:55 - 48.074 convicted of aggravated assault,
01:55 - 50.048 but they don't involve
01:55 - 51.577 any force whatsoever.
01:55 - 52.839 They just mean that
01:55 - 54.547 somebody breached their duty.
01:55 - 56.788 It seems to me you're missing
01:55 - 58.718 that entire realm of cases.
01:55 - 59.933 Actually, Your Honor, I
01:55 - 01.554 think it's the question which
01:56 - 03.610 engages of the kind
01:56 - 05.158 of hypothesizing sizing
01:56 - 06.626 that we're not supposed to do
01:56 - 07.680 that we're not required to
01:56 - 08.962 do, and that we should not do
01:56 - 10.196 in answering the Third Circuit.
01:56 - 11.764 And that is because
01:56 - 14.216 the role of, say, omissions
01:56 - 16.235 is a complicated one
01:56 - 17.587 that court has not addressed
01:56 - 18.440 and I don't think
01:56 - 19.305 has to address.
01:56 - 20.340 Does omission
01:56 - 21.774 mean lack of force?
01:56 - 23.609 I'm not sure that it does.
01:56 - 25.309 What I know is that the
01:56 - 27.480 statute says bodily injury.
01:56 - 29.572 Bodily injury means, we
01:56 - 32.251 are told by the drafters of that
01:56 - 34.628 statutory language means
01:56 - 36.163 both direct and
01:56 - 38.324 indirect force. And
01:56 - 41.894 beyond that, we are
01:56 - 42.990 essentially writing a law
01:56 - 43.809 review article for
01:56 - 44.731 the Third Circuit.
01:56 - 46.599 What could what could occur?
01:56 - 47.241 What could the
01:56 - 48.468 meaning of bodily injury
01:56 - 50.445 possibly be in this scenario,
01:56 - 52.171 in that scenario, etc.?
01:56 - 54.273 Is it merely a question of duty?
01:56 - 55.079 I would say that the
01:56 - 55.908 cases that we have
01:56 - 56.689 are not simply a
01:56 - 57.643 question of duty.
01:56 - 58.911 The cases that have been decided
01:56 - 00.279 that we discussed in our brief,
01:57 - 01.615 those are cases where
01:57 - 03.616 some degree of force was used
01:57 - 05.749 and it's less force than
01:57 - 07.453 is commonly at issue
01:57 - 08.521 in an assault case.
01:57 - 10.145 Because if you're an
01:57 - 12.692 infant or an elderly invalid,
01:57 - 14.400 it doesn't take a lot of force
01:57 - 16.362 in order to cause bodily injury.
01:57 - 17.339 Counsel force doesn't
01:57 - 18.765 have to be directly applied.
01:57 - 20.066 Counsel
01:57 - 22.763 You're creating an ambiguity
01:57 - 24.971 where none exists in the statute
01:57 - 27.273 you get to
01:57 - 28.733 the model penal
01:57 - 30.610 code only because
01:57 - 32.968 you have to argue that
01:57 - 34.914 somehow bodily injury is
01:57 - 36.357 an ambiguous term, that
01:57 - 37.950 we have to look outside
01:57 - 39.294 of the context of the
01:57 - 40.920 statute for definition.
01:57 - 43.423 And I just
01:57 - 45.118 I think almost up here would
01:57 - 46.959 have a hard time doing that.
01:57 - 48.523 We would never just
01:57 - 50.463 say, Well, why don't we go
01:57 - 51.323 to the dictionary? We
01:57 - 52.665 wouldn't go to the dictionary.
01:57 - 53.433 You wouldn't know why?
01:57 - 55.233 Because it's not an ambiguous
01:57 - 57.370 term on the face of the statute.
01:57 - 00.837 I don't know where the ambiguity
01:58 - 03.076 is when put in the context
01:58 - 05.355 of the certified questions
01:58 - 07.747 that we agreed to answer.
01:58 - 09.347 And if we answered the
01:58 - 11.484 first part of the question,
01:58 - 13.777 does it require use of
01:58 - 15.955 physical force and we say no.
01:58 - 17.156 The answer to
01:58 - 18.911 the second question would
01:58 - 20.760 be Thomas, who is right?
01:58 - 22.918 Because the only question that
01:58 - 25.031 it ask is Who is Thomas right?
01:58 - 26.732 Which way is it correct?
01:58 - 29.202 When it said the use of force
01:58 - 30.580 or threat of force is not
01:58 - 32.038 an element of the crime?
01:58 - 33.397 We're answering that
01:58 - 34.774 in the first question.
01:58 - 36.242 No, it is not.
01:58 - 37.287 Yes, that statement
01:58 - 38.578 in Thomas is correct.
01:58 - 41.208 So this getting to the model
01:58 - 44.050 penal code is just the least
01:58 - 46.458 that I can't take here in terms
01:58 - 48.521 of interpreting the statute.
01:58 - 49.222 Just as.
01:58 - 50.123 Donohue
01:58 - 51.204 If there's no ambiguity
01:58 - 52.024 in the statute,
01:58 - 53.326 then really all we have to do
01:58 - 54.398 is send them copy or
01:58 - 55.928 a citation to the statute.
01:58 - 57.230 Probably the citation stuff.
01:58 - 57.976 They could look it
01:58 - 58.831 up for themselves.
01:58 - 59.771 Obviously, there's
01:58 - 01.000 maybe that's correct.
01:59 - 02.068 Obviously there
01:59 - 03.137 they think there's some
01:59 - 04.370 ambiguity in the statute
01:59 - 05.335 they're not allowed
01:59 - 06.839 to certify it to this court
01:59 - 07.556 unless they think
01:59 - 08.641 there's some ambiguity.
01:59 - 09.554 And the reason they
01:59 - 10.977 think there's the ambiguity
01:59 - 11.851 is because of
01:59 - 13.079 Thomas Justice Bob.
01:59 - 14.066 That's what I wanted.
01:59 - 15.314 I wanted to get back to.
01:59 - 16.015 The problem.
01:59 - 19.523 If if we said to the Third
01:59 - 23.055 Circuit, you should not.
01:59 - 24.939 Third Circuit interpreted
01:59 - 26.392 Thomas's language
01:59 - 28.432 as precluding you from
01:59 - 30.096 applying federal law
01:59 - 31.837 to determine whether
01:59 - 33.299 our statute requires
01:59 - 34.499 physical force as that term
01:59 - 35.902 is designed in a federal law.
01:59 - 36.403 Does that take
01:59 - 37.203 care of this problem?
01:59 - 38.871 I think it might, Your Honor,
01:59 - 40.339 because as I said before,
01:59 - 41.387 it's clear that their
01:59 - 42.408 problem is Thomas,
01:59 - 44.410 not the language of the statute.
01:59 - 45.497 They don't believe that
01:59 - 46.846 the that the mean. Thomas.
01:59 - 47.580 Thomas is
01:59 - 48.877 Thomas may be right in our
01:59 - 50.349 view of what physical force
01:59 - 52.650 is in our world, in
01:59 - 54.554 Pennsylvania world,
01:59 - 57.595 the third Circuit sounds like
01:59 - 58.991 the Third Circuit has taken
01:59 - 00.547 what the what the superior
02:00 - 02.428 court wrote in Thomas and use
02:00 - 03.606 of physical force and
02:00 - 05.431 overlay the federal definition
02:00 - 07.180 and that may have been
02:00 - 08.668 where the mistake was made
02:00 - 09.243 was for the
02:00 - 10.536 federal third Circuit.
02:00 - 12.484 Assume that the language of
02:00 - 14.674 the Superior Court was using
02:00 - 15.815 a definition of coterminous
02:00 - 17.109 with the federal definition.
02:00 - 17.778 I think that's an
02:00 - 18.511 excellent point,
02:00 - 19.185 Your Honor, and I
02:00 - 20.246 think that that is true.
02:00 - 21.968 I also think it's true
02:00 - 23.950 that under any norms of
02:00 - 26.886 reading judicial opinions,
02:00 - 28.729 the one sentence unsighted
02:00 - 31.023 statement in Thomas dicta that
02:00 - 32.861 the boy and Thomas
02:00 - 34.260 had four fractured
02:00 - 36.662 ribs on top of everything else.
02:00 - 37.922 The court itself used the
02:00 - 39.665 word force later, in the opinion
02:00 - 42.235 there, the the
02:00 - 43.102 the court didn't
02:00 - 44.170 cite to anything
02:00 - 45.251 for that assertion and
02:00 - 46.405 no one has ever cited
02:00 - 47.928 until the federal courts came
02:00 - 49.375 along no one has ever cited
02:00 - 51.010 for that proposition.
02:00 - 52.677 So to say that the
02:00 - 55.114 Thomas is a is a holding
02:00 - 56.528 on the use of force,
02:00 - 57.950 I think was a mistake
02:00 - 59.185 by the federal courts.
02:00 - 59.722 Now, the defense
02:00 - 00.386 has argued, well,
02:01 - 01.655 even the Commonwealth and
02:01 - 03.256 Thomas argued in his briefing
02:01 - 04.581 that force wasn't
02:01 - 05.891 required. And I do
02:01 - 08.144 often wish that whatever
02:01 - 09.128 the Commonwealth
02:01 - 10.812 argues in its briefs becomes
02:01 - 12.398 the law of Pennsylvania.
02:01 - 13.974 But in reality that's
02:01 - 15.468 not the way it works,
02:01 - 16.748 and that's not the
02:01 - 18.771 Third Circuit's reading of
02:01 - 20.645 was not an appropriate
02:01 - 21.674 reading of Thomas.
02:01 - 23.606 And to ask this court to
02:01 - 25.645 engage in legal imagination
02:01 - 27.513 to decide in this case.
02:01 - 29.270 Well, does it require
02:01 - 31.050 a duty is omission.
02:01 - 32.351 The same is commission.
02:01 - 34.120 Where does force fit into that?
02:01 - 35.415 I think goes beyond the
02:01 - 37.189 bounds of what federal courts
02:01 - 38.304 are supposed to be doing
02:01 - 39.725 when they look at state law.
02:01 - 42.828 Thank you very much.
02:01 - 46.632 Up next is
02:01 - 47.975 Marion versus Bryn
02:01 - 49.568 Mawr Trust Company.
02:01 - 52.637 This civil case has roots in
02:01 - 54.874 the criminal activity of a mr.
02:01 - 56.942 Robert Bentley.
02:01 - 59.211 Starting in 1996, Mr.
02:01 - 00.359 Bentley sold fake
02:02 - 02.281 certificates of deposit to
02:02 - 04.156 investors as a
02:02 - 05.951 result of his scheme.
02:02 - 07.391 Mr. Bentley quickly
02:02 - 09.088 became one of the largest
02:02 - 10.661 customers of a bank
02:02 - 12.758 called Bryn Mawr Trust.
02:02 - 14.839 In 2001, law enforcement
02:02 - 16.595 caught up with Mr.
02:02 - 17.693 Bentley, and he was
02:02 - 18.931 convicted of fraud.
02:02 - 21.021 In addition to receiving
02:02 - 22.234 a prison sentence, Mr.
02:02 - 23.214 Bentley was ordered
02:02 - 24.270 to pay restitution
02:02 - 25.942 to defrauded investors in
02:02 - 27.840 the amount of $38 million.
02:02 - 29.525 The court appointed
02:02 - 30.810 what is called a receiver
02:02 - 32.632 whose job is to recover assets
02:02 - 34.280 that would be used to pay back
02:02 - 34.980 the victims.
02:02 - 37.868 As part of his efforts
02:02 - 39.151 to recover assets,
02:02 - 41.523 the receiver filed a lawsuit
02:02 - 43.222 against Bryn Mawr Trust.
02:02 - 45.563 The basis of the lawsuit is
02:02 - 47.093 that Bryn Mawr Trust knew
02:02 - 48.060 and ignored Mr.
02:02 - 50.100 Bentley's illegal activities
02:02 - 51.797 for their own profit.
02:02 - 52.615 The defendant has
02:02 - 53.799 denied any wrongdoing.
02:02 - 56.179 One of the receiver's
02:02 - 57.636 claims was that Bryn Mawr
02:02 - 59.839 Trust aided and abetted Mr.
02:02 - 01.674 Bentley's fraud.
02:03 - 02.818 Bryn Mawr Trust argued
02:03 - 04.143 that this type of claim
02:03 - 05.151 was not recognized
02:03 - 06.579 under Pennsylvania law.
02:03 - 08.719 The trial court agreed and
02:03 - 10.082 granted summary judgment
02:03 - 11.250 on this claim
02:03 - 12.540 in favor of Bryn Mawr Trust
02:03 - 13.853 and against the receiver.
02:03 - 16.683 In March 2018, trial began
02:03 - 19.125 before a jury on other claims,
02:03 - 21.570 the jury returned a defense
02:03 - 23.496 verdict for Bryn Mawr Trust.
02:03 - 25.865 Following trial,
02:03 - 27.105 the receiver asked the
02:03 - 28.768 trial court for a new trial
02:03 - 30.519 on several bases, including that
02:03 - 32.238 he should have been permitted
02:03 - 34.237 to present his claim for aiding
02:03 - 36.142 and abetting fraud to the jury.
02:03 - 37.972 The trial court denied
02:03 - 39.445 the motion and the receiver
02:03 - 41.680 appealed on appeal.
02:03 - 43.402 The Superior Court reversed
02:03 - 45.084 and ordered a new trial.
02:03 - 47.253 Bryn Mawr Trust then
02:03 - 48.759 appealed to the Supreme
02:03 - 50.356 Court of Pennsylvania.
02:03 - 51.107 The question now
02:03 - 52.358 before the Supreme Court
02:03 - 53.526 is whether a Pennsylvania
02:03 - 55.320 law recognizes an aiding
02:03 - 57.363 and abetting fraud claim.
02:03 - 00.166 Bryn Mawr Trust is the appellant
02:04 - 01.165 and will argue that
02:04 - 02.134 Pennsylvania law
02:04 - 03.077 does not recognize
02:04 - 04.203 that type of claim.
02:04 - 05.805 As appellee,
02:04 - 07.106 the receiver will argue
02:04 - 08.537 that he is entitled to pursue
02:04 - 09.942 that claim at a new trial.
02:04 - 13.666 Here is Merion versus
02:04 - 17.683 Bryn Mawr Trust Company.
02:04 - 20.119 Even a very.
02:04 - 22.254 Bryn Mawr trust company
02:04 - 23.487 representing Bryn
02:04 - 24.890 Mawr Trust is Mr.
02:04 - 26.158 Michael Finley.
02:04 - 27.960 Representing Mr.
02:04 - 29.728 Marion is.
02:04 - 32.998 Robert Bentley
02:04 - 34.861 orchestrated a Ponzi
02:04 - 36.936 scheme using Bentley
02:04 - 40.940 financial services as his bank?
02:04 - 41.846 The Federal Court
02:04 - 42.775 appointed a mr.
02:04 - 44.212 Marion as a receiver to
02:04 - 46.178 attempt to recoup monies lost
02:04 - 47.847 in the Ponzi scheme.
02:04 - 49.649 Mr. Marion sued Bentley
02:04 - 51.317 Financial Services,
02:04 - 55.454 arguing it aided and abetted Mr.
02:04 - 56.489 Bentley.
02:04 - 58.083 We accepted with you to
02:04 - 00.025 consider whether we should adopt
02:05 - 02.044 Section 876b and
02:05 - 04.697 restatement second of a torch
02:05 - 06.987 for aiding and abetting
02:05 - 08.901 the alleged fraud
02:05 - 11.770 by Bentley.
02:05 - 13.086 Assuming that we
02:05 - 14.840 adopt this section,
02:05 - 15.826 the second question
02:05 - 16.942 is whether the bank
02:05 - 20.312 must have actual knowledge
02:05 - 21.812 of the fraud or should have
02:05 - 23.616 known or something in between.
02:05 - 25.590 And then finally, we agreed
02:05 - 27.386 to consider whether the prior
02:05 - 28.759 jury's verdict, which
02:05 - 30.155 has already vacated
02:05 - 32.341 but which found no
02:05 - 34.426 liability against Bentley prior
02:05 - 35.204 to vacation,
02:05 - 36.795 barred further relief.
02:05 - 38.663 And I would advise you look
02:05 - 40.833 more the first two questions,
02:05 - 42.306 and I think you'll have
02:05 - 43.802 a better opportunity.
02:05 - 45.137 Mr. MCGINLEY.
02:05 - 46.238 Thank you, Your Honor.
02:05 - 47.128 Mr. Chief Justice. And
02:05 - 48.207 may it please the Court.
02:05 - 50.042 My name is Michael of Dechert
02:05 - 51.060 LLP on behalf of the
02:05 - 52.411 Bryn Mawr Trust Company.
02:05 - 54.023 And the one thing I
02:05 - 55.247 would just want to mention
02:05 - 56.082 with your summary,
02:05 - 57.082 Your Honor, is that
02:05 - 58.377 I believe you misspoke
02:05 - 59.518 and said that Mr.
02:05 - 00.686 that the receiver sued
02:06 - 02.184 Bentley Financial Services, he
02:06 - 03.756 sued Bryn Mawr Trust Company.
02:06 - 06.025 Oh, I'm sorry. That's you.
02:06 - 07.515 Um, as you mention, the court
02:06 - 09.028 granted on three questions.
02:06 - 10.322 I'll take each and turn
02:06 - 11.697 on the first question.
02:06 - 12.673 This court has never
02:06 - 14.166 recognized a tort for aiding
02:06 - 14.901 and abetting fraud,
02:06 - 15.935 and it should not do so.
02:06 - 17.403 Now, as our brief
02:06 - 18.864 explained, there's a number
02:06 - 19.817 of existing torts
02:06 - 20.839 that amply cover
02:06 - 22.163 any actionable conduct
02:06 - 23.342 that would fall within
02:06 - 24.147 and aiding and
02:06 - 25.444 abetting fraud claim
02:06 - 27.612 adding a new tort to the
02:06 - 29.515 mix would only add confusion
02:06 - 30.876 in the doctrine and
02:06 - 32.518 invite vexatious lawsuits.
02:06 - 34.386 And that's.
02:06 - 37.637 Sure to be the catchall
02:06 - 38.891 every time a state.
02:06 - 39.425 Comes up here.
02:06 - 41.460 Tell me how this is going
02:06 - 43.179 to open the floodgates or
02:06 - 45.130 create vexatious lawsuits.
02:06 - 46.804 When you just with because
02:06 - 48.200 there are other similar.
02:06 - 50.518 Type of for sure your honor
02:06 - 52.638 and and I would say I think
02:06 - 53.704 especially in the banking
02:06 - 54.707 context, that's true.
02:06 - 55.813 And that's because
02:06 - 56.942 we have the UFA,
02:06 - 58.077 which covers
02:06 - 59.527 claims against depositories
02:06 - 01.380 for actions of their depositors.
02:07 - 02.781 And in that context,
02:07 - 04.200 the Legislature has struck
02:07 - 05.918 a very careful balance to say
02:07 - 08.080 that there can be liability
02:07 - 09.788 if the depository knew
02:07 - 11.457 of the misconduct
02:07 - 12.437 or that the evidence
02:07 - 13.392 was so compelling
02:07 - 14.647 that it was an act of bad
02:07 - 16.128 faith not to know about it.
02:07 - 17.651 And so when the Legislature
02:07 - 19.198 has spoken on a question,
02:07 - 20.724 as it has in the UFA, this
02:07 - 22.334 Court has been very clear
02:07 - 23.172 that it treads
02:07 - 24.403 carefully and does not.
02:07 - 26.372 You know,
02:07 - 27.327 and is very
02:07 - 28.874 cautious to not usurp
02:07 - 29.700 the Legislature's
02:07 - 31.043 judgment in that context.
02:07 - 32.953 So I think that's precisely
02:07 - 35.314 the case here within this case.
02:07 - 35.981 I don't think
02:07 - 36.688 I think this case
02:07 - 37.883 actually quite illustrates
02:07 - 38.917 the fact that the receiver
02:07 - 40.120 had no lack of claims
02:07 - 41.520 available to him here.
02:07 - 42.636 He had a lack of evidence
02:07 - 43.822 to support those claims.
02:07 - 45.331 And so in this case,
02:07 - 46.358 what happened
02:07 - 47.635 is that he brought
02:07 - 48.994 claims for negligence
02:07 - 50.303 and the UFA also brought in
02:07 - 51.930 aiding and abetting fraud claim
02:07 - 53.253 he was able to try
02:07 - 54.800 the negligence in Ufa
02:07 - 56.101 claims to the jury.
02:07 - 57.758 The jury rejected liability
02:07 - 59.438 and those in those claims
02:07 - 00.577 and the trial judge and I
02:08 - 01.740 would commend the Court
02:08 - 03.242 to look at the trial judge
02:08 - 04.661 judge's post-trial opinion,
02:08 - 06.211 you know, extensively deals
02:08 - 07.198 with the evidence and
02:08 - 08.447 says it's not available.
02:08 - 10.043 The receiver has not said why
02:08 - 11.884 having this aiding and abetting
02:08 - 12.776 fraud claim would
02:08 - 13.852 be better for him,
02:08 - 15.636 except maybe under the diluted
02:08 - 17.623 theory that he and the Superior
02:08 - 18.357 Court adopted.
02:08 - 20.319 But even that falls squarely
02:08 - 22.728 within the shadow of negligence.
02:08 - 23.529 And that's why
02:08 - 24.211 we think on on
02:08 - 25.264 the third question,
02:08 - 26.549 and I will be mindful of
02:08 - 27.966 Your Honor's admonition.
02:08 - 29.323 I think on the third question,
02:08 - 30.602 we do think it's quite clear
02:08 - 32.677 that the jury was presented
02:08 - 34.673 with precisely the standards
02:08 - 36.180 that the Superior Court
02:08 - 37.910 says should be available
02:08 - 39.305 under this tort, and it
02:08 - 40.436 rejected liability
02:08 - 41.580 in that context.
02:08 - 43.035 So I do think that in
02:08 - 44.583 this context, adding
02:08 - 45.798 something to the mix will only
02:08 - 47.119 make people think, well, what?
02:08 - 48.192 Why is there some
02:08 - 49.121 some new thing?
02:08 - 51.056 Is it different than the Ufa?
02:08 - 52.042 Was the legislature
02:08 - 53.158 incorrect in how it
02:08 - 55.194 crafted the U.S.?
02:08 - 56.763 Ufa has the Pennsylvania
02:08 - 57.763 Supreme Court
02:08 - 59.785 somehow usurped or preempted
02:08 - 01.500 the UFA and I don't think
02:09 - 03.001 the court should do so here.
02:09 - 05.237 I would also say that,
02:09 - 06.096 you know, in some
02:09 - 07.139 sense the burden of history
02:09 - 08.340 is on the other side here
02:09 - 09.870 because this court hasn't
02:09 - 11.610 ever recognized this tort.
02:09 - 13.375 The other side says
02:09 - 14.747 that in Skip Worth it,
02:09 - 15.312 the court sort
02:09 - 16.148 of implicitly did.
02:09 - 17.849 So I would point out two things
02:09 - 19.685 with respect to Skip Worth one,
02:09 - 21.939 that's an 876 a case that
02:09 - 24.189 dealt with a common scheme
02:09 - 25.457 or purpose.
02:09 - 26.071 And even within
02:09 - 27.126 that context, the court
02:09 - 28.900 didn't adopt 8876
02:09 - 32.064 blanket, let alone even 876.
02:09 - 33.599 Instead, in dicta.
02:09 - 35.188 What it essentially said
02:09 - 37.002 was that the lower courts
02:09 - 38.680 have applied a standard
02:09 - 40.506 that says if the plaintiff
02:09 - 41.772 cannot identify
02:09 - 42.875 the primary tort fees
02:09 - 44.074 or the secondary tort fees
02:09 - 45.344 or you can't have a claim
02:09 - 46.712 under that provision.
02:09 - 47.212 And the court said
02:09 - 48.321 that seems reasonable
02:09 - 49.615 and without addressing
02:09 - 50.282 whether or not
02:09 - 51.044 where adopting
02:09 - 52.384 the tort will say that
02:09 - 53.546 in that case the facts didn't
02:09 - 54.853 support the plaintiff's claim.
02:09 - 56.242 And then I would say and
02:09 - 57.756 TWC, which is a case decided
02:09 - 59.358 after Skip Worth
02:09 - 00.547 that was on certification
02:10 - 01.760 from the Third Circuit.
02:10 - 03.456 This court, and I believe is
02:10 - 05.297 footnote 14 of that decision
02:10 - 07.066 very explicitly says we have
02:10 - 08.901 that this court has not adopted
02:10 - 10.602 876 and declined to do
02:10 - 12.871 so in context of that case.
02:10 - 14.461 So we believe that it's clear
02:10 - 15.741 this court has never adopt.
02:10 - 19.411 I'm sorry.
02:10 - 20.712 So the cocaine case
02:10 - 22.076 from the Commonwealth
02:10 - 24.249 Court does seem to adopt an 876
02:10 - 26.018 liability theory.
02:10 - 27.219 Obviously that's not
02:10 - 28.687 binding on this court.
02:10 - 31.028 I think it's not entirely clear,
02:10 - 32.891 but I think even in that case,
02:10 - 35.304 it was more likely that it
02:10 - 37.029 was proceeding under 876 a
02:10 - 39.069 and 870 68i think
02:10 - 41.133 is quite fairly read
02:10 - 43.557 as essentially being a
02:10 - 45.304 civil conspiracy element
02:10 - 47.042 because 876 says there has
02:10 - 49.074 be a common purpose or plan,
02:10 - 50.576 whereas 876 B is more
02:10 - 52.277 of the traditional aiding
02:10 - 54.241 and abetting concept, which
02:10 - 55.221 says that the
02:10 - 56.815 defendant must know
02:10 - 58.707 and substantially assist
02:10 - 00.352 or encourage the act.
02:11 - 01.710 And so I don't think
02:11 - 02.955 Kochen obviously
02:11 - 03.789 doesn't find this court.
02:11 - 05.457 I don't think that it should
02:11 - 07.891 really inform the court
02:11 - 10.562 in this context either.
02:11 - 11.496 Counsel
02:11 - 13.932 Go for if you would,
02:11 - 15.152 could you go through the
02:11 - 16.602 elements of the Ufa claim.
02:11 - 18.631 The elements of the Ufa
02:11 - 19.407 claim are that
02:11 - 20.639 there is a fiduciary
02:11 - 23.575 and that the fiduciary committed
02:11 - 25.591 a fraud that was
02:11 - 27.079 that either was known
02:11 - 30.182 to the depository
02:11 - 31.327 in this case the bank
02:11 - 32.551 or that the evidence
02:11 - 33.831 was so compelling that
02:11 - 35.487 it was an act of bad faith
02:11 - 37.292 for the depository not
02:11 - 39.391 to step in and investigate.
02:11 - 41.393 And why do
02:11 - 43.281 you think that the adoption
02:11 - 45.264 of the restatement section
02:11 - 46.317 before us would
02:11 - 48.033 somehow interfere with
02:11 - 51.403 that particular claim?
02:11 - 53.586 So in the context of of
02:11 - 56.174 banking, where there is a
02:11 - 57.942 an allegation of a relationship,
02:11 - 59.177 where the depository
02:11 - 00.584 is accused of somehow
02:12 - 01.780 aiding and abetting
02:12 - 03.873 the fraud of the depositor,
02:12 - 05.984 who in that context is alleged
02:12 - 08.250 to be a fiduciary, that I do
02:12 - 10.622 think that 876 B to the mix
02:12 - 12.124 would create confusion as
02:12 - 13.592 to whether or not the limits
02:12 - 15.786 set forth in the Ufa
02:12 - 17.763 continued to apply.
02:12 - 18.964 Now I will.
02:12 - 20.832 There would be no confusion.
02:12 - 21.700 It would just be
02:12 - 22.868 an additional tort.
02:12 - 26.038 Why is that wrong?
02:12 - 27.836 Well, I think the
02:12 - 29.074 confusion would be
02:12 - 30.783 how how is a court or a jury
02:12 - 32.577 to assess what the relevant
02:12 - 34.346 standard of liability is?
02:12 - 36.069 Well, I mean, that's the case
02:12 - 37.816 when you have an negligence
02:12 - 39.170 claim up against
02:12 - 41.486 fraud claims, etc., etc..
02:12 - 43.325 I mean, juries always
02:12 - 44.923 have to sort out
02:12 - 47.926 different causes of action.
02:12 - 48.994 That's that's true, Your Honor.
02:12 - 49.912 And and of course,
02:12 - 51.163 they could do so here.
02:12 - 51.630 But I think
02:12 - 52.864 when what this court has
02:12 - 54.433 said is that when it's asked
02:12 - 56.033 to adopt a new tort, one
02:12 - 57.502 of the questions it asks
02:12 - 59.295 is whether it's necessary
02:12 - 01.173 to do so within that context.
02:13 - 02.479 And part of that question
02:13 - 03.642 is, has the legislature
02:13 - 04.676 address it or
02:13 - 06.006 or is it more appropriate
02:13 - 07.145 for the legislature
02:13 - 08.049 as the policymaking
02:13 - 09.314 body of the Commonwealth
02:13 - 10.649 to address that question?
02:13 - 12.050 And what I submit is that
02:13 - 13.888 in this particular context,
02:13 - 15.887 it may be that in a context
02:13 - 17.012 that doesn't involve
02:13 - 17.990 deposit juries,
02:13 - 19.392 depositors and
02:13 - 20.425 depositories, that
02:13 - 22.099 maybe the Court
02:13 - 23.161 might want to take up
02:13 - 24.563 the question in that context.
02:13 - 25.693 But here where you
02:13 - 27.165 have the UFA, I think
02:13 - 29.588 that the law amply covers
02:13 - 30.969 any conduct that might be
02:13 - 32.270 viewed as actionable.
02:13 - 32.786 And I think the
02:13 - 33.538 more prudent course
02:13 - 34.740 would be to not adopt the.
02:13 - 36.520 So. So your argument then
02:13 - 38.610 is you don't have a problem
02:13 - 39.911 with adopting the tort.
02:13 - 41.079 You just don't want us to adopt
02:13 - 42.441 the tort as applied
02:13 - 43.682 to your client.
02:13 - 44.592 No, no, Your Honor,
02:13 - 45.817 what I'm saying is that
02:13 - 47.343 this court has said addressed
02:13 - 48.787 when addressing questions
02:13 - 49.396 about whether or
02:13 - 50.222 not it should adopt
02:13 - 51.651 should adopt a new tort
02:13 - 53.291 in a particular context,
02:13 - 55.017 that it should do so in a
02:13 - 56.895 way that's mindful of whether
02:13 - 57.229 or not.
02:13 - 58.315 The legislature is
02:13 - 59.731 the one who should be
02:14 - 01.286 creating policy in that
02:14 - 02.768 context and whether it has.
02:14 - 04.015 And so I think in
02:14 - 05.437 this context, there's a
02:14 - 07.136 there's an argument that
02:14 - 08.640 it's most prudent to say
02:14 - 09.992 that the UFA covers this
02:14 - 11.710 and the Ufa said, well, but.
02:14 - 13.802 But let's so I understand
02:14 - 16.014 that that's the standard.
02:14 - 17.282 But I'm saying
02:14 - 18.450 if what you're saying
02:14 - 19.823 is wait for a different
02:14 - 21.520 context to adopt the talk,
02:14 - 22.988 and if we adopt the tort
02:14 - 23.629 under a different
02:14 - 24.756 context, that's going to be
02:14 - 27.159 adopted for everybody, right?
02:14 - 29.597 We're not going to say
02:14 - 31.229 except financial institutions
02:14 - 32.597 because of the UFA,
02:14 - 33.489 if there's different facts
02:14 - 34.266 and a different case
02:14 - 35.132 that comes before
02:14 - 36.435 us that doesn't involve
02:14 - 38.203 a financial institution,
02:14 - 39.774 and we say we hereby adopt
02:14 - 41.673 the aiding and abetting tort,
02:14 - 43.408 we're not going to carve out
02:14 - 44.810 financial institutions, are we?
02:14 - 46.020 I mean, you could, Your
02:14 - 47.212 Honor, you could say in the UFA
02:14 - 48.813 in the context of that setting,
02:14 - 50.282 the Legislature has spoken
02:14 - 51.430 specifically through
02:14 - 52.951 the UFA to that context.
02:14 - 53.752 The other thing
02:14 - 54.586 you could do,
02:14 - 54.920 Your Honor,
02:14 - 56.114 if you're not comfortable,
02:14 - 56.822 that approach
02:14 - 57.650 and this is sort of
02:14 - 58.457 getting segueing
02:14 - 59.668 to the second question
02:14 - 00.639 presented is that
02:15 - 01.793 we think under any
02:15 - 05.132 permissible adoption of 876 B
02:15 - 07.699 the standard would essentially
02:15 - 09.144 be the same as the
02:15 - 11.503 UFA if not stricter, right?
02:15 - 13.038 Because under 876 B
02:15 - 14.029 it requires knowledge,
02:15 - 15.273 which is actual knowledge
02:15 - 17.558 and under the UFA it requires
02:15 - 19.811 actual knowledge or bad faith.
02:15 - 21.201 And so, you know,
02:15 - 22.214 it may be that,
02:15 - 23.740 that if you're uncomfortable
02:15 - 24.483 with the notion
02:15 - 25.777 that you should tread carefully
02:15 - 27.052 and not carve out a new tort
02:15 - 27.944 in this context,
02:15 - 29.087 that the standards
02:15 - 30.362 essentially resolve to the
02:15 - 32.057 same and you could say so within
02:15 - 32.591 this case.
02:15 - 35.582 Procedurally, this case is
02:15 - 37.195 going back for a new trial.
02:15 - 37.996 Is that correct?
02:15 - 38.973 We don't believe that's
02:15 - 40.232 that's correct, Your Honor.
02:15 - 41.785 If you decide to to address
02:15 - 43.535 the third question presented
02:15 - 45.715 that you did Grant Hodder
02:15 - 48.073 on and and that question says
02:15 - 48.853 whether or not the
02:15 - 50.008 asked whether or not the
02:15 - 51.643 no liability verdict
02:15 - 52.173 that the jury
02:15 - 53.145 rendered with respect
02:15 - 54.998 to the negligence in Ufa claims
02:15 - 56.815 necessarily bars relief here
02:15 - 58.362 we think it does if you
02:15 - 59.985 look at the instructions
02:15 - 01.237 that the trial court
02:16 - 02.387 gave to the jury
02:16 - 03.349 and if you look
02:16 - 04.789 at the verdict form.
02:16 - 07.092 It let
02:16 - 07.970 you know that we have
02:16 - 09.127 a lot of cases get ready.
02:16 - 10.127 And I don't know, it's
02:16 - 11.196 not clear in my mind.
02:16 - 12.634 And I think it's worthy
02:16 - 14.032 of of you explaining
02:16 - 17.469 the superior court in this case
02:16 - 19.297 vacated the verdict
02:16 - 21.306 and provided a new trial.
02:16 - 24.376 And you're saying
02:16 - 26.228 go behind that ruling
02:16 - 28.547 and look very carefully.
02:16 - 29.900 I think what you're saying
02:16 - 31.383 look very carefully at it.
02:16 - 32.849 And in this one
02:16 - 35.520 aspect of that ruling, it
02:16 - 38.089 it provided
02:16 - 40.421 notwithstanding the new trial,
02:16 - 42.294 it verified what we were arguing
02:16 - 42.727 and therefore,
02:16 - 43.712 we don't have to
02:16 - 45.096 try this case again,
02:16 - 45.816 even though Superior
02:16 - 46.998 Court did not put that in that
02:16 - 47.775 mandate in their
02:16 - 49.167 mandate. Is that accurate?
02:16 - 50.602 I'm not sure.
02:16 - 51.992 I'll try to clarify our
02:16 - 53.405 position, Your Honor.
02:16 - 54.807 So what the Superior
02:16 - 56.441 Court said after finding that
02:16 - 57.609 the tort existed and
02:16 - 58.977 then applying its lax
02:16 - 00.465 standard of see enter, it
02:17 - 02.214 said We don't need to address
02:17 - 02.988 whether or not there
02:17 - 03.982 was harmless error here
02:17 - 04.683 based on the
02:17 - 05.940 no liability verdict, because
02:17 - 07.352 we've thrown that verdict out.
02:17 - 08.363 And what we've
02:17 - 09.354 argued in the briefs
02:17 - 10.037 and what we think
02:17 - 10.989 is fairly encompassed
02:17 - 12.318 within the third question
02:17 - 13.725 presented that the court
02:17 - 15.826 granted for review is
02:17 - 17.462 that the superior courts
02:17 - 19.256 co-chair of that jury
02:17 - 20.565 verdict was patently
02:17 - 22.122 incorrect and violated basic
02:17 - 23.702 norms of appellate review.
02:17 - 24.803 In particular,
02:17 - 26.541 what the Superior Court said
02:17 - 27.313 was that the
02:17 - 28.740 mitigation evidence,
02:17 - 30.782 some of which was which
02:17 - 32.310 the jury was precluded
02:17 - 33.777 from even considering
02:17 - 36.114 somehow infected a no liability
02:17 - 38.383 verdict, even though this
02:17 - 39.351 the trial court had
02:17 - 40.652 specifically instructed
02:17 - 41.641 the jury not to
02:17 - 42.988 consider anything.
02:17 - 44.177 But BMT se conduct
02:17 - 45.924 when assessing liability
02:17 - 47.049 had specifically
02:17 - 48.760 structured the verdict form
02:17 - 49.824 which the receiver
02:17 - 50.795 didn't object to,
02:17 - 52.430 so that if the jury found
02:17 - 54.293 no liability, it was instructed
02:17 - 56.301 not to consider damages at all,
02:17 - 57.498 but instead to return to
02:17 - 58.603 the courtroom and render
02:17 - 59.519 a no liability verdict,
02:17 - 00.338 which is precisely
02:18 - 01.295 what happened here
02:18 - 02.707 within just a few hours.
02:18 - 04.338 And and therefore the
02:18 - 05.705 superior court to
02:18 - 07.245 reach its holding
02:18 - 08.635 that vacated the jury
02:18 - 10.582 verdict, it had to overlook
02:18 - 12.029 one of the most basic rules,
02:18 - 13.485 appellate review, which is that
02:18 - 14.536 jurors are presumed
02:18 - 15.720 to follow the instructions
02:18 - 17.222 of the trial court gives it.
02:18 - 17.924 And I think that's
02:18 - 18.690 really important.
02:18 - 19.496 And I and I don't
02:18 - 20.325 want this court
02:18 - 21.034 to be left with
02:18 - 21.960 the misimpression
02:18 - 23.461 that that's a small issue.
02:18 - 24.537 A jury verdict is the
02:18 - 25.897 gold standard of justice
02:18 - 26.862 within this commonwealth
02:18 - 27.932 and within this country.
02:18 - 29.067 And I think that
02:18 - 30.001 what the Superior Court
02:18 - 31.082 did in basically
02:18 - 32.871 supplanting its own view
02:18 - 35.123 for that of both the trial court
02:18 - 36.975 but also of the jury, was a
02:18 - 38.610 direct contradiction of that.
02:18 - 40.989 Are you are you arguing
02:18 - 44.015 here that we should reverse
02:18 - 45.457 the superior court's
02:18 - 46.851 decision in Tokyo
02:18 - 49.008 and we reaffirm and
02:18 - 50.689 affirm the trial court?
02:18 - 52.054 As you say, the jury verdict
02:18 - 53.191 through the trial court?
02:18 - 54.025 Correct, Your Honor.
02:18 - 54.693 But I'm not sure
02:18 - 56.253 that's before us the way
02:18 - 58.296 you structured the questions.
02:18 - 59.201 No, I believe that
02:18 - 59.898 it is, Your Honor,
02:18 - 00.617 because to answer
02:19 - 01.533 the third question,
02:19 - 02.934 which asks whether or not the
02:19 - 04.602 no liability verdict necessarily
02:19 - 06.823 barred relief under essentially
02:19 - 08.707 any standard of mens rea
02:19 - 11.097 under 876 B, the court
02:19 - 13.044 would first have to address
02:19 - 14.225 whether or not the no
02:19 - 15.218 liability verdict
02:19 - 16.281 was still valid.
02:19 - 18.100 And so the antecedent
02:19 - 19.751 question to deciding
02:19 - 22.120 the third Cup
02:19 - 22.887 is whether the
02:19 - 24.062 verdict should have been
02:19 - 25.657 vacated by the Superior Court,
02:19 - 27.253 that the County of Butler
02:19 - 28.660 case makes it clear that
02:19 - 29.794 this court plainly
02:19 - 30.806 has the power to
02:19 - 32.163 decide any question
02:19 - 33.264 that's fairly encompassed
02:19 - 34.175 within the questions
02:19 - 35.433 that it has granted, and.
02:19 - 36.728 We denied allowing to
02:19 - 38.670 appeal on that precise issue.
02:19 - 39.571 I don't.
02:19 - 40.246 So you deny to
02:19 - 41.239 allow it to appeal
02:19 - 42.197 on the first question
02:19 - 43.041 presented, which
02:19 - 44.139 which we think was
02:19 - 45.877 sort of a broader question
02:19 - 46.866 of sort of what is
02:19 - 48.046 the proper standard
02:19 - 49.214 for addressing whether
02:19 - 50.782 to overturn a jury verdict?
02:19 - 52.386 And so it obviously,
02:19 - 53.852 I will not deign
02:19 - 54.735 to tell the court what it
02:19 - 55.820 was thinking when it did so.
02:19 - 56.601 But it may very
02:19 - 57.722 well have been that
02:19 - 59.277 this court said we don't need
02:19 - 01.126 to address what's the of review.
02:20 - 01.968 We know what the
02:20 - 03.261 standard of review is.
02:20 - 04.479 That's not an open question
02:20 - 05.630 under Pennsylvania law.
02:20 - 07.331 But then the court did grant
02:20 - 09.000 the third question presented
02:20 - 10.845 within the aiding
02:20 - 12.871 and abetting bundle.
02:20 - 13.862 And that question
02:20 - 15.173 necessarily requires
02:20 - 16.803 the court to decide whether
02:20 - 17.929 or not the verdict
02:20 - 18.943 remains valid,
02:20 - 19.955 because otherwise it
02:20 - 21.212 wouldn't be able to assess
02:20 - 22.680 whether the Superior Court
02:20 - 24.120 should have viewed that verdict
02:20 - 25.583 as necessarily barring relief
02:20 - 26.686 under an aiding and
02:20 - 27.685 abetting fraud theory.
02:20 - 28.392 So if you put
02:20 - 29.621 this in the context,
02:20 - 31.161 the petition for allowing to
02:20 - 32.724 the appeal where we denied
02:20 - 34.392 the precise issue that you're
02:20 - 36.027 now arguing, we would then
02:20 - 37.799 have to decide the third
02:20 - 40.265 issue by saying the court aired
02:20 - 41.504 and then you don't
02:20 - 43.101 have a no liability verdict.
02:20 - 44.341 And then we're left
02:20 - 45.737 with the two issues
02:20 - 46.785 that are the crux of this.
02:20 - 47.939 Case, correct, your Honor?
02:20 - 49.071 I think there's logic to that,
02:20 - 50.074 because essentially what
02:20 - 50.898 you would have been
02:20 - 52.010 doing by granting that.
02:20 - 52.765 Third go, you don't
02:20 - 53.745 want to agree with me,
02:20 - 55.222 because what I'm saying is
02:20 - 57.182 we would say the superior court,
02:20 - 58.951 the trial court aired
02:20 - 00.218 the superior court ways.
02:21 - 00.985 Correct.
02:21 - 02.128 Therefore, there is
02:21 - 03.721 no no liability verdict.
02:21 - 05.156 So let's get to the
02:21 - 07.259 two questions that are going
02:21 - 09.461 to be heard on the retrial.
02:21 - 10.682 Okay. Sorry, I misunderstood,
02:21 - 12.096 Your Honor. I thought you were.
02:21 - 13.510 We denied the allowing to
02:21 - 15.099 appeal on the precise issue
02:21 - 15.967 that you're arguing.
02:21 - 18.303 And I get I understand the
02:21 - 21.206 confusion,
02:21 - 22.357 given the way the
02:21 - 23.942 rest of the issue was
02:21 - 27.083 phrased, but we did deny
02:21 - 29.113 allowance of appeal on
02:21 - 31.704 that alleged error by
02:21 - 33.251 the Superior Court.
02:21 - 34.953 I understood your ad.
02:21 - 36.164 We think that the third
02:21 - 37.148 question presented
02:21 - 38.089 is, is an error
02:21 - 39.027 version of that, that
02:21 - 40.091 we think you can decide,
02:21 - 40.925 but I'm not going to you.
02:21 - 41.675 Think your finger
02:21 - 42.494 falls into that?
02:21 - 43.467 The C part failed to
02:21 - 44.562 recognize the jury's
02:21 - 45.402 no liability finding
02:21 - 46.564 necessarily blind relief.
02:21 - 47.849 Correct, Your Honor, we think
02:21 - 49.033 that to decide that question.
02:21 - 50.301 We took that question.
02:21 - 51.202 You took that question.
02:21 - 51.997 And we think that to
02:21 - 52.937 decide that question,
02:21 - 54.615 you have to decide whether
02:21 - 56.641 or not the verdict was valid.
02:21 - 57.549 And the reason
02:21 - 58.743 Superior Court chose
02:21 - 59.721 not to address that
02:21 - 00.879 question is it said,
02:22 - 02.233 well, we've overturned
02:22 - 03.548 that, that verdict,
02:22 - 04.223 so we're just not
02:22 - 05.083 going to decide it.
02:22 - 06.258 But you granted review
02:22 - 07.619 on that third question,
02:22 - 08.596 which we think
02:22 - 10.021 fairly encompasses
02:22 - 11.045 the narrow question of
02:22 - 12.657 within the context of this case,
02:22 - 13.339 should that verdict
02:22 - 14.192 have been overturned?
02:22 - 15.699 And we don't believe
02:22 - 17.762 that it should have been.
02:22 - 18.997 We understand your position.
02:22 - 20.134 And would you like to
02:22 - 21.733 say anything in conclusion?
02:22 - 22.719 Nothing other than to say
02:22 - 23.968 thank you for the opportunity
02:22 - 24.736 to address the court.
02:22 - 25.820 And if you have any further
02:22 - 27.171 questions, I'm happy to answer.
02:22 - 27.781 Thank you very much.
02:22 - 28.540 Thank you, Your Honor.
02:22 - 31.476 Mr. Coach
02:22 - 33.645 CAULKER. Coach.
02:22 - 35.013 Good morning, Your Honor.
02:22 - 36.025 It's Edward Kotch
02:22 - 37.181 Lake. Scotch tape
02:22 - 38.186 where the former mayor
02:22 - 39.584 of New York City, thank you,
02:22 - 41.653 may have pleased the court.
02:22 - 43.421 My name is Edward Koch.
02:22 - 44.936 I'm proud to represent
02:22 - 46.891 the receiver in this case,
02:22 - 48.393 David Marion.
02:22 - 48.927 I believe Mr.
02:22 - 49.875 Marion is well
02:22 - 51.396 known to this court.
02:22 - 52.755 This case represents
02:22 - 53.932 the final piece
02:22 - 55.608 in a two decades
02:22 - 57.835 old journey for Mr.
02:22 - 59.196 Marion to marshal the
02:22 - 01.105 assets of Bentley Financial
02:23 - 02.561 and Trust to repay the
02:23 - 04.175 victims of the scheme.
02:23 - 07.412 Why did we sue, Bryn Mawr trust?
02:23 - 09.955 You can't have a Ponzi scheme
02:23 - 12.050 of this nature without a bank.
02:23 - 14.332 You can't have a Ponzi scheme
02:23 - 16.287 of this nature without, a bank
02:23 - 17.755 that looks the other way.
02:23 - 19.495 So Bryn Mawr Trust was
02:23 - 21.052 the instrumentality
02:23 - 22.293 of the fraud.
02:23 - 25.096 Turning to the issues
02:23 - 26.787 that the court
02:23 - 29.233 granted appeal on.
02:23 - 31.305 We obviously agree with
02:23 - 33.805 Justice Donahue that the court's
02:23 - 35.925 limited grant of appeal
02:23 - 37.976 is clear on its face
02:23 - 40.031 when looking at Bryn
02:23 - 41.346 Mawr Trust's petition
02:23 - 42.947 for allowance of appeal.
02:23 - 44.291 ISSUE one was the
02:23 - 46.217 two evidentiary issues
02:23 - 48.239 in which the Superior
02:23 - 49.520 Court a new trial.
02:23 - 50.814 Issue three was the
02:23 - 52.357 aiding and abetting claim.
02:23 - 54.535 The court said, We are granting
02:23 - 56.194 on the aiding and abetting
02:23 - 58.251 and the three issues and we are
02:23 - 00.465 denying on the remaining issue.
02:24 - 02.174 So I, I don't think
02:24 - 03.501 we need to spend
02:24 - 07.171 a lot of time on whether Mr.
02:24 - 09.273 Marin is entitled a new trial.
02:24 - 11.440 The Superior Court has
02:24 - 13.711 said that he is entitled
02:24 - 15.315 to a new trial on the
02:24 - 17.482 negligence and Ufa claims.
02:24 - 19.295 The Only issue before this
02:24 - 20.718 court is whether that new
02:24 - 23.042 trial will include an aiding
02:24 - 25.223 and abetting fraud claim
02:24 - 27.094 and if so, what the
02:24 - 28.893 required mental is.
02:24 - 31.896 I would respectfully submit
02:24 - 33.186 that there's no option for
02:24 - 34.499 this Court under its own
02:24 - 36.297 limited grant of appeal,
02:24 - 38.269 to reinstate the jury's.
02:24 - 40.332 There will be a new trial
02:24 - 42.106 under this Court's limited
02:24 - 43.490 grant of appeal. Again,
02:24 - 44.776 we understand that.
02:24 - 45.622 Why don't you move
02:24 - 46.444 on? Understood.
02:24 - 48.556 Should we adopt 86b or
02:24 - 50.982 should we conclude that
02:24 - 53.039 the financial act covers it
02:24 - 54.786 and would be duplicative?
02:24 - 57.488 Sure, Your Honor.
02:24 - 58.589 In Skip Worth,
02:24 - 00.558 this court
02:25 - 02.074 called the Tour
02:25 - 04.429 eminently reasonable.
02:25 - 06.531 We have
02:25 - 08.473 decisions from the Superior
02:25 - 10.568 Court and the Commonwealth Court
02:25 - 13.638 that not only approve
02:25 - 17.775 of an 876 B tort, they adopt it.
02:25 - 19.606 So if we look as
02:25 - 21.212 far back as Klein,
02:25 - 24.165 the tort has been in existence
02:25 - 26.517 for 40 years in Pennsylvania.
02:25 - 28.753 That's a 1982 case.
02:25 - 30.348 So I respectfully
02:25 - 32.724 disagree with Bryn Mawr
02:25 - 34.566 trust that this is a novel
02:25 - 36.360 or new cause of action.
02:25 - 38.401 It has been a part
02:25 - 40.431 of the jurisprudence
02:25 - 42.021 of this Commonwealth for
02:25 - 43.701 depending on which case
02:25 - 45.335 you look as the starting
02:25 - 47.472 point, either 40 or 25 years.
02:25 - 49.204 And as this court,
02:25 - 51.109 I'm sure, is well aware,
02:25 - 52.715 where the where this court
02:25 - 54.345 has not expressly spoken
02:25 - 56.426 decision of the
02:25 - 58.282 intermediate appellate courts
02:25 - 00.054 are are otherwise
02:26 - 02.653 binding on the lower court.
02:26 - 04.916 So we have a consistency
02:26 - 06.824 among Commonwealth
02:26 - 08.503 and superior courts
02:26 - 10.294 adopting the tort.
02:26 - 11.713 Well, I'd like to just
02:26 - 13.164 explore that for a moment.
02:26 - 14.635 Are these cases
02:26 - 16.968 examples of the courts
02:26 - 18.869 adopting the tort or
02:26 - 21.272 was it more inferential
02:26 - 23.975 that that we
02:26 - 25.476 are going to accept the tort
02:26 - 26.310 because they aren't
02:26 - 28.250 quite as clear as I think you're
02:26 - 30.214 you're holding them out to be,
02:26 - 32.156 but they aren't quite as
02:26 - 34.418 unclear as you're opposing it.
02:26 - 37.416 So, Your Honor, for
02:26 - 38.689 example, in Sovereign
02:26 - 40.158 Bank versus Valentino,
02:26 - 41.956 this is a 26 Pennsylvania
02:26 - 43.561 Superior Court case.
02:26 - 46.098 The Superior Court says
02:26 - 47.899 we expressly recognize
02:26 - 49.378 the talk of concerted
02:26 - 50.668 tortious action,
02:26 - 52.434 concerted Tortious
02:26 - 53.738 action, as defined in
02:26 - 55.379 876, is a recognized
02:26 - 57.375 civil cause of action,
02:26 - 58.760 and it's also known as
02:26 - 00.211 civil aiding and abetting.
02:27 - 01.981 So while you raise an
02:27 - 04.048 excellent point, Justice Todd,
02:27 - 05.858 are the ruminations
02:27 - 07.652 law in the other cases?
02:27 - 09.756 I would suggest yes,
02:27 - 11.589 but that issue is settled
02:27 - 12.557 once and for all
02:27 - 13.795 in the Valentino case,
02:27 - 15.626 where it's an express adoption
02:27 - 18.095 counsel.
02:27 - 19.559 This restatement section
02:27 - 21.232 that we're talking about,
02:27 - 23.267 this is in a large leap
02:27 - 26.199 in terms of adoption
02:27 - 28.139 of a cause of action.
02:27 - 28.806 Is it?
02:27 - 30.508 No, it's not, Your Honor.
02:27 - 32.242 I mean, forget about the
02:27 - 34.145 cases that allegedly Dr.
02:27 - 36.360 Donee Doctor 88,
02:27 - 39.016 76, the notion of
02:27 - 40.618 two tort
02:27 - 42.418 geezers acting in concert
02:27 - 44.822 are liable to be victim harmed.
02:27 - 48.759 It's not a unusual
02:27 - 51.162 manner in which this court
02:27 - 51.863 establishes
02:27 - 53.431 tort liability, is it?
02:27 - 54.732 Not in the least.
02:27 - 56.968 Your Honor, this is
02:27 - 59.437 it is an ordinary
02:27 - 01.285 principle of existing
02:28 - 04.308 jurisprudence that multiple tort
02:28 - 07.545 visas can be liable for damages.
02:28 - 09.709 876 merely says,
02:28 - 11.816 here's an example.
02:28 - 14.585 One can aid and abet
02:28 - 18.155 another's commission of a tort.
02:28 - 20.390 This concept is throughout
02:28 - 21.893 this Commonwealth's
02:28 - 23.073 criminal jurisprudence in
02:28 - 24.562 terms of aiding and abetting.
02:28 - 26.197 You're absolutely right.
02:28 - 27.358 Donahue This is
02:28 - 28.933 not a leap at all.
02:28 - 30.692 This is not a sky is
02:28 - 33.537 falling if you adopt it again,
02:28 - 35.421 we respectfully submit that
02:28 - 37.441 this court, through Skip Worth
02:28 - 39.816 and the other decisions, it's
02:28 - 42.380 been adopted in Pennsylvania.
02:28 - 43.414 But may I.
02:28 - 44.826 Ask you, you just
02:28 - 47.351 mentioned criminal cases. It
02:28 - 51.589 it reminds me of the
02:28 - 54.692 of the disconnect
02:28 - 56.512 I perceive your science or
02:28 - 58.496 argument, because assuming
02:28 - 00.593 you assuming you're
02:29 - 03.601 right about the tour, why
02:29 - 06.570 why should we allow
02:29 - 07.610 this with a lesser
02:29 - 08.673 level of science
02:29 - 09.840 or than actual knowledge?
02:29 - 11.175 I mean, doesn't the
02:29 - 12.826 very definition, aiding
02:29 - 14.645 and abetting, I suggest
02:29 - 19.650 suggest some higher standard?
02:29 - 21.819 Your Honor, an excellent point.
02:29 - 24.133 To be clear, the
02:29 - 26.190 Superior Court did adopt
02:29 - 28.195 a an actual knowledge or
02:29 - 30.361 should have known standard.
02:29 - 32.930 Here's the problem with fraud.
02:29 - 34.812 Fraud is rarely proclaimed
02:29 - 36.500 from the mountaintop.
02:29 - 38.357 Rare is the case where
02:29 - 40.237 you have a witness saying,
02:29 - 41.226 for example, in this
02:29 - 42.340 case, you know what?
02:29 - 43.607 We actually knew Mr.
02:29 - 44.976 Bentley was committing fraud
02:29 - 46.456 and we continued to
02:29 - 48.746 services accounts anyway or
02:29 - 50.987 rare is the case where there's a
02:29 - 52.917 smoking gun document that says
02:29 - 56.550 bulletin to all Bryn
02:29 - 58.222 Mawr Bank employees.
02:29 - 00.558 Mr. Bentley is committing fraud.
02:30 - 03.861 Fraud is almost always thrown
02:30 - 06.597 stone circumstantial evidence.
02:30 - 08.240 Justice Kennedy,
02:30 - 10.234 in the glob tech case,
02:30 - 11.735 talked about facts
02:30 - 13.971 demonstrating willful blindness
02:30 - 15.734 or also probative
02:30 - 17.308 of actual fraud.
02:30 - 19.963 One can infer knowledge
02:30 - 21.879 from the conduct
02:30 - 23.950 and an inference may be
02:30 - 26.050 justified when a defendant
02:30 - 27.424 avoids confirming
02:30 - 28.986 what may be true.
02:30 - 30.672 Well, that's that's more of a
02:30 - 32.189 recklessness standard, though.
02:30 - 33.491 It's not negligence.
02:30 - 34.484 It's more than more
02:30 - 35.659 than that, isn't it?
02:30 - 37.028 It is.
02:30 - 38.120 It is more than
02:30 - 39.530 that, Your Honor.
02:30 - 40.632 And it's not a
02:30 - 42.633 standard list exercise.
02:30 - 45.463 The Cédric case, for example,
02:30 - 47.405 talked about in assessing
02:30 - 49.516 the circumstantial evidence
02:30 - 51.809 as evidence of actual fraud
02:30 - 52.610 or something
02:30 - 54.519 else, was the risk obvious
02:30 - 56.747 or a matter of common sense.
02:30 - 58.053 Did the defendant
02:30 - 58.949 have particular
02:30 - 00.751 training or expertize?
02:31 - 01.782 Did the defendant
02:31 - 03.020 violate procedures
02:31 - 05.222 designed address that harm?
02:31 - 07.189 In this case, you answer
02:31 - 09.593 that question respectfully.
02:31 - 11.695 Yes, yes, yes.
02:31 - 13.383 It was a matter of common
02:31 - 15.366 sense, given the particular
02:31 - 18.436 nature of the accounts,
02:31 - 20.758 that they should not be operated
02:31 - 22.773 in the manner that they were.
02:31 - 23.820 But my question just to
02:31 - 25.076 follow up my question, so
02:31 - 27.578 you're saying because we're
02:31 - 28.804 talking about adopting
02:31 - 30.448 this tort here, so assuming
02:31 - 33.541 assuming we confirmed
02:31 - 35.653 the torts adopted,
02:31 - 36.842 you want us to you
02:31 - 38.589 want us to also validate
02:31 - 40.791 the the idea.
02:31 - 43.594 You also want us to say that
02:31 - 45.410 while while Santore
02:31 - 47.231 is obviously required
02:31 - 50.601 to commit a fraud,
02:31 - 52.703 you can aid and abet that fraud
02:31 - 55.806 with no center.
02:31 - 56.841 It's not no.
02:31 - 58.609 Say enter, your honor.
02:31 - 00.344 It's it's.
02:32 - 01.316 I think we all agree
02:32 - 02.213 actual knowledge
02:32 - 03.814 would satisfy that standard,
02:32 - 04.913 something less than that
02:32 - 06.083 constructive knowledge.
02:32 - 07.443 That's what the Superior
02:32 - 08.586 Court said could satisfy.
02:32 - 09.878 Well, you agree with that which
02:32 - 11.088 they said should have known.
02:32 - 12.490 Should have known.
02:32 - 13.649 That which is which is different
02:32 - 14.758 from constructive knowledge.
02:32 - 16.527 It's a classic negligence.
02:32 - 17.383 That's that's a fair
02:32 - 18.262 point, Your Honor.
02:32 - 20.421 And so for when we're assessing
02:32 - 22.533 whether a plaintiff is aware
02:32 - 23.159 that a claim is
02:32 - 24.235 accrued for the purpose
02:32 - 25.769 of a statute of limitations,
02:32 - 27.173 we're looking at a
02:32 - 29.073 very similar analysis.
02:32 - 30.333 Did the plaintiff have actual
02:32 - 31.442 awareness of the claim,
02:32 - 33.146 or is that some total
02:32 - 34.712 of the circumstances
02:32 - 36.219 sufficient to suggest that
02:32 - 37.615 the plaintiff should have?
02:32 - 39.450 So this I should have known.
02:32 - 40.139 You keep saying
02:32 - 41.085 should have known.
02:32 - 43.320 I mean, did. No. Didn't.
02:32 - 44.779 Because you're talking about
02:32 - 46.524 the difference between evidence
02:32 - 47.696 to support knowledge
02:32 - 49.426 first is what knowledge is.
02:32 - 51.543 I mean, at the end of the
02:32 - 53.664 day, I mean, in my view,
02:32 - 55.296 the superior formulation
02:32 - 57.568 brings in negligence, which has
02:32 - 59.417 nothing to do with the way
02:32 - 01.505 the restatement is written.
02:33 - 02.907 It talks about knowing.
02:33 - 04.926 Or that standard in between
02:33 - 06.744 negligence and knowing
02:33 - 08.646 which more of a reckless miss.
02:33 - 10.588 Well, that's exactly
02:33 - 12.750 right, Justice Todd.
02:33 - 14.639 It's unclear from
02:33 - 15.886 the restatement.
02:33 - 16.855 They simply used
02:33 - 18.155 the word knowledge,
02:33 - 19.972 what what level of culpability
02:33 - 21.425 they were talking about.
02:33 - 23.594 We know that the superior said.
02:33 - 25.596 You know.
02:33 - 28.465 I respectfully, sir. Yes.
02:33 - 29.642 Actually, I had a question
02:33 - 30.568 when Justice Swett
02:33 - 31.421 sort of jumped in front
02:33 - 32.336 of me, which was fine.
02:33 - 33.637 Yeah He didn't know it.
02:33 - 34.716 So I want to go back
02:33 - 35.873 for one more second
02:33 - 38.326 to the actual adoption age 76,
02:33 - 40.678 then I'll bring you back to Knew
02:33 - 41.245 or should have known.
02:33 - 45.049 And we'll wrap this up.
02:33 - 45.811 I thought he did
02:33 - 46.984 answer. No, he didn't.
02:33 - 47.761 Go in and answer.
02:33 - 48.886 What was the question?
02:33 - 52.723 Well, Justice Donahue question
02:33 - 54.757 over which I followed up, then
02:33 - 56.360 he was beginning to answer.
02:33 - 58.128 It was about the standard.
02:33 - 59.526 Yeah, I thought it was
02:33 - 01.332 knew or should have known.
02:34 - 03.334 Do you remember you were. I do.
02:34 - 04.282 Would you. Answer
02:34 - 05.069 Justice Todd for.
02:34 - 06.347 Me and so. Inquire so I
02:34 - 07.705 can ask you something?
02:34 - 11.242 Sure, sure. Sorry, Chief.
02:34 - 13.244 So the court's the ironic.
02:34 - 14.912 The Bucci case have used
02:34 - 16.638 different phrasing to discuss
02:34 - 18.148 the knowledge standard,
02:34 - 21.418 constructive notice, intentional
02:34 - 23.114 ignorance, willful blindness,
02:34 - 24.421 conscious disregard.
02:34 - 25.956 Reckless disregard.
02:34 - 27.433 So these are not my
02:34 - 29.560 formulations of the test.
02:34 - 30.832 These are various
02:34 - 32.429 other courts to say
02:34 - 34.644 essentially a knew or
02:34 - 36.867 should have known standard
02:34 - 38.970 or a head in the sand
02:34 - 41.272 defense will not suffice.
02:34 - 43.374 It's a spectrum. Yes.
02:34 - 44.942 So where are we for?
02:34 - 45.709 That's correct.
02:34 - 47.459 So the Superior Court's
02:34 - 49.313 adoption is somewhere below
02:34 - 50.213 actual knowledge and
02:34 - 51.548 somewhere above negligence.
02:34 - 55.753 I'm not I'm I'm kind of with
02:34 - 56.920 Justice Donahue on
02:34 - 58.188 this, though, I don't think
02:34 - 59.930 should have known is anything
02:34 - 01.959 other than a negligence standard
02:35 - 02.674 where you have to
02:35 - 03.627 bring in a basically
02:35 - 04.735 an expert witness
02:35 - 06.130 that basically says
02:35 - 07.438 I'm an expert in
02:35 - 08.732 financial institutions.
02:35 - 09.733 And if all of these facts
02:35 - 10.959 were in front of me, I
02:35 - 12.603 would known this was fraud,
02:35 - 14.138 even though they didn't know.
02:35 - 15.033 And that's all
02:35 - 16.340 you have to prove.
02:35 - 17.361 It seems to me that
02:35 - 18.842 the restatement is clear.
02:35 - 21.178 It requires knowledge.
02:35 - 22.376 I think to your point
02:35 - 23.714 that you were reading
02:35 - 24.668 you had me until you
02:35 - 25.983 went to should have known
02:35 - 28.334 knowledge can be actual
02:35 - 30.254 knowledge can be established
02:35 - 31.437 in multiple ways and
02:35 - 32.823 it can be established
02:35 - 35.259 through circumstantial evidence.
02:35 - 36.980 It can be established by proving
02:35 - 38.562 that someone knew something
02:35 - 39.322 and they just stuck
02:35 - 40.431 their head in the ground.
02:35 - 42.099 That's still knowledge,
02:35 - 43.005 but is where I think
02:35 - 43.934 the Superior Court
02:35 - 44.879 may have gotten
02:35 - 46.103 off track here is
02:35 - 47.017 and maybe they
02:35 - 48.505 did it unintentionally,
02:35 - 49.826 but they clearly said
02:35 - 51.108 should have known.
02:35 - 52.685 And that may be where
02:35 - 54.211 I have the problem
02:35 - 55.293 with with the standard,
02:35 - 56.447 just the articulation.
02:35 - 57.781 I'm sure. Sure.
02:35 - 58.876 But tell us what the
02:35 - 00.050 standard should be.
02:36 - 02.519 Just as Todd wants to know.
02:36 - 03.087 Understood.
02:36 - 05.088 Well, and I also want to know
02:36 - 07.391 when I and I incidentally agree
02:36 - 07.991 with Justice
02:36 - 08.910 Roberts and Justice
02:36 - 10.294 Donahue, that should known
02:36 - 11.433 just sounds like garden
02:36 - 12.796 variety negligence to me.
02:36 - 14.796 But when you're talking about
02:36 - 16.567 actual knowledge, in addition
02:36 - 17.594 to telling us what you
02:36 - 19.069 think the standard should be,
02:36 - 21.024 could you tell us whether
02:36 - 22.473 in your view, actual
02:36 - 23.898 knowledge means
02:36 - 26.210 only actual knowledge.
02:36 - 28.011 I saw him commit fraud.
02:36 - 29.000 Or does actual
02:36 - 30.514 knowledge encompass
02:36 - 31.792 the recklessness
02:36 - 33.016 that is so reckless
02:36 - 34.105 that it should be equated
02:36 - 35.085 to actual knowledge?
02:36 - 36.208 Sure. Let me start.
02:36 - 37.321 That makes sense.
02:36 - 38.333 I believe I followed
02:36 - 39.523 you Justice Todd. Me?
02:36 - 40.654 Start with the
02:36 - 42.626 second question first.
02:36 - 44.895 Actual knowledge is not limited
02:36 - 46.206 to direct evidence
02:36 - 47.631 of actual knowledge.
02:36 - 49.087 The smoking gun document
02:36 - 49.905 witness where
02:36 - 51.301 there's an admission
02:36 - 53.370 that so rarely happens.
02:36 - 56.440 So we look at and courts approve
02:36 - 00.344 the review of circumstantial
02:37 - 03.013 to see discern
02:37 - 05.314 whether Bryn Mawr for example
02:37 - 06.628 in this case had
02:37 - 08.118 actual knowledge
02:37 - 10.250 and those things I mentioned
02:37 - 12.623 previously was the risk obvious?
02:37 - 14.091 Did the defendant
02:37 - 14.992 have a particular
02:37 - 16.293 training or expertize?
02:37 - 18.111 The defendant have
02:37 - 19.830 procedures designed
02:37 - 22.866 to address that harm.
02:37 - 24.504 If if the answer to all of
02:37 - 26.103 those questions is yes,
02:37 - 27.738 it's certainly a jury question
02:37 - 29.098 as to actual knowledge,
02:37 - 30.541 if that's the standard
02:37 - 32.731 and actual knowledge
02:37 - 34.411 would be a high standard.
02:37 - 36.047 If the restatement
02:37 - 37.481 authors wanted it
02:37 - 38.704 to be actual knowledge, I
02:37 - 39.950 suppose they could have
02:37 - 43.086 inserted the word actual.
02:37 - 45.614 They they used a more
02:37 - 47.991 amorphous term knowledge,
02:37 - 49.676 which is what we're
02:37 - 51.862 all struggling with here.
02:37 - 52.629 Now, it.
02:37 - 54.186 Really doesn't sound especially
02:37 - 55.766 amorphous for them to say no.
02:37 - 58.502 I mean, they said that
02:37 - 00.070 subject to
02:38 - 01.966 our ability, if the bank
02:38 - 03.807 knows that the others
02:38 - 05.193 consents, the other conduct
02:38 - 06.810 constitutes a breach of duty.
02:38 - 08.781 So I'm sure what's
02:38 - 10.681 amorphous about those?
02:38 - 12.316 They could say actually knows.
02:38 - 13.270 I said knows. And
02:38 - 14.418 we're not kidding.
02:38 - 17.554 So you really mean that?
02:38 - 18.973 Now I want to take
02:38 - 19.990 you back again.
02:38 - 21.391 I got waylaid.
02:38 - 21.977 We went forward, and
02:38 - 22.826 I'm going to take you back
02:38 - 23.861 and bring it forward.
02:38 - 24.361 Sure.
02:38 - 26.099 Would you respond the
02:38 - 28.565 idea that in this peculiar case,
02:38 - 30.198 we do more harm than
02:38 - 32.102 good, adopting H 76 B
02:38 - 33.600 because we have the
02:38 - 34.714 uniform financial
02:38 - 35.906 fiduciary is at.
02:38 - 38.084 That was your
02:38 - 39.209 opponent's argument
02:38 - 42.012 that it's the same
02:38 - 43.668 cause of action for
02:38 - 45.315 the same damages.
02:38 - 47.484 And all we do is sort of
02:38 - 48.601 make a mess of jury
02:38 - 50.454 instructions if we have both.
02:38 - 52.688 Well well, there may
02:38 - 54.091 be some overlap.
02:38 - 55.941 The universe, a uniform
02:38 - 57.895 fiduciary act requires
02:38 - 59.763 a fiduciary.
02:38 - 00.963 There are certainly
02:39 - 02.633 many other circumstances
02:39 - 04.478 where one can aid bid
02:39 - 06.503 of fraud, not involving
02:39 - 08.005 a fiduciary breach.
02:39 - 10.040 So the Uniform Fiduciary Act
02:39 - 12.073 necessarily involves the
02:39 - 13.911 involvement of a fiduciary.
02:39 - 15.670 And on retrial, Bryn Mawr
02:39 - 17.447 Trust may say, you know what
02:39 - 20.617 Bentley and his custodians were?
02:39 - 22.553 I'm sorry, Bentley
02:39 - 23.599 and his entities were
02:39 - 24.922 Custodes, not fiduciary.
02:39 - 27.257 Therefore the UFA doesn't apply.
02:39 - 31.134 So it provides a more general
02:39 - 34.064 cause of action and justice.
02:39 - 35.193 Bear. It was tailor
02:39 - 36.466 made for this case.
02:39 - 38.909 We have Bentley admitting
02:39 - 40.904 his fraud, sentenced
02:39 - 43.072 to 55 months in federal prison
02:39 - 45.409 for, operating a Ponzi scheme.
02:39 - 46.410 The only way
02:39 - 47.682 he could have operated
02:39 - 49.446 this particular Ponzi scheme
02:39 - 51.433 was with a bank and a bank
02:39 - 53.383 that looked the other way.
02:39 - 56.064 So have Bryn Mawr Bank being
02:39 - 59.022 the instrumentality of the fraud
02:39 - 01.002 that necessarily
02:40 - 02.626 aided and abetted
02:40 - 05.696 the fraud conducted by Mr.
02:40 - 06.530 Bentley.
02:40 - 08.845 So we believe that was
02:40 - 11.501 our most on point claim
02:40 - 12.944 and it was
02:40 - 15.872 improperly before trial.
02:40 - 17.674 Let me bring you back.
02:40 - 18.622 Yeah, that's that's
02:40 - 19.443 a fine answer.
02:40 - 21.578 Bring you back then. To what?
02:40 - 22.913 No means.
02:40 - 24.473 You know, again,
02:40 - 26.450 we're not kidding.
02:40 - 27.597 I don't know how big or
02:40 - 28.919 small Bryn Mawr Bank is.
02:40 - 29.552 Respectfully, I
02:40 - 30.554 come from Pittsburgh.
02:40 - 31.989 You just don't know that bank.
02:40 - 32.818 I know how big
02:40 - 34.091 Bank of America is.
02:40 - 36.117 I know how big PNC
02:40 - 38.495 Bank is, Mellon Bank is.
02:40 - 40.249 And so I just it
02:40 - 41.798 seems to me that
02:40 - 44.207 it may be commercially
02:40 - 45.869 unreasonable.
02:40 - 46.661 Well, everybody
02:40 - 47.704 here seems to agree
02:40 - 48.605 that should have no
02:40 - 50.996 negligence standard is just not
02:40 - 53.410 feasible for these mega banks
02:40 - 56.179 where the
02:40 - 57.834 the individual doing the
02:40 - 59.583 Ponzi scheme is one of,
02:41 - 01.598 you know, a thousand
02:41 - 04.054 millionaire deposit depository
02:41 - 05.156 or billionaire
02:41 - 07.157 depository or the like.
02:41 - 11.028 If we adopt no,
02:41 - 12.992 no, we dropped,
02:41 - 15.165 what, 876 B says that
02:41 - 18.201 that the that the others
02:41 - 19.808 conduct constitutes
02:41 - 21.438 a breach of duty.
02:41 - 23.006 Everything you're arguing
02:41 - 24.101 is merely a question
02:41 - 25.275 of proof, isn't It.
02:41 - 27.611 We don't care how you prove it.
02:41 - 28.222 Prove it, you
02:41 - 29.479 circumstantial evidence.
02:41 - 31.081 Prove it through inference.
02:41 - 32.783 Prove it any way you want.
02:41 - 35.218 But the juries, the jury
02:41 - 38.356 did in this case, Pridmore
02:41 - 40.290 Mellon Bank of America
02:41 - 41.992 know that the adage conduct
02:41 - 43.627 constituted a breach of duty,
02:41 - 44.478 giving substantial
02:41 - 45.929 assistance or encouragement.
02:41 - 47.564 Right. Right.
02:41 - 48.848 So to put a very
02:41 - 50.400 fine point on it,
02:41 - 51.944 if this court confirms
02:41 - 53.937 the existence of the claim
02:41 - 55.902 and it agrees that we've
02:41 - 58.241 stated a prima facie claim, it's
02:41 - 59.810 ultimately a jury question
02:41 - 00.783 whether Bryn Mawr
02:42 - 02.012 Bank had knowledge.
02:42 - 03.747 Yeah, but the jury has to.
02:42 - 04.601 I know, just
02:42 - 06.416 circling circling here.
02:42 - 07.258 But the jury has
02:42 - 08.285 to be instructed.
02:42 - 08.652 Again,
02:42 - 09.781 this is why we keep asking
02:42 - 11.154 you about science or because.
02:42 - 12.105 Would you would you be nice
02:42 - 13.223 enough to answer my question?
02:42 - 13.823 And then I would
02:42 - 14.791 yield to justice Wecht.
02:42 - 17.060 Sure.
02:42 - 19.183 So it is ultimately
02:42 - 20.430 a jury question once
02:42 - 21.176 the prima facie
02:42 - 22.299 claim has been made.
02:42 - 23.272 So the court shouldn't
02:42 - 24.000 have dismissed
02:42 - 25.335 the on summary judgment,
02:42 - 26.437 should have allowed
02:42 - 27.738 it to go to the jury
02:42 - 28.852 who would consider
02:42 - 30.240 and weigh knowledge,
02:42 - 31.094 whether direct
02:42 - 32.342 or circumstantial.
02:42 - 36.246 Thank you.
02:42 - 37.848 Justice. Your question about.
02:42 - 38.567 No, there's one thing
02:42 - 39.483 we haven't talked about,
02:42 - 40.117 which I think is a
02:42 - 41.889 very important piece
02:42 - 44.221 of the knowledge puzzle.
02:42 - 45.238 Bryn Mawr Bank had a
02:42 - 46.690 duty to know its customer.
02:42 - 48.807 This was not a duty
02:42 - 51.094 that was created by Mr.
02:42 - 53.196 Marion as the federal receiver.
02:42 - 54.729 They were required by federal
02:42 - 56.233 law to know their customer
02:42 - 57.967 and they had a written
02:42 - 59.836 know your customer policy
02:43 - 01.964 that is found in
02:43 - 04.040 the record at 1993a
02:43 - 06.043 And you don't need to rely
02:43 - 08.211 on the parties characterizations
02:43 - 09.638 of the document looking
02:43 - 11.214 at the document itself.
02:43 - 12.184 What Bryn Mawr
02:43 - 13.550 expected of itself
02:43 - 16.310 must be aware of any out of
02:43 - 17.588 the ordinary or
02:43 - 19.389 suspicious activity
02:43 - 21.523 that is not in keeping with
02:43 - 23.660 the known and usual activity
02:43 - 25.629 as the monitoring.
02:43 - 26.997 Ongoing monitoring
02:43 - 28.525 will consist of periodic
02:43 - 30.333 review of account activity
02:43 - 31.401 to determine
02:43 - 33.252 any unusual transactions
02:43 - 35.438 that may indicate possible
02:43 - 37.126 money laundering activity
02:43 - 38.975 or deposit account fraud.
02:43 - 40.826 So this is Bryn Mawr
02:43 - 42.479 saying to the world
02:43 - 44.894 We have a duty to
02:43 - 46.383 to know our customer.
02:43 - 48.451 Here is our written policy.
02:43 - 50.603 We're simply asking Bryn
02:43 - 53.590 Mawr Bank to follow own policy.
02:43 - 54.726 Well, but when you talk
02:43 - 56.193 about duty like that, you're
02:43 - 58.252 treading into negligence
02:43 - 59.796 territory very quickly.
02:43 - 00.764 And I get
02:44 - 01.314 you also, you're
02:44 - 02.098 arguing the evidence
02:44 - 02.747 in of an appellate
02:44 - 03.567 court, which usually
02:44 - 05.468 isn't a good thing to do.
02:44 - 06.997 But I'll say this when
02:44 - 08.305 you go back, basically,
02:44 - 09.564 I think your answer
02:44 - 10.740 to the question is
02:44 - 11.942 you want the totality
02:44 - 13.302 circumstances test to be
02:44 - 14.744 able to prove knowledge
02:44 - 16.507 that that because he
02:44 - 17.881 can't have the smoking gun.
02:44 - 20.084 But you can show enough facts
02:44 - 22.352 that a jury could conclude that
02:44 - 25.174 that they had knowledge
02:44 - 26.890 constructive or actual
02:44 - 28.170 not should have known but
02:44 - 29.292 had knowledge construction
02:44 - 30.594 or actual based on the
02:44 - 32.273 totality of circumstances, I'm
02:44 - 33.864 assuming would include the
02:44 - 35.770 stipulated fact that the fraud
02:44 - 37.534 was concealed from the bank.
02:44 - 38.543 Efforts were made to
02:44 - 40.036 conceal the fraud from bank.
02:44 - 41.333 So the totality of
02:44 - 42.873 circumstances test.
02:44 - 44.563 I think that that would
02:44 - 45.609 be an acceptable test
02:44 - 46.446 because it would
02:44 - 47.944 allow the court, the jury,
02:44 - 49.308 to evaluate all the
02:44 - 51.348 evidence and and give that
02:44 - 53.613 decision to the jury as
02:44 - 55.785 to the stipulated fraud.
02:44 - 56.703 I want to be
02:44 - 58.421 clear on this point.
02:44 - 00.152 While the parties stipulated
02:45 - 01.658 that Bentley attempted
02:45 - 02.863 to conceal his fraud and
02:45 - 04.294 did everything he could to
02:45 - 05.495 to conceal his fraud.
02:45 - 08.531 What we didn't stipulate to
02:45 - 09.725 is that Bryn Mawr
02:45 - 11.368 Bank didn't otherwise
02:45 - 12.418 have a duty to discover
02:45 - 13.770 you keep. That's a problem.
02:45 - 15.329 When you go to duty,
02:45 - 16.840 you're going to lose.
02:45 - 19.115 But. Counsel, I think
02:45 - 21.244 that we're way ahead
02:45 - 22.922 where we need to
02:45 - 24.781 be if we conclude
02:45 - 27.052 that the tort that we adopted
02:45 - 28.818 tort, and then we conclude
02:45 - 30.333 some quantum of
02:45 - 32.789 of culpability, either
02:45 - 34.415 you knew or you really knew
02:45 - 36.126 or you had to really know.
02:45 - 37.961 And we send this back.
02:45 - 39.234 Then it goes to the normal
02:45 - 40.630 trial course of the judge.
02:45 - 41.932 Nine suits you.
02:45 - 45.235 You'll be back if the judge
02:45 - 47.328 grants or denies your
02:45 - 49.506 suggested points for jury charge
02:45 - 51.399 or the other suggestion
02:45 - 52.876 during jury charge.
02:45 - 54.935 Or if our suggested jury
02:45 - 57.013 charge, people who are not
02:45 - 58.784 the court suggests some
02:45 - 00.750 jury charges that'll argued
02:46 - 02.519 and it'll come back.
02:46 - 03.327 And that's the way
02:46 - 04.387 the common law works.
02:46 - 05.920 So I don't think we have
02:46 - 07.991 to ferret out all of this now.
02:46 - 09.747 But what you want from
02:46 - 11.761 us is, a tort in a standard.
02:46 - 13.098 That's the rest of
02:46 - 14.064 it. You argue below?
02:46 - 15.231 That's right, Your Honor,
02:46 - 16.577 to be part of the retrial
02:46 - 18.001 that includes negligence
02:46 - 19.035 in the Ufa claim.
02:46 - 20.444 And you do think you get
02:46 - 22.172 a new trial notwithstanding
02:46 - 24.513 and we'll have to read
02:46 - 26.109 the transcript and see
02:46 - 27.110 what was said below.
02:46 - 27.777 Sure, sure.
02:46 - 28.445 And that new
02:46 - 30.046 trial will not include, we
02:46 - 31.982 know from the court's limited
02:46 - 33.183 grant of Carter,
02:46 - 34.217 the improper evidence
02:46 - 35.631 about the attorney's fees of
02:46 - 37.120 the CD redemption strategy.
02:46 - 38.938 We'll have a cleaner
02:46 - 41.558 look, God willing, on retrial.
02:46 - 43.027 But you're right, Your
02:46 - 44.361 Honor, and I believe this court
02:46 - 45.574 has gotten to the
02:46 - 46.396 nub of the issue.
02:46 - 47.874 And so for those reasons,
02:46 - 49.733 we would respectfully request
02:46 - 50.367 that the court
02:46 - 52.431 confirm the existence of
02:46 - 55.038 the cause of action, clarify
02:46 - 56.246 that the Superior Court's
02:46 - 57.540 adoption of the knowledge
02:46 - 59.844 standard is correct or otherwise
02:46 - 01.811 fashion its own standards
02:47 - 03.063 so that we know what
02:47 - 04.781 it will be going forward.
02:47 - 06.783 Thank you.
02:47 - 08.518 Thank you. Thank you.
02:47 - 09.723 We are going to hear the
02:47 - 11.221 last case before we conclude.
02:47 - 14.491 Welcome back. Last one.
02:47 - 16.138 Today's argument is
02:47 - 18.595 Commonwealth versus Smith.
02:47 - 19.938 This criminal case arises
02:47 - 21.631 from the death of a four year
02:47 - 24.701 old child. Two years Smith.
02:47 - 27.670 In early 2017, Lisa Smith.
02:47 - 29.022 Ten years mother began
02:47 - 31.141 cohabiting with a new boyfriend,
02:47 - 32.809 Keith King.
02:47 - 33.576 Soon,
02:47 - 35.423 they began abusing the child,
02:47 - 37.614 both physically and emotionally.
02:47 - 39.212 Several family members
02:47 - 40.417 noticed signs of
02:47 - 41.785 abuse on t body.
02:47 - 44.120 They offered to take him in.
02:47 - 44.521 So, Ted,
02:47 - 46.407 you stayed with family from
02:47 - 48.458 September to December 2017.
02:47 - 50.471 In January 2018, he
02:47 - 52.262 returned to his mother's home
02:47 - 55.265 on January 22nd.
02:47 - 56.335 Tissues spilled
02:47 - 57.934 his milk and cereal.
02:47 - 59.135 Ms.. Smith and Mr.
02:47 - 00.910 King reacted by beating him
02:48 - 03.173 severely over the head and back.
02:48 - 06.242 They also told Taseer to hold
02:48 - 07.876 a plank position and hit
02:48 - 09.946 him again when he lost form.
02:48 - 11.448 Taseer
02:48 - 12.633 lost bladder control as
02:48 - 14.050 a result of the beatings.
02:48 - 15.118 So Mr.
02:48 - 17.005 King put him in the shower
02:48 - 19.355 turning on scalding hot water.
02:48 - 22.358 After about 3 minutes,
02:48 - 23.274 Taseer couldn't
02:48 - 24.461 get out or stand.
02:48 - 27.263 After some time, Ms..
02:48 - 28.724 Smith noticed that her son
02:48 - 30.266 was losing consciousness.
02:48 - 32.001 So she and Mr.
02:48 - 33.168 King walked the child
02:48 - 34.471 to a nearby hospital.
02:48 - 36.414 On the way there,
02:48 - 38.108 tissue lost consciousness.
02:48 - 41.344 Ms.. Smith finally called 911.
02:48 - 43.713 Mr. King walked away.
02:48 - 44.914 Imtiaz found Ms..
02:48 - 47.884 Smith holding a limp child.
02:48 - 48.746 She handed Taseer
02:48 - 49.786 over to the empty,
02:48 - 50.684 who approached her,
02:48 - 51.988 and she also walked away.
02:48 - 53.992 Imtiaz concluded that
02:48 - 55.425 Taseer already had died.
02:48 - 57.861 Shortly thereafter, Ms..
02:48 - 58.773 Smith and Mr. King
02:48 - 59.863 were both arrested.
02:49 - 01.636 They both gave statements
02:49 - 02.832 in which they confessed
02:49 - 04.525 and implicated each
02:49 - 06.870 other in tissues, death.
02:49 - 08.404 In June 2019, Ms..
02:49 - 09.072 Smith and Mr.
02:49 - 10.817 King were tried before, were
02:49 - 12.775 tried together before a jury.
02:49 - 15.178 A redacted version of Mr.
02:49 - 17.914 King statement read to the jury.
02:49 - 19.449 The statement included Mr.
02:49 - 20.474 King's confession,
02:49 - 21.985 but no reference to Ms..
02:49 - 22.552 Smith
02:49 - 24.223 or to any other criminal conduct
02:49 - 25.655 by someone other than Mr.
02:49 - 26.456 himself.
02:49 - 28.833 The trial court also
02:49 - 30.093 instructed the jury
02:49 - 32.072 to consider the statement all
02:49 - 34.097 in its deliberations about Mr.
02:49 - 35.532 King's guilt.
02:49 - 36.960 Ms.. Smith objected
02:49 - 38.668 that using the statement
02:49 - 40.072 at the trial violated
02:49 - 41.971 her constitutional rights.
02:49 - 45.141 The trial court disagreed.
02:49 - 46.543 The jury found both Ms..
02:49 - 47.944 Smith and Mr.
02:49 - 49.621 King guilty of first degree
02:49 - 51.447 murder and related charges.
02:49 - 53.803 They were convicted
02:49 - 56.052 to life in prison. Ms..
02:49 - 57.309 Smith appealed on the
02:49 - 59.255 basis of the trial court, made
02:49 - 01.017 several mistakes that resulted
02:50 - 02.625 in a wrongful conviction.
02:50 - 04.532 The Superior Court
02:50 - 05.461 of Pennsylvania,
02:50 - 06.796 which is an error correcting
02:50 - 08.564 court, disagreed and affirmed
02:50 - 10.233 the judgment of sentence.
02:50 - 12.268 This is Mr.
02:50 - 13.406 Smith's appeal to
02:50 - 14.771 the Supreme Court.
02:50 - 15.717 The Supreme will
02:50 - 17.106 consider one question
02:50 - 18.682 whether the trial
02:50 - 19.842 court made a mistake
02:50 - 22.011 allowing the jury to hear Mr.
02:50 - 23.223 King's redacted
02:50 - 24.948 statement at trial.
02:50 - 28.108 The instant the answer turns
02:50 - 30.820 on application of a 1968 U.S.
02:50 - 32.507 Supreme Court decision in
02:50 - 34.490 a case called Bruton versus
02:50 - 35.391 United States,
02:50 - 37.421 Ms.. Smith is the
02:50 - 38.661 appellant represented
02:50 - 39.807 by the Montgomery County
02:50 - 41.364 Office of the Public Defender.
02:50 - 42.731 The Montgomery
02:50 - 44.500 County District Attorney's
02:50 - 46.907 is representing the Commonwealth
02:50 - 48.238 and now the argument
02:50 - 51.874 in Commonwealth versus Smith.
02:50 - 04.053 Will be released.
02:51 - 05.411 Appellant and the
02:51 - 07.357 codefendant were tried
02:51 - 08.320 jointly for the
02:51 - 09.826 murder of appellant's
02:51 - 11.961 during the trial.
02:51 - 13.568 Over Appellant's objection,
02:51 - 15.198 the trial court permitted
02:51 - 16.574 the co-defendants
02:51 - 18.301 redacted confession
02:51 - 20.608 to be read to the jury, despite
02:51 - 22.472 the fact that the codefendant
02:51 - 23.868 did not testify at trial
02:51 - 25.875 implicating the Sixth Amendment.
02:51 - 27.873 We granted allowance of appeal
02:51 - 29.479 to consider appellant's claim
02:51 - 31.114 that the trial court's ruling
02:51 - 32.815 permitting the co-defendants
02:51 - 34.050 redacted statement
02:51 - 36.409 to come into evidence violated
02:51 - 37.954 the United States Supreme
02:51 - 39.237 Court's decision in
02:51 - 41.090 versus the United States.
02:51 - 43.459 Please proceed.
02:51 - 44.927 Good afternoon.
02:51 - 46.029 If it pleases the court, Mr.
02:51 - 48.031 Chief Justice, fellow justices,
02:51 - 48.953 my name is James
02:51 - 50.833 Bradley, behalf of Lisa Smith.
02:51 - 52.715 The case before the
02:51 - 54.504 court is one is really where
02:51 - 56.339 the only issue at trial
02:51 - 57.768 was whether this was third
02:51 - 59.609 degree murder and first murder.
02:52 - 01.801 And in that context,
02:52 - 03.613 every fact mattered.
02:52 - 05.600 And I think it's in that context
02:52 - 07.517 that the court needs to weigh
02:52 - 09.962 what was a clear violation
02:52 - 11.888 of the rule articulated
02:52 - 13.577 by this honorable court and
02:52 - 15.058 Commonwealth versus Johnson
02:52 - 16.662 that a co-defendants
02:52 - 17.627 confession must
02:52 - 18.861 not contain trace
02:52 - 20.892 or hint of participation in
02:52 - 22.632 the crime by the defendant,
02:52 - 24.669 as well as a violation
02:52 - 26.402 of the rule articulated
02:52 - 27.618 by the United States Supreme
02:52 - 28.771 Court and gravy Maryland
02:52 - 31.180 and this court and counters
02:52 - 32.942 Travers that preclude
02:52 - 34.665 redactions that obviously
02:52 - 36.412 implicate the defendant
02:52 - 38.477 even if the confession the
02:52 - 40.616 first item introduced at trial.
02:52 - 42.752 Here Mr.
02:52 - 44.343 King the co-defendants
02:52 - 45.839 statement explicitly
02:52 - 47.123 names my client
02:52 - 48.598 Lisa nine times
02:52 - 50.493 during the course
02:52 - 52.156 of the statement when
02:52 - 53.763 a pronoun is used.
02:52 - 55.773 It's only after her
02:52 - 56.933 name had been
02:52 - 57.957 named nearly eight
02:52 - 59.235 times at that point.
02:52 - 00.636 But it's a gendered pronoun.
02:53 - 02.067 She. And moreover, the
02:53 - 02.944 statement not
02:53 - 04.374 from other evidence
02:53 - 05.308 introduced at trial.
02:53 - 06.103 The body of the
02:53 - 07.944 co-defendants statement as well,
02:53 - 10.316 basically precludes the other
02:53 - 12.415 female occupant of the house
02:53 - 13.712 from any participation
02:53 - 15.151 in the crime indicates
02:53 - 17.043 that Grandma was upstairs doing
02:53 - 19.021 a rehab when all this happened
02:53 - 21.462 and not only explicitly names
02:53 - 23.559 her, but it also implicates
02:53 - 24.440 her in the crime as
02:53 - 25.862 opposed to leaving no chart,
02:53 - 27.287 no trace of any
02:53 - 29.065 sort of criminality.
02:53 - 30.640 Council Counsel I apologize,
02:53 - 32.335 but let me jump to the chase.
02:53 - 33.906 Let's assume that we
02:53 - 35.872 accept your position is correct.
02:53 - 37.960 How is that outweigh
02:53 - 39.542 your or how does that
02:53 - 43.312 cause us to consider or weigh
02:53 - 44.186 that against your
02:53 - 45.448 own client's admission
02:53 - 48.196 regarding culpability, such
02:53 - 49.402 that it's just not
02:53 - 50.553 harmless error?
02:53 - 52.689 I would argue it's not
02:53 - 54.190 harmless for two reasons.
02:53 - 55.463 On her first one, my
02:53 - 57.193 client admits to six blows.
02:53 - 59.829 Obviously,
02:54 - 01.175 one of the real
02:54 - 02.732 questions at trial
02:54 - 04.424 was attributing the
02:54 - 06.602 co-defendants conduct to her
02:54 - 08.704 in terms of who actually failed
02:54 - 09.637 so many blows on
02:54 - 11.007 the child's buttocks.
02:54 - 11.825 That led, of course,
02:54 - 12.542 to the injuries
02:54 - 14.682 that that resulted in the
02:54 - 16.846 child going into shock.
02:54 - 18.164 In addition, the
02:54 - 20.283 statement introduces a fact
02:54 - 21.112 that's contained
02:54 - 22.385 nowhere in the record,
02:54 - 23.641 which I think it
02:54 - 25.555 bears very strongly on
02:54 - 26.944 what I was just mentioning,
02:54 - 28.291 the co-defendants statement.
02:54 - 29.935 What the codefendant statement
02:54 - 31.394 indicates is he was on his way
02:54 - 33.354 to Aldi when he receives
02:54 - 35.832 a phone call from my client.
02:54 - 37.700 He then is placed on the phone
02:54 - 38.524 with the young man,
02:54 - 39.769 tells him if you listened,
02:54 - 40.763 he would have
02:54 - 41.971 been off punishment.
02:54 - 43.031 He was a young man who
02:54 - 44.407 was a four year old child.
02:54 - 45.396 I'm sorry, but
02:54 - 46.509 four year old child.
02:54 - 48.478 Fair Enough, Madam Justice.
02:54 - 50.052 In any event, he returns home
02:54 - 51.814 after having that conversation
02:54 - 54.016 with the four year old child,
02:54 - 55.673 upon which literally within
02:54 - 57.353 minutes the child goes in
02:54 - 58.044 the bathroom,
02:54 - 59.355 removes his underwear,
02:54 - 00.294 quote, knowing it was
02:55 - 01.257 about warping time.
02:55 - 02.959 And then the beating that Mr.
02:55 - 05.895 King admits to follows that
02:55 - 08.764 I think it was a it
02:55 - 10.059 would be a very fair inference
02:55 - 11.334 on the part of the counsel.
02:55 - 12.802 I'm sorry.
02:55 - 13.546 Counsel here.
02:55 - 14.837 Yes, I'm sorry. Mr..
02:55 - 17.484 Do you agree that Bruton
02:55 - 20.743 says that the redacted statement
02:55 - 22.244 has direct has to
02:55 - 24.480 directly and powerfully
02:55 - 27.149 implicate your client
02:55 - 29.199 and and then goes on to
02:55 - 30.887 say that if the statement
02:55 - 33.152 contextually implicates
02:55 - 35.558 your client it's permissible.
02:55 - 38.135 So you have directly and
02:55 - 40.196 powerfully implicates him
02:55 - 41.736 in that crime, in the murder,
02:55 - 43.299 not in living in this house
02:55 - 45.254 or having a relationship with
02:55 - 47.436 with with the other defendant,
02:55 - 49.492 but directly and powerfully
02:55 - 50.740 implicates in the crime
02:55 - 52.103 rather than contextually
02:55 - 53.776 implicates him as involved.
02:55 - 55.385 Is that the legal criteria
02:55 - 56.712 that Bruton sets out?
02:55 - 58.160 That is the standard
02:55 - 59.982 and contextual implication
02:55 - 00.869 obviously goes to the
02:56 - 01.951 identity of the person.
02:56 - 02.607 When you have
02:56 - 03.853 said the other person,
02:56 - 04.799 you know, filled in
02:56 - 06.022 in terms of redaction.
02:56 - 07.161 Here are my clients
02:56 - 08.324 explicitly named.
02:56 - 10.689 Moreover, for what I
02:56 - 13.329 mentioned earlier, it does
02:56 - 16.432 implicate
02:56 - 19.335 implicate her in the crime.
02:56 - 20.736 It attributes.
02:56 - 22.483 It says the slipper that
02:56 - 24.473 she had been using again,
02:56 - 25.668 which goes to the
02:56 - 27.243 blows felled by her.
02:56 - 28.430 But then moreover
02:56 - 29.612 discusses this phone.
02:56 - 30.401 I'm not going to argue
02:56 - 31.414 the case for the other side,
02:56 - 32.448 but she could have been
02:56 - 33.916 using that slipper to walk on.
02:56 - 35.854 I mean, respectfully and
02:56 - 37.653 I take Bruton seriously
02:56 - 39.003 and we just decided
02:56 - 40.022 to Bruton case
02:56 - 41.011 where I think we may
02:56 - 42.124 have been unanimous.
02:56 - 42.792 We have not.
02:56 - 43.783 That hasn't come out.
02:56 - 44.894 Hasn't been upgraded.
02:56 - 45.920 Yeah, I apologize. I
02:56 - 47.229 get confused with that.
02:56 - 48.590 We have another Bruton
02:56 - 49.999 case under consideration.
02:56 - 53.102 But your argument, I think, is
02:56 - 54.244 that no redacted
02:56 - 55.771 statement comes in.
02:56 - 58.096 If it implicates that the
02:56 - 00.576 codefendant knew the defendant.
02:57 - 02.745 No, not at all.
02:57 - 04.275 What needs to be happening
02:57 - 05.948 with redaction, as Johnson
02:57 - 07.124 articulates in the
02:57 - 08.985 standard it sets forth, is
02:57 - 10.894 you need to eliminate any
02:57 - 13.289 trace of the of the defendant
02:57 - 14.950 of the defendant's
02:57 - 17.226 participation in the crime.
02:57 - 18.728 And here I.
02:57 - 19.562 Respectfully.
02:57 - 20.062 The best.
02:57 - 21.554 You got that he used the
02:57 - 23.633 slippers or something more. No.
02:57 - 25.534 Is that she used the slipper.
02:57 - 26.530 But then, moreover,
02:57 - 27.603 that she also made
02:57 - 29.373 the call that precipitated the
02:57 - 31.107 beating by the codefendant.
02:57 - 32.429 And I think that's a
02:57 - 33.542 very important fact,
02:57 - 34.487 because it's mentioned
02:57 - 35.544 nowhere in the record.
02:57 - 37.647 Perhaps it harkens back
02:57 - 38.723 to my childhood of mom
02:57 - 39.639 called Dad, you're
02:57 - 40.516 in big trouble.
02:57 - 42.119 But but I think
02:57 - 43.319 that's exactly the.
02:57 - 44.654 Dynamic. That you had here.
02:57 - 45.684 And I think a jury could
02:57 - 46.956 have reasonably found that.
02:57 - 48.253 In other words, my client
02:57 - 49.992 that the second BD in the post,
02:57 - 51.217 all the beating, if you
02:57 - 52.628 will, by the codefendant
02:57 - 53.769 was precipitated and
02:57 - 55.164 was done at the behest
02:57 - 56.462 of the phone call
02:57 - 57.700 made by my client.
02:57 - 59.135 And that's an important point,
02:57 - 00.202 because the phone call does
02:58 - 01.237 not occur anywhere
02:58 - 02.471 else in the record.
02:58 - 04.462 In addition, you look
02:58 - 06.042 subsequently at how
02:58 - 07.176 the statement,
02:58 - 08.757 the codefendant statement
02:58 - 10.680 was used later in the trial.
02:58 - 12.049 I think it clearly
02:58 - 13.082 is prejudicial.
02:58 - 14.822 What prosecutor dating
02:58 - 16.352 closing argument was?
02:58 - 18.359 Say Miss Smith admits to six
02:58 - 20.823 strikes and then referred to Mr.
02:58 - 22.189 King the co-defendants
02:58 - 23.893 statement and says, well,
02:58 - 25.230 he admits to seven,
02:58 - 26.696 that's at least 13,
02:58 - 27.939 and basically invited
02:58 - 29.265 the jury to take Mr.
02:58 - 31.417 King statement and use it to
02:58 - 33.903 discredit my client statement,
02:58 - 35.488 which I think is, again,
02:58 - 36.572 a very important point,
02:58 - 38.328 because the prosecutor
02:58 - 40.509 here had to tie my client
02:58 - 42.377 with the co-defendants
02:58 - 44.613 beating in order to winemaker
02:58 - 45.372 a coconspirator with
02:58 - 46.348 respect to that beating
02:58 - 47.603 and also to prove
02:58 - 49.552 specific intent to kill.
02:58 - 51.436 And technically, that would
02:58 - 53.222 be a misconduct allegation and
02:58 - 54.790 not a Bruton violation.
02:58 - 57.186 It would be a press
02:58 - 58.594 misconduct allegation.
02:58 - 59.700 But certainly it goes in
02:58 - 00.830 terms of your question
02:59 - 02.631 regarding harmless error,
02:59 - 03.588 obviously, if you are
02:59 - 04.800 to find that there was a
02:59 - 06.240 Bruton violation here and
02:59 - 07.937 I think there is one indeed
02:59 - 10.090 it needs to then be
02:59 - 11.574 weighed and looked
02:59 - 13.247 examined in the context
02:59 - 14.910 of the entire record.
02:59 - 16.579 Is it harmless or not?
02:59 - 17.452 And in terms of how
02:59 - 18.581 that how the statement
02:59 - 19.559 was subsequently used
02:59 - 20.750 or played out at trial,
02:59 - 21.947 I think it absolutely is
02:59 - 23.219 something for the court
02:59 - 25.575 examine in terms of whether
02:59 - 28.190 my client's prejudiced by it.
02:59 - 30.726 Thank you.
02:59 - 33.261 Basically, like the
02:59 - 34.263 same conclusion.
02:59 - 36.208 Just, your honor, I think if
02:59 - 37.288 you look at the
02:59 - 38.667 statement itself,
02:59 - 41.073 it again implicates my client
02:59 - 43.305 in terms of use of the slipper.
02:59 - 44.845 It implicates her in the
02:59 - 46.442 phone call that precipitates the
02:59 - 47.843 co-defendants beating.
02:59 - 49.645 For that
02:59 - 50.697 reason, literally, they
02:59 - 51.680 were the only piece
02:59 - 52.648 of evidence at trial.
02:59 - 53.649 This could have been enough
02:59 - 54.683 to convict my client
02:59 - 55.951 without anything else.
02:59 - 57.055 We'll have to read
02:59 - 58.020 the trial transcripts,
02:59 - 59.221 and we will certainly do that.
02:59 - 00.790 Serious case.
03:00 - 01.590 That's just as Mt.
03:00 - 02.858 Muro, my old boss's favorite
03:00 - 03.586 saying, was Blessed
03:00 - 04.260 are the briefs.
03:00 - 05.094 So with
03:00 - 07.630 yield of my learned card.
03:00 - 08.364 Thank you.
03:00 - 11.300 Thank you very much, sir.
03:00 - 15.222 And how do you
03:00 - 16.772 pronounce your last name?
03:00 - 18.007 Chappy. Chappy.
03:00 - 25.648 Go ahead.
03:00 - 30.502 Good morning, Your
03:00 - 31.287 Honor, is Adrianne
03:00 - 31.996 Jaffe on behalf
03:00 - 32.922 of the Montgomery
03:00 - 33.954 County District
03:00 - 35.357 Attorney's Office.
03:00 - 36.725 This case doesn't present
03:00 - 38.227 a typical Bruin situation
03:00 - 39.366 where a non testifying
03:00 - 40.162 co-defendants
03:00 - 42.025 statement is redacted to delete
03:00 - 44.033 all references to the defendant
03:00 - 45.632 and replace with neutral
03:00 - 46.569 terms and phrases.
03:00 - 48.436 Lisa Smith's name does, in
03:00 - 50.105 fact, remain in the statement.
03:00 - 51.373 And this was after
03:00 - 53.558 we went to great lengths to
03:00 - 56.011 redact all references to her
03:00 - 56.952 in the statement
03:00 - 58.214 that identified her
03:00 - 59.606 as a perpetrator to the
03:00 - 01.083 crimes against Taseer.
03:01 - 02.999 All that remained in the
03:01 - 04.987 statement in terms of Lisa Smith
03:01 - 06.109 and her name were
03:01 - 08.123 references that rendered her
03:01 - 10.022 unidentifiable as a
03:01 - 12.228 perpetrator in this case.
03:01 - 13.857 In fact, we essentially
03:01 - 15.531 identified as a perpetrator.
03:01 - 16.616 We left in there
03:01 - 18.133 background information.
03:01 - 19.422 She was two years
03:01 - 21.303 mother, how we had to keep
03:01 - 23.230 that background stuff in there
03:01 - 25.374 to show how the codefendant Mr.
03:01 - 26.280 Keefe came into
03:01 - 27.576 contact with Tiger.
03:01 - 27.877 Well,
03:01 - 29.329 I suppose you could
03:01 - 31.113 have used other words
03:01 - 32.047 other than she
03:01 - 33.250 could have said the other
03:01 - 34.817 person or something like that.
03:01 - 36.773 Well, not necessarily in
03:01 - 38.654 this case, Your Honor, at this
03:01 - 39.879 we don't have a situation
03:01 - 41.090 here of several defendants
03:01 - 42.258 engaged in a robbery.
03:01 - 43.990 This is a child being
03:01 - 46.161 beaten, abused, tortured
03:01 - 47.623 and killed by the mother
03:01 - 49.231 and the other caretaker.
03:01 - 50.415 So it was kind of hard
03:01 - 51.634 to do that. And we did.
03:01 - 52.603 We needed to maintain
03:01 - 54.203 the integrity of the conviction.
03:01 - 55.892 So we took out all we took
03:01 - 57.673 out a couple dozen instances
03:01 - 59.041 in which Mr.
03:01 - 00.175 Keefe alleged
03:02 - 01.555 that she was partaking
03:02 - 03.212 in this abuse of Taseer.
03:02 - 04.661 And we just left in, for the
03:02 - 06.448 most part, innocuous references.
03:02 - 07.744 She was feeding Lisa
03:02 - 09.184 was feeding the kids.
03:02 - 10.288 Lisa was tending
03:02 - 11.387 to my grandmother
03:02 - 12.526 was giving her her medicine.
03:02 - 13.689 And things of that nature.
03:02 - 15.259 And the mere fact that
03:02 - 16.825 the statement identifies
03:02 - 18.583 someone who a defendant
03:02 - 19.587 doesn't identify
03:02 - 20.729 as a perpetrator
03:02 - 21.699 does not make
03:02 - 23.599 this a fruit violation.
03:02 - 24.721 Who else could it have
03:02 - 26.435 been in this particular context,
03:02 - 29.538 this particular case,
03:02 - 30.706 given that the grandmother
03:02 - 31.807 and great grandmother,
03:02 - 32.341 the 90 year
03:02 - 33.142 old great grandmother,
03:02 - 34.242 had been excluded by the
03:02 - 35.644 other part of the statement?
03:02 - 37.203 Who else could she
03:02 - 38.347 possibly have been?
03:02 - 39.787 And that's something
03:02 - 40.716 I want to clarify,
03:02 - 42.156 because my understanding
03:02 - 43.619 of the defense's brief
03:02 - 44.497 and his argument
03:02 - 45.788 here today is that we
03:02 - 47.324 redacted the statement to
03:02 - 48.791 change Lisa's name to she
03:02 - 50.281 to kind of imply it was
03:02 - 51.860 someone else, not her.
03:02 - 53.996 We did not redact any.
03:02 - 55.464 We did not change her name
03:02 - 56.617 to she at all, because
03:02 - 57.900 this is in a situation
03:02 - 59.661 where she is referencing
03:02 - 01.003 criminal conduct
03:03 - 02.139 that she was used
03:03 - 03.305 in the context of.
03:03 - 04.176 She gave my
03:03 - 05.407 grandmother medicine.
03:03 - 06.645 She fed the children.
03:03 - 07.609 She called me.
03:03 - 09.211 That's innocuous conduct.
03:03 - 10.746 That's not any criminal conduct.
03:03 - 11.719 That doesn't have
03:03 - 12.715 to be redacted.
03:03 - 13.902 And we did not redact
03:03 - 15.684 Lisa's name to make it shake.
03:03 - 16.919 I'm not suggesting that.
03:03 - 17.841 I guess what I meant
03:03 - 19.021 to ask you, counsel, is
03:03 - 21.023 given the
03:03 - 22.141 context in which this
03:03 - 23.659 was presented to the jury,
03:03 - 26.182 who else could the jury
03:03 - 28.931 possibly have surmised it was?
03:03 - 29.965 No one, Your Honor.
03:03 - 31.243 It's our understanding
03:03 - 32.134 we wanted it.
03:03 - 33.036 It was Lisa Smith.
03:03 - 34.003 We left it in there.
03:03 - 35.501 So the jury knew that Lisa
03:03 - 37.139 Smith was the other person
03:03 - 37.773 at the house.
03:03 - 39.399 Lisa Smith was Two years,
03:03 - 41.377 mother, but we only took out
03:03 - 42.918 the statements about
03:03 - 44.413 her that referenced her
03:03 - 46.115 as a perpetrator in the crime.
03:03 - 47.182 We didn't care.
03:03 - 48.487 It's not a violation of one
03:03 - 49.718 Sixth Amendment rights.
03:03 - 51.887 If someone stays in this room,
03:03 - 52.524 someone's name
03:03 - 53.789 remains in the statement.
03:03 - 55.090 Whether it's Lisa.
03:03 - 56.859 I don't want to interfere
03:03 - 58.319 with your final statement,
03:03 - 00.029 but my my question would be,
03:04 - 02.333 I understand that, and
03:04 - 03.899 that's well articulated.
03:04 - 05.434 But the fact remains
03:04 - 07.302 that if that statement
03:04 - 09.384 powerfully and and
03:04 - 11.840 directly implicates
03:04 - 16.812 the person, it's not acceptable.
03:04 - 19.214 And you've just shared with us
03:04 - 20.184 that the concept behind
03:04 - 21.050 the Commonwealth's
03:04 - 22.000 moving the statement
03:04 - 23.118 in of the codefendant
03:04 - 25.160 was because it powerfully
03:04 - 27.356 and directly implicated her.
03:04 - 29.307 So the question becomes
03:04 - 30.559 one of why should it
03:04 - 31.740 not be stricken just
03:04 - 33.362 for a violation of proof?
03:04 - 35.943 Because is only violated
03:04 - 37.466 when the statements
03:04 - 39.001 powerfully incriminate,
03:04 - 40.238 expressly incriminate
03:04 - 41.737 or facially incriminate
03:04 - 43.172 the defendant.
03:04 - 45.774 We took out all the
03:04 - 47.643 regarding she and Lisa Smith
03:04 - 49.084 that incriminated her in
03:04 - 50.913 any crimes against her left.
03:04 - 52.655 Her in with regard to
03:04 - 54.550 the non-criminal conduct
03:04 - 56.416 involving the same
03:04 - 58.387 parties who were seated
03:04 - 59.984 at the defense table.
03:04 - 01.123 Correct, Your Honor.
03:05 - 02.631 That she was the only
03:05 - 04.526 other person there that.
03:05 - 05.547 Right. That's
03:05 - 06.628 correct, Your Honor.
03:05 - 07.395 But there's no
03:05 - 08.630 implication in Keith
03:05 - 09.465 King's statement
03:05 - 11.009 as redacted, that anyone
03:05 - 12.901 other than the defendant or
03:05 - 14.324 other than the codefendant
03:05 - 15.354 Keith King committed
03:05 - 16.138 these crimes.
03:05 - 18.159 There's no indication that
03:05 - 20.075 Lisa Smith or she engaged
03:05 - 21.001 in any of this criminal
03:05 - 21.910 conduct. What about.
03:05 - 22.945 What about the statement?
03:05 - 23.877 I used my open hand
03:05 - 25.180 like two or three times.
03:05 - 26.301 Then I used a slipper
03:05 - 27.716 that she had been using,
03:05 - 29.987 and I use that to hit his
03:05 - 31.887 butt three or four times.
03:05 - 33.200 So like five or six
03:05 - 34.256 times all together
03:05 - 36.125 that she had been using.
03:05 - 36.992 Your Honor, that's
03:05 - 39.131 not an express implication
03:05 - 40.963 of criminal conduct.
03:05 - 42.798 The only way that becomes
03:05 - 44.099 incriminating is
03:05 - 45.096 when you look at it in
03:05 - 46.301 the context of the other
03:05 - 47.469 evidence at trial.
03:05 - 48.601 Most notably, Lisa
03:05 - 50.139 Smith's own statement,
03:05 - 51.607 where she expressed states in
03:05 - 52.529 no uncertain terms
03:05 - 53.475 that she smacked
03:05 - 54.848 Bashir with the flip flop
03:05 - 56.578 on the buttocks 6 to 7 times.
03:05 - 58.247 As the statement stands,
03:05 - 59.515 it doesn't say
03:05 - 00.215 when she was
03:06 - 01.241 using the flip flop, how
03:06 - 02.551 she was using the flip flop,
03:06 - 03.449 if she was even
03:06 - 04.653 using it on two year.
03:06 - 05.220 And for all
03:06 - 05.554 we know,
03:06 - 06.054 she was
03:06 - 07.055 when he said
03:06 - 08.169 using the flip flop, he meant
03:06 - 09.424 she was wearing the flip flop.
03:06 - 10.159 So we don't know.
03:06 - 11.327 That doesn't directly and
03:06 - 12.661 powerfully incriminate her
03:06 - 13.162 and that.
03:06 - 14.578 This is just let's
03:06 - 16.098 take a step back.
03:06 - 17.833 You have
03:06 - 20.456 in this case a confession
03:06 - 22.471 by this appellant
03:06 - 24.736 that is, in all likelihood,
03:06 - 26.141 in my view, going to
03:06 - 27.369 render any of this
03:06 - 28.710 harmless error. But
03:06 - 30.536 what we're focusing on right
03:06 - 32.648 now is, was there a violation?
03:06 - 34.779 And I shouldn't speak
03:06 - 36.451 for my colleagues,
03:06 - 37.586 but I would view
03:06 - 38.954 I think there's a strong
03:06 - 39.976 likelihood of harmless
03:06 - 41.256 error if there was error.
03:06 - 42.952 But we really need to
03:06 - 45.160 focus on this use of her,
03:06 - 47.363 the references to her in
03:06 - 49.531 the statement and the she.
03:06 - 51.014 And, you know, we're not
03:06 - 51.885 getting into jury
03:06 - 52.768 arguments here.
03:06 - 54.459 We're just discussing
03:06 - 56.538 this as a matter of law,
03:06 - 58.395 whether this reference,
03:06 - 00.242 the references to her
03:07 - 01.743 were proper under birth.
03:07 - 03.075 So if we could just
03:07 - 04.713 kind of focus on that
03:07 - 06.646 without actual
03:07 - 08.483 argument about it,
03:07 - 10.789 what we're trying to figure out
03:07 - 12.721 is the context which she was
03:07 - 14.571 placed and the references
03:07 - 16.892 to her whether they violated.
03:07 - 18.592 So that's that's
03:07 - 20.362 not not getting into
03:07 - 22.096 the fact that her confession
03:07 - 24.166 already revealed a lot of this.
03:07 - 25.862 And whether we get to the
03:07 - 27.269 harmless error argument,
03:07 - 29.538 it just that specific issue.
03:07 - 31.540 So could you just address. Sure.
03:07 - 32.317 And in addressing
03:07 - 33.675 that, it's important for me
03:07 - 35.104 to set forth the language in
03:07 - 36.712 that fruit and trilogy cases.
03:07 - 38.413 So Bruton doesn't
03:07 - 39.584 doesn't hold that any
03:07 - 41.116 time a defendant is named
03:07 - 42.556 in a statement, it's a violation
03:07 - 44.019 of one's confrontation rights.
03:07 - 46.245 Bruton states statements that,
03:07 - 48.156 quote, powerfully incriminate
03:07 - 49.865 or expressly incriminate
03:07 - 51.460 or facially incriminate
03:07 - 53.849 a defendant in criminal activity
03:07 - 55.831 violates the Sixth Amendment.
03:07 - 58.125 Now, Richardson, citing Bruton,
03:07 - 00.002 says the defendant is deprived
03:08 - 01.149 of his right to confront
03:08 - 02.271 witnesses and I quote
03:08 - 03.859 When his non testifying
03:08 - 05.340 co-defendants confession
03:08 - 07.644 naming him as a participant
03:08 - 09.711 in the crime is introduced
03:08 - 10.914 into evidence. And
03:08 - 12.547 lastly, honor is gray.
03:08 - 14.449 It describes Bruton as a rule
03:08 - 15.717 prohibiting the introduction
03:08 - 17.481 of a non testifying codefendant
03:08 - 18.754 statement that names
03:08 - 20.248 the defendant, quote,
03:08 - 21.623 as a perpetrator.
03:08 - 23.625 Counsel. Can I talk?
03:08 - 24.506 Yes, if you would.
03:08 - 25.460 For the transfer.
03:08 - 26.805 And by that backdrop,
03:08 - 28.497 if you look at the cases
03:08 - 30.622 from this court, Brown, Travers
03:08 - 32.634 and other cases that say to
03:08 - 33.935 and discuss Bruton,
03:08 - 35.718 they all say to Bruton as and
03:08 - 37.773 I quote directly and powerfully
03:08 - 39.939 implicating the defendant
03:08 - 42.044 in a crime and traverse.
03:08 - 43.445 This court made clear
03:08 - 45.178 that the Bruton violation was
03:08 - 47.115 not just because the defendant
03:08 - 48.506 was named in the statement,
03:08 - 50.285 but that the defendant was named
03:08 - 51.362 in an incriminating
03:08 - 52.921 fashion in the statement.
03:08 - 54.656 So all the references that
03:08 - 56.014 remain in the statement
03:08 - 57.693 in this case to Lisa Smith
03:08 - 01.644 or she are not incriminating
03:09 - 03.732 and only becomes
03:09 - 05.633 so when viewed with other
03:09 - 08.170 incompetency evidence at trial.
03:09 - 09.575 But that's not a
03:09 - 11.239 violation because that's
03:09 - 12.507 contextual implication.
03:09 - 13.834 And Richardson versus
03:09 - 15.377 Marsh expressly states
03:09 - 17.174 that that cannot be
03:09 - 18.780 a proven violation.
03:09 - 20.020 Let me follow up on.
03:09 - 21.083 Sorry, Your Honor.
03:09 - 22.345 So should this court
03:09 - 23.885 not take your argument
03:09 - 25.587 into consideration, coupled
03:09 - 27.527 by Bruton and its progeny,
03:09 - 29.791 Richardson and Gray, and say
03:09 - 32.178 from here on out in
03:09 - 34.096 Pennsylvania, if you intend to
03:09 - 35.768 introduce a statement
03:09 - 38.266 implicating your codefendant,
03:09 - 40.399 only those non
03:09 - 42.471 incriminating statements
03:09 - 45.107 as she handled my mother
03:09 - 47.998 are permitted and any
03:09 - 49.878 references are redacted
03:09 - 51.054 with regard any
03:09 - 52.848 potential criminal activity
03:09 - 55.393 that is not consistent with
03:09 - 57.652 Bruton and Richardson in Gray
03:09 - 01.223 such that you then argue
03:10 - 02.836 through other
03:10 - 04.826 admissible evidence
03:10 - 07.229 attempting to link the non
03:10 - 08.908 incriminating statements
03:10 - 10.399 to the codefendant.
03:10 - 12.602 In essence, instead of
03:10 - 16.037 using, she hit or she scored it.
03:10 - 18.224 We just blacking it out and
03:10 - 20.308 that's not read to the jury.
03:10 - 21.777 Why should we not follow that?
03:10 - 23.283 Because I'm finding if we're
03:10 - 24.813 going to follow your logic
03:10 - 27.150 of the Non-Contractual
03:10 - 29.851 statement, then I find it very
03:10 - 32.821 that from here on out,
03:10 - 35.056 we could follow the cases,
03:10 - 36.825 the direction of our own
03:10 - 38.355 case law and jurisprudence,
03:10 - 39.795 and that of the Supreme
03:10 - 41.660 to say, Hey, we will
03:10 - 43.331 allow Bruton codefendant
03:10 - 44.800 statements to come in, but
03:10 - 46.635 there'll be no more references
03:10 - 48.872 to who the codefendant is and
03:10 - 50.539 any alleged criminal conduct.
03:10 - 52.073 Therefore, in essence,
03:10 - 52.914 we're redacting
03:10 - 54.176 the entire sentence,
03:10 - 55.334 not just the name
03:10 - 56.545 of the perpetrator.
03:10 - 57.546 Does that make sense to you?
03:10 - 58.254 Your Honor, that's
03:10 - 59.347 what we did in this case.
03:10 - 00.547 We dozens of
03:11 - 03.084 sentences setting forth
03:11 - 04.128 criminal conduct
03:11 - 05.921 engaged in by Lisa Smith.
03:11 - 07.556 But I
03:11 - 09.082 maybe I'm missing something
03:11 - 10.859 here or there's a disconnect.
03:11 - 12.167 But we did, in fact,
03:11 - 13.829 take out all references
03:11 - 14.896 to criminal conduct.
03:11 - 15.922 And what remained in
03:11 - 17.232 there was all innocuous
03:11 - 19.650 references and there's
03:11 - 21.002 no caselaw from either
03:11 - 22.618 the United States Supreme
03:11 - 23.756 Court or this the
03:11 - 25.040 state courts here
03:11 - 27.063 that say you are not allowed
03:11 - 29.044 to leave a defendant's name
03:11 - 30.357 in a non testifying
03:11 - 31.980 co-defendants statement
03:11 - 34.019 if it's regarding innocuous
03:11 - 35.484 conduct or activity.
03:11 - 36.294 Okay, now we
03:11 - 37.385 can after this case.
03:11 - 38.720 Sure, your honor. Sure.
03:11 - 39.652 And as a follow up on
03:11 - 40.922 your question, Your Honor,
03:11 - 42.224 but I disagree
03:11 - 43.280 with the premise of it in
03:11 - 44.659 that we don't have any in cold
03:11 - 45.909 battery language regarding
03:11 - 47.329 she or Lisa Smith in there.
03:11 - 48.699 But you ask, how come why
03:11 - 49.242 don't we just
03:11 - 50.131 come up with a rule
03:11 - 51.333 to take all this stuff out?
03:11 - 52.486 Because when we do
03:11 - 54.569 redaction, we have to maintain
03:11 - 55.646 the narrative integrity
03:11 - 56.605 of the statements.
03:11 - 57.682 And I know, Your Honor,
03:11 - 58.940 Justice Kennedy, at the last
03:11 - 00.942 Justice Dockerty at the last
03:12 - 03.961 session of this court
03:12 - 05.247 when there was a threat,
03:12 - 06.604 when there was a proven
03:12 - 08.283 argument before the court,
03:12 - 09.681 you questioned some
03:12 - 11.052 of the attorneys about
03:12 - 13.675 significant redactions
03:12 - 14.756 and discussed
03:12 - 16.591 well and questioned well.
03:12 - 18.162 Isn't it manipulation, sometimes
03:12 - 19.461 perverse of manipulation
03:12 - 21.157 if you're just extracting so
03:12 - 22.931 much stuff from the statement?
03:12 - 24.137 So we have a fine line
03:12 - 25.700 that we have to draw here.
03:12 - 28.121 And we started with the
03:12 - 29.638 premise we just took out
03:12 - 30.777 little by little what
03:12 - 31.940 we needed to ensure
03:12 - 33.816 that the Sixth Amendment
03:12 - 35.168 rights were being
03:12 - 36.611 remained intact.
03:12 - 37.874 So we took out what we needed
03:12 - 39.381 to, and we went to great lengths
03:12 - 39.935 in this case to
03:12 - 40.815 redact the statement.
03:12 - 42.017 And then Judge
03:12 - 43.112 Furman, well, she did
03:12 - 44.653 some additional redactions.
03:12 - 45.483 So what might
03:12 - 46.855 not suffice, right?
03:12 - 48.323 Correct. It's not a panacea.
03:12 - 49.342 Sometimes it doesn't work and
03:12 - 50.492 you have to sever them, right?
03:12 - 51.493 Correct. Sometimes
03:12 - 52.727 we do have to separate.
03:12 - 53.595 But Ms..
03:12 - 54.987 Jaffe, Justice Donahue
03:12 - 56.531 has a question to ask.
03:12 - 57.467 A follow up to
03:12 - 58.800 Justice Daugherty's
03:12 - 00.802 thought process.
03:13 - 01.770 I believe
03:13 - 02.348 there, are two
03:13 - 03.204 statements in here
03:13 - 03.638 that didn't
03:13 - 05.278 have to be in this statement
03:13 - 06.942 that was read to the jury,
03:13 - 08.810 that would have gone the
03:13 - 10.412 statement would have done
03:13 - 12.180 its job as what?
03:13 - 15.183 KING The one involves
03:13 - 16.263 that he used the
03:13 - 18.119 slipper that he had used.
03:13 - 20.391 And the second is the one that
03:13 - 22.991 expressly her to the conspiracy,
03:13 - 24.443 which is she made the phone
03:13 - 25.669 call that precipitated
03:13 - 26.461 the beating.
03:13 - 27.790 Why did those statements
03:13 - 28.830 have to be in there
03:13 - 30.629 for the quote unquote,
03:13 - 32.500 integrity of the statement?
03:13 - 35.503 Well, it just
03:13 - 36.757 the one statement, the
03:13 - 37.644 statement which
03:13 - 38.840 she she called me.
03:13 - 40.456 And then when he came home,
03:13 - 42.277 he administered the beating.
03:13 - 43.214 There was in that
03:13 - 44.846 paragraph in that response,
03:13 - 46.527 there were several statements
03:13 - 47.882 saying she called me,
03:13 - 49.311 she asked me to come
03:13 - 51.052 home and beat to hear.
03:13 - 52.231 We took out the stuff
03:13 - 53.321 that the segments
03:13 - 54.301 that said she asked
03:13 - 55.357 me to beat to hear
03:13 - 59.361 we left it in because it doesn't
03:13 - 01.151 show any incriminating
03:14 - 02.731 conduct on her part.
03:14 - 03.840 It's she simply
03:14 - 05.166 calling the defendant.
03:14 - 06.706 And just to be clear, this
03:14 - 08.203 wasn't the only beating.
03:14 - 09.790 She didn't just call him and
03:14 - 11.573 he came home and beat Taseer.
03:14 - 13.023 Taseer was beaten to a
03:14 - 13.909 bloody pulp and
03:14 - 15.043 tortured all day.
03:14 - 16.811 His baby was mutilated.
03:14 - 17.779 There's no question
03:14 - 18.213 that it's
03:14 - 19.457 a horrible circumstance,
03:14 - 20.882 except we're dealing with
03:14 - 22.044 a very technical
03:14 - 23.451 legal issue here.
03:14 - 26.388 And the point is,
03:14 - 27.924 the suggestion that she
03:14 - 30.158 made the call that precipitated
03:14 - 31.940 the additional beating
03:14 - 34.562 that ties her to a conspiracy.
03:14 - 37.098 And my understanding is
03:14 - 38.015 your opposing counsel
03:14 - 38.867 is argument wise.
03:14 - 40.032 That's the only thing
03:14 - 41.670 in this case that did that.
03:14 - 43.364 And so to say and
03:14 - 44.873 then when I got home,
03:14 - 45.916 I beat him again,
03:14 - 47.175 would have gotten you
03:14 - 48.058 where you needed
03:14 - 49.077 to go with this.
03:14 - 50.245 And I think that was just
03:14 - 51.870 this Daugherty's point
03:14 - 54.115 in part about this notion of
03:14 - 57.986 sanitizing but not quite enough
03:14 - 59.199 to really get the
03:14 - 01.589 codefendant out of the picture.
03:15 - 02.490 All right.
03:15 - 03.791 Your Honor, if I'm
03:15 - 04.926 not mistaken, in Lisa
03:15 - 06.491 Smith's statement, she does
03:15 - 08.430 in fact mention that she called
03:15 - 10.511 the codefendant when
03:15 - 12.300 he was out at Aldi.
03:15 - 14.431 I'm not 100% sure of
03:15 - 16.037 that, but I believe, in
03:15 - 18.606 fact, did regardless
03:15 - 20.670 that statement
03:15 - 22.043 that she called him
03:15 - 24.361 and then he later on came home
03:15 - 26.781 and beat two year he was out.
03:15 - 27.351 He went out a
03:15 - 28.483 couple of times to Aldi
03:15 - 29.283 and when he would come
03:15 - 30.218 home, he'd be together.
03:15 - 31.395 So just because she called
03:15 - 32.195 him, that doesn't
03:15 - 33.054 necessarily mean
03:15 - 34.656 she was part of the conspiracy.
03:15 - 36.391 She was telling to call him.
03:15 - 37.679 So that's not a direct
03:15 - 39.227 and powerful implication
03:15 - 41.184 that is required in order
03:15 - 42.664 for there to be a fruit
03:15 - 43.565 in violation.
03:15 - 45.016 Of counsel on, you
03:15 - 46.735 know, to testimony.
03:15 - 49.771 June 18, 2019 Page 217
03:15 - 51.967 King stated On my way
03:15 - 53.575 to Aldi, she called me,
03:15 - 55.839 she she put me on speakerphone,
03:15 - 57.746 and I was telling to hear
03:15 - 58.880 that he would not have
03:15 - 59.468 he would have
03:15 - 00.448 been off punishment
03:16 - 02.884 if he had listened to his mom.
03:16 - 05.167 How does that not powerfully
03:16 - 07.555 and directly implicate her?
03:16 - 09.657 She is the mom.
03:16 - 10.720 That's the argument.
03:16 - 11.860 That's what's here.
03:16 - 13.661 I got it.
03:16 - 14.736 Look, candidly,
03:16 - 15.930 this was overkill.
03:16 - 17.449 I believe that on a review
03:16 - 18.933 of the record, that was
03:16 - 23.004 absolute, substantial evidence
03:16 - 23.844 that would have
03:16 - 25.106 proven a conviction.
03:16 - 26.145 But the introduction
03:16 - 27.208 of this statement,
03:16 - 29.010 we have to take it as it is.
03:16 - 29.849 And you guys have
03:16 - 30.912 to accept and argue
03:16 - 32.490 why your district attorney
03:16 - 34.215 insisted on such overkill.
03:16 - 36.117 Brings you to the Supreme Court
03:16 - 37.234 is the first question
03:16 - 38.052 I would have.
03:16 - 39.203 The second question I
03:16 - 40.822 have how does the reference
03:16 - 42.796 to the codefendant
03:16 - 44.425 or she as mom?
03:16 - 46.066 How does that not powerfully
03:16 - 47.495 and directly implicate
03:16 - 49.597 a Bruton violation?
03:16 - 50.602 Because the only
03:16 - 52.267 way it's implicating her
03:16 - 53.368 because at this point
03:16 - 54.160 we don't know
03:16 - 55.470 that she's involved
03:16 - 56.757 in the crimes against
03:16 - 58.439 Fisher or the conspiracy.
03:16 - 59.774 The only way we learn
03:16 - 01.034 that is through the other
03:17 - 02.777 incriminating evidence of trial.
03:17 - 04.266 Most importantly,
03:17 - 05.613 her own testimony.
03:17 - 07.549 So on the face of the statement,
03:17 - 08.549 while there might
03:17 - 09.751 be an implication,
03:17 - 11.540 there's no direct and
03:17 - 13.354 powerful incrimination by
03:17 - 14.956 by that statement.
03:17 - 17.025 If I posit.
03:17 - 20.228 But when you take that in in
03:17 - 21.930 when you take
03:17 - 23.937 it in context with page two,
03:17 - 25.967 18 to 19, where he says, I
03:17 - 26.830 then used a slippery
03:17 - 27.936 that she had been using
03:17 - 28.882 and I used it to hit his
03:17 - 29.971 butt three or four times.
03:17 - 31.239 So like five or six times
03:17 - 32.232 the guy when you're
03:17 - 34.042 taking it in the aggregate, it's
03:17 - 36.086 obvious that this is directly
03:17 - 38.012 and powerfully addressing
03:17 - 39.072 who the codefendant
03:17 - 40.381 is and the defendant.
03:17 - 42.217 You're failing in isolation.
03:17 - 44.018 You're holds water share
03:17 - 46.221 with me because you're able
03:17 - 47.989 ably to argue this.
03:17 - 48.690 Share with me
03:17 - 50.679 how I'm not to take it in the
03:17 - 52.760 aggregate took to understand
03:17 - 54.674 just by those comments alone
03:17 - 56.464 not any additional evidence.
03:17 - 59.007 Because based on the
03:17 - 01.169 face of the statement itself,
03:18 - 03.393 there's no direct implication
03:18 - 04.873 of criminal conduct.
03:18 - 05.931 It's only when you
03:18 - 07.141 look at her statement
03:18 - 08.373 wherein she says
03:18 - 09.711 she used the sandal
03:18 - 11.125 or the flip flop to straight
03:18 - 12.614 to G or six or seven times,
03:18 - 14.549 then you realize that she did
03:18 - 15.599 in fact partake in
03:18 - 17.085 this criminal activity.
03:18 - 18.599 And Richardson says
03:18 - 20.788 that's not a proven violation.
03:18 - 22.557 And in terms of the
03:18 - 27.228 the phone call this
03:18 - 31.065 I well.
03:18 - 32.175 Let me follow up on
03:18 - 33.368 Justice Daugherty.
03:18 - 34.695 And if I don't satisfy
03:18 - 36.471 Justice Parker, you're just
03:18 - 37.805 let will have more.
03:18 - 39.075 But you raise a
03:18 - 41.309 really interesting point
03:18 - 42.210 the law and I
03:18 - 43.626 frankly don't know the answer
03:18 - 45.213 and we'll have to go find out.
03:18 - 46.114 That's why good law
03:18 - 47.615 clerks are sitting behind you
03:18 - 51.279 if well, let's do
03:18 - 52.921 this concretely.
03:18 - 56.048 The statement that
03:18 - 58.593 he used her slipper
03:18 - 01.258 in and of itself not
03:19 - 02.830 a butin violation
03:19 - 04.850 but if the trial
03:19 - 06.968 transcript indicates
03:19 - 11.272 that she beat the child
03:19 - 12.684 with her slipper
03:19 - 13.975 or her flip flop, I'm
03:19 - 15.104 assuming that slipper flip
03:19 - 16.344 flop means the same thing.
03:19 - 17.278 Does indicate that?
03:19 - 18.637 Okay, so she beat the
03:19 - 20.281 child with the slipper.
03:19 - 23.251 Then you put in the statement
03:19 - 25.608 from the guy to codefendant
03:19 - 27.855 that he used her slipper.
03:19 - 30.658 It seems to me that that
03:19 - 33.561 in the real world
03:19 - 35.263 of context, from the
03:19 - 37.932 record, that it's pretty easy
03:19 - 39.923 for the jury to appreciate that
03:19 - 42.003 the slipper she beat the child
03:19 - 44.120 with is the slipper
03:19 - 46.374 that that he used.
03:19 - 48.445 And so in context, you have
03:19 - 51.079 you may have a prudent violation
03:19 - 52.823 if you use context, contextual
03:19 - 54.415 implication, if you will.
03:19 - 56.363 And are you saying you do
03:19 - 58.286 that you look at the statement
03:19 - 59.712 in isolation or to
03:19 - 01.322 make myself clear,
03:20 - 02.829 do you look at the statement
03:20 - 04.359 as part of a total record?
03:20 - 05.426 Yes, Your Honor.
03:20 - 06.120 You don't look at
03:20 - 07.128 the statement in terms
03:20 - 08.529 of the other evidence of guilt.
03:20 - 09.857 And I think you said, if
03:20 - 11.599 you look at it in the context
03:20 - 12.715 of the record, then you
03:20 - 14.002 clearly have a violation
03:20 - 15.370 and you don't have a brutal
03:20 - 16.234 violation, because
03:20 - 17.705 Richardson specifically says
03:20 - 20.008 if the only way you can,
03:20 - 21.053 you can determine that
03:20 - 22.410 this part in the statement
03:20 - 23.403 where it says he's
03:20 - 24.812 using the state or he's
03:20 - 25.907 hitting him with the flip
03:20 - 26.981 flop that she gave me,
03:20 - 28.116 if the only way
03:20 - 29.319 you can implicate she
03:20 - 30.952 in that statement is that.
03:20 - 32.816 He used the statement
03:20 - 34.655 that she had been using,
03:20 - 35.790 that was the language. Yes.
03:20 - 38.126 If you're use it if you if you
03:20 - 40.171 apply it with the
03:20 - 41.529 rest of the record.
03:20 - 42.455 Her incriminating
03:20 - 43.798 statement where she said
03:20 - 45.900 she used a flip flop to hit him,
03:20 - 47.300 but Richardson expressly says
03:20 - 48.870 you're not allowed to do that.
03:20 - 50.671 All right. Thank you.
03:20 - 51.339 Yeah.
03:20 - 52.618 In response to Justice
03:20 - 53.908 Daugherty a moment ago,
03:20 - 56.377 you appeared to minimize the
03:20 - 00.048 the use of the statement
03:21 - 02.283 in favor of the
03:21 - 04.638 of invoking her state
03:21 - 05.920 her own statement.
03:21 - 08.541 Isn't this belied by the
03:21 - 09.924 fact that the prosecutor
03:21 - 12.160 used the statement
03:21 - 13.668 in driving home the point in
03:21 - 15.363 closing argument to the jury?
03:21 - 16.990 Didn't the prosecutor
03:21 - 18.032 emphasize this,
03:21 - 19.699 underscoring the
03:21 - 21.102 Brewton violation?
03:21 - 23.704 Your Honor, I guess if.
03:21 - 24.441 I'm sorry to
03:21 - 25.640 interrupt you, just just
03:21 - 26.941 what I'm trying to say is
03:21 - 28.024 if it if it was correct,
03:21 - 29.177 as you said, of Justice
03:21 - 30.002 Daugherty, or as
03:21 - 31.112 I heard you to say,
03:21 - 32.114 that the statement
03:21 - 33.648 wasn't so much after all,
03:21 - 35.049 then why was it so much
03:21 - 36.307 the focus of the prosecutor's
03:21 - 37.151 closing argument?
03:21 - 37.819 Your Honor,
03:21 - 39.297 it wasn't so much the focus
03:21 - 40.855 of the closing argument in
03:21 - 42.115 in the in the first
03:21 - 44.092 assistant's closing argument,
03:21 - 45.727 he was talking about the
03:21 - 47.528 strikes, the flip flop that
03:21 - 50.039 that codefendant Keith struck,
03:21 - 52.166 the two or three or four times.
03:21 - 52.721 So he said and
03:21 - 53.868 that's with the flip flop.
03:21 - 54.790 And then another 2 to
03:21 - 55.870 3 times with the hand.
03:21 - 57.310 And then the prosecutor
03:21 - 58.773 stated, the defendant
03:21 - 00.347 in this case, Lisa Smith,
03:22 - 02.009 struck him 6 to 7 times.
03:22 - 03.634 And Each time the prosecutor
03:22 - 05.113 talked about the statements,
03:22 - 06.319 the prosecutor talked about
03:22 - 07.548 the individual statements
03:22 - 08.821 to not conflate them together
03:22 - 10.118 or anything of that nature,
03:22 - 11.879 that the prosecutor
03:22 - 13.588 was simply about the the
03:22 - 15.694 the severe nature
03:22 - 16.757 of the injuries
03:22 - 17.840 and was saying both
03:22 - 19.293 of these two defendants
03:22 - 19.874 are probably not
03:22 - 20.628 telling the truth,
03:22 - 21.422 because the testimony
03:22 - 22.163 from the forensic
03:22 - 23.228 pathologist says he was
03:22 - 24.599 beaten with a flip flopper,
03:22 - 25.619 beaten with something on
03:22 - 26.834 his buttocks so many times
03:22 - 27.702 that the tissue
03:22 - 29.542 became purple fied and toxins
03:22 - 31.405 leaked throughout his body.
03:22 - 33.307 So he was basically arguing.
03:22 - 34.384 So they're saying they hit
03:22 - 35.610 him five or six times each.
03:22 - 36.978 That's not true.
03:22 - 38.172 The pathologist said he
03:22 - 39.547 was hit dozens of times.
03:22 - 40.694 That was the context in
03:22 - 41.749 which that was brought.
03:22 - 42.594 There was no conflating
03:22 - 43.351 of the statements.
03:22 - 45.113 There was no no saying
03:22 - 47.221 that because saying that
03:22 - 48.681 Keith King said Lisa Smith
03:22 - 50.391 struck him with a statement.
03:22 - 51.897 The prosecutor, through
03:22 - 53.594 each defendant's statement
03:22 - 54.931 and said, Watch,
03:22 - 56.797 which defendant did.
03:22 - 58.533 Counsel Can I
03:22 - 59.700 I want to follow up on a point
03:22 - 01.157 that Justice Donahue
03:23 - 02.270 made earlier.
03:23 - 03.137 And I'm wondering,
03:23 - 04.705 does it
03:23 - 06.077 make sense to avoid
03:23 - 07.909 all these Bruton cases,
03:23 - 10.601 to have a standard
03:23 - 12.880 that says all statements
03:23 - 15.567 implicating a codefendant
03:23 - 17.818 that are not necessary
03:23 - 19.569 to maintain the
03:23 - 21.255 narrative integrity
03:23 - 24.014 of the confession
03:23 - 26.527 must be redacted.
03:23 - 27.659 I suppose that could
03:23 - 28.930 be a starting point.
03:23 - 30.264 However, it's
03:23 - 31.132 I would suggest
03:23 - 31.966 it should be a case
03:23 - 33.005 by case basis, and it
03:23 - 34.168 depends on the nature
03:23 - 35.350 of the circumstances in
03:23 - 36.971 this case and even this case,
03:23 - 39.011 we felt that it was necessary
03:23 - 40.841 to keep Lisa Smith in there
03:23 - 41.703 in the beginning
03:23 - 42.510 of the statement
03:23 - 43.672 to show the relationship
03:23 - 44.712 between the parties
03:23 - 46.175 and that they were that Tasha
03:23 - 47.682 was a dependent on both of them.
03:23 - 48.672 But then I guess
03:23 - 50.017 sometimes it's a gray area.
03:23 - 51.054 Is a certain statement
03:23 - 52.019 needed, is it not?
03:23 - 53.187 I think that would just end up
03:23 - 54.979 in additional litigation,
03:23 - 56.290 but perhaps that
03:23 - 58.227 that role can be segmented
03:23 - 59.727 into a case by case basis,
03:24 - 03.164 role based on the circumstances,
03:24 - 04.343 the nature and circumstances
03:24 - 05.333 of the various cases,
03:24 - 06.713 because it's
03:24 - 09.604 sometimes difficult to tell
03:24 - 12.222 at the outset prior to trial
03:24 - 13.507 whether or not something is
03:24 - 15.399 is innocuous enough, not
03:24 - 17.712 be incriminating in nature.
03:24 - 18.608 And I'm not talking
03:24 - 19.480 about. I understand.
03:24 - 20.564 I appreciate your answer.
03:24 - 21.716 I was going toward more.
03:24 - 24.218 Is it is instead of that
03:24 - 26.145 question, is it innocuous
03:24 - 27.955 enough that we can keep it in?
03:24 - 29.235 Should we adopt a
03:24 - 30.558 standard that simply says
03:24 - 33.127 if it's not necessary
03:24 - 34.587 for the narrative
03:24 - 37.198 integrity, it should be out?
03:24 - 39.233 I don't know if that's necessary
03:24 - 40.328 because I don't think you
03:24 - 41.535 have to look much further
03:24 - 42.824 than the Bruton trilogy of
03:24 - 44.438 cases, which is expressly says
03:24 - 45.540 if a statement
03:24 - 47.041 expressly implicates
03:24 - 48.913 or powerfully incriminates
03:24 - 50.778 and words of that nature.
03:24 - 53.021 So implicit in those rulings
03:24 - 54.949 is that if you have the name
03:24 - 56.284 of a defendant in a statement,
03:24 - 56.917 but it doesn't
03:24 - 58.448 powerfully incriminate her
03:24 - 00.121 or powerfully identify him
03:25 - 00.764 or her as a
03:25 - 02.323 perpetrator of the crime
03:25 - 03.057 that I would submit
03:25 - 04.124 just based on those
03:25 - 05.726 Supreme Court cases alone,
03:25 - 06.954 then that would
03:25 - 08.596 implicit in that would be
03:25 - 10.182 you could put in references
03:25 - 11.732 that do not identify her
03:25 - 12.755 as a participant.
03:25 - 14.168 Would it help at all?
03:25 - 15.982 Does it make any sense to
03:25 - 16.987 adopt a role which
03:25 - 18.005 playing what if?
03:25 - 19.506 Hear that said, never
03:25 - 21.175 use the co-defendants
03:25 - 22.200 name, always use
03:25 - 23.444 the other person.
03:25 - 24.540 Now, in this case, I
03:25 - 26.213 suspect that everybody would
03:25 - 28.342 that the other person
03:25 - 30.151 is mom who lived with
03:25 - 32.617 the other perpetrator and
03:25 - 34.121 was the mother of the child.
03:25 - 35.623 But it would sanitize it.
03:25 - 36.406 This would
03:25 - 38.326 nominally sanitize it.
03:25 - 39.507 Well, I don't particularly.
03:25 - 40.394 If you also added on.
03:25 - 41.375 Don't use the gender
03:25 - 42.530 reference, don't you?
03:25 - 43.831 I mean, we have so
03:25 - 45.366 many cases where the
03:25 - 46.798 we have under consideration
03:25 - 47.516 now that we have
03:25 - 48.336 not yet decided.
03:25 - 49.315 It was my friend
03:25 - 50.504 at the firehouse.
03:25 - 51.872 There are there
03:25 - 53.908 are uses that narrow
03:25 - 54.887 the other person
03:25 - 56.277 that you know you can
03:25 - 58.564 surmise who that other
03:25 - 00.047 person is by the use of a
03:26 - 01.286 more descriptive term,
03:26 - 02.516 where the other person
03:26 - 03.534 would seem to
03:26 - 05.686 seemingly always be safe.
03:26 - 06.287 I don't think that
03:26 - 07.694 would be helpful in this case
03:26 - 09.223 because that would kind of be
03:26 - 10.725 an artificial redaction.
03:26 - 11.592 And in the United States
03:26 - 12.429 Supreme Court in
03:26 - 13.928 Gray, they basically said,
03:26 - 14.737 you can't use an
03:26 - 15.930 artificial redaction.
03:26 - 16.895 Even this court has
03:26 - 17.832 said on occasion
03:26 - 20.034 when they've used the other guy,
03:26 - 21.144 for instance, in one case
03:26 - 22.503 Commonwealth versus Markman,
03:26 - 23.697 the other guy was used,
03:26 - 25.439 which generally is permissible.
03:26 - 26.720 But the way it was read to
03:26 - 28.242 the jury, it was it was dubbed
03:26 - 29.940 if you're through a video
03:26 - 31.779 recording or an audio recording,
03:26 - 32.446 and that's.
03:26 - 33.547 Better than the
03:26 - 35.116 redheaded guy with.
03:26 - 36.217 Sure. Yes.
03:26 - 37.507 But in this case, it
03:26 - 38.886 would be artificial
03:26 - 42.022 because it's the paramour here.
03:26 - 43.723 And obviously, he's talking
03:26 - 45.893 about his wife or his girlfriend
03:26 - 47.423 or fiancee or baby mama,
03:26 - 49.363 whatever the terminology is.
03:26 - 51.352 So that would be an artificial
03:26 - 52.867 redaction to use the other guy.
03:26 - 53.334 They would.
03:26 - 54.435 And but there didn't need
03:26 - 55.310 to be a redaction
03:26 - 56.470 in this case because
03:26 - 58.151 for the stuff that was left
03:26 - 59.407 in, because our position is
03:26 - 01.092 everything that's in
03:27 - 02.743 there is not incriminating.
03:27 - 03.888 Therefore we didn't need
03:27 - 05.346 to do any redaction further.
03:27 - 06.213 Well, it's
03:27 - 07.932 also been said that just
03:27 - 10.251 deleting is not the way to go.
03:27 - 11.685 I believe the.
03:27 - 12.119 Correct
03:27 - 13.232 if you just say delete
03:27 - 14.522 it or a blank not lying
03:27 - 15.125 because that again
03:27 - 15.956 is an artificial it's.
03:27 - 16.857 A sticky wicket.
03:27 - 17.485 But you know what?
03:27 - 18.492 We're going to work on it.
03:27 - 19.132 You just have one
03:27 - 20.027 quick question. Sure.
03:27 - 20.795 Your Honor.
03:27 - 22.700 Is your secondary argument
03:27 - 24.565 that this court were to find it,
03:27 - 25.659 that it's proven that
03:27 - 26.934 there is overwhelming,
03:27 - 27.741 compelling evidence
03:27 - 29.003 such that it's hard to say?
03:27 - 32.173 Yes, Your Honor, good answer.
03:27 - 33.054 And I said, of course,
03:27 - 34.041 in my brief in detail,
03:27 - 34.930 I just want to point
03:27 - 35.843 out, most notably,
03:27 - 37.640 the defendant's own statement,
03:27 - 39.280 wherein she sets forth in
03:27 - 40.747 great detail the atrocities
03:27 - 42.183 she committed on her son
03:27 - 43.634 on the day of the
03:27 - 45.052 murder. Thank you.
03:27 - 45.686 Thank you, your honor.
03:27 - 47.822 Thank you very much.
03:27 - 49.356 We'll stand in recess.
03:27 - 50.724 Tough facts.
03:27 - 22.022 Great argument.