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PA Supreme Court Session 2022-09-13

PA Supreme Court Session from Philadelphia recorded on September 13, 2022

Caption Text Below:    

00:00 - Hello.

00:01 - And a warm welcome to the fall

00:02 - 2022 term of the Supreme Court

00:04 - of Pennsylvania.

00:06 - As many of you know, the

00:07 - Supreme Court of Pennsylvania is

00:09 - a commonwealth,

00:10 - its highest court.

00:11 - The court decides cases

00:13 - that present new and

00:14 - interesting legal issues

00:15 - that are important

00:16 - to the public.

00:17 - A Supreme Court decision

00:19 - in the case is most often final.

00:21 - It also provides binding

00:23 - guidance to lower courts

00:24 - that are considering

00:26 - similar cases.

00:27 - The Supreme Court generally

00:29 - does not rule on a case

00:30 - in the first instance.

00:32 - Its role is to review

00:33 - whether the lower court

00:34 - made a mistake that affected

00:36 - the outcome of the case.

00:38 - My name is Andrew Lydecker.

00:40 - I am appellate counsel at Klein

00:41 - and Spector in Philadelphia.

00:43 - Today, I am providing

00:44 - brief introductions

00:46 - to each of the cases for the

00:47 - Supreme Court of Pennsylvania.

00:49 - We'll be hearing during

00:51 - the September 2002 session.

00:53 - With that, let's look

00:55 - at the first case up.

00:56 - Commonwealth versus Perron.

00:59 - In November of 2007, Dantas

01:01 - Perron and two other men

01:03 - called for a pizza delivery

01:05 - when the pizza arrived.

01:07 - The three men dropped the

01:08 - delivery person at gunpoint.

01:11 - The victim identified

01:12 - all three men from a photo

01:13 - array the day after the robbery,

01:15 - including Mr. Parent.

01:18 - Police arrested Mr.

01:19 - Parent and charged him

01:20 - with robbery, conspiracy

01:21 - and related crimes.

01:23 - One of the witnesses who

01:25 - testified at trial against Mr.

01:27 - Perron was Linwood Perry,

01:29 - one of the other robbers.

01:32 - In September 2010,

01:33 - a jury convicted Mr.

01:35 - Perron on all charges,

01:37 - so he appealed

01:39 - while the case was on appeal.

01:41 - Linwood Perry, who had

01:43 - also been involved in the pizza

01:45 - delivery robbery, told

01:46 - his cellmate that Mr.

01:48 - Perron was not

01:49 - one of the robbers.

01:51 - Mr. Parent informed the

01:52 - Superior Court in his brief.

01:55 - The Superior Court ordered

01:56 - the trial court to look

01:57 - into this new information.

01:59 - The trial court

02:00 - then held a hearing.

02:01 - Unfortunately, Linwood

02:03 - Perry refused to testify

02:04 - and exonerated Mr. Parent.

02:06 - The trial court

02:07 - decided that without Mr.

02:09 - Perry's exonerating testimony,

02:10 - the available information

02:12 - was not enough

02:13 - to justify a new trial.

02:15 - On further appeal,

02:17 - the appellate court

02:18 - ordered a second hearing.

02:21 - After some delays

02:22 - in February 2020, Mr.

02:24 - Perrin and the Philadelphia

02:25 - District Attorney's Office

02:27 - submitted to the trial court

02:29 - an agreement about Lynwood

02:30 - Perry.

02:32 - They agreed that Linwood Perry

02:34 - lied on the stand

02:36 - when he identified Mr.

02:37 - Perron as a robber.

02:39 - The Philadelphia District

02:41 - Attorney's Office also said that

02:43 - Linwood Perry's

02:43 - testimony would not be offered

02:45 - by that office at any new trial

02:47 - for Mr. Parrott.

02:49 - The trial court

02:50 - rejected the agreement

02:51 - as sufficient basis

02:52 - for a new trial.

02:54 - On further appeal,

02:55 - the Superior Court

02:56 - affirmed the trial

02:56 - court's decision.

02:58 - Shortly, you will hear speeches

03:00 - from counsel specially prepared

03:02 - for the Supreme

03:02 - Court of Pennsylvania.

03:04 - The speeches are an opportunity

03:06 - for counsel to focus the court

03:08 - on the important facts

03:09 - and arguments in the case.

03:11 - The court may also ask

03:12 - questions of the attorneys.

03:14 - Counsel for Mr.

03:15 - Perrin will argue that the

03:17 - trial court made a mistake

03:19 - to reject his agreement

03:20 - with a district attorney.

03:22 - The District

03:23 - Attorney supports Mr.

03:24 - Perrin, the office of the

03:25 - Attorney General will be

03:27 - stepping in for the Commonwealth

03:29 - to argue against a new trial.

03:31 - Here is Commonwealth

03:32 - versus Perrin.

03:33 - Let's listen.

03:39 - You are the Chief Justice and

03:40 - justices of the Supreme Court.

03:42 - West Virginia.

03:46 - Okay, so we're

03:48 - all here versus our officers

03:51 - who otherwise have to work it

03:54 - out here in this county

03:55 - or Scottish council.

03:57 - And so.

04:09 - Good morning to all.

04:10 - Welcome.

04:12 - We begin our fall session

04:14 - after a long, busy summer

04:16 - here in the City

04:17 - of Brotherly Love.

04:19 - Glad to be with you all.

04:20 - We have a

04:22 - today's not an

04:23 - especially difficult

04:24 - loss, but over the three

04:25 - days a long and difficult list,

04:27 - challenging cases.

04:28 - So we look forward to them,

04:31 - Brian, which I like

04:32 - to call the first case.

04:34 - So center

04:40 - Thursday

04:45 - general's office. Ms..

04:49 - Snyder It's, it's

04:50 - our protocol that I usually

04:52 - do a very short introduction.

04:54 - So to make

04:56 - my stand there feel

04:57 - free to stand there.

04:59 - It's just to make sure

05:00 - that we're a hot court as is

05:02 - I think our direction say

05:04 - and it makes sure that

05:07 - counsel in the court

05:08 - or on the same page

05:10 - so that you don't

05:10 - bother with facts and and argue

05:12 - the law and we can get into it

05:15 - and figure out what's going

05:16 - on and get ready to make

05:17 - a decision.

05:22 - In this case, appellant was

05:24 - convicted of multiple charges

05:26 - with two other defendants

05:27 - in a robbery at trial.

05:28 - One of his co-defendants

05:29 - testified that appellant

05:31 - was involved, but then

05:34 - that codefendant

05:35 - later recanted, telling

05:37 - a jailhouse informant

05:39 - the cellmate, that

05:40 - appellant was not involved.

05:43 - After further proceedings,

05:44 - appellant's case was set

05:45 - for a hearing on his

05:46 - motion for a new trial.

05:48 - Appellant and the

05:49 - the Philadelphia DA's

05:51 - office stipulated jailhouse

05:53 - informant would testify that

05:55 - the defendant was not

05:56 - involved in the robbery

05:58 - and that the

06:01 - informant's testimony

06:02 - would be credible.

06:04 - While the trial judge accepted

06:06 - that stipulation for its limited

06:08 - view, he indicated that a

06:10 - hearing was still necessary

06:12 - to allow him to judge

06:14 - the informant's credibility

06:17 - and to consider

06:17 - the impact of that.

06:18 - On appellant's

06:19 - motion for a new trial.

06:20 - Notably, the Superior

06:22 - Court also returned the case

06:24 - for a hearing appellant's

06:25 - counsel refused to call witness.

06:28 - Trial court found appellant

06:29 - did not meet his burden of proof

06:32 - and dismissed the

06:33 - motion for a new trial.

06:35 - Appellant now appeals,

06:36 - arguing that the trial court

06:38 - abused its discretion.

06:40 - I suppose committed

06:41 - an error of law in requiring

06:43 - a hearing and dismissing

06:45 - the motion for new trial.

06:47 - When counsel

06:47 - refused to participate.

06:50 - So if that's about it,

06:51 - go ahead and tell us

06:52 - why the trial court

06:53 - made a mistake.

06:54 - May I please this

06:55 - honorable court?

06:56 - My name is Marty Snyder,

06:56 - and I have had the pleasure

06:58 - of representing Dante's parents

07:00 - since September 15th of 2006.

07:03 - The six years of worry and

07:04 - work that I've put

07:05 - into thoughtfully

07:06 - and zealously representing

07:07 - my client leads me

07:08 - to feel exasperated

07:09 - at being back in the

07:10 - appellate courts again

07:11 - after finally having

07:12 - convinced the district attorney

07:14 - that we had been

07:15 - right all along,

07:16 - that my client should

07:17 - get a new and a fair trial.

07:19 - As far as being on the

07:20 - same page with the Court,

07:22 - I take issue

07:22 - only with a few things in

07:23 - the summary of the facts

07:24 - that the Chief

07:25 - Justice just gave.

07:26 - I don't consider what Lynnwood

07:29 - Perry said a recantation

07:31 - because he never expected

07:32 - his conversation with

07:33 - Curtis Brown to come to light.

07:36 - It was spontaneous that

07:37 - gives it more credibility.

07:39 - Although if he had

07:40 - testified and said that,

07:42 - it would have given

07:43 - it as the trial judge

07:45 - an opportunity to

07:46 - assess that correct?

07:47 - I did not expect Mr.

07:49 - Lynnwood Perry,

07:50 - who I believe is not really

07:51 - a rehabilitated person

07:53 - who had been truthful

07:54 - in the first matter,

07:55 - to come

07:55 - to court, in the trial court

07:57 - and say that he had lied to us.

07:59 - In fact, I expected

08:01 - that if he did, in fact,

08:02 - have the courage to

08:03 - get onto the video screen,

08:05 - he probably would have said

08:06 - that he did nothing of the sort.

08:07 - He probably would have

08:08 - screamed about

08:09 - his federal sentence

08:10 - being higher than he

08:11 - thought it was going to be.

08:12 - And I still would

08:13 - have had to put Mr.

08:14 - Curtis Brown up in

08:15 - order to rebut that.

08:17 - Also, the stipulation that

08:19 - was entered was significant

08:22 - in that it covered many

08:24 - things, not just that Mr.

08:26 - Brown would have

08:26 - come in and said that Mr.

08:28 - Lynwood Perry

08:29 - had revealed that he had

08:30 - lied about Dante's Perrin.

08:32 - Instead, Mr.

08:33 - Curtis Brown would

08:35 - have come in to repeat

08:36 - consistently the statements

08:39 - that he gave in 2011,

08:41 - 2009, 2017

08:46 - and the testimony

08:46 - that he gave under oath

08:48 - when subject

08:49 - to cross examined

08:49 - by the District

08:50 - Attorney's Office,

08:51 - who had qualms and doubts,

08:53 - having not talked to him

08:54 - in person and investigated

08:56 - the case carefully.

08:58 - Did you ever give a reason

09:01 - in front of Judge Campbell

09:03 - that because I didn't see it

09:05 - as to

09:07 - as to why you couldn't call

09:09 - witnesses at that hearing.

09:11 - I did not.

09:12 - And I also wouldn't have used

09:13 - the words, couldn't have called.

09:15 - Well, you did decline,

09:16 - right? I declined, yes.

09:17 - And how are we to find

09:22 - that the trial court

09:23 - abused its discretion

09:26 - in this case when

09:28 - the higher court,

09:29 - the superior court, had told it,

09:32 - it had to conduct a live hearing

09:35 - and that a cold record

09:36 - was not adequate.

09:37 - How can how can that

09:38 - be an abuse of discretion?

09:40 - Because when the

09:41 - Superior Court had given

09:43 - that remand

09:44 - instruction to the PCI

09:46 - record of the trial court level,

09:48 - they had given

09:48 - that under the understand

09:50 - that this was a disputed hearing

09:52 - where we would

09:53 - continuously talk about how

09:55 - the district attorney believed

09:57 - that Mr. Brown was lying.

09:59 - That the district attorney

10:00 - didn't have enough

10:00 - information to

10:01 - determine that Mr.

10:02 - Brown was telling the truth.

10:03 - And honestly, at that

10:05 - point, they were fighting hard

10:07 - about the fact that Mr.

10:08 - Brown was lying,

10:09 - not really noticing that

10:10 - in their own transcript

10:11 - from that evidentiary

10:12 - hearing in thousand and 17,

10:14 - their proposed

10:15 - impeachment fell flat.

10:17 - So just one brief

10:19 - follow up question,

10:21 - because I'm not asking about

10:23 - cases globally or or universe of

10:25 - cases, but about this case

10:28 - here.

10:31 - The this the relevant part of

10:32 - the superior court's opinion

10:34 - said so that the trial court

10:36 - need not rely on a cold record

10:38 - to make its credibility

10:40 - determinations here.

10:42 - You're telling me that you

10:46 - and the DA's office

10:47 - had made a joint

10:49 - credibility determination,

10:50 - and instead of the trial court

10:52 - making one

10:53 - that you two were

10:54 - allowed to make it

10:55 - for the trial court,

10:56 - and that the trial court

10:57 - would abuse its

10:58 - discretion and said

11:00 - if it if it had said, as it did.

11:02 - You know what?

11:02 - Thanks, folks,

11:03 - but I'm going to make my

11:04 - own credibility determination.

11:07 - So in this case, how can

11:08 - that be an abuse of discretion?

11:10 - Well, yes and no, Your

11:11 - Honor, because I do dispute

11:13 - some of those facts

11:14 - at the time that the superior

11:16 - court made the remand.

11:17 - There was still that dispute.

11:21 - At that point, I

11:22 - really read that

11:27 - edict

11:27 - from the superior court

11:29 - as saying there is an issue

11:31 - here is how to resolve

11:32 - that where there is an issue.

11:34 - By the time we came back

11:35 - in front of the PC record,

11:37 - there had been an ordering of

11:39 - the notes that there had been

11:41 - an investigation

11:42 - independent for each party

11:44 - because I did not participate

11:46 - in the DA's office

11:46 - investigation.

11:47 - Despite some of the claims

11:48 - that amicus counsel has made

11:50 - as to what they were

11:52 - now willing to stipulate

11:53 - to the fact that

11:55 - we're stipulated

11:56 - to were the facts that

11:57 - would have come out

11:58 - at another hearing

11:58 - and the facts that had

11:59 - come out of the next counsel.

12:02 - I want to follow up on

12:03 - Justice Wicks question.

12:04 - The issue here is, did

12:06 - did Judge Campbell

12:08 - are we going to find whether

12:09 - he abused his discretion

12:11 - yet he followed our

12:12 - decision of matter versus do?

12:15 - Cain may two years ago

12:17 - that litigants can resolve

12:19 - certain issues but not

12:20 - business of the court.

12:22 - Therefore, he observed

12:23 - the Order of Superior Court,

12:25 - which directed a

12:27 - full fledged hearing.

12:29 - Tell me how he

12:30 - abused his discretion

12:33 - by obeying our rule.

12:35 - I think it is the

12:36 - blanket refusal

12:37 - that was an abuse of discretion

12:40 - to consider the documents

12:42 - that had been stipulated to

12:43 - and that were in front of him.

12:44 - There is no.

12:46 - Excuse me

12:47 - the exact language that

12:48 - this court, all seven of us,

12:50 - that you're asking us to find

12:51 - that Campbell abused

12:53 - his discretion, said litigants.

12:55 - You can resolve

12:58 - certain

12:58 - issues, but not

12:59 - business of the court.

13:02 - Are you now

13:02 - sharing with us that the

13:04 - order of the Superior Court

13:06 - remanding for a

13:07 - full and fair hearing

13:09 - is not business of the court,

13:11 - and that you and your partner,

13:13 - the District Attorney's

13:14 - Office, have a right

13:15 - to supersede the order

13:17 - of the superior court.

13:18 - Is that what you're

13:19 - sharing with us?

13:19 - No, no, Your Honor,

13:20 - I don't believe so.

13:21 - I read the Superior Court's

13:23 - order to be to resolve the issue

13:25 - in a just way.

13:26 - And excuse me, when it just

13:28 - way did it say

13:29 - just way or did it

13:31 - say remand for a full hearing?

13:33 - It's very specific question.

13:35 - I don't know what, your honor.

13:36 - I guess I had considered

13:37 - that the Superior Court saying

13:39 - that the record can't be

13:41 - called that a credibility

13:42 - determination needs to be

13:44 - made was the actual command

13:46 - rather than the full hearing.

13:48 - Was the word a full hearing

13:49 - in the language of the remand?

13:51 - Yes, but they were okay.

13:52 - I'm sorry, Judge.

13:53 - They did go on to say that

13:55 - the purpose of such a hearing

13:56 - would be to make a

13:57 - credibility determination.

13:59 - SNYDER It doesn't

14:00 - appear that it goes

14:01 - well for you here and

14:03 - I'm with my colleagues

14:06 - being really candid.

14:07 - This smells bad.

14:09 - I mean, it looks

14:11 - and I'm

14:11 - not accusing

14:12 - anybody of anything, but it has

14:14 - an appearance of skullduggery.

14:16 - It has an appearance that a D.A.

14:20 - who is

14:20 - and I mean,

14:21 - this was greatest respect,

14:22 - but is somewhat notoriously

14:24 - friendly to defendants.

14:26 - And defense counsel

14:27 - wanted to keep this case

14:28 - away from the trial judge.

14:30 - And, you know, and I was

14:31 - a trial judge for 13 years.

14:33 - Judge Daugherty Judge, what?

14:34 - We're trial court judges.

14:36 - We're not potted plants.

14:38 - We're there to make

14:39 - sure justice is done.

14:41 - The judge said, Here,

14:42 - I need to hear the case.

14:45 - You're not seriously

14:46 - arguing to this court

14:47 - that the judge just doesn't

14:48 - have the authority to do that?

14:50 - Not exactly, Judge,

14:51 - but what I'm saying is

14:52 - that it should be the

14:54 - ability of the parties

14:56 - to stipulate in order to keep

15:02 - to keep doing

15:03 - that, to keep letting

15:04 - the court do its business,

15:06 - its actual business, and

15:07 - making those decisions.

15:08 - And that's why we're

15:08 - allowed to stipulate

15:09 - to certain facts and

15:10 - certain, but not why.

15:11 - Didn't

15:12 - you go forward with

15:13 - a hearing with that

15:14 - stipulation on your record?

15:16 - And then we could be here

15:17 - with a very different

15:17 - scenario than we have now?

15:19 - Yes. Counsel

15:21 - and in follow up to the

15:22 - Chief Justice's point,

15:24 - even if everyone is acting

15:26 - with the utmost good faith

15:28 - and there is no skullduggery

15:29 - and people are just trying to do

15:32 - exactly what the rules prescribe

15:35 - in what the Superior

15:36 - Court directed them to do.

15:38 - Can you at least acknowledge

15:40 - that there is a big difference

15:42 - between a stipulation of facts

15:44 - and the stipulation

15:45 - that encompasses

15:46 - credibility determinations?

15:47 - And I think that's what

15:48 - we're struggling with here,

15:50 - because if the judge

15:52 - was presented with

15:54 - a stipulation of facts,

15:56 - the incident occurred

15:58 - on the corner of Sixth

15:59 - Avenue and Ninth Street.

16:02 - You know, we all

16:03 - can agree, okay?

16:04 - The judge can accept

16:05 - that without any problem.

16:07 - No evidentiary hearing

16:08 - needs to take place.

16:09 - It's a stipulation of facts.

16:11 - But when the stipulation

16:13 - encompasses credibility

16:14 - determinations and who said what

16:18 - and what actually happened,

16:20 - what scenario took place,

16:23 - who is to be believed

16:24 - over someone else?

16:25 - I don't understand how we

16:27 - can ever say that stipulation

16:29 - was accepted by the trial

16:31 - judge for his consideration

16:33 - has to be accepted as fact.

16:37 - And that's where

16:38 - I'm hung up on this.

16:40 - Accepting the stipulation

16:42 - and why the judge was not free

16:44 - to do as the Superior Court

16:45 - directed conduct a

16:47 - full evidentiary hearing.

16:49 - I now have

16:51 - five questions in front of me,

16:52 - so I'm going to do maybe one.

16:54 - I thought that, but I think

16:55 - they are all the central themes.

16:56 - So we'll be quiet and I'll

16:57 - let you answer. Thank you.

17:00 - I do believe that

17:03 - the abuse of discretion here

17:04 - was not even considering

17:05 - the stipulations in

17:06 - the joint memorandum,

17:07 - because had they be considered,

17:09 - it would have been clear that

17:10 - they were appropriate, that

17:12 - they were actually almost

17:14 - as simple as a

17:16 - factual stipulation.

17:18 - We were just noting the facts

17:20 - and how often they

17:21 - had been testified to

17:23 - in order to explain we

17:25 - both think they're credible.

17:26 - So if you break it down,

17:27 - really what we were saying is

17:29 - this is what Curtis

17:30 - Brown would say.

17:31 - And now he's said

17:32 - it this many times.

17:33 - And we're

17:33 - not going to ignore

17:34 - that in our stipulation

17:35 - and just say this is

17:36 - what he was going to say.

17:38 - We're going to say this

17:39 - is what he said in 2011.

17:41 - This is what he said then.

17:42 - This is what he said under oath.

17:44 - This is what he said

17:45 - under oath, subject

17:46 - to cross-examination

17:48 - at a full hearing,

17:49 - where I actually said

17:50 - on the record sometimes

17:51 - when something was

17:52 - objected to by opposing counsel,

17:54 - Your Honor,

17:55 - I need to put

17:56 - enough on the record

17:57 - for credibility

17:58 - determinations to be made.

17:59 - So what we stipulated

18:01 - to are the facts,

18:03 - and that he said it over

18:04 - and over and over again,

18:06 - and that he is met in

18:09 - with the district

18:10 - attorney's staff without me,

18:12 - without other counsel, and that

18:13 - they found him to be credible.

18:15 - That they found

18:16 - him to be credible.

18:18 - If I litigate a motion

18:20 - to suppress, for

18:21 - instance, in court

18:22 - and I lose and I want

18:23 - to preserve my client's

18:24 - appeal rates,

18:25 - I stipulate to the admission

18:26 - of the record from

18:27 - the motion to suppress

18:29 - minus any inadmissible evidence.

18:31 - And we both rest.

18:33 - Unless I've actually

18:34 - alerted the district attorney

18:36 - to some sort of

18:36 - sufficiency argument

18:37 - that I plan to present.

18:39 - The judge says guilty,

18:40 - and we move on to

18:41 - sentencing and appeal.

18:42 - The defense uses stipulations

18:44 - in criminal law all of the time,

18:46 - and the parties have to be

18:48 - transferred with one another.

18:50 - That and then as we are,

18:51 - they're transparent

18:52 - with the court.

18:53 - That's why there's no funny

18:55 - business going on and there.

18:56 - But Counsel,

18:57 - we don't allow experts to speak

18:59 - to the ultimate issue of case.

19:02 - But you're asking us to accept

19:04 - the ultimate issue

19:05 - that being believable

19:06 - are not the

19:06 - credibility of a witness

19:08 - to be determined by the district

19:09 - attorney's office and

19:10 - the public defenders.

19:12 - Share with me how

19:13 - that can grow in.

19:15 - I'm not at the public

19:15 - defender's office

19:16 - just for clarity, but I am

19:17 - appointed in this matter.

19:19 - And it's it's because

19:22 - the parties bargained

19:24 - for that, investigated

19:25 - it, were transparent

19:26 - with our investigation,

19:28 - had someone on the record

19:29 - under oath multiple times.

19:31 - And also because

19:33 - ten years later,

19:36 - putting on a hearing would have,

19:39 - I would think, less of an

19:41 - effect on the fact finder.

19:43 - Where did Campbell

19:44 - abuse his discretion

19:46 - by requiring a hearing?

19:47 - So he, as the trier of fact,

19:49 - could make a determination

19:51 - as to credibility?

19:52 - Share with me what did he do?

19:54 - Was it when he said, no, I'm

19:56 - not allowing you to stipulate.

19:58 - I want to hear that which

20:00 - I was duly elected to do?

20:02 - Is that what his abuse

20:03 - of discretion was doing?

20:04 - His job.

20:05 - And that's, of course,

20:06 - what the judge to do his job.

20:08 - But I do think that

20:09 - by not considering

20:10 - those stipulated to facts,

20:12 - that but that was good counsel.

20:13 - And again,

20:14 - I'm following up on

20:15 - Justice Daugherty,

20:15 - and maybe we're beating a

20:17 - dead horse here to two things.

20:19 - First of all,

20:22 - it was not Brown's

20:24 - credibility that the trial judge

20:26 - had ultimately determined.

20:28 - It was Mr.

20:29 - Parents who had come into

20:30 - testimony, come in to testify.

20:32 - I'm sorry, not

20:33 - Mr. Perry, Mr. Perry, Mr.

20:35 - Perry, who had come into

20:36 - court and testified against Mr.

20:38 - Parent. Right.

20:39 - It I'm sorry.

20:40 - Say it again at trial.

20:42 - Codefendant was Perry.

20:44 - Yes, at trial it was

20:45 - Mr. Perry's testimony. Right.

20:46 - So so ultimately, we

20:48 - have to decide if Perry

20:50 - was lying in the courtroom

20:52 - when he implicated parent.

20:56 - No, I don't believe so.

20:57 - I believe that

20:59 - the the judge has

21:00 - to decide whether Mr.

21:03 - Brown is credible in the

21:05 - story that he heard Mr.

21:07 - Perry say that he lied on Mr.

21:09 - Perron

21:10 - and that if the fact finder had

21:12 - heard that evidence from Mr.

21:13 - Brown at the original trial,

21:15 - he would

21:16 - then have significant

21:17 - doubts and the result

21:19 - would have been different.

21:20 - But as I see,

21:21 - and if you don't see it,

21:23 - that's fine, I will move on.

21:24 - Don't you see that?

21:26 - That you're answer that

21:27 - if the trial judge is heard,

21:29 - had accepted the stipulation

21:31 - that Brown was credible

21:32 - and Brown heard it from Perry,

21:34 - that doesn't

21:34 - answer the ultimate question,

21:36 - which was whether or not Perry

21:38 - was credit, whether

21:39 - Perry was lying when he

21:41 - spoke in the courtroom or

21:42 - lying when he spoke to Brown

21:44 - and and the trial judge has

21:46 - to see has to see something

21:48 - more than Brown saying,

21:50 - well, I'm convinced

21:51 - I'm credible.

21:52 - Brown might be credible.

21:54 - That doesn't mean

21:55 - that Perry was not lying

21:58 - when he spoke to him.

21:59 - But Brown can still be credible.

22:01 - Perry's the one that has to

22:02 - be credible or not credible.

22:03 - Right. But Mr..

22:05 - I guess I'm confused because Mr.

22:06 - Perry was not coming

22:07 - to this hearing either way.

22:09 - So if if you're saying that

22:12 - we can can deduce

22:13 - from the record that Mr.

22:15 - Brown is credible, then

22:16 - we why would I recall Mr.

22:18 - Brown when I've offered

22:20 - when I've been offered

22:21 - a well investigated.

22:22 - Let me. Ask you. One.

22:24 - Did you finish that answer?

22:26 - Step one. Okay.

22:27 - I wanted to ask you one more

22:28 - question and then I'm done.

22:29 - I promise.

22:31 - You didn't say

22:33 - if my notes are correct.

22:37 - You didn't say that.

22:38 - Well, this case can be

22:39 - resolved on what we had.

22:41 - You said

22:44 - it would be against my client.

22:48 - And your client is Perry.

22:50 - It would be against

22:51 - my client's best interest

22:53 - to call a witness here.

22:55 - What?

22:55 - I don't know what that means.

22:57 - So I guess. I guess.

23:00 - I don't think it does.

23:01 - But in in a pragmatic sense,

23:03 - it raises an adverse inference

23:06 - that if you put

23:06 - Brown on the witness

23:07 - stand, things aren't

23:08 - going to go well for you.

23:09 - Oh, I that does not

23:10 - at all what I meant

23:12 - as an experienced lawyer.

23:13 - I would much rather

23:14 - rely on a stipulation

23:15 - like this one,

23:16 - which is well

23:17 - investigated by each party,

23:18 - independently containing

23:19 - facts fleshed out

23:20 - during a full day evidentiary

23:21 - hearing with the witnesses

23:22 - under oath and subject

23:23 - to cross-examination

23:25 - and transparent in its

23:26 - reasoning and request

23:27 - then to call

23:28 - citizen to the stand.

23:29 - Almost a decade later,

23:30 - to recount a short conversation

23:32 - with Lynwood, Perry,

23:33 - and a short conversation

23:34 - with Agent Majority

23:35 - and authenticate and adopt

23:36 - two more written statements

23:38 - that were practically

23:39 - reproduced in the stipulation.

23:40 - Already,

23:41 - this court acknowledges

23:42 - the gantlet that litigation

23:43 - can be especially unnecessary

23:45 - litigation, despite the hassle

23:47 - for Curtis Brown Dantas

23:49 - Perrin, the backlogged

23:50 - first judicial district

23:52 - and and yours truly.

23:54 - It really shouldn't

23:55 - be a necessary step

23:56 - for Dante's parent, whose

23:57 - freedom has been impeded

23:59 - by wrongful conviction

24:00 - for all these years.

24:01 - He shouldn't have had the

24:02 - conviction in August of 20,

24:04 - August 25th of 2017, and

24:05 - it shouldn't stay with him

24:06 - any longer.

24:08 - My frustration is that we

24:09 - are in fact back and forth

24:12 - now to the first.

24:13 - Now, can I can

24:15 - I go in a different

24:15 - direction real quickly?

24:17 - First of all,

24:18 - this is the first

24:19 - time in my years

24:19 - as a judge where I've heard

24:21 - skullduggery in open court.

24:22 - So that's exciting for me.

24:24 - I might try to use it some

24:25 - other time in your career.

24:27 - On Commonwealth

24:27 - Court, there was no. Scuffle,

24:29 - there was no skullduggery

24:31 - in Commonwealth Court, no.

24:33 - Maybe there was.

24:35 - So I just have a quick

24:36 - factual clarification.

24:38 - QUESTION You mentioned Pecora.

24:40 - This is a direct appeal,

24:41 - right? We're not in PCR.

24:42 - Yes, I'm sorry. Okay.

24:44 - We are in direct appeal.

24:46 - I think I got thrown off because

24:47 - we've been talking about

24:48 - after discovered

24:49 - evidence for so many years

24:50 - and in fact, that was

24:51 - before I was, you.

24:51 - Know, because this was

24:52 - this was a bench trial,

24:54 - criminal bench trial conviction.

24:56 - Where were the

24:57 - witnesses were resolved

24:58 - in favor of the Commonwealth

25:00 - and a conviction occurred? Yes.

25:02 - There are some important things

25:03 - to note, though, as your honors

25:04 - are making the

25:05 - decision about that.

25:06 - The trial court judge did

25:08 - note that he had qualms about.

25:11 - Yes, I'm aware of the alleged

25:15 - weaknesses of the of

25:16 - the prosecution's case.

25:18 - I get that.

25:18 - My question is, let's let's say

25:20 - let's say things aren't going

25:21 - well for you here.

25:22 - And let's say at

25:23 - the end of the day,

25:25 - this court might conclude

25:28 - that there was no abuse of

25:29 - discretion by the trial court

25:31 - judge here on remand

25:32 - from the Superior Court.

25:35 - I am taken a little bit by your

25:37 - passion and your concern

25:39 - for your client,

25:40 - and despite the fact

25:42 - that you were given numerous

25:43 - opportunities, I'm assuming

25:44 - your trial counsel as well.

25:46 - Oh, no, that's what I mean.

25:48 - I accused whoever the count.

25:50 - Direct appeal counsel.

25:51 - Whoever whoever

25:52 - the counsel is that's

25:53 - handling the actual proceeding

25:54 - in front of the trial was

25:55 - given numerous opportunities,

25:58 - I think maybe three

25:59 - opportunities to present

26:01 - testimony on remand and refused.

26:05 - I'm still sensitive to your

26:06 - passion for your client,

26:07 - insisting that your client

26:08 - is nonetheless innocent

26:09 - and wrongly convicted.

26:11 - If we send it back again

26:14 - for a fourth time,

26:17 - will trial counsel

26:18 - for the defendant

26:21 - go forward and comply

26:22 - with the directions

26:23 - of the trial court judge in the

26:24 - Superior Court on remand?

26:26 - Yes, that was me.

26:27 - I'm sorry, I, I then confused

26:29 - where your Honor was going

26:30 - with the procedural history.

26:32 - And yes, I'll track

26:33 - down Curtis Brown

26:34 - of all the Curtis

26:35 - Browns in the city

26:36 - I did last time with

26:37 - an investigator.

26:38 - And I will beg him

26:39 - that even though

26:39 - he's put this behind him

26:41 - and it's been all these years,

26:42 - please come to

26:43 - court and testify.

26:43 - Truthfully, I just

26:45 - as an attorney,

26:48 - putting a witness on

26:49 - the stand multiple times,

26:52 - a witness who

26:53 - has indicated to me

26:54 - that he is sick of coming,

26:56 - a witness who in the record

26:57 - did not make it that day.

26:59 - I had to call the witnesses

27:01 - out of order because he still

27:03 - didn't want to have

27:04 - to come back to court.

27:06 - He has had people

27:07 - in the neighborhood

27:09 - talk to him about

27:10 - parties being around.

27:12 - I'll do all of that.

27:13 - And I could have done it before,

27:15 - except I was offered a really

27:20 - smart

27:21 - stipulation for

27:22 - my client to accept

27:24 - because of all the work

27:25 - that I had put in for years

27:26 - while they were fighting me.

27:28 - And then when I

27:29 - finally convinced them,

27:30 - finally convinced

27:32 - them that I was right,

27:33 - that Curtis Brown

27:34 - was telling the truth,

27:35 - that Dantas parent is innocent,

27:37 - I finally get my day where

27:38 - we all agree and I'm back here.

27:40 - But you, I will do

27:41 - anything. Forgive it.

27:43 - Could I follow up there?

27:45 - But you then you were given

27:46 - your superior court

27:48 - gave you your day.

27:50 - And when the court

27:51 - called for Brown's testimony

27:54 - and you had you were

27:55 - you had found him or

27:57 - sponsored him or whatever,

27:59 - you declined to

28:00 - present him and said

28:02 - it was against your

28:03 - client's best interest.

28:05 - And how how is it that

28:08 - you can convince us

28:13 - that the court has

28:14 - to be bound by that,

28:15 - that the court can't say,

28:17 - you know, that's strange.

28:19 - I think I'm going to

28:20 - hear the testimony.

28:21 - The superior court

28:23 - told me and to hear and

28:24 - make my own decision.

28:26 - How can that be an

28:28 - abuse of discretion?

28:29 - Because it was already

28:31 - because of the nature

28:32 - of the stipulations,

28:33 - because I thought that the

28:34 - law said that seems. A lot.

28:35 - Like it was the right way.

28:36 - It seems a lot like just

28:37 - one brief follow up to it.

28:39 - When you say that

28:42 - it seems to sound a

28:43 - lot like the Brown case,

28:45 - albeit in a different

28:47 - context on the,

28:48 - you know, the

28:49 - confession of error case,

28:50 - because it seems

28:51 - like just like that case,

28:53 - you and the DA's office

28:55 - want to tell the courts

28:57 - how to conduct their business.

28:59 - And it seems a lot.

29:02 - Just maybe to follow up on

29:04 - the chief's insight,

29:05 - it is like you.

29:07 - It seems to look a lot like

29:09 - the tail wagging the dog

29:10 - and and there does come

29:12 - a time, it seems to me,

29:14 - when the court gets to make

29:17 - make its judgment,

29:18 - particularly whereas here

29:20 - it was told by the

29:21 - superior court to make its

29:23 - credibility determination, given

29:24 - that it was a new trial judge.

29:26 - So, Miss Snyder,

29:27 - what we're going to do

29:28 - is answer Justice Lex question

29:29 - and then Justice O'Connor,

29:31 - who has a final question for

29:32 - you and we're going to move on.

29:33 - So go ahead.

29:34 - I think that this case

29:35 - is a little bit different,

29:37 - the analogy of the

29:38 - tail wagging the dog,

29:40 - because in this case, there were

29:42 - there were ample

29:43 - fact finding missions

29:45 - all over between the the FBI,

29:48 - the written statements

29:49 - that were entered

29:50 - into evidence, the testimony.

29:52 - And so that is why I honestly

29:55 - did not realize the or did not

29:59 - think that we were taking

30:00 - business from the court.

30:01 - But making things

30:02 - easier for the court is because

30:04 - this was a robust record

30:06 - where we were finally agreeing.

30:08 - I finally got through

30:09 - to someone.

30:09 - That's really why that

30:11 - this had such a record.

30:13 - We already had all

30:14 - these things down.

30:15 - You could read the

30:17 - stipulations in this matter

30:19 - that were not one page long

30:21 - and say, Wow, they

30:22 - really fleshed this out.

30:23 - They're not hiding the ball.

30:24 - Look at all this stuff

30:25 - in front of me in this

30:27 - eight page stipulation,

30:28 - and it's the last

30:29 - paragraph that says

30:30 - and then therefore credible

30:32 - or therefore deserves relief.

30:34 - It's I just got through

30:37 - to them after ten years.

30:39 - And I just think

30:40 - that that record was

30:43 - where we needed it

30:44 - to be to show that Mr.

30:46 - Perrin was not guilty.

30:48 - Well, I didn't get

30:49 - through to the trial court.

30:51 - Understood the

30:51 - lesson learned here.

30:53 - It doesn't matter if

30:54 - you get through 58,

30:55 - so you fear for future times.

30:57 - But my question's a little

30:58 - bit different because I thought

31:00 - we took this case for a

31:02 - much broader decision

31:05 - as opposed to essentially

31:07 - your correction here on a

31:11 - do you foresee

31:13 - a stipulation as to credibility

31:18 - that you you would say a

31:19 - trial judge says you have to

31:21 - accept that?

31:22 - I mean, is there a case

31:24 - where a trial judge can say,

31:26 - I'm not going to I'm

31:27 - not going to do that?

31:28 - I mean, you've gone over in

31:30 - great lengths what you had here,

31:32 - which was the witness said

31:33 - the same thing multiple times.

31:35 - It's failure. OC

31:38 - Is there a case

31:39 - where, as you see it,

31:42 - it would not be an abuse

31:44 - of discretion for the trial

31:45 - judge not to accept a

31:47 - credibility stipulation.

31:52 - If the parties

32:00 - I have had happen to me

32:02 - entering into a

32:03 - stipulation with counsel

32:05 - where I thought

32:06 - that we were on the same

32:07 - page, that stipulating to facts

32:09 - also meant stipulating

32:10 - that those facts are true

32:11 - and those facts are there.

32:13 - But facts are verifiable.

32:15 - You know, that's what I have a

32:20 - sort of a hang

32:20 - up about all of this

32:22 - and justice Todd

32:23 - touched on this.

32:26 - What you're arguing

32:27 - is that the trial judge

32:29 - had to accept a stipulation

32:32 - as to an opinion and opinion

32:37 - that was drawn by

32:38 - both sides of this case.

32:42 - Okay.

32:43 - But credibility is nothing

32:46 - more than an opinion,

32:49 - essentially based on

32:51 - a non verifiable fact.

32:53 - Is the witness believable?

32:56 - And from my perspective,

32:59 - I don't see any situation

33:01 - where a trial judge

33:04 - would ever be

33:05 - bound by a stipulation

33:07 - as to credibility.

33:10 - I hope I'm understanding

33:11 - your question correctly.

33:12 - I think that there is a place

33:15 - where you may stipulate

33:17 - to an unverifiable fact

33:19 - that's that's

33:20 - okay with your honor in

33:21 - this in this hypothetical.

33:23 - I mean, I'm looking

33:24 - at there are often times

33:26 - when parties will

33:27 - stipulate that a

33:29 - expert will testify

33:31 - as to X, Y and Z.

33:33 - That's an opinion.

33:34 - But the reason that

33:35 - that's acceptable

33:36 - is because that opinion

33:38 - is based on verifiable facts

33:40 - that each side could

33:42 - get their arms around.

33:45 - That's not what you

33:46 - have with credibility.

33:47 - I mean,

33:49 - what we're hearing

33:50 - here is an argument

33:51 - that three assistant district

33:53 - attorneys, one defense counsel,

33:56 - equals a judge's

33:59 - opinion on the

34:00 - credibility of a witness

34:02 - and that that's the

34:04 - that's the aspect of this.

34:05 - I mean,

34:06 - you know, what you're arguing

34:08 - is almost as a matter of law,

34:10 - what you had here

34:11 - had to be accepted

34:13 - and and I just I cannot

34:15 - put this stipulation

34:18 - as to credibility into

34:21 - any silo of stipulations

34:25 - that I've ever seen

34:27 - as a dry judge or,

34:28 - frankly, as a trial lawyer.

34:32 - I think what comes to mind is

34:33 - what about a stipulation to a

34:38 - interview taken by a detective

34:40 - that is line for line, but not

34:42 - recorded by audio visual

34:45 - and to parties stipulate

34:46 - that that's what the witness

34:48 - would come in

34:49 - here and say today.

34:50 - And it's completely undisputed.

34:52 - I don't expect the district

34:54 - attorney at the end of the trial

34:55 - to get up and say

34:56 - that everything in

34:57 - that interview was a lie, if

34:59 - we've both stipulated to it.

35:00 - Now, I have been burned on that.

35:03 - Appeals fixed it.

35:05 - All of these things.

35:07 - So I now ask that it be put in

35:11 - or that we speak about

35:12 - whether or not there

35:13 - would be some sort of surprise.

35:14 - And I wouldn't do

35:15 - that to other counsel.

35:15 - Nothing wrong with

35:16 - what you just said.

35:17 - Here is what he's

35:18 - going to testify to, period.

35:21 - What's missing from your

35:23 - example is the following.

35:25 - And this witness is credible.

35:28 - This witness must be believed.

35:30 - Well, that's.

35:30 - The part that is sort of

35:33 - the take on to this scenario

35:36 - that I just don't see fitting

35:38 - into any established

35:41 - set of circumstances

35:43 - in which a stipulation of

35:45 - would be acceptable to a. Court.

35:49 - When we instruct a

35:50 - jury, don't we in fact

35:51 - say that this should be

35:53 - considered by you, that this

35:54 - should be taken into account?

35:56 - That's undisputed. Credible?

35:59 - Yeah.

35:59 - They don't have

36:00 - but they don't have

36:01 - anything to base

36:02 - that on other than

36:03 - said stipulation.

36:04 - So it's possible

36:05 - to take her credibility

36:06 - determination

36:07 - and to make

36:07 - a credibility determination

36:09 - without seeing someone's face.

36:11 - That's right.

36:13 - Thank you very much.

36:14 - Well, our

36:17 - Mr. Gamez, you're

36:18 - going to go next.

36:19 - Okay.

36:21 - We're pretty I mean, we

36:22 - try to give for arguments.

36:24 - We don't have time limits.

36:26 - We I think we've argued

36:27 - this pretty fully

36:28 - for the defense.

36:29 - My understanding is

36:30 - your position is identical.

36:32 - So I appreciate your limiting

36:34 - yourself which not been said,

36:36 - which it again

36:37 - seems as if what's what's been

36:39 - said is pretty comprehensive.

36:41 - Well, I would

36:41 - hope the DA's office

36:42 - has something to say

36:43 - that's not identical to defense.

36:46 - Thank you.

36:46 - And I will try not to repeat

36:48 - what Miss Snyder said.

36:50 - Good morning, Your Honor.

36:51 - My name is Michael Vermes,

36:52 - and I represent the

36:53 - Commonwealth in this case.

36:55 - The heart of this case

36:56 - is really that the post can

36:58 - the post sentence court

36:59 - because this was a

37:01 - post sentence motion.

37:03 - I didn't think that

37:04 - had the authority

37:05 - to accept the stipulation

37:07 - because they were a

37:08 - stipulation to credibility.

37:11 - The post sentence court found

37:13 - it applied a per se prohibition

37:15 - on stipulations to credibility,

37:17 - and it seems undisputed

37:19 - that credibility stipulations in

37:21 - some very limited

37:22 - circumstances are appropriate.

37:24 - So the post sentence per

37:26 - se rule and blanket prohibition

37:29 - on accepting a

37:29 - stipulation to credibility was

37:32 - an error of law that constitutes

37:34 - an abuse of discretion.

37:36 - There's two points in the record

37:37 - that make it really clear that

37:39 - the judge below was exercising

37:42 - a per say blanket prohibition.

37:45 - You can find it in the

37:46 - order in which the court

37:49 - writes, quote, The court

37:50 - concluded that the determination

37:53 - of credible t was not

37:54 - amenable to stipulation.

37:56 - And at the actual

37:57 - hearing on August 6th,

37:59 - when we were

38:00 - before the court, Ms..

38:01 - Snyder was marking the

38:02 - stipulations into evidence.

38:04 - She was saying that the

38:06 - Court now can the Court

38:09 - now can apply the applicable

38:11 - after discovered evidence

38:12 - standard to those

38:13 - stipulations, at which point

38:15 - the trial court interrupted

38:17 - and said, Haven't I already

38:20 - basically interrupted to

38:21 - disagree that he

38:22 - had already found

38:23 - he could not apply

38:25 - the law to a stipulation

38:27 - because he was applying

38:29 - a credibility situation, because

38:30 - he was applying a per se

38:32 - blanket prohibition.

38:33 - Wasn't he actually,

38:34 - though, applying

38:35 - or trying to follow the

38:36 - Superior Court's directive

38:38 - that he hold a full

38:39 - evidentiary hearing?

38:41 - So the remand order

38:43 - from the Superior Court

38:44 - and it's important to

38:45 - remember to remand order with

38:46 - this is in the same posture

38:48 - as a post sentence motion

38:50 - that should have been decided

38:52 - within 120 days of the sentence.

38:54 - But in that posture,

38:55 - the remand order

38:57 - authorized a hearing,

38:58 - essentially a duplicate hearing.

39:00 - And I would say the opposite.

39:02 - Authorized or directed.

39:04 - I would say the

39:04 - operative language is it need

39:06 - not rely on the cold record,

39:08 - but it was still authorized

39:10 - to have a hearing

39:11 - where any admissible evidence

39:12 - could have been offered,

39:13 - including this stipulation.

39:15 - But Counsel, you just

39:16 - shared with us that the Court

39:19 - In essence, what you're saying

39:20 - the Court abused its discretion

39:22 - as an over law

39:22 - by saying it refused the

39:24 - stipulation of credibility.

39:26 - It then ordered

39:27 - a further proceeding so

39:28 - that there be no cold record.

39:30 - Are you sharing with

39:31 - us that the Court didn't

39:33 - direct counsel to

39:35 - put forth evidence

39:37 - at the remand

39:38 - such that the witness

39:39 - would have to testify,

39:40 - which would have been supported

39:41 - by the record

39:42 - when counsel

39:43 - on the record said they

39:44 - chose not to call a witness.

39:46 - Now, how does that

39:47 - fly with your argument?

39:48 - Because that's

39:48 - causing me to pause.

39:49 - So I would say it's a little

39:51 - bit complicated procedurally

39:52 - because there were

39:53 - a number of listings.

39:54 - The only evidentiary hearing

39:55 - was really that last one on

39:57 - the video screen in August.

39:58 - The prior hearings were status

40:00 - hearings where legal arguments

40:02 - were being presented

40:04 - that this stipulation could

40:05 - be accepted by the trial

40:07 - court, but the court did not.

40:09 - It chose not to,

40:11 - which is within its

40:12 - purview, as the trier of fact.

40:14 - So share with me

40:15 - how that's an abuse or

40:16 - an error of law to exercise.

40:18 - Instead of exercising

40:19 - discretion, the lower court

40:21 - applied a per se prohibition,

40:23 - a blanket rule,

40:24 - refusing to accept

40:26 - this kind of stipulation,

40:28 - and that was in error.

40:30 - And share with me how

40:31 - that violates our decision.

40:33 - Two years ago in

40:34 - Mader versus Duquesne,

40:36 - in which we specifically said

40:38 - business of the court cannot be

40:39 - stipulated to by the trier

40:41 - of fact that meaning that

40:43 - the trial judge obeyed

40:45 - the order of Superior Court

40:47 - to proceed with quote

40:49 - unquote, a proceeding.

40:51 - Now, how is that an

40:52 - abuse of discretion?

40:53 - Because he chose not

40:55 - to accept your stipulation

40:57 - because he didn't

40:57 - apply discretion with regard

40:59 - to the two dozen stipulations

41:01 - that were at issue here,

41:03 - including the stipulation

41:04 - that a FBI agent who

41:06 - had previously testified

41:08 - would testify

41:10 - the same way he did at

41:11 - the prior contested hearing.

41:13 - And the FBI agent

41:13 - would do so credibly.

41:15 - But this but counsel

41:16 - to follow up on justice

41:18 - Daugherty's question this

41:21 - this aspect though

41:23 - related to the language of

41:25 - the superior court's remand.

41:27 - It says we ran excuse me, we

41:29 - remand for the determined action

41:31 - of whether Brown's

41:32 - testimony was credible, etc.

41:34 - We direct the jurist appointed

41:36 - to handle this

41:37 - matter to a new judge

41:38 - to hold a hearing at which

41:40 - parents are as witnesses again

41:42 - so that the trial court need

41:44 - not rely on a cold record

41:45 - to make its credibility

41:46 - determinations so

41:49 - so far from making

41:51 - a blanket statement,

41:53 - it seems here like

41:54 - the new trial judge

41:56 - was simply trying to comply

41:58 - with the superior court's

42:00 - specific language with respect

42:02 - to a credibility determination

42:04 - regarding Brown now

42:06 - granting for the moment,

42:08 - for the sake of argument,

42:09 - that it would have been

42:10 - within the judge's

42:11 - discretion to say, okay,

42:13 - I accept your

42:14 - stipulation, but ability,

42:16 - how can it be an abuse

42:18 - of discretion for him

42:19 - to go the other way and say,

42:21 - I'm going to hear

42:22 - this testimony?

42:25 - Couldn't he have done it?

42:26 - Couldn't he have

42:27 - discretion at least

42:29 - to do it the way

42:30 - he wanted to do it,

42:31 - assuming he had

42:32 - the discretion to go

42:33 - the way that you and

42:34 - defense counsel want it.

42:37 - So that's not what

42:38 - happened in the court below.

42:40 - Had that happened,

42:42 - we would not be here

42:43 - because had the court

42:44 - not applied a

42:45 - blanket per se rule,

42:47 - there wouldn't have been

42:48 - an error of law to appeal.

42:49 - I don't.

42:50 - I figured that's.

42:51 - Where you're going.

42:52 - I don't understand

42:53 - that rationale.

42:55 - If if we say you're right

42:59 - and oh, he committed

43:01 - an error of law,

43:02 - it was a blanket per

43:03 - se rule that he applied.

43:04 - And it goes back

43:05 - and he goes, okay,

43:06 - I was wrong in the

43:07 - blanket per se rule,

43:08 - but I'm now exercising

43:09 - the discretion

43:10 - and I'm not going to

43:11 - accept your stipulation.

43:12 - You're no better off

43:13 - than you were before.

43:14 - I think at that point

43:15 - witnesses could be called,

43:17 - and I think that at that

43:18 - point, some of the witnesses

43:20 - might not need to be called,

43:21 - such as the FBI agent who

43:23 - testified under oath about this

43:25 - incident, was cross-examined.

43:27 - And but either

43:28 - way, the trial court

43:29 - judge got to do what the

43:30 - trial court judge did here.

43:31 - That's what I'm saying.

43:32 - If your objection is

43:33 - just know this trial court

43:34 - judge just announced

43:35 - this this blanket black letter

43:38 - rule of law that he

43:39 - is not going to ever

43:41 - consider a

43:41 - credibility stipulation.

43:43 - I mean, maybe he

43:43 - did, maybe he didn't,

43:45 - but I'm sure as hell

43:46 - convinced if I if

43:48 - we sent it back

43:50 - on that error, alleged error,

43:51 - the trial judge would say,

43:53 - okay,

43:53 - maybe there's no

43:54 - blanket rule, but I'm

43:55 - still not going to accept

43:56 - the credibility stipulation.

43:58 - So if that happened, then

44:01 - the defense would properly

44:02 - be in a position

44:03 - to call witnesses.

44:04 - Right.

44:04 - So that's this is what

44:05 - we're arguing over.

44:07 - This is why we're all here.

44:08 - The result would be the same.

44:10 - Which is if you get think that.

44:14 - May I ask you?

44:15 - I think Justice Donahue

44:17 - made a wonderful point

44:19 - at the closing of prior

44:20 - counsel's argument,

44:22 - as I alluded to when Mr.

44:26 - Snider testified,

44:26 - I'd like to think

44:28 - that our trial court judges,

44:30 - some of us included in prior

44:32 - days, are not functionaries

44:35 - are not a

44:38 - our system is designed

44:39 - so they cannot be reduced

44:41 - to having no input in it.

44:44 - So the trial judge and

44:46 - I can't get into this trial

44:48 - judge is mind, but the

44:49 - trial judge is this choir

44:51 - added by what's occurring

44:53 - is not convinced that either

44:55 - justice or law is occurring

44:57 - and wants to explore it further.

44:59 - And it seems to me

45:00 - your position is, the trial

45:01 - judge doesn't have that power.

45:03 - That and again, I am not

45:05 - ascribing improper motive.

45:07 - I'm exploring a legal issue.

45:09 - But the district attorney

45:11 - and the defense counsel

45:13 - can preordained a result

45:15 - and cut the trial judge out.

45:17 - Is that your position? It's not.

45:19 - But the court can't have

45:20 - exercised as a per

45:22 - se a rule that prohibits

45:23 - a category of

45:24 - admissible evidence.

45:25 - And if I could just respond

45:27 - that I think, you know,

45:28 - perhaps the court is getting

45:29 - into the argument about Brown.

45:31 - I can understand why

45:32 - this might look like Brown,

45:34 - but this is different

45:35 - for a couple reasons.

45:38 - This case has an unusual

45:40 - posture where the legal issues

45:42 - were decided essentially

45:44 - as preliminary objections

45:47 - before we got to court.

45:48 - And they were

45:51 - vigorously disputed by

45:52 - my office and the

45:54 - court ruled against us.

45:56 - And so to the extent there is

45:59 - so, those are the

46:01 - court's decisions, not

46:02 - not the Commonwealth's

46:03 - decisions.

46:04 - And so while it may look like

46:06 - it is outcome determinative,

46:08 - it's only because

46:08 - the legal issues were

46:10 - previously litigated and lost.

46:12 - But one more time

46:12 - and last time I'll ask

46:14 - and again, I'm trying

46:15 - to parent justice.

46:16 - Donahue So if I'm doing a

46:18 - bad job, she'll

46:19 - take over for me.

46:21 - If I think her suggestion

46:22 - was and what I'm interested

46:24 - in your comment

46:25 - as the child judge

46:27 - is as I I'll use the same word

46:29 - disquieted by what's occurring

46:31 - and said I won't accept it

46:33 - put your witness on I

46:34 - want to see and hear them.

46:36 - I think what Justice Donahue was

46:39 - and maybe she persuaded me,

46:41 - is the trial judge

46:42 - has an absolute

46:43 - right to do that.

46:45 - And counsel is at

46:46 - the jeopardy that they

46:48 - she finds herself here.

46:50 - If she says I will not,

46:51 - which means she

46:52 - doesn't carry her burden

46:53 - and she loses job

46:54 - just fine, you will not.

46:56 - Next case, this

46:57 - one is dismissed.

46:59 - Does the trial court I'm

47:00 - going to quit digressing.

47:02 - Had the absolute right to

47:04 - say I want to hear witnesses.

47:06 - The trial court

47:09 - does, but that's not what

47:10 - happened in this case.

47:11 - I understand your position.

47:12 - Okay, that's a fair answer.

47:14 - Counsel.

47:15 - I'm not sure

47:16 - you and I

47:17 - are on the same

47:18 - ultimate conclusion,

47:19 - but I think we're

47:20 - somewhat on the same page.

47:22 - You're actually arguing

47:23 - this was an error of law

47:25 - because there was a

47:26 - procedural and an error of law.

47:27 - I can be an abuse

47:28 - of discretion, okay.

47:29 - For reasons that have

47:30 - always been occurred to me.

47:31 - But this trial judge,

47:37 - the best he could have

47:38 - done, was accepted.

47:40 - The fact that the

47:41 - district attorney's office

47:44 - and defense counsel agreed

47:48 - that the witness was credible.

47:51 - That doesn't mean

47:53 - that the trial judge then

47:57 - is bound by your

47:58 - credibility determination,

48:02 - because credibility

48:03 - and this gets down to

48:04 - this question I thought,

48:05 - which was really

48:06 - started, the broader issue

48:07 - that we were

48:08 - looking at, which is

48:09 - whether or not credibility is

48:12 - ever the appropriate subject

48:14 - matter of a stipulation,

48:16 - because at the end of the day,

48:20 - your agreement

48:21 - that he's credible

48:23 - has nothing to do

48:25 - with the trial judge,

48:26 - the judge's judgment

48:28 - call on that same issue.

48:31 - It's unlike a

48:32 - factual stipulation

48:33 - where there's nowhere

48:35 - else to go with it.

48:36 - There's nothing else

48:37 - I could do with the facts

48:38 - that have been stipulated to.

48:40 - When you're talking

48:42 - about a witnesses

48:43 - testimony, it's the

48:44 - quintessential judicial

48:47 - or any fact finder

48:48 - function in that context

48:50 - can make the credibility,

48:52 - determination so contrary to it.

48:54 - I think you're

48:55 - arguing my position

48:57 - and believe me, and I'm not

48:59 - this is not on firm ground here,

49:02 - but I would sort of right now

49:04 - come down on the side of

49:06 - you can never

49:07 - stipulate to credibility

49:09 - and bind the trial date

49:10 - with that got to stipulate.

49:13 - So if I could answer

49:14 - in a couple of ways.

49:15 - First, any time there

49:17 - is a disputed facts

49:19 - at a trial that's being

49:20 - resolved with the stipulation, I

49:23 - it once the stipulation

49:24 - occurs, it has been proven.

49:26 - And so you get a jury

49:28 - instruction and a jury trial

49:29 - basically to that effect.

49:31 - Ultimately, credibility is

49:34 - a bundle of smaller facts,

49:37 - and so each one of them

49:38 - individually can be stipulated

49:40 - to and ultimately concluded.

49:42 - So it is lack of bias,

49:45 - consistency,

49:48 - opportunity to observe.

49:50 - And so all those other factors

49:51 - that were part of the

49:52 - stipulation and that importantly

49:54 - in this case were fleshed out

49:57 - in a contested for

49:58 - we cross-examined

50:00 - evidentiary hearing in 20.

50:03 - So I think that

50:05 - that is where

50:06 - that difference is.

50:07 - And when I understood

50:09 - the amicus brief discussing

50:11 - that there are

50:12 - limited situations

50:14 - where such a stipulation

50:15 - would be appropriate,

50:16 - it's basically

50:17 - because if you don't have

50:19 - a stipulation to credibility,

50:22 - you are losing the

50:24 - functional effect

50:25 - of a stipulation, even if

50:27 - it is an expert witness.

50:29 - If you're all of a sudden

50:30 - going to be arguing that you're

50:32 - not credible for other reasons,

50:34 - such as bias, they were paid

50:36 - as a hired gun,

50:36 - something to that effect.

50:39 - Okay.

50:39 - Thank you. Thank you very much,

50:44 - Mr. Eisenberg.

50:51 - It pleased the court

50:53 - to the district

50:54 - attorney's argument.

50:56 - I would point the court to

50:57 - the I'm sorry, Your Honor,

50:59 - Ronald Eisenberg for the

51:01 - amicus attorney

51:01 - general's office.

51:03 - Could you pull the microphone

51:04 - down a little bit? Thank you.

51:05 - So you could. Yes,

51:06 - it's by your mouth.

51:08 - Thanks, Mr..

51:10 - Eisenberg.

51:12 - It's unusual for

51:13 - the attorney general

51:14 - to be arguing a case in

51:15 - which we have the district

51:17 - attorney's office arguing.

51:19 - But in this case, since

51:20 - the district attorney's

51:22 - office of Philadelphia was

51:23 - taking the same position

51:25 - that the defense attorney

51:28 - was taking, we made the

51:30 - and you took the unusual step

51:32 - of allowing the attorney general

51:35 - to also represent

51:36 - the commonwealth,

51:37 - to get the opposing viewpoint

51:39 - of the Commonwealth.

51:41 - Thank you, Your Honor.

51:42 - And, Ms.. Eisenberg,

51:43 - you sat obviously.

51:45 - Listen, we've

51:45 - explored at great length

51:47 - if you can focus on on

51:49 - on where you can elucidate

51:51 - something that would be helpful.

51:52 - Yes, Your Honor.

51:53 - The trial judge had

51:54 - actually not three

51:56 - but four listings at

51:57 - which he gave the parties

51:58 - the opportunity to

51:59 - present evidence.

52:00 - They were all very short.

52:01 - I urged the court to review

52:04 - them in 2020, on February

52:07 - 13, March 12th, July 9th,

52:10 - August 6th, and he made

52:12 - similar brief comments.

52:14 - And each one here

52:15 - is just

52:15 - one of those brief comments

52:16 - at the very first listing,

52:17 - I received the proposed

52:18 - stipulation from the parties.

52:20 - It's this Court's position

52:21 - that accepting that stipulation

52:22 - is contrary to the

52:23 - Supreme Court's directed

52:24 - directive and also sets

52:25 - a very bad precedent

52:27 - for this court to relegate

52:28 - its duties to counsel.

52:30 - And on July 9th, the

52:31 - third of the listings, he said

52:35 - the fact that the parties

52:37 - agree doesn't satisfy

52:38 - the purpose of the remand.

52:40 - I received and reviewed

52:41 - carefully the joint memorandum.

52:42 - While it's well-written, it

52:44 - is largely unresponsive

52:46 - to the Court's concern

52:47 - with proceedings.

52:47 - The stipulation.

52:49 - In other words, we know

52:50 - the case was remanded.

52:51 - We know what a stipulation is.

52:53 - We know that the parties agree

52:55 - this was clear even

52:56 - before the briefing.

52:57 - So whether the defendant

52:58 - is entitled to relief

52:59 - is for the court to determine,

53:01 - not for the parties to decide,

53:03 - simply because

53:03 - they're in agreement.

53:05 - Accordingly,

53:05 - reschedule the hearing.

53:07 - So the the point of this,

53:09 - Your Honor, is that, in fact,

53:10 - the court was not

53:12 - applying some kind of per

53:14 - se rule of admissibility.

53:15 - And perhaps that's

53:16 - why neither party

53:17 - argued to the court that

53:18 - he had aired in that way.

53:19 - Neither party argued to him.

53:21 - The Judge, you're abusing

53:22 - your discretion because.

53:23 - You are committing

53:24 - an error of law.

53:26 - Instead, both

53:26 - parties simply said

53:28 - over and over after the

53:29 - judge had ruled against them,

53:30 - that the judge was

53:32 - obligated to accept the parties

53:35 - stipulations because of the

53:36 - fact that they had stipulated.

53:38 - So the bottom line here is

53:40 - that the only

53:41 - people in this case

53:42 - who are taking it all or nothing

53:44 - approach were the parties.

53:46 - The judge wasn't.

53:47 - And we as the amicus are not.

53:49 - There may well be circumstances

53:51 - where parties properly

53:53 - offer stipulations.

53:54 - There may well be circumstances

53:56 - where a judge has exercised

53:57 - their discretion not

53:58 - to hold a hearing.

54:00 - The question here is

54:01 - whether they are ever allowed

54:02 - to exercise that

54:03 - sort of discretion.

54:04 - The position of the parties,

54:06 - though, was that they are not.

54:08 - That's why this court becomes

54:09 - like Commonwealth versus Brown,

54:11 - because it's again

54:12 - an all or nothing position

54:14 - that was offered to the judge

54:15 - where he either accept

54:17 - what the parties offered to him

54:19 - or they weren't

54:20 - going to go forward.

54:21 - Counsel.

54:22 - Counsel, What is your office's

54:24 - position as to stipulations

54:26 - regarding credibility.

54:27 - Your Honor?

54:28 - That's a large

54:29 - question, which I think

54:30 - doesn't have to be

54:31 - answered in case.

54:33 - And I understand

54:34 - Justice Donahue's use.

54:35 - Which I 18

54:37 - if what we're here to do

54:38 - is error correction

54:39 - of the trial court,

54:40 - I don't know why we

54:41 - would have this case.

54:42 - Your Honor, I'm not saying that

54:43 - nothing should be said about it.

54:45 - I'm saying that the context

54:46 - of this case is a post-verdict

54:48 - after discovered evidence

54:50 - claim is what's dispositive

54:51 - on that issue of stipulations

54:53 - to credibility, whatever might

54:55 - be the rule at other times,

54:57 - certainly after a verdict

54:59 - has been entered

55:01 - and there is a claim of

55:02 - after discovered evidence,

55:03 - certainly at that point, the

55:06 - judge must be empowered

55:08 - to exercise his

55:09 - ability or her ability

55:11 - to consider the evidence

55:12 - and make their own credibility.

55:14 - Should we limit our

55:15 - ruling going to these points,

55:19 - in your view?

55:20 - Should we limit our ruling

55:22 - to a circumstance like this

55:24 - where the Superior

55:26 - Court specifically directed

55:29 - a credibility determination

55:30 - and a life witness?

55:32 - I think that the Superior

55:33 - Court's directive is certainly

55:35 - a significant

55:36 - factor, Your Honor.

55:36 - I don't think it's essential.

55:38 - I think actually

55:39 - your own comments

55:40 - in one of the earlier

55:41 - appeals in this case are

55:43 - more apt, which is

55:44 - that when it comes

55:46 - to an after discovered evidence

55:47 - claim, we're really relying

55:49 - on the trial court's

55:50 - ability to assess credibility

55:52 - and the the trial court needs

55:54 - to have that opportunity.

55:56 - So it's not just that

55:57 - the superior court

55:58 - directly ordered

55:59 - it and it said, we

56:01 - it didn't say we suggest

56:02 - you can do it if you'd like.

56:04 - It said we direct.

56:05 - But it's also the fact

56:06 - that this is an after

56:07 - discovered evidence claim

56:08 - where the effort is to vacate

56:10 - a judgment of sentence.

56:13 - And in Brown,

56:13 - as this court pointed out,

56:15 - the discretion of the parties

56:18 - and the discretion of the

56:19 - of the prosecutor varies

56:21 - over the life of the

56:22 - case. The problem

56:24 - I'm not sure that

56:25 - the procedural question

56:27 - should control the question.

56:28 - You're addressing

56:30 - the reason that the

56:32 - the D.A. here

56:36 - has to go forward

56:37 - is that he no longer

56:38 - has the charging discretion

56:40 - to withdraw charges and say

56:42 - we choose not to prosecute.

56:44 - And that's the importance of it,

56:45 - it seems to me, of it

56:46 - being on post-trial motions.

56:48 - But the legal principle

56:50 - that the trial judge

56:53 - can demand to

56:54 - hear from witnesses

56:56 - and can assess credibility,

56:58 - it would seem to me

57:00 - to be equally applicable

57:01 - to a trial situation

57:03 - if the district attorney

57:04 - and it's not Philadelphia,

57:06 - the district attorney

57:07 - in Pennsylvania

57:08 - chooses to go forward

57:09 - with the charges.

57:10 - Your Honor, I'm not

57:11 - saying that the court couldn't

57:12 - issue a broader ruling,

57:14 - but I'm merely saying that

57:16 - in the context of this case, I

57:17 - don't think that's necessary.

57:18 - And yet it would be

57:19 - much more than mere

57:20 - error correction of

57:21 - this particular. Case.

57:22 - To make a ruling appropriate to.

57:23 - The post, if I could.

57:25 - I don't think, though,

57:26 - that you're disagreeing

57:27 - with the prospect. Mr.

57:29 - Eisenberg, that this case,

57:31 - while factually, perhaps

57:33 - unusual and while involving

57:34 - a superior court directive,

57:36 - does tie up the

57:38 - ultimate issues of that.

57:40 - We've been speaking of

57:42 - of what does a stipulation

57:44 - that includes

57:44 - credibility, determination

57:46 - mean to a trial judge

57:48 - and can that trial judge

57:50 - then is that trial judge

57:51 - bound in some way?

57:53 - Does it in some way limit

57:55 - his duty as a trial judge

57:57 - or what he can go on to

57:59 - do that he regards as his

58:03 - responsibility, you know,

58:04 - as his role as a trial judge,

58:06 - because those are really

58:08 - the two broader questions

58:10 - that we're interested in,

58:11 - not the specific limiting facts

58:13 - or procedures of this case.

58:15 - Certainly, your Honor, and

58:16 - I'm certainly not arguing that.

58:18 - They are interesting. Issues.

58:19 - They are certainly

58:20 - interesting issues, Your Honor.

58:21 - But it is also true that

58:24 - there may well be a difference

58:25 - between a stipulation to after

58:27 - discovered evidence

58:27 - for the purpose

58:28 - of vacating a verdict

58:29 - and a stipulation

58:30 - that the baggie of

58:31 - a weighty substance

58:32 - found in the suspect's

58:33 - pocket was really marijuana.

58:35 - Well, that was that

58:36 - was our point all along

58:37 - that we're talking

58:37 - about a stipulation

58:38 - of fact versus a

58:39 - stipulation of credibility.

58:41 - And and there may be

58:43 - with focused advocacy,

58:45 - a future case involving

58:46 - a stipulation to credibility

58:48 - at another stage of the

58:49 - case that the court may

58:50 - or may not see differently.

58:52 - If the court is convinced

58:55 - or is persuaded

58:56 - now that there are no

58:56 - differences in that setting,

58:58 - then the court can issue

58:58 - a broader ruling. Well, we.

59:00 - May not want to

59:00 - issue a blanket rule,

59:01 - but we may wish to opine

59:02 - on it because we love to opine.

59:05 - Of course. On Strasburg, it

59:08 - I understand your

59:09 - argument for judicial restraint.

59:11 - I'm not sure it would be

59:13 - dictate if we talk about a

59:14 - judicial restraint and

59:16 - doing as narrowly

59:17 - as possible to say the

59:19 - case before us here,

59:21 - do you see a

59:25 - p e a nexus

59:28 - at a potential of creating a

59:33 - aberration of law?

59:34 - If this court was to say

59:35 - trial courts have an absolute

59:37 - right to have witnesses

59:39 - called to assess credibility.

59:41 - I think what the court

59:42 - would say and I think it's clear

59:44 - from the comments

59:44 - of all the justices, is that

59:46 - the trial judge has the right

59:47 - to exercise his discretion,

59:49 - which means that the trial judge

59:52 - could abuse his discretion

59:53 - and like so many decisions

59:55 - that we entrust to trial judges,

59:59 - 721 the power is broad

01:00 - 01.864 but not unlimited

01:00 - 03.083 because it can be reviewed

01:00 - 04.467 for an abuse of discretion.

01:00 - 05.719 So therefore, it would

01:00 - 07.036 not have been an abuse

01:00 - 10.173 of discretion

01:00 - 12.220 if the trial judge had

01:00 - 14.010 done what he did,

01:00 - 15.712 even without any of

01:00 - 16.839 that language in the remand

01:00 - 17.947 from the Superior Court.

01:00 - 19.854 I don't think that the language

01:00 - 21.484 from the Superior Court alone

01:00 - 24.454 was enough to require

01:00 - 25.538 to render the

01:00 - 27.123 trial judge's result

01:00 - 29.225 necessary.

01:00 - 29.854 He certainly was

01:00 - 31.027 certainly important to him.

01:00 - 32.462 He could hardly ignore it

01:00 - 33.759 if it hadn't happened, if

01:00 - 35.498 there hadn't been that specific

01:00 - 37.900 directive,

01:00 - 38.858 and if the judge had

01:00 - 39.936 instead simply said,

01:00 - 41.087 I've seen your stipulation,

01:00 - 42.305 I've read the stipulation,

01:00 - 43.673 but wasn't the trial judge

01:00 - 44.416 and I want to hear

01:00 - 45.308 the evidence again,

01:00 - 46.009 I don't think that would

01:00 - 46.641 have been an abuse

01:00 - 47.477 of discretion either.

01:00 - 49.545 Even without the directive.

01:00 - 52.448 He had said, I want to accept

01:00 - 55.785 the stipulation that has. Been

01:00 - 56.735 excuse me, if he had

01:00 - 58.287 said, I accept the stipulation

01:00 - 59.929 and I accept the

01:00 - 01.658 stipulation and therefore I'm

01:01 - 05.328 not going to have a hearing.

01:01 - 05.888 Well, that's an

01:01 - 06.663 academic question,

01:01 - 08.731 since there would have been nobo

01:01 - 11.968 I would think it would be better

01:01 - 12.976 practice, certainly

01:01 - 14.170 in the circumstances

01:01 - 14.987 of a case like this

01:01 - 15.872 with the new judge

01:01 - 17.385 and with the superior court's

01:01 - 18.975 directive to hold a hearing.

01:01 - 21.080 But again, we're not taking

01:01 - 23.212 an all or nothing position here.

01:01 - 25.340 Counsel, could you trust

01:01 - 27.316 Commonwealth versus Williams

01:01 - 28.723 the Superior Court case

01:01 - 30.586 dealing with Officer Graham?

01:01 - 31.655 I think your brief

01:01 - 32.655 talks about it.

01:01 - 34.199 I think both of the

01:01 - 36.259 parties talked about it

01:01 - 38.196 where the defendant

01:01 - 39.962 was granted a new trial.

01:01 - 42.448 Graham was, of course,

01:01 - 44.534 the officer who, you know,

01:01 - 46.969 had a notorious publicized

01:01 - 52.542 criminal episode

01:01 - 53.584 while engaged in

01:01 - 55.244 being a police officer.

01:01 - 57.680 That defendant got a new trial.

01:01 - 58.938 Officer Graham was never

01:01 - 00.750 called to testify at trial court

01:02 - 02.051 said, we've got this, this.

01:02 - 02.860 But the other thing

01:02 - 03.953 in that case is Officer

01:02 - 05.032 Graham was the only

01:02 - 06.422 witness at that trial.

01:02 - 08.790 And could not be called

01:02 - 10.026 by the Commonwealth.

01:02 - 12.798 Doesn't that really

01:02 - 14.797 take that case out of this

01:02 - 16.059 whole notion of a

01:02 - 18.468 stipulation as to credibility?

01:02 - 20.829 I think certainly the facts are

01:02 - 22.071 different there, Your Honor.

01:02 - 22.958 And while it's a

01:02 - 24.207 little unclear to me

01:02 - 25.498 what the Superior

01:02 - 27.810 Court's analysis was, there,

01:02 - 28.914 I know what it should have

01:02 - 30.213 been, which is did the trial

01:02 - 31.059 judge abuse his

01:02 - 32.215 discretion or not?

01:02 - 33.948 I don't know that the court

01:02 - 35.585 specifically used the words

01:02 - 36.343 the trial judge

01:02 - 37.587 abused its discretion,

01:02 - 38.838 but because the standard

01:02 - 40.323 is an abuse of discretion,

01:02 - 41.345 certainly that's what

01:02 - 42.091 the appellate court

01:02 - 43.192 could be looking for.

01:02 - 45.228 And there may well be cases

01:02 - 46.155 because this is not an

01:02 - 47.363 all or nothing proposition

01:02 - 49.469 where a trial judge

01:02 - 50.600 might abuse his

01:02 - 52.259 or her discretion in refusing

01:02 - 53.770 to accept a stipulation.

01:02 - 55.471 This certainly is a different

01:02 - 56.709 factual case, not only

01:02 - 58.141 because of the superior

01:02 - 59.842 court's directive,

01:02 - 00.968 not only because the

01:03 - 02.345 judge was a new judge,

01:03 - 04.043 but because the the

01:03 - 06.182 witness really in question

01:03 - 08.070 was this Witness Perry from

01:03 - 10.052 the trial, who was nowhere

01:03 - 11.011 and was not sought

01:03 - 12.155 out by the parties.

01:03 - 14.023 So the judge was in a

01:03 - 14.907 difficult position in

01:03 - 15.858 trying to make those

01:03 - 20.163 credibility determinations.

01:03 - 23.466 Thank you very much, writers.

01:03 - 25.748 Well argued by

01:03 - 29.038 all three counsel.

01:03 - 30.554 The second case today is

01:03 - 32.475 United States versus Harris.

01:03 - 34.911 In March 2010, Mr.

01:03 - 36.051 Harris pled guilty in

01:03 - 37.380 federal district court

01:03 - 39.382 to violating a federal law

01:03 - 40.955 prohibiting a felon from

01:03 - 42.485 possessing a firearm.

01:03 - 44.687 The penalty for that crime

01:03 - 46.086 is a maximum of ten

01:03 - 47.657 years imprisonment.

01:03 - 48.758 Unfortunately for Mr.

01:03 - 50.519 Harris, he had a significant

01:03 - 52.495 history of felony convictions

01:03 - 53.812 that at the time

01:03 - 55.565 indisputably qualified him

01:03 - 56.967 for penalty increases

01:03 - 59.202 pursuant to another federal law

01:03 - 00.528 called the Armed

01:04 - 02.104 Career Criminal Act.

01:04 - 04.841 In July 2010, Mr.

01:04 - 06.630 Harris received an enhanced

01:04 - 08.177 sentence of 15 years.

01:04 - 11.347 Several years later, in 2015,

01:04 - 13.249 the United States Supreme Court

01:04 - 14.667 invalidated part of the

01:04 - 16.419 Armed Career Criminal Act,

01:04 - 18.087 calling into question

01:04 - 19.622 the legality of certain

01:04 - 20.873 sentencing enhancements

01:04 - 22.258 under that federal law.

01:04 - 24.278 Mr. HARRIS To ask

01:04 - 26.262 the federal district court

01:04 - 28.190 for a new lower sentence,

01:04 - 30.566 the district court denied Mr.

01:04 - 32.168 Harris's motion.

01:04 - 33.089 Mr. Harris then

01:04 - 34.470 appealed to the U.S.

01:04 - 35.579 Court of Appeals

01:04 - 37.273 for the Third Circuit.

01:04 - 38.940 So how does a state court, the

01:04 - 40.743 Supreme Court of Pennsylvania,

01:04 - 42.286 fit into the picture

01:04 - 43.779 of this federal case?

01:04 - 44.580 Recall that Mr.

01:04 - 46.170 Harris had a significant

01:04 - 47.450 criminal history.

01:04 - 48.784 At least one of his felony

01:04 - 50.453 convictions was in state court

01:04 - 52.054 for violation of a

01:04 - 53.522 Pennsylvania law.

01:04 - 54.395 The Supreme Court

01:04 - 55.291 of Pennsylvania

01:04 - 56.109 has final say on

01:04 - 57.159 the interpretation

01:04 - 58.694 of Pennsylvania law

01:04 - 00.434 for that reason as a precursor

01:05 - 02.431 to its own decision in the case.

01:05 - 04.455 The federal appellate court has

01:05 - 06.202 asked the state Supreme Court

01:05 - 08.237 to explain Pennsylvania law

01:05 - 09.934 as it relates to the felony

01:05 - 11.908 that formed the basis for Mr.

01:05 - 14.510 Harris's sentence enhancement.

01:05 - 15.685 Once the Supreme Court

01:05 - 17.046 of Pennsylvania answers

01:05 - 18.676 the Third Circuit's question,

01:05 - 20.249 the Third Circuit will go on

01:05 - 21.227 and apply the

01:05 - 22.885 decision to rule on Mr.

01:05 - 23.753 Harris's appeal.

01:05 - 25.588 Counsel for Mr.

01:05 - 26.971 Harris will proceed

01:05 - 28.157 first, counsel

01:05 - 29.040 for the United

01:05 - 30.459 States will respond.

01:05 - 31.421 The Supreme Court

01:05 - 33.095 has also invited the office

01:05 - 33.759 of the Attorney

01:05 - 34.897 General of Pennsylvania

01:05 - 37.533 to argue as friend of the Court.

01:05 - 39.001 Let's go ahead and listen.

01:05 - 40.925 This is the United States versus

01:05 - 42.872 Harris on a certified question

01:05 - 44.245 from the Federal Court of

01:05 - 45.975 Appeals for the Third Circuit

01:05 - 47.769 to the Pennsylvania

01:05 - 49.612 Supreme Court. In.

01:05 - 54.183 The United States of America.

01:05 - 55.015 First is Marty

01:05 - 56.352 Harris, representing

01:05 - 01.590 the United States with Al Gore,

01:06 - 03.996 representing the attorney

01:06 - 06.762 general's office is providing.

01:06 - 08.431 Good morning.

01:06 - 10.666 We granted a petition

01:06 - 12.641 for certification of a

01:06 - 14.103 question of law filed

01:06 - 15.785 by the Third Circuit Court

01:06 - 17.073 of Appeals to determine

01:06 - 19.577 whether the use of the use

01:06 - 22.878 or threat of force is an element

01:06 - 25.167 in Pennsylvania's first degree

01:06 - 27.016 aggravated assault statute.

01:06 - 30.252 The government contends that

01:06 - 31.950 the statute requires

01:06 - 34.357 some use of physical force

01:06 - 37.860 to prove an aggravated assault.

01:06 - 39.837 The appellant argues

01:06 - 41.731 that the use of or threat of

01:06 - 43.242 use of force is not an

01:06 - 45.401 element of aggravated assault

01:06 - 46.900 and points to the

01:06 - 47.770 Superior Court's

01:06 - 49.264 decision in 2005 of

01:06 - 51.574 Commonwealth versus Thomas.

01:06 - 53.342 Again, we accepted this

01:06 - 54.731 because our court had

01:06 - 56.612 never opined to the issue,

01:06 - 00.449 so feel free to begin.

01:07 - 01.283 Thank you, Mr.

01:07 - 02.318 Chief Justice, and may

01:07 - 03.519 have pleased the Court.

01:07 - 05.631 My name is Brett Sweitzer

01:07 - 06.856 from the Federal Defender

01:07 - 08.861 and it is an honor to be

01:07 - 10.693 up here before the court.

01:07 - 13.601 The certified question has

01:07 - 15.097 a straightforward answer

01:07 - 18.300 and that's the 27 to 2 A one

01:07 - 20.315 does not have an element to

01:07 - 22.271 use or threaten use of force.

01:07 - 23.586 Instead, the act is

01:07 - 25.274 Reyes is the causation

01:07 - 26.642 or the

01:07 - 27.788 attempted causation

01:07 - 29.445 of serious bodily injury.

01:07 - 31.584 That is clear from all

01:07 - 32.815 indicators of meaning.

01:07 - 34.790 The statutory text,

01:07 - 36.552 the statutory context,

01:07 - 39.121 the pattern, jury instructions,

01:07 - 40.510 the legislative history, and

01:07 - 42.024 indeed Pennsylvania case law

01:07 - 44.744 to import a physical force

01:07 - 47.096 requirement into Section A1

01:07 - 48.502 or to serve the

01:07 - 49.932 legislatures prerogative

01:07 - 51.701 and invite endless

01:07 - 53.235 litigation over the scope

01:07 - 55.212 and effect of that newly

01:07 - 56.739 recognized requirement.

01:07 - 58.343 The Court should not

01:07 - 59.575 open those floodgates,

01:07 - 01.897 but instead should confirm

01:08 - 04.413 Section A one's plain meaning.

01:08 - 07.116 To begin with the text.

01:08 - 09.085 It could not be clearer

01:08 - 10.809 that the statute says

01:08 - 12.888 the elements are either

01:08 - 14.303 an attempt or causation

01:08 - 15.991 of serious bodily injury,

01:08 - 17.965 plus a mens rea of knowing

01:08 - 19.562 or extreme recklessness.

01:08 - 22.588 Not only is a force requirement,

01:08 - 24.667 not the text of the statute,

01:08 - 26.212 but when we look at the text,

01:08 - 27.603 we see something incompatible

01:08 - 29.605 with the force requirement.

01:08 - 31.441 And that is an attempt,

01:08 - 33.542 an attempt here in this,

01:08 - 35.532 of course, is an attempt to

01:08 - 37.546 battery, which would mean

01:08 - 39.025 an intent to commit a

01:08 - 41.450 battery plus a substantial step.

01:08 - 43.252 Neither of

01:08 - 44.228 which those two

01:08 - 45.821 elements would require

01:08 - 48.543 physical force or

01:08 - 50.759 threaten physical force

01:08 - 55.097 to the victim. So

01:08 - 56.589 so it's no surprise

01:08 - 57.867 then, frankly,

01:08 - 00.269 that the jury instructions

01:09 - 01.737 are quite clear.

01:09 - 03.435 And this is pattern

01:09 - 05.608 instruction 15 to 72 B

01:09 - 07.796 when they say there

01:09 - 09.912 are two elements of 27

01:09 - 11.468 oh to A one, and of course,

01:09 - 13.048 that's causation, serious

01:09 - 14.215 bodily injury and

01:09 - 15.684 the bands are here.

01:09 - 18.921 So if were

01:09 - 21.023 if more were were required here.

01:09 - 23.094 We can also draw

01:09 - 24.593 a negative inference

01:09 - 25.611 from what the

01:09 - 27.196 legislature has done

01:09 - 30.633 in other statutes,

01:09 - 31.033 right?

01:09 - 33.227 In 2702, of course, in a

01:09 - 36.272 four and a six, the Legislature

01:09 - 40.142 provides for specific methods

01:09 - 43.812 of infliction of bodily injury.

01:09 - 46.487 In a four, of course, that's a

01:09 - 48.317 by a deadly weapon in a six,

01:09 - 50.356 it's by physical menace, which

01:09 - 52.488 is essentially physical force

01:09 - 54.278 or threatened or

01:09 - 56.158 threatened physical force.

01:09 - 57.972 Typically, these involve

01:09 - 59.261 gun pointing cases,

01:09 - 01.430 as the court is aware.

01:10 - 02.679 Yet in A1 there is

01:10 - 04.233 no such requirement.

01:10 - 05.812 Of course we just have

01:10 - 06.869 serious bodily injury.

01:10 - 08.555 A neighboring provision

01:10 - 10.339 2703 and other assault

01:10 - 13.576 statute specifically says is

01:10 - 16.045 requires assault by

01:10 - 17.668 force likely to cause

01:10 - 19.548 serious bodily injury.

01:10 - 21.782 Again, nothing in a 127

01:10 - 23.919 no to a one about force.

01:10 - 25.705 And of course, perhaps

01:10 - 27.156 most familiar to the court

01:10 - 28.886 is the robbery

01:10 - 31.760 provision in 30 701a1

01:10 - 33.950 which provides

01:10 - 35.764 the defines robbery

01:10 - 37.132 really in various ways

01:10 - 38.973 obviously, but including

01:10 - 41.070 to theft by bodily injury

01:10 - 42.844 or theft accompanied by

01:10 - 44.123 bodily injury or

01:10 - 45.574 theft separately

01:10 - 47.276 in a separate subsection

01:10 - 49.144 by accompanied by force.

01:10 - 50.980 So the legislature knows how

01:10 - 52.208 to distinguish these things

01:10 - 53.415 and how to require force

01:10 - 55.273 and simply does not

01:10 - 56.619 in section eight want

01:10 - 00.756 we could I

01:11 - 01.450 as a matter of

01:11 - 02.825 statutory interpretation,

01:11 - 04.089 I think the court

01:11 - 05.527 could stop there.

01:11 - 07.930 But the the

01:11 - 11.567 the attorney general at least

01:11 - 14.470 sort of hangs

01:11 - 17.006 its hat on legislative history

01:11 - 18.096 and looks points to

01:11 - 19.441 the model penal code.

01:11 - 20.843 So 2702

01:11 - 23.176 is the adoption of

01:11 - 24.480 the Model Penal Code.

01:11 - 25.721 And somehow there's

01:11 - 27.316 a hidden force element

01:11 - 29.202 that was carried over

01:11 - 31.654 from common law into 2702

01:11 - 32.952 that let's just start

01:11 - 33.889 reading the legislative

01:11 - 34.996 of the legislative

01:11 - 36.625 history is simply wrong.

01:11 - 39.561 Respectfully And if.

01:11 - 41.467 The court looks at the

01:11 - 42.931 commentaries to the Model

01:11 - 45.004 Penal Code, what it

01:11 - 47.870 will see is that in the.

01:11 - 49.438 Modernization.

01:11 - 51.463 Of that of common law, battery

01:11 - 53.309 law, the Model Penal Code

01:11 - 55.878 drafters chose to drop

01:11 - 59.114 the common contact requirement

01:12 - 02.384 and instead place

01:12 - 03.663 in its place the bodily

01:12 - 04.853 injury requirement.

01:12 - 08.357 That's what permits

01:12 - 10.204 the holdings of

01:12 - 11.894 really the uniform

01:12 - 14.663 holdings of the lower courts

01:12 - 16.799 in this Commonwealth

01:12 - 20.002 to find that neglect,

01:12 - 23.072 typically child neglect cases,

01:12 - 24.852 but also sometimes in the

01:12 - 26.942 case of seniors, which can.

01:12 - 28.677 Constitute

01:12 - 30.587 wanted to let you

01:12 - 31.680 get your basics.

01:12 - 33.716 I'm sorry,

01:12 - 34.956 I wanted to let you

01:12 - 36.418 get your premise up.

01:12 - 38.515 I think the nub of the case

01:12 - 40.489 and if you disagree, tell me,

01:12 - 42.632 is that our aggravated

01:12 - 44.560 assault statute requires

01:12 - 47.563 circumstances manifesting

01:12 - 48.864 an extreme indifference

01:12 - 50.532 to the value of human life.

01:12 - 52.050 And at least at

01:12 - 53.602 first blush, it's hard

01:12 - 56.572 to see how one can manifest.

01:12 - 57.728 I think that's an

01:12 - 58.774 important word.

01:12 - 59.860 Extreme indifference

01:12 - 01.410 to the value of human life

01:13 - 05.013 and and and yet not do anything,

01:13 - 07.649 not lay hands on, not

01:13 - 09.632 do something

01:13 - 11.220 that that, you know,

01:13 - 13.626 it is a violent

01:13 - 16.658 act or is an act.

01:13 - 20.829 Of course, Your Honor,

01:13 - 22.831 there section three or one

01:13 - 25.327 defines an act as an omission

01:13 - 27.269 or an affirmative action.

01:13 - 29.204 And we don't dispute that.

01:13 - 31.062 What you have, though, is

01:13 - 33.542 it's the neglect cases, really.

01:13 - 34.774 So that's that's primarily

01:13 - 36.078 what we're talking about.

01:13 - 37.575 And the question

01:13 - 39.181 is, is it possible

01:13 - 40.610 to even with extreme

01:13 - 42.384 recklessness or even knowing

01:13 - 44.324 mens rea, is it possible

01:13 - 46.288 to cause bodily injury

01:13 - 49.825 without that

01:13 - 51.566 that contact requirement

01:13 - 54.062 that that frankly, doesn't exist

01:13 - 56.181 under under this under 2702

01:13 - 58.367 but that existed under the

01:13 - 59.935 common law.

01:13 - 01.645 And, and and the

01:14 - 04.239 answer is plainly yes.

01:14 - 05.045 And we've answered

01:14 - 06.375 we've answered that. Right.

01:14 - 08.610 The Nixon case from 2000.

01:14 - 09.812 Yes, yes, your honor.

01:14 - 10.879 And all the

01:14 - 11.796 all of the cases in the

01:14 - 13.182 Commonwealth are in accord here.

01:14 - 15.339 So for instance in

01:14 - 17.252 the Commonwealth

01:14 - 18.052 in fact and the

01:14 - 19.254 Superior Court case,

01:14 - 20.189 the Commonwealth took the

01:14 - 21.487 opposite position in the

01:14 - 23.192 Thomas case, the Commonwealth

01:14 - 24.113 and the Superior Court

01:14 - 25.227 were correct and Thomas,

01:14 - 29.031 there was no force there,

01:14 - 30.108 but there was no and

01:14 - 31.700 there need not be any force

01:14 - 34.268 and the aggravated assault

01:14 - 35.737 conviction was proper.

01:14 - 36.508 Likewise in I

01:14 - 37.906 guess, which is cited

01:14 - 39.523 by the Attorney General

01:14 - 41.376 neglecting a 92 year old

01:14 - 43.635 can be if death results,

01:14 - 45.147 third degree murder,

01:14 - 46.704 but not because housing

01:14 - 48.484 him in the country is force

01:14 - 50.480 or that there's any requirement

01:14 - 51.920 for force under the murders,

01:14 - 53.721 under under the definition

01:14 - 55.190 definition of murder.

01:14 - 56.480 But because force

01:14 - 57.392 is not required

01:14 - 59.387 and under section 301,

01:14 - 01.497 an omission suffices.

01:15 - 03.206 Likewise, Miller and Kellam,

01:15 - 05.000 these are the infant cases.

01:15 - 07.202 Their right to

01:15 - 08.320 there can be a murder, a

01:15 - 09.838 third degree murder conviction

01:15 - 12.605 involving neglect of

01:15 - 13.709 an infant, even though

01:15 - 14.910 there is no restraint.

01:15 - 17.732 In other words, even though

01:15 - 20.682 there's no physical force.

01:15 - 25.020 So the the government,

01:15 - 27.003 the United States, to a certain

01:15 - 28.590 extent, the attorney general

01:15 - 30.013 in again, with

01:15 - 31.894 respect, I think, tries to

01:15 - 36.031 unduly complicates this case.

01:15 - 37.392 There's a lot of argument

01:15 - 38.667 about or pre argument

01:15 - 40.360 previews of federal

01:15 - 42.104 arguments and so forth

01:15 - 45.040 about whether

01:15 - 46.553 we can look beyond the

01:15 - 48.010 elements we meaning as

01:15 - 50.279 from the federal perspective,

01:15 - 51.185 ultimately what this

01:15 - 52.114 case is about once

01:15 - 54.242 it goes back to federal

01:15 - 56.952 court, do the elements does

01:15 - 57.796 the federal court look

01:15 - 58.587 past the elements?

01:15 - 00.656 Is there some inherent

01:16 - 02.392 underlying requirements

01:16 - 04.760 that are behind the elements?

01:16 - 05.786 All those sorts of things?

01:16 - 06.995 Those are federal questions.

01:16 - 08.463 We will debate that.

01:16 - 09.231 When we go back

01:16 - 10.232 to federal court.

01:16 - 12.901 And not

01:16 - 14.726 surprisingly, I, I did not

01:16 - 16.505 preview in my briefing,

01:16 - 19.428 but not surprisingly, we have

01:16 - 21.243 we we disagree about that.

01:16 - 23.845 And so there's I would

01:16 - 25.810 suggest to the court those

01:16 - 27.182 issues are not before it.

01:16 - 28.517 The Third Circuit

01:16 - 29.781 really needs to know under

01:16 - 31.119 the categorical approach.

01:16 - 32.754 This court, I think, is

01:16 - 34.301 perhaps not as familiar,

01:16 - 36.391 but maybe a bit more familiar.

01:16 - 38.079 I saw on the case recently

01:16 - 39.661 that the court adopted

01:16 - 43.332 a similar approach for certain

01:16 - 45.734 inquiries under state law.

01:16 - 48.103 But the Third Circuit

01:16 - 49.304 needs to know now just

01:16 - 50.639 what are the elements?

01:16 - 52.240 That's it.

01:16 - 53.442 And then we answer

01:16 - 55.410 that to the federal courts.

01:16 - 56.303 So go back and figure

01:16 - 57.479 out what to do with that.

01:16 - 58.653 I can I would only

01:16 - 00.115 add your honors that

01:17 - 05.520 sort of reaching out

01:17 - 07.667 to hold again in my

01:17 - 10.158 position, at least contrary

01:17 - 11.942 to the text and everything

01:17 - 14.096 else, that there is some sort

01:17 - 15.297 of a force element,

01:17 - 16.856 a requirement in 20

01:17 - 19.101 702a1 is a Pandora's box.

01:17 - 21.800 I mean, first of all, it's

01:17 - 23.905 little peculiar to to have

01:17 - 25.539 the attorney general

01:17 - 26.942 at least sort of adding

01:17 - 27.988 a requirement, adding

01:17 - 29.411 an element to the offense.

01:17 - 31.914 But I can assure you

01:17 - 33.982 that the federal courts,

01:17 - 35.784 where physical force

01:17 - 37.653 is actually in the statute.

01:17 - 38.824 So that's why they have

01:17 - 40.022 to deal with this issue.

01:17 - 41.690 They've been grappling with

01:17 - 42.551 what does physical

01:17 - 43.825 force mean for 20 years.

01:17 - 46.261 And so

01:17 - 47.702 not only would reading

01:17 - 49.431 that type of requirement

01:17 - 50.265 in the Pennsylvania law,

01:17 - 51.467 not be consistent

01:17 - 53.335 with this court's normal

01:17 - 55.456 approach to

01:17 - 57.205 statutory construction?

01:17 - 00.175 But it would also

01:18 - 01.977 be a huge headache, frankly.

01:18 - 02.988 What does that

01:18 - 04.680 mean in future cases?

01:18 - 05.889 What does that

01:18 - 07.182 mean in past cases?

01:18 - 09.065 Has any jury for been

01:18 - 12.054 instructed in a one prosecution

01:18 - 13.055 about the hidden

01:18 - 14.523 requirement of force?

01:18 - 16.649 Has any defendant been

01:18 - 18.360 allowed to argue against

01:18 - 19.698 that to present evidence

01:18 - 21.229 that it was not forcible?

01:18 - 23.242 Well, once and Thomas

01:18 - 24.933 and they were shot down,

01:18 - 27.102 apparently from our research.

01:18 - 28.749 But if this court were

01:18 - 30.872 to to sort of to reach out

01:18 - 32.474 and recognize

01:18 - 33.635 some sort of a new element

01:18 - 34.910 or new hidden requirement,

01:18 - 37.603 it seems to me that that's

01:18 - 39.548 that is a that is a litigation

01:18 - 41.349 engine.

01:18 - 43.051 And, again, a Pandora's box,

01:18 - 44.588 both for past cases and

01:18 - 46.621 for future cases of counsel.

01:18 - 47.956 Yes, Your Honor.

01:18 - 48.997 Didn't the Third

01:18 - 50.325 Circuit already go

01:18 - 51.965 the way of your argument

01:18 - 52.994 in the Mayo case?

01:18 - 54.396 It did, in fact.

01:18 - 55.026 Then what's the

01:18 - 56.064 purpose of being here?

01:18 - 56.565 Are they trying

01:18 - 58.497 to overrule their Mayo case

01:18 - 00.669 as opposed to going on bunk?

01:19 - 01.332 Well, it's an

01:19 - 02.537 interesting question.

01:19 - 03.219 I can say I've

01:19 - 04.372 pondered that myself.

01:19 - 06.641 Unfortunately, I don't have

01:19 - 08.133 I'm not a fly on the wall, so I

01:19 - 09.745 can't give a definitive answer.

01:19 - 12.380 But what we do know is that

01:19 - 14.419 this was decided

01:19 - 16.084 before and apparently

01:19 - 19.166 apparently I this

01:19 - 21.289 as sort of a dot

01:19 - 22.663 the I's and cross the T or a

01:19 - 24.159 belt and suspenders approach

01:19 - 27.028 in deference to federalism.

01:19 - 28.477 And so, of course, in

01:19 - 30.298 email, the third Circuit

01:19 - 33.106 not a huge leap because

01:19 - 34.536 I think this is clear

01:19 - 35.830 as a matter of state

01:19 - 37.606 statutory interpretation.

01:19 - 39.033 But the Third Circuit

01:19 - 41.376 predicted the elements of of one

01:19 - 43.335 and then went on to

01:19 - 44.579 make its federal holdings.

01:19 - 48.049 They relied. On commerce.

01:19 - 49.439 Which is now intermediate

01:19 - 50.685 appellate court case

01:19 - 53.922 in June.

01:19 - 54.990 This court is that

01:19 - 56.699 the question is cert with

01:19 - 58.226 notwithstanding Mayo

01:19 - 59.779 because it recognized that

01:19 - 01.596 Mayo was premised on farmers

01:20 - 04.065 and before the federal court

01:20 - 05.551 adopted that we wanted

01:20 - 06.868 to look at it personally.

01:20 - 08.458 I think, That's

01:20 - 09.271 right, Your Honor.

01:20 - 10.889 I think in the in the

01:20 - 12.841 certification petition,

01:20 - 15.143 the Third Circuit talked about,

01:20 - 16.845 they didn't see other cases,

01:20 - 18.480 quote unquote. Solidify in.

01:20 - 20.148 Thomas or whatnot.

01:20 - 21.783 I don't think that's required

01:20 - 22.517 as your honors are,

01:20 - 24.089 where my first position

01:20 - 25.754 in this proceeding was

01:20 - 27.108 that the court should

01:20 - 28.390 not accept the petition

01:20 - 30.628 either because there's

01:20 - 32.527 no substantial question or

01:20 - 34.350 or what I was pointing

01:20 - 36.097 to, frankly, was the

01:20 - 37.785 the the general

01:20 - 40.001 prudential rule of this court

01:20 - 41.161 that you don't decide

01:20 - 42.904 previously decided questions.

01:20 - 44.072 And so

01:20 - 46.297 the Third Circuit's

01:20 - 47.209 interpretation

01:20 - 48.400 of the Pennsylvania

01:20 - 50.312 obviously has no effect here

01:20 - 52.881 in the Commonwealth's courts.

01:20 - 54.683 And so I think that that would

01:20 - 56.394 still be an appropriate

01:20 - 58.353 resolution of this case.

01:20 - 00.822 The Court could

01:21 - 02.127 dismiss the case

01:21 - 03.158 is is sort of been

01:21 - 04.005 providentially

01:21 - 05.427 granted, so to speak.

01:21 - 07.128 But if it did not if it does

01:21 - 09.097 not wish to, that I would urge

01:21 - 11.707 the court to interpret a

01:21 - 14.669 one just as it interprets

01:21 - 16.680 statutory other statutes

01:21 - 18.573 all the time and not create

01:21 - 20.673 massive, in my opinion, what

01:21 - 22.143 would be massive problems

01:21 - 23.132 for the common in the

01:21 - 24.145 Commonwealth Court?

01:21 - 24.813 Pardon me, counsel.

01:21 - 26.219 You're saying that we could

01:21 - 28.016 economically dispose of the case

01:21 - 30.585 by sending a one paragraph

01:21 - 32.650 memorandum back to

01:21 - 34.022 the Third Circuit saying

01:21 - 35.190 you got it right in Mayo.

01:21 - 37.192 C Thomas, thank you.

01:21 - 37.881 Yes, I think that

01:21 - 38.760 that could be done.

01:21 - 41.154 Mr.. Have you ever

01:21 - 42.597 heard of an instance

01:21 - 43.506 where we have turned

01:21 - 44.532 down a Third Circuit

01:21 - 45.984 request for certification

01:21 - 47.402 of that oral question?

01:21 - 49.271 I did.

01:21 - 51.331 I can't say as I kept the case

01:21 - 53.208 name in my mind, but when

01:21 - 55.337 when we were initially briefing

01:21 - 57.145 the acceptance question,

01:21 - 58.413 I did see that

01:21 - 59.446 at least on one

01:21 - 00.782 or two occasions,

01:22 - 01.731 I thought in the

01:22 - 03.184 last five or ten years

01:22 - 05.365 that the certification denied

01:22 - 07.722 I'd be I'd be happy to prior.

01:22 - 08.990 To 2016.

01:22 - 09.871 Those denials

01:22 - 11.326 were prior to 2016.

01:22 - 13.594 I can tell you that as a

01:22 - 15.257 matter of comedy,

01:22 - 16.932 it's difficult.

01:22 - 18.700 Say why one would say no.

01:22 - 21.002 And when asked. I told you.

01:22 - 22.141 I absolutely understand

01:22 - 23.104 that, Your Honor.

01:22 - 25.168 And as as Your Honor pointed,

01:22 - 27.542 there are other economical ways

01:22 - 28.476 short of

01:22 - 32.647 a dismissal to achieve the same.

01:22 - 33.575 I think we've put you in

01:22 - 34.683 an uncomfortable position.

01:22 - 36.618 We can't remember, so

01:22 - 37.497 we shouldn't expect

01:22 - 38.353 you to remember.

01:22 - 40.415 Granted, on this one, I will

01:22 - 42.724 therefore deal with this one.

01:22 - 43.429 You don't have to

01:22 - 44.326 help us. Thank you.

01:22 - 45.660 Thank you've.

01:22 - 47.429 Anything else you want to add?

01:22 - 48.469 Any other questions? I would

01:22 - 49.431 be happy to. Answer for the.

01:22 - 50.265 Thank you.

01:22 - 51.299 Thank you.

01:22 - 51.633 Thank you.

01:22 - 56.271 I understand. So

01:22 - 57.739 good morning.

01:22 - 58.709 Your Honor, may I

01:22 - 00.108 please the Court Well,

01:23 - 01.578 Robert Salisbury, on

01:23 - 03.812 behalf of the United States,

01:23 - 04.308 thank you very

01:23 - 05.046 much for the honor

01:23 - 06.915 of appearing before this court.

01:23 - 09.451 The the categorical approach is

01:23 - 10.632 an incredibly unusual

01:23 - 12.120 doctrine of federal law.

01:23 - 13.843 And I would imagine that

01:23 - 14.850 state practitioners

01:23 - 15.657 in this court

01:23 - 17.425 probably feel fortunate

01:23 - 18.112 when they see

01:23 - 19.361 reference to it, that

01:23 - 20.695 they don't have to deal with

01:23 - 22.197 it on a daily basis as we do.

01:23 - 23.565 And it leads us

01:23 - 25.276 to some very strange places,

01:23 - 27.135 and this may be one of them.

01:23 - 28.766 The what's strange about

01:23 - 30.538 it, of course, is you're dealing

01:23 - 32.340 with the question of recidivism.

01:23 - 33.812 You're with a question

01:23 - 35.443 of when is an offender

01:23 - 36.511 so serious,

01:23 - 38.054 an offender that he or she

01:23 - 39.681 should be more sanctioned

01:23 - 40.382 by the law?

01:23 - 41.755 But if I can interrupt, I

01:23 - 43.485 respect that and I understand

01:23 - 44.874 you're wrestling with

01:23 - 46.621 that, but we're not see,

01:23 - 48.074 recidivism is not

01:23 - 49.290 our it's your issue.

01:23 - 50.615 I understand down the

01:23 - 52.727 street, but our issue is narrow

01:23 - 54.430 and it's just giving the

01:23 - 55.830 Third Circuit the answer

01:23 - 58.833 on whether use of physical force

01:23 - 00.123 is required under our

01:24 - 01.436 aggravated statute,

01:24 - 02.835 having nothing to do

01:24 - 04.639 with your statutes. And.

01:24 - 07.101 And doesn't the

01:24 - 08.676 case begin and end

01:24 - 10.320 with simply asking

01:24 - 12.180 whether we can hypothesize

01:24 - 13.329 reasonably plausible

01:24 - 15.316 hypotheticals that don't involve

01:24 - 16.622 the use of force but

01:24 - 17.886 nonetheless meet?

01:24 - 20.155 2702 So the neglect cases

01:24 - 21.664 would seem to

01:24 - 23.291 answer that clearly.

01:24 - 24.331 What what are we missing

01:24 - 25.527 there? What am I missing?

01:24 - 26.500 Thank you for the

01:24 - 27.529 question, Your Honor.

01:24 - 28.295 What is not the

01:24 - 29.397 focus of this court

01:24 - 30.697 and should not be the

01:24 - 32.333 focus is what is, quote,

01:24 - 33.981 physical force that is

01:24 - 35.804 a term of federal law.

01:24 - 37.505 And what my friend Mr.

01:24 - 39.585 Sweitzer here is doing very

01:24 - 41.843 ably is seeking a home run,

01:24 - 43.858 looking to get a court

01:24 - 46.081 of this August stature

01:24 - 47.823 to say a statute doesn't

01:24 - 49.384 involve physical force.

01:24 - 50.928 Knowing how influential that

01:24 - 52.420 will be with the Third Circuit.

01:24 - 54.189 And it would be wrong.

01:24 - 55.557 And the reason it would be wrong

01:24 - 57.715 is that that term physical force

01:24 - 59.761 only appears in federal law.

01:25 - 01.521 It's a term of art in the

01:25 - 03.064 ARM Career Criminal Act.

01:25 - 04.785 The Armed Career Criminal

01:25 - 06.501 Act says a prior violent crime

01:25 - 08.272 is one that has as an

01:25 - 10.171 element the use, attempted

01:25 - 11.335 use or threatened

01:25 - 13.007 use of physical force.

01:25 - 14.227 That's the only

01:25 - 15.376 place it appears.

01:25 - 16.377 And the United States

01:25 - 17.545 Supreme Court has said

01:25 - 19.319 explicitly that this is a

01:25 - 21.116 question of federal law

01:25 - 23.042 and what a state law state

01:25 - 24.686 quite has to say about it

01:25 - 25.787 is not relevant.

01:25 - 27.585 That's the Johnson case in

01:25 - 29.824 2010, the Johnson case in 2010

01:25 - 31.212 that we've cited involved

01:25 - 32.961 the Supreme Court of Florida,

01:25 - 34.764 which much like the superior

01:25 - 36.364 court in Thomas in this case

01:25 - 38.334 had said, what is physical

01:25 - 39.868 force and what is not?

01:25 - 41.417 And the United States Supreme

01:25 - 42.937 Court said, we don't care.

01:25 - 44.305 We interpret

01:25 - 45.673 what physical force means

01:25 - 47.342 in the armed career criminal

01:25 - 49.049 and what we look to states

01:25 - 50.979 for and to the state courts

01:25 - 53.319 is to tell us what acts

01:25 - 55.316 violate this statute.

01:25 - 56.362 Now, Counsel, I

01:25 - 57.685 disagree with you there.

01:25 - 58.438 I think what they're

01:25 - 59.521 asking for is what are the

01:26 - 02.701 what acts can meet the

01:26 - 03.445 elements is a

01:26 - 04.659 different question.

01:26 - 06.172 But the question we've

01:26 - 07.395 got from the circuit is,

01:26 - 09.780 is physical force

01:26 - 12.133 element of the crime,

01:26 - 14.390 not an act that will equate

01:26 - 16.337 to an element of the crime.

01:26 - 17.939 And so I think there

01:26 - 19.345 is a difference between

01:26 - 20.775 mechanism and element

01:26 - 22.092 and why should we

01:26 - 23.778 get into this discussion

01:26 - 25.346 about what physical force is.

01:26 - 26.569 If I can just look at

01:26 - 27.815 the statute and see

01:26 - 29.247 there's nothing about force,

01:26 - 30.652 period, physical, mental,

01:26 - 33.306 emotional, anything that

01:26 - 36.257 says it's about affect what

01:26 - 37.847 that what is caused and mens

01:26 - 39.460 rea begins and ends there.

01:26 - 40.061 Thank you.

01:26 - 41.286 That's a very fair question

01:26 - 42.397 that the federal court

01:26 - 43.453 is looking to what

01:26 - 44.532 the elements are

01:26 - 45.372 and looking to the

01:26 - 46.568 state court definition.

01:26 - 47.922 What we often do,

01:26 - 49.404 though, and we litigate

01:26 - 51.219 these categorical approach

01:26 - 52.200 cases constantly,

01:26 - 53.308 unfortunately, is

01:26 - 55.175 we must look to the acts

01:26 - 57.145 in state reported cases

01:26 - 58.162 to inform us as to

01:26 - 59.280 what the elements are.

01:26 - 00.126 So I appreciate

01:27 - 01.282 the clarification.

01:27 - 03.484 We are looking for the elements,

01:27 - 04.439 but when we look to the

01:27 - 05.587 elements of this statute,

01:27 - 06.304 I think the answer

01:27 - 07.288 to the Third Circuit's

01:27 - 09.390 question is very clear.

01:27 - 11.342 The elements of first degree

01:27 - 13.528 aggravated assault are clear.

01:27 - 15.140 One has to show that the

01:27 - 16.531 person attempted to use

01:27 - 19.968 or inflicted serious bodily.

01:27 - 20.700 And the other

01:27 - 21.970 part of the question

01:27 - 23.862 is the volition question is

01:27 - 25.707 informed by section 301.

01:27 - 26.890 It either has to

01:27 - 28.076 be a volitional act

01:27 - 30.129 or it has to be a failure to act

01:27 - 31.679 by a person who has a duty.

01:27 - 33.726 But you would agree that

01:27 - 35.984 in both of those scenarios

01:27 - 38.245 the General Assembly did not

01:27 - 40.321 use any words regarding force.

01:27 - 42.123 Do not use the word force

01:27 - 44.993 or any

01:27 - 46.430 derivative or or

01:27 - 48.162 equivalent of it.

01:27 - 49.738 I agree that the words

01:27 - 51.232 physical force are not used.

01:27 - 52.688 I also agree with

01:27 - 53.668 my colleague, Mr.

01:27 - 54.394 Eisenberg, who

01:27 - 55.670 will address the court

01:27 - 57.262 that for all intents

01:27 - 58.773 and purposes, serious

01:27 - 00.506 bodily injury does equate

01:28 - 02.543 it actually more than meets

01:28 - 04.169 the common definition

01:28 - 05.513 of a physical force.

01:28 - 06.869 And so, in fact,

01:28 - 08.750 requiring proof of serious

01:28 - 09.942 bodily injury is

01:28 - 11.986 requiring physical force.

01:28 - 14.409 But I jump in on that and ask

01:28 - 17.191 you then, would you tell us how

01:28 - 21.462 a parent convicted

01:28 - 24.198 under 27 to

01:28 - 25.982 has used physical

01:28 - 28.002 force when she or

01:28 - 29.536 he did not seek

01:28 - 31.506 medical treatment

01:28 - 35.109 for an injured?

01:28 - 35.731 Well, there are two

01:28 - 36.377 ways, Your Honor.

01:28 - 37.011 First of all.

01:28 - 37.956 What was the physical

01:28 - 38.880 force there? Sure.

01:28 - 40.648 First of all, the individual

01:28 - 42.288 in the starvation case

01:28 - 44.252 in the medical case, the

01:28 - 45.395 the individual does use

01:28 - 46.821 physical force in the sense

01:28 - 48.400 that he or she has to

01:28 - 50.458 put the person in a place

01:28 - 53.361 where help cannot be obtained.

01:28 - 54.808 The starvation cases

01:28 - 55.863 normally involve

01:28 - 56.890 locking somebody

01:28 - 58.266 in a room. That is.

01:28 - 59.600 Let's assume it's an infant.

01:28 - 01.502 The parent simply walks away.

01:29 - 02.437 If it's an infant,

01:29 - 03.680 then the person has

01:29 - 05.673 placed the infant in a place

01:29 - 07.475 where help is not available.

01:29 - 08.676 The physical. Force.

01:29 - 10.845 The physical it's a physical act

01:29 - 11.869 of putting the person

01:29 - 13.214 there, the physical force

01:29 - 14.315 is that the person

01:29 - 16.378 is also taking advantage of

01:29 - 18.619 the profound physical force

01:29 - 20.059 that will then ensue that

01:29 - 21.522 ends the person's life.

01:29 - 22.701 What the Supreme you

01:29 - 23.991 know, Supreme Court, the U.S.

01:29 - 25.969 Supreme Court has defined

01:29 - 28.529 physical force as being common

01:29 - 30.555 law force and has said

01:29 - 32.174 simply that it is

01:29 - 33.901 concrete action.

01:29 - 34.562 Counsel, let me interrupt

01:29 - 35.436 you, because you're going down

01:29 - 37.505 that rabbit hole. We

01:29 - 39.173 we shouldn't

01:29 - 40.635 care, nor should we

01:29 - 42.510 look at how the United

01:29 - 43.713 Supreme Court defines

01:29 - 45.313 physical force for this statute.

01:29 - 47.626 We should simply look

01:29 - 49.684 to the statute to see,

01:29 - 51.247 is there any indicia of

01:29 - 52.520 the general assemblies

01:29 - 54.966 to require proof

01:29 - 56.391 of physical force

01:29 - 57.722 to get a conviction

01:29 - 58.960 under this statute?

01:29 - 00.340 That's really what we

01:30 - 01.329 should be looking at.

01:30 - 02.498 And what I'm saying,

01:30 - 04.399 Your Honor, is that this court

01:30 - 05.867 really should not concern itself

01:30 - 06.769 with the concept of

01:30 - 07.935 physical force at all.

01:30 - 10.021 This court should define the

01:30 - 12.073 elements of aggravated assault.

01:30 - 13.331 Those elements are

01:30 - 15.743 inflicting serious bodily injury

01:30 - 17.650 either directly or through

01:30 - 19.280 an omission by a person.

01:30 - 19.847 Well, if we do.

01:30 - 20.815 But that's what you're

01:30 - 21.457 telling us, that the

01:30 - 22.417 answer to the Third Circuit

01:30 - 23.251 certified question

01:30 - 24.426 is to tell the Third Circuit

01:30 - 25.753 what is to quote the statute.

01:30 - 27.710 I believe that happens

01:30 - 28.923 to be the case is some

01:30 - 30.324 cases are simple.

01:30 - 32.160 And then once that happens,

01:30 - 33.686 once this court tells

01:30 - 35.163 the Third Circuit,

01:30 - 36.864 the elements are plain,

01:30 - 38.191 the elements are serious

01:30 - 39.224 bodily injury with

01:30 - 40.268 a volitional act

01:30 - 41.173 or an omission by a

01:30 - 42.537 person with a duty to act.

01:30 - 43.905 It's then up to the

01:30 - 45.339 Third Circuit to decide

01:30 - 47.708 is that, quote, physical force.

01:30 - 49.043 That's like telling the Third

01:30 - 50.184 Circuit, stop

01:30 - 52.146 asking us questions.

01:30 - 53.023 I can't speak for

01:30 - 54.081 the Third Circuit.

01:30 - 55.550 Your Honor, I.

01:30 - 56.649 I was puzzled when

01:30 - 58.019 I saw this question.

01:30 - 01.589 Counsel, may I ask you it?

01:31 - 04.586 I read all the hypos, perhaps

01:31 - 07.462 we all did that you're reciting.

01:31 - 09.136 To say that I had

01:31 - 11.132 to question myself

01:31 - 12.374 that it seems to me

01:31 - 14.168 that adopting those kinds

01:31 - 16.347 of constructs, that walking

01:31 - 18.306 away is physical force

01:31 - 22.109 that is seen in the child

01:31 - 24.006 in a bathtub, drowning

01:31 - 26.881 and not lifting a hand to help.

01:31 - 28.686 The child is physical force

01:31 - 30.852 and it seemed results oriented

01:31 - 32.627 to me rather than a fair,

01:31 - 34.355 dispassionate statute.

01:31 - 36.424 What what occurred to me

01:31 - 37.917 and what I wanted to ask

01:31 - 39.560 you about is our statute

01:31 - 41.506 is actually brought than

01:31 - 43.130 what you're seeking.

01:31 - 45.483 Our legislature might have

01:31 - 46.629 been very aware

01:31 - 48.169 and didn't want to

01:31 - 50.071 put physical

01:31 - 51.181 force in because

01:31 - 52.807 wanted to criminalize

01:31 - 54.868 walking away from the

01:31 - 57.245 child with a epileptic fit

01:31 - 58.297 in the bathtub who's

01:31 - 59.213 going to drown?

01:31 - 00.248 And the parent says, well,

01:32 - 01.761 the child is better off anyway

01:32 - 03.451 because of the medical problems

01:32 - 05.665 or walking away from

01:32 - 07.855 the child in the crib

01:32 - 09.490 that starving or the like.

01:32 - 12.076 So rather than narrowing

01:32 - 14.362 aggravated assault,

01:32 - 15.704 the Pennsylvania

01:32 - 17.565 legislature has broadened it.

01:32 - 19.588 Who are we to second

01:32 - 21.402 guess them and narrow it?

01:32 - 23.509 I am not second guessing

01:32 - 24.605 it at all, Your Honor.

01:32 - 26.614 What I'm struggling with

01:32 - 29.110 here is the idea that this court

01:32 - 30.732 has to talk about, quote,

01:32 - 32.313 physical force at all.

01:32 - 33.879 It may well be that the

01:32 - 36.017 state legislature has decided

01:32 - 37.976 that what we all commonly

01:32 - 39.720 consider a physical force

01:32 - 41.522 is not required.

01:32 - 42.690 But for purposes.

01:32 - 43.608 Interrupt you just so we

01:32 - 44.859 can get to the bottom of this.

01:32 - 46.531 I hear you and I've

01:32 - 47.895 heard you say that before.

01:32 - 50.598 Looking at the

01:32 - 52.136 question that the Third

01:32 - 53.901 Circuit certified to us.

01:32 - 55.821 It's whether Pennsylvania's

01:32 - 57.338 first degree aggravated assault

01:32 - 58.827 provision requires some use

01:32 - 59.857 of physical force,

01:32 - 00.841 not in the U.S.

01:33 - 02.474 Supreme Court parlance,

01:33 - 04.845 not in the federal law parlance

01:33 - 08.149 as as part of whatever

01:33 - 10.751 27 or to a one do.

01:33 - 13.588 So, you know, physical force

01:33 - 15.335 can be part of many

01:33 - 17.291 puzzles in the law.

01:33 - 18.369 And we just have

01:33 - 19.327 this narrow puzzle

01:33 - 20.061 front of us. But

01:33 - 21.174 it does require that we

01:33 - 21.727 decide that

01:33 - 22.897 question, doesn't it?

01:33 - 24.665 Your Honor,

01:33 - 25.272 I would suggest

01:33 - 26.067 that the question

01:33 - 27.696 be answered narrowly,

01:33 - 29.036 which is asking

01:33 - 30.036 what are the elements

01:33 - 31.205 of aggravated assault,

01:33 - 32.620 and specifically asking

01:33 - 33.808 about the Thomas case?

01:33 - 35.076 That is important

01:33 - 36.669 because the Thomas case

01:33 - 38.913 said and what I agree with Mr.

01:33 - 40.406 Eisenberg is dictum that

01:33 - 42.049 force is not an element.

01:33 - 44.573 The it's important to address

01:33 - 46.687 the Thomas case and confirm

01:33 - 47.521 and I think

01:33 - 48.527 we're actually in agreement

01:33 - 49.557 with the defense on this,

01:33 - 51.043 that the Thomas case on

01:33 - 52.727 the facts was correctly decided

01:33 - 54.261 that a person

01:33 - 55.300 confining and beating

01:33 - 56.864 and doing the terrible things

01:33 - 58.104 that the defendant

01:33 - 59.367 did in that case

01:33 - 00.885 was first degree aggravated

01:34 - 02.370 assault under state law.

01:34 - 03.657 That's what the Third

01:34 - 04.772 Circuit needs to know,

01:34 - 06.568 because it will then

01:34 - 08.209 consider that in deciding

01:34 - 10.158 did what happened in that

01:34 - 12.146 case amount to physical force

01:34 - 13.848 under federal law.

01:34 - 14.930 But I have to say that

01:34 - 16.384 the first part of the third

01:34 - 18.486 Circuit's question is a puzzle.

01:34 - 20.598 To me, asking this court is,

01:34 - 23.190 quote, physical force an element

01:34 - 25.087 when the only relevance

01:34 - 26.427 of that term ever

01:34 - 28.036 is in interpreting a

01:34 - 29.330 provision of federal law

01:34 - 30.366 that happens to

01:34 - 31.866 use those two words.

01:34 - 33.894 You want us to decide, and

01:34 - 35.836 I'm going to have to go back

01:34 - 36.904 and think hard on this.

01:34 - 39.440 You want us to decide that

01:34 - 43.110 Thomas was correctly decided

01:34 - 45.017 when it said physical

01:34 - 47.314 force is not an element

01:34 - 48.331 of Pennsylvania law

01:34 - 49.750 and that's okay with you

01:34 - 50.911 because you'll take that back

01:34 - 52.219 and argue to the Third Circuit.

01:34 - 53.759 It is an element of the

01:34 - 55.356 Armed Career Criminal Act

01:34 - 56.490 under federal law.

01:34 - 57.291 Is that correct?

01:34 - 59.392 No, I don't believe that

01:34 - 01.429 Thomas was correct in

01:35 - 03.152 I believe it was actually dictum

01:35 - 04.699 the statement regarding force,

01:35 - 05.982 what we would

01:35 - 07.201 like this court to say.

01:35 - 09.303 Well, believe is that Thomas

01:35 - 11.217 correctly decided on the

01:35 - 13.441 facts that defendant committed

01:35 - 15.229 first degree aggravated

01:35 - 17.745 assault by starving her child.

01:35 - 19.113 That's the important. Fact.

01:35 - 19.837 But what you're

01:35 - 20.781 not saying to me,

01:35 - 22.488 I think and get it, I'll

01:35 - 24.218 stop badgering you and

01:35 - 26.098 but what you're not

01:35 - 27.722 what you're trying skip

01:35 - 30.991 in the Thomas analysis is

01:35 - 32.878 what you want to add

01:35 - 34.128 to the Thomas analysis

01:35 - 36.244 is that parent

01:35 - 38.933 committed first degree

01:35 - 40.367 aggravated assault on that

01:35 - 42.103 child through physical force.

01:35 - 43.461 That's who you want us

01:35 - 44.839 to intimate, is that correct?

01:35 - 46.907 Well, you can.

01:35 - 47.908 But again,

01:35 - 48.735 that reaches the

01:35 - 49.744 federal question,

01:35 - 50.845 because I do believe

01:35 - 52.255 that, quote, physical force

01:35 - 53.848 is only a physical question.

01:35 - 55.481 But do I believe that that

01:35 - 57.518 defendant used physical force?

01:35 - 58.578 Absolutely. No

01:35 - 00.121 question about it.

01:36 - 02.223 I apologize.

01:36 - 03.891 Help me out on the five.

01:36 - 06.026 First is the US U.S.

01:36 - 07.366 Supreme court case

01:36 - 09.630 specifically said this judge

01:36 - 11.570 should look at the evidence

01:36 - 12.967 of the offending statute,

01:36 - 14.635 not the facts

01:36 - 17.471 of the offense.

01:36 - 20.975 So our statute says it's

01:36 - 22.946 reasonable to conclude the

01:36 - 24.845 words physical force are not.

01:36 - 27.314 Included, not the facts.

01:36 - 29.884 At the end to her massive.

01:36 - 32.274 Theory, the answer

01:36 - 33.687 is no, it does not.

01:36 - 36.001 Well, you are again,

01:36 - 37.892 we're in federal law now,

01:36 - 38.988 and that's actually I

01:36 - 40.161 respectfully suggest

01:36 - 41.612 not the answer when

01:36 - 43.230 we litigate these issues.

01:36 - 44.585 The Supreme Court

01:36 - 45.733 has never required

01:36 - 47.385 that for a crime to

01:36 - 49.036 involve physical force

01:36 - 50.022 and thus be subject

01:36 - 51.138 to the criminal act

01:36 - 52.494 that the statute used

01:36 - 53.707 the words physical force.

01:36 - 55.968 What the court looks to instead

01:36 - 57.611 are what are the elements

01:36 - 59.013 informed by

01:36 - 00.619 the facts that have been found

01:37 - 02.249 to establish those elements?

01:37 - 03.480 And what the Supreme

01:37 - 04.418 Court has often said

01:37 - 05.695 and this gets to you on

01:37 - 07.221 this question about Mayo,

01:37 - 08.622 and this is why we have

01:37 - 10.710 so vigorously argued for years

01:37 - 12.893 that Mayo was wrongly decided

01:37 - 14.058 and why we're grateful

01:37 - 15.062 that the Third Circuit

01:37 - 15.867 is apparently

01:37 - 17.198 taking it up again,

01:37 - 18.378 that the Supreme

01:37 - 20.401 Court has explicitly said

01:37 - 22.247 that in multiple cases

01:37 - 24.338 that a requirement of bodily

01:37 - 26.581 exactly what we have in this

01:37 - 28.375 aggravated assault statute,

01:37 - 30.022 that a requirement of

01:37 - 31.412 bodily injury equates

01:37 - 33.109 with physical force, as it is

01:37 - 34.481 stated in the Armed Career

01:37 - 35.549 Criminal Act.

01:37 - 36.581 So when I get back to

01:37 - 37.985 the Third Circuit one day,

01:37 - 38.946 that's what I'm

01:37 - 39.887 going to be reminding

01:37 - 41.388 the Third Circuit of that.

01:37 - 42.089 The Supreme Court

01:37 - 43.612 has said these words in

01:37 - 45.426 the Pennsylvania statute,

01:37 - 46.876 meet the physical force

01:37 - 48.362 requirement in the Armed Career

01:37 - 49.296 Criminal Act.

01:37 - 50.336 And Mayo was was

01:37 - 51.532 wrongly decided.

01:37 - 53.361 They again what we

01:37 - 55.135 come back to here is

01:37 - 57.068 we need to know the elements

01:37 - 59.073 of this state offense and the.

01:38 - 01.785 Again, I'm kind of

01:38 - 02.710 going back to this

01:38 - 04.789 your approach to our response

01:38 - 07.181 to the Third Circuit's question

01:38 - 09.812 is dear Third Circuit,

01:38 - 12.119 the elements are serious

01:38 - 13.882 bodily injury and intent,

01:38 - 16.023 and the words physical force

01:38 - 17.591 do not appear in the statute.

01:38 - 19.226 Have a good day.

01:38 - 20.417 It puts it doesn't give

01:38 - 21.862 the Third Circuit anything.

01:38 - 22.830 I mean, they're

01:38 - 23.777 they're just judges

01:38 - 24.698 are very capable

01:38 - 25.846 of reading reading

01:38 - 27.468 the statute themselves.

01:38 - 28.769 But that's what you're

01:38 - 30.408 essentially asking us to do,

01:38 - 32.306 is to say, here's our statute.

01:38 - 34.029 And so you can go back and

01:38 - 34.922 argue how you

01:38 - 36.377 you got your answer

01:38 - 37.047 from the Pennsylvania

01:38 - 37.578 Supreme Court.

01:38 - 38.573 They told you what

01:38 - 39.647 the statute says.

01:38 - 41.015 I am asking you to do that.

01:38 - 42.103 Exactly, Your Honor, because

01:38 - 43.450 I think that's the right answer.

01:38 - 45.623 And the Third Circuit

01:38 - 47.254 decided that it wanted

01:38 - 48.722 to hear from this court.

01:38 - 49.423 How do you how do you think

01:38 - 50.546 the Third Circuit would

01:38 - 51.692 react if we did that?

01:38 - 53.287 I don't I think they would be

01:38 - 54.962 happy to accept that answer.

01:38 - 56.430 And then I'm sure Mr.

01:38 - 57.473 Sweitzer and I will be

01:38 - 58.732 back in our usual places

01:38 - 00.280 arguing about it

01:39 - 01.335 to the Third Circuit.

01:39 - 02.770 And I think that would be

01:39 - 03.532 it's not only

01:39 - 05.272 acceptable, but it's right.

01:39 - 07.464 The the the elements

01:39 - 09.009 of the statute,

01:39 - 10.308 not always plain as day, but

01:39 - 11.912 it is plain as day in this case.

01:39 - 14.014 Now, I will say even.

01:39 - 15.327 May be plain as day, but

01:39 - 16.884 in the opposite direction,

01:39 - 18.934 because again,

01:39 - 20.187 you seem to neglect

01:39 - 22.518 an entire category

01:39 - 24.158 of hypotheticals,

01:39 - 26.712 some of which have become

01:39 - 29.196 real cases of omission to act.

01:39 - 30.885 And it tortures the

01:39 - 32.866 words physical force

01:39 - 36.542 to construe such circumstances

01:39 - 39.373 as involving physical force.

01:39 - 40.474 I mean, if you

01:39 - 42.269 if you want to go down to

01:39 - 44.378 the federal court and argue

01:39 - 46.183 to them about what SCOTUS

01:39 - 48.449 has said about physical force

01:39 - 50.167 in the context of federal

01:39 - 52.186 law, certainly that's fine.

01:39 - 54.015 But to get us to tell

01:39 - 55.956 you that our statute

01:39 - 58.011 includes physical

01:39 - 59.827 forces is entirely

01:40 - 01.138 contrary to the

01:40 - 02.162 text of the statute

01:40 - 02.938 that we have in

01:40 - 04.264 front of us right here.

01:40 - 05.499 Let me address that, Your Honor.

01:40 - 06.953 Again, the physical force,

01:40 - 08.769 the only place that appears in

01:40 - 09.737 this case,

01:40 - 10.980 is a federal term of art in

01:40 - 12.339 the arm for a criminal act.

01:40 - 14.730 And in fact, numerous courts

01:40 - 16.744 have held that an omission

01:40 - 18.443 to act by a person, a

01:40 - 20.981 duty to act is physical force

01:40 - 22.340 under that specific

01:40 - 23.650 federal statute.

01:40 - 24.769 And we cited all of

01:40 - 26.387 those cases in our brief.

01:40 - 28.473 Just for one, I'll call court's

01:40 - 30.257 attention to the Scott case,

01:40 - 31.787 which is an exhaustive and

01:40 - 32.763 banc decision of

01:40 - 33.994 the Second Circuit

01:40 - 35.419 on the very issue that

01:40 - 36.930 Your Honor is talking about

01:40 - 39.900 on that federal issue.

01:40 - 41.018 It does someone,

01:40 - 42.936 quote, use physical force

01:40 - 44.979 when they have a duty

01:40 - 46.840 to act and stand back

01:40 - 49.147 while physical properties, go

01:40 - 51.211 to work and murder someone.

01:40 - 53.781 The all the other circuits,

01:40 - 55.228 I think about eight or nine

01:40 - 56.483 of them are unanimous

01:40 - 58.057 in interpreting the Armed

01:40 - 58.767 Career Criminal

01:40 - 59.820 Act to include that.

01:41 - 01.464 So I mean, I'm a counsel

01:41 - 03.057 and I may have a conundrum

01:41 - 06.293 then because I

01:41 - 08.762 am leaning of

01:41 - 11.065 a view that physical force

01:41 - 13.011 doesn't include

01:41 - 14.701 acts or omissions,

01:41 - 17.410 but you're telling

01:41 - 18.505 me federal law

01:41 - 19.982 includes within physical

01:41 - 21.608 force acts or omissions?

01:41 - 23.243 How then am I

01:41 - 24.359 supposed to answer the

01:41 - 26.113 Third Circuit certified question

01:41 - 28.555 under my view of what the

01:41 - 30.150 definition of physical force

01:41 - 31.051 is, in contrast

01:41 - 32.393 to the view that pervades

01:41 - 33.921 the federal jurisprudence.

01:41 - 36.552 Your Honor, I think your opinion

01:41 - 38.025 regarding what physical force

01:41 - 39.893 is certainly deserves respect.

01:41 - 40.765 But again, it's a

01:41 - 42.129 question of federal law,

01:41 - 43.845 and that if your

01:41 - 45.599 view is that these.

01:41 - 46.683 The why did the Third

01:41 - 47.968 Circuit said in the question.

01:41 - 50.170 I can't answer that question.

01:41 - 51.941 Well, but your your answer

01:41 - 53.874 is they Senate erroneously

01:41 - 55.742 because they know

01:41 - 57.303 well what physical

01:41 - 59.413 force is every circuit

01:41 - 01.144 that's considered it has

01:42 - 02.562 decided it includes

01:42 - 03.917 a failure to act

01:42 - 06.313 and it's self-evident that

01:42 - 08.188 that the Pennsylvania

01:42 - 09.990 Supreme Court would be moronic

01:42 - 10.824 to not adopt

01:42 - 11.754 this universally

01:42 - 12.826 held definition,

01:42 - 13.594 which would take

01:42 - 14.728 care of the question.

01:42 - 15.596 My guess is that the

01:42 - 16.663 question was certified

01:42 - 18.089 because of the statement

01:42 - 19.299 in the Thomas case

01:42 - 20.767 of the Intermediate Court,

01:42 - 22.050 which said the use of

01:42 - 23.604 force is not an element

01:42 - 25.033 and that that properly

01:42 - 27.141 leads the Third Circuit to ask

01:42 - 28.749 how exactly do you

01:42 - 30.244 look at this state statute?

01:42 - 32.496 But, Counsel, you're asking

01:42 - 34.982 us to apply federal jurisdiction

01:42 - 36.786 to interpret a

01:42 - 38.685 Pennsylvania statute.

01:42 - 41.113 The Third Circuit is asking

01:42 - 43.023 us to apply Pennsylvania

01:42 - 44.493 statutory construction

01:42 - 46.660 principles to a state statute.

01:42 - 47.961 Which brings us back

01:42 - 49.319 to where justice worked

01:42 - 50.998 is I mean, the face of the

01:42 - 52.099 statute is clear.

01:42 - 54.035 It has two elements and

01:42 - 56.503 not either of them involves

01:42 - 58.480 physical force in the

01:42 - 00.541 context of statutory

01:43 - 02.069 interpretation that we would

01:43 - 03.677 do and do Pennsylvania law.

01:43 - 05.367 So I am absolutely not

01:43 - 07.247 asking this court to apply

01:43 - 08.582 federal jurisprudence.

01:43 - 11.285 I am pointing I am pointing out

01:43 - 13.154 that it is a separate

01:43 - 14.354 federal question.

01:43 - 15.689 The United States Supreme Court

01:43 - 17.145 has told us explicitly

01:43 - 19.159 that I cannot ask this court

01:43 - 20.459 to answer the federal

01:43 - 21.595 question for us.

01:43 - 22.888 What I'm pointing out is

01:43 - 24.531 that the third Circuit needs

01:43 - 25.032 to know what

01:43 - 26.858 the elements of this crime are

01:43 - 28.769 and the elements of the crime

01:43 - 30.792 are attempted or infliction

01:43 - 32.539 of serious bodily injury,

01:43 - 34.441 either volitional

01:43 - 35.829 or by omission, by a person

01:43 - 37.344 with the duty to act fully.

01:43 - 39.493 The Third Circuit asked us

01:43 - 42.082 to answer a precise question,

01:43 - 43.984 and that is whether it requires

01:43 - 45.786 some use of physical force.

01:43 - 47.370 I mean, that's

01:43 - 48.789 that's the question.

01:43 - 49.726 Again, I think I

01:43 - 50.924 think I understand

01:43 - 51.880 I think I understand

01:43 - 52.859 where you're going

01:43 - 54.861 and correct me if I'm wrong.

01:43 - 56.029 The issue is, Thomas,

01:43 - 58.031 if we

01:43 - 59.654 if we get rid of Thomas

01:43 - 01.301 and say nothing more,

01:44 - 02.706 we just say that

01:44 - 03.737 that's the line in

01:44 - 04.396 Thomas was dicta

01:44 - 05.205 and nothing more.

01:44 - 06.540 It leaves everything else

01:44 - 07.655 sufficiently ambiguous

01:44 - 08.742 that you will argue

01:44 - 09.973 in the Third Circuit what

01:44 - 11.178 you're going to argue.

01:44 - 13.513 Because if Thomas goes away

01:44 - 15.782 and we say nothing,

01:44 - 17.105 you get to continue to argue

01:44 - 18.452 your federal jurisprudence

01:44 - 19.486 of bodily and serious.

01:44 - 20.724 But whether serious bodily

01:44 - 22.322 injury requires physical force.

01:44 - 24.057 Thomas, is the problem.

01:44 - 24.858 I think that's right.

01:44 - 25.771 That one sentence in

01:44 - 26.893 Thomas is the problem.

01:44 - 28.168 Interestingly, the

01:44 - 29.396 facts in Thomas

01:44 - 30.308 and the result in

01:44 - 31.732 Thomas are not a problem

01:44 - 32.958 that defendant did

01:44 - 35.102 physical force to murder her.

01:44 - 35.981 But it doesn't.

01:44 - 37.204 That doesn't matter.

01:44 - 38.538 It doesn't matter exactly.

01:44 - 39.842 It does. The if I could

01:44 - 41.341 just say one more thing.

01:44 - 42.242 Yeah. Would you.

01:44 - 43.593 I really believe

01:44 - 45.479 that notwithstanding

01:44 - 46.923 some frustration up here,

01:44 - 48.682 we understand your argument.

01:44 - 49.730 And so take a sentence

01:44 - 50.851 and finish up for us.

01:44 - 52.298 Well by sentence of a

01:44 - 53.887 listener it with what Mr.

01:44 - 54.821 Eisenberg has to say.

01:44 - 56.790 Because in terms of

01:44 - 58.262 in terms of whether as

01:44 - 59.826 an academic question,

01:45 - 01.273 this statute requires

01:45 - 02.195 physical force,

01:45 - 04.131 as it's by the common law,

01:45 - 05.065 I think the answer

01:45 - 06.233 to that is also yes.

01:45 - 06.650 And that's what

01:45 - 07.234 he's going to tie.

01:45 - 08.502 I think we should ask Mr.

01:45 - 09.466 Eisenberg to argue

01:45 - 11.104 third, in every case in the.

01:45 - 11.505 Future

01:45 - 13.774 that thank you very much.

01:45 - 14.270 Thank you very

01:45 - 15.008 much for your time

01:45 - 17.511 and for coming over here today.

01:45 - 20.347 To please the court.

01:45 - 22.104 Ronald Eisenberg for the amicus,

01:45 - 23.884 the attorney general's office.

01:45 - 27.487 Thank you. Justice Todd.

01:45 - 28.789 Talk about Pennsylvania law.

01:45 - 29.581 Please go ahead for

01:45 - 30.524 a couple of minutes.

01:45 - 31.291 Yes, Your Honor.

01:45 - 32.727 And we haven't spoken

01:45 - 34.394 about the federal law.

01:45 - 35.269 I've left that to

01:45 - 36.430 our federal partner.

01:45 - 37.354 We've only spoken

01:45 - 38.231 about Pennsylvania

01:45 - 39.669 law and its antecedents, and

01:45 - 41.234 we've done that to follow up

01:45 - 42.374 on your questions,

01:45 - 43.537 justice problem,

01:45 - 44.975 because on the one hand,

01:45 - 47.040 one can just look at the statute

01:45 - 47.741 and on the other hand,

01:45 - 48.539 if that's all we do,

01:45 - 49.443 then all we're doing

01:45 - 50.310 is sending back

01:45 - 51.193 to the Third Circuit

01:45 - 52.279 a copy of our statute,

01:45 - 53.083 which is obviously

01:45 - 54.047 not what they want,

01:45 - 55.796 which means we must go beyond

01:45 - 57.751 the mere words of the statute.

01:45 - 59.419 They are asking us to do that

01:45 - 00.635 because they could read

01:46 - 02.089 the statute on their own.

01:46 - 03.833 And when we go beyond the

01:46 - 05.592 words of the statute we come

01:46 - 07.388 to, it's history, it's basis,

01:46 - 09.396 which is the model penal code.

01:46 - 10.219 And I think the

01:46 - 11.064 problem here is that

01:46 - 12.466 there's been some confusion

01:46 - 14.787 by the defense

01:46 - 16.370 between absence of

01:46 - 18.167 and degree of force

01:46 - 20.107 and between direct force

01:46 - 20.950 like punching

01:46 - 22.342 and indirect force,

01:46 - 23.596 like abandonment or

01:46 - 24.911 isolation or exposure.

01:46 - 26.283 And the model penal

01:46 - 27.914 code makes it very clear

01:46 - 30.117 that causing bodily injury

01:46 - 31.942 includes the latter, includes

01:46 - 33.854 that kind of indirect force,

01:46 - 35.251 which Justice Wecht, you

01:46 - 36.690 have referred to as neglect.

01:46 - 37.835 The model penal code

01:46 - 39.092 doesn't say it that way.

01:46 - 40.407 It says bodily injury,

01:46 - 41.928 quote unquote, includes

01:46 - 42.552 more than the

01:46 - 44.131 consequences of direct attack.

01:46 - 46.262 It also covers pain, illness

01:46 - 47.768 or physical impairment

01:46 - 49.169 caused indirectly

01:46 - 50.203 as, for example,

01:46 - 51.212 by exposing another

01:46 - 52.406 to inclement weather

01:46 - 53.778 or by non therapeutic

01:46 - 54.641 administration

01:46 - 56.243 of a drug or narcotic.

01:46 - 58.001 And it goes on to also cite

01:46 - 59.980 the situation of abandonment

01:46 - 01.214 or of a young child.

01:47 - 02.379 All of these are

01:47 - 04.451 included in the definition

01:47 - 06.241 in the in the meaning

01:47 - 07.721 of bodily injury. So

01:47 - 10.454 why should this court

01:47 - 12.459 accept that when the second

01:47 - 14.048 part of our statute says

01:47 - 15.862 manifest an indifference.

01:47 - 17.646 Because the additional

01:47 - 18.296 language of

01:47 - 19.666 manifest indifference

01:47 - 20.325 doesn't change

01:47 - 21.535 the definition of, but.

01:47 - 22.844 It encompasses all

01:47 - 24.838 those acts of negligence,

01:47 - 28.775 starvation neglect.

01:47 - 29.443 Why would can

01:47 - 30.343 I would I would easily,

01:47 - 31.746 as a trial judge, convict

01:47 - 33.513 someone of aggravated assault

01:47 - 34.630 for starving a child

01:47 - 35.715 under manifesting

01:47 - 37.122 an indifference to the value

01:47 - 38.552 of human life, hands down.

01:47 - 39.386 Justice Daugherty

01:47 - 40.750 Aggravated assault requires

01:47 - 42.088 that additional element.

01:47 - 43.613 Simple assault merely

01:47 - 44.858 requires bodily injury.

01:47 - 45.926 And what I've read to you

01:47 - 47.096 is the definition

01:47 - 48.428 of bodily injury.

01:47 - 49.564 So that definition

01:47 - 50.597 is encompassed

01:47 - 51.898 in aggravated assault.

01:47 - 52.760 The question before

01:47 - 53.967 the court from the Third

01:47 - 54.845 Circuit really doesn't

01:47 - 55.869 depend on simple versus

01:47 - 56.703 aggravated assault.

01:47 - 57.671 For our purposes,

01:47 - 59.139 they've limited their inquiry

01:47 - 59.940 to this question

01:47 - 01.404 of bodily injury and

01:48 - 03.777 whether it includes force. And

01:48 - 07.047 the when you look at the cases

01:48 - 09.113 that the relies on,

01:48 - 11.184 they their arguments

01:48 - 13.107 all carry over that confusion

01:48 - 14.721 between absence versus

01:48 - 16.114 degree of force, between

01:48 - 17.256 direct force versus

01:48 - 18.291 indirect force.

01:48 - 20.246 Ignoring what the model penal

01:48 - 22.496 code tells us is the definition

01:48 - 23.935 of bodily injury. Doesn't

01:48 - 25.398 your argument mean, Mr.

01:48 - 26.739 Eisenberg, that anytime

01:48 - 27.465 anything bad

01:48 - 28.869 happens in the world,

01:48 - 31.933 we would necessarily have

01:48 - 34.007 to demand a use of force?

01:48 - 35.162 Right. Really, on

01:48 - 36.409 a cosmic. Level?

01:48 - 36.743 Oh, you're right.

01:48 - 37.944 I mean. Isn't that isn't that

01:48 - 39.379 essentially what you're arguing?

01:48 - 40.213 Because

01:48 - 42.362 you're you're asking us to

01:48 - 44.284 look at the words of the statute

01:48 - 48.255 and and find ambiguity duty

01:48 - 51.291 where it doesn't seem to exist.

01:48 - 52.826 There's no ambiguity.

01:48 - 53.894 Your Honor, I'm reading you

01:48 - 54.918 what the model penal

01:48 - 56.329 code says the term means.

01:48 - 57.931 And actually, I think problem

01:48 - 59.643 is exactly the opposite of what

01:48 - 01.268 from what you've addressed.

01:49 - 02.540 We're not talking about

01:49 - 03.436 the model penal code.

01:49 - 04.241 We're talking about the

01:49 - 05.105 Pennsylvania statutes.

01:49 - 06.471 Which is an exact model

01:49 - 08.041 of the model penal code.

01:49 - 09.242 We took every single word.

01:49 - 10.257 Okay. Well, those comments

01:49 - 11.611 are not part of our not they're.

01:49 - 12.320 Not binding, but

01:49 - 13.413 they're certainly not.

01:49 - 14.053 And we don't look

01:49 - 14.948 to unless it's a they

01:49 - 15.722 and they make sense

01:49 - 17.017 because of the point that I'm

01:49 - 18.393 going to make now,

01:49 - 19.686 Your Honor, which is that

01:49 - 21.321 it is the defense position

01:49 - 22.239 which broadens the

01:49 - 23.490 meaning of our statute

01:49 - 25.392 in a way that encompasses

01:49 - 27.327 all sorts of problematic,

01:49 - 28.395 that it's not really clear

01:49 - 29.698 anybody really means to

01:49 - 31.197 be a aggravated assault.

01:49 - 32.198 It's ironic

01:49 - 32.940 that the defense

01:49 - 33.800 wants to broaden

01:49 - 35.001 the meaning of our statute,

01:49 - 36.002 because by doing so,

01:49 - 37.652 he limits his federal

01:49 - 39.773 exposure, because our statute

01:49 - 41.341 becomes broader than theirs.

01:49 - 42.948 But that leaves Pennsylvania

01:49 - 44.578 with a statute that covers

01:49 - 46.375 lots of people who I don't

01:49 - 48.048 think were covered before.

01:49 - 49.912 So in other words, we are

01:49 - 52.085 increasing criminal liability

01:49 - 53.582 by saying that our

01:49 - 55.388 statute doesn't require.

01:49 - 56.373 Well, counsel,

01:49 - 57.190 but you're saying.

01:49 - 57.991 So if I understand

01:49 - 58.592 what you're saying,

01:49 - 00.122 you're saying the statute does

01:50 - 01.728 require force, not expressly,

01:50 - 03.430 but because the definition

01:50 - 04.671 we should ascribe a

01:50 - 06.266 serious bodily injury.

01:50 - 07.144 If we were to define

01:50 - 08.401 what serious bodily injury

01:50 - 09.154 means, as if we

01:50 - 10.236 don't have a common

01:50 - 11.658 understanding to it, it

01:50 - 13.540 must include physical force.

01:50 - 14.875 Yes, some kind of

01:50 - 16.543 application of physical force.

01:50 - 17.944 So not just direct.

01:50 - 18.478 So what

01:50 - 19.913 definition of physical force

01:50 - 21.346 do we need to look at

01:50 - 23.216 to determine whether the.

01:50 - 24.405 Okay, because again, the

01:50 - 25.280 Third Circuit can

01:50 - 26.219 read our statute

01:50 - 27.451 presumably they

01:50 - 28.588 can read the Model

01:50 - 30.225 Penal Code comments and

01:50 - 32.459 arise at the same conclusion?

01:50 - 32.859 Well,

01:50 - 33.745 what definition

01:50 - 34.894 of physical force

01:50 - 36.257 should we be looking at to

01:50 - 37.697 determine whether serious

01:50 - 38.903 bodily injury, which

01:50 - 39.866 is in our statute,

01:50 - 42.302 includes

01:50 - 44.070 a hidden element

01:50 - 45.018 of physical? Your

01:50 - 46.272 Honor, and I propose

01:50 - 47.064 we allow him to

01:50 - 48.308 answer this question.

01:50 - 48.675 Thank you.

01:50 - 50.499 Just the whole point is

01:50 - 52.746 it's not a hidden element.

01:50 - 54.936 There are many statutory phrases

01:50 - 57.150 which are not further defined.

01:50 - 58.762 And what happens is

01:50 - 00.987 people go to court and courts

01:51 - 02.088 figure out what

01:51 - 03.256 those words mean.

01:51 - 04.817 Not every single word in

01:51 - 06.993 any statute is further defined.

01:51 - 08.128 And if it were, there would

01:51 - 09.329 be words in the definition

01:51 - 10.887 which are not further defined,

01:51 - 12.332 which would have to be defined,

01:51 - 14.167 and somebody has to do that.

01:51 - 15.503 That's where statutory

01:51 - 17.537 interpretation comes into play.

01:51 - 19.039 And as I've said,

01:51 - 21.074 the defense view of this statute

01:51 - 22.342 would actually broaden

01:51 - 23.910 its impact and lead us into

01:51 - 25.094 the court has used

01:51 - 26.212 the word over and over

01:51 - 27.536 various hypotheticals,

01:51 - 29.249 which I think brings me to

01:51 - 31.411 a very important point,

01:51 - 33.319 which is how should the court

01:51 - 34.227 be responding to

01:51 - 35.388 the Third Circuit?

01:51 - 37.046 Well, the US Supreme

01:51 - 38.391 Court has told us

01:51 - 40.201 some information

01:51 - 41.294 about how to do that

01:51 - 42.286 and what the court has

01:51 - 43.530 said in the Gonzalez case

01:51 - 45.261 and our brief is that state

01:51 - 47.467 courts and federal courts really

01:51 - 49.021 shouldn't be engaging

01:51 - 50.603 in legal imagination.

01:51 - 52.472 They should be looking at

01:51 - 53.591 the way that statutes

01:51 - 54.841 are actually applied,

01:51 - 56.119 the reasonable probability of

01:51 - 57.510 the way that they're applied,

01:51 - 58.630 not the theoretical

01:51 - 00.013 possibilities of ways

01:52 - 01.448 in which they be applied.

01:52 - 02.165 And the defense

01:52 - 03.149 argument basically

01:52 - 04.796 is that if we theorized enough,

01:52 - 06.252 or even if we hypothesize

01:52 - 08.244 enough, we can think of cases

01:52 - 10.190 where somebody might cause

01:52 - 11.516 bodily injury

01:52 - 13.793 without using force.

01:52 - 15.882 And that's exactly what the

01:52 - 17.864 court is not supposed to do

01:52 - 19.566 in answering the Third Circuit.

01:52 - 22.435 And this touches on justice.

01:52 - 24.692 Since your point about Thomas,

01:52 - 26.639 the question certified from

01:52 - 28.371 the Third Circuit was not just

01:52 - 30.243 tell me what the statute says.

01:52 - 33.113 It was tell me about Thomas.

01:52 - 34.743 The first part of that question

01:52 - 36.216 would be meaningless because

01:52 - 37.190 we would just send

01:52 - 38.251 them back the statute.

01:52 - 39.452 It's the second part

01:52 - 40.517 of the question, which

01:52 - 41.654 is the important one.

01:52 - 42.319 It's the second

01:52 - 43.323 part of the question

01:52 - 44.606 which was discussed at

01:52 - 46.326 length by the Third Circuit

01:52 - 47.462 in the petition in

01:52 - 49.195 support of certification.

01:52 - 50.668 And it's the second part

01:52 - 51.931 of the question Thomas

01:52 - 53.524 that was relied on by the

01:52 - 55.435 Third Circuit in the Mayo case.

01:52 - 57.251 The Mayo opinion

01:52 - 59.205 specifically says that

01:53 - 01.542 Pennsylvania law

01:53 - 03.042 establishes that a person

01:53 - 04.355 who violates the statute

01:53 - 06.079 by causing injury, regardless

01:53 - 07.592 of whether violates the statute,

01:53 - 09.082 by causing injury, regardless

01:53 - 10.386 of whether the injury

01:53 - 12.152 results in physical force.

01:53 - 13.831 C Thomas That's that's the

01:53 - 16.055 basis for what the Third Circuit

01:53 - 16.623 has done.

01:53 - 17.157 But. Mr.

01:53 - 21.995 EISENBERG, you're

01:53 - 23.579 respectfully taking

01:53 - 24.764 us in a big circle,

01:53 - 26.673 because if we

01:53 - 29.202 adopt physical force

01:53 - 32.705 as part of our statute

01:53 - 35.275 and then define it to be

01:53 - 37.496 both affirmative and

01:53 - 40.013 implicit in in a negative act,

01:53 - 41.714 walking away from the starving

01:53 - 44.194 child is the use of physical

01:53 - 46.786 force, allowing the baby to

01:53 - 49.208 drown, to death is the

01:53 - 50.456 use of physical force.

01:53 - 56.629 Then for the feds can do what

01:53 - 58.519 they want with that in terms

01:53 - 00.433 of the Armed Criminal Act.

01:54 - 02.610 But what we've done

01:54 - 05.605 is left our statute as it is

01:54 - 07.901 by adopting physical

01:54 - 09.542 force for the convenience

01:54 - 12.086 of the federal advocacy

01:54 - 14.914 position here, but defined it

01:54 - 16.820 so as to not change

01:54 - 19.052 our broader statute.

01:54 - 19.828 Your Honor, I'm

01:54 - 21.154 not sure that I follow,

01:54 - 22.776 but I do believe that it

01:54 - 24.490 is the defense position

01:54 - 25.881 which asks you to

01:54 - 27.627 change the statute.

01:54 - 29.162 The Pennsylvania statute

01:54 - 30.489 in order to ironically

01:54 - 32.265 limit the federal exposure.

01:54 - 33.299 The Pennsylvania we

01:54 - 34.467 don't we don't have a lot

01:54 - 36.261 of background or case

01:54 - 38.338 law on which to figure

01:54 - 39.273 what the statute

01:54 - 40.506 means by bodily injury.

01:54 - 42.208 We've got the model penal code.

01:54 - 43.447 We haven't had to address

01:54 - 45.111 this particular question before

01:54 - 46.812 because it doesn't matter for

01:54 - 48.715 Pennsylvania state law purposes.

01:54 - 49.854 It matters to the

01:54 - 50.850 federal courts.

01:54 - 52.006 And that's where this

01:54 - 53.186 Gonzalez case comes

01:54 - 55.126 in, because it tells us how far

01:54 - 57.090 we should go in hypothesizing

01:54 - 58.430 possible answers

01:54 - 59.626 to this question

01:54 - 00.540 in order to satisfy

01:55 - 01.527 the Third Circuit.

01:55 - 03.591 Is it the question, Counsel,

01:55 - 05.531 that really it's in that

01:55 - 07.567 it's in that realm

01:55 - 11.304 where we delineate between

01:55 - 12.522 circumstances where a

01:55 - 14.173 person owes a duty of care

01:55 - 16.409 and the larger

01:55 - 17.665 the larger category where

01:55 - 18.945 there's no duty of care

01:55 - 20.280 required.

01:55 - 21.324 So, you know, we're

01:55 - 22.782 not required in American

01:55 - 24.415 American jurisprudence

01:55 - 25.652 to be a good Samaritan.

01:55 - 27.385 But if we are a parent or

01:55 - 29.422 a police officer or certain

01:55 - 31.089 other circumstances, we

01:55 - 32.926 may owe a duty of care.

01:55 - 35.728 So this category of cases

01:55 - 38.313 which are caught by

01:55 - 40.500 2702 because somebody

01:55 - 41.427 exhibited extreme

01:55 - 42.030 difference,

01:55 - 43.303 indifference, rather,

01:55 - 45.505 those are cases

01:55 - 46.474 where somebody can be

01:55 - 48.074 convicted of aggravated assault,

01:55 - 50.048 but they don't involve

01:55 - 51.577 any force whatsoever.

01:55 - 52.839 They just mean that

01:55 - 54.547 somebody breached their duty.

01:55 - 56.788 It seems to me you're missing

01:55 - 58.718 that entire realm of cases.

01:55 - 59.933 Actually, Your Honor, I

01:55 - 01.554 think it's the question which

01:56 - 03.610 engages of the kind

01:56 - 05.158 of hypothesizing sizing

01:56 - 06.626 that we're not supposed to do

01:56 - 07.680 that we're not required to

01:56 - 08.962 do, and that we should not do

01:56 - 10.196 in answering the Third Circuit.

01:56 - 11.764 And that is because

01:56 - 14.216 the role of, say, omissions

01:56 - 16.235 is a complicated one

01:56 - 17.587 that court has not addressed

01:56 - 18.440 and I don't think

01:56 - 19.305 has to address.

01:56 - 20.340 Does omission

01:56 - 21.774 mean lack of force?

01:56 - 23.609 I'm not sure that it does.

01:56 - 25.309 What I know is that the

01:56 - 27.480 statute says bodily injury.

01:56 - 29.572 Bodily injury means, we

01:56 - 32.251 are told by the drafters of that

01:56 - 34.628 statutory language means

01:56 - 36.163 both direct and

01:56 - 38.324 indirect force. And

01:56 - 41.894 beyond that, we are

01:56 - 42.990 essentially writing a law

01:56 - 43.809 review article for

01:56 - 44.731 the Third Circuit.

01:56 - 46.599 What could what could occur?

01:56 - 47.241 What could the

01:56 - 48.468 meaning of bodily injury

01:56 - 50.445 possibly be in this scenario,

01:56 - 52.171 in that scenario, etc.?

01:56 - 54.273 Is it merely a question of duty?

01:56 - 55.079 I would say that the

01:56 - 55.908 cases that we have

01:56 - 56.689 are not simply a

01:56 - 57.643 question of duty.

01:56 - 58.911 The cases that have been decided

01:56 - 00.279 that we discussed in our brief,

01:57 - 01.615 those are cases where

01:57 - 03.616 some degree of force was used

01:57 - 05.749 and it's less force than

01:57 - 07.453 is commonly at issue

01:57 - 08.521 in an assault case.

01:57 - 10.145 Because if you're an

01:57 - 12.692 infant or an elderly invalid,

01:57 - 14.400 it doesn't take a lot of force

01:57 - 16.362 in order to cause bodily injury.

01:57 - 17.339 Counsel force doesn't

01:57 - 18.765 have to be directly applied.

01:57 - 20.066 Counsel

01:57 - 22.763 You're creating an ambiguity

01:57 - 24.971 where none exists in the statute

01:57 - 27.273 you get to

01:57 - 28.733 the model penal

01:57 - 30.610 code only because

01:57 - 32.968 you have to argue that

01:57 - 34.914 somehow bodily injury is

01:57 - 36.357 an ambiguous term, that

01:57 - 37.950 we have to look outside

01:57 - 39.294 of the context of the

01:57 - 40.920 statute for definition.

01:57 - 43.423 And I just

01:57 - 45.118 I think almost up here would

01:57 - 46.959 have a hard time doing that.

01:57 - 48.523 We would never just

01:57 - 50.463 say, Well, why don't we go

01:57 - 51.323 to the dictionary? We

01:57 - 52.665 wouldn't go to the dictionary.

01:57 - 53.433 You wouldn't know why?

01:57 - 55.233 Because it's not an ambiguous

01:57 - 57.370 term on the face of the statute.

01:57 - 00.837 I don't know where the ambiguity

01:58 - 03.076 is when put in the context

01:58 - 05.355 of the certified questions

01:58 - 07.747 that we agreed to answer.

01:58 - 09.347 And if we answered the

01:58 - 11.484 first part of the question,

01:58 - 13.777 does it require use of

01:58 - 15.955 physical force and we say no.

01:58 - 17.156 The answer to

01:58 - 18.911 the second question would

01:58 - 20.760 be Thomas, who is right?

01:58 - 22.918 Because the only question that

01:58 - 25.031 it ask is Who is Thomas right?

01:58 - 26.732 Which way is it correct?

01:58 - 29.202 When it said the use of force

01:58 - 30.580 or threat of force is not

01:58 - 32.038 an element of the crime?

01:58 - 33.397 We're answering that

01:58 - 34.774 in the first question.

01:58 - 36.242 No, it is not.

01:58 - 37.287 Yes, that statement

01:58 - 38.578 in Thomas is correct.

01:58 - 41.208 So this getting to the model

01:58 - 44.050 penal code is just the least

01:58 - 46.458 that I can't take here in terms

01:58 - 48.521 of interpreting the statute.

01:58 - 49.222 Just as.

01:58 - 50.123 Donohue

01:58 - 51.204 If there's no ambiguity

01:58 - 52.024 in the statute,

01:58 - 53.326 then really all we have to do

01:58 - 54.398 is send them copy or

01:58 - 55.928 a citation to the statute.

01:58 - 57.230 Probably the citation stuff.

01:58 - 57.976 They could look it

01:58 - 58.831 up for themselves.

01:58 - 59.771 Obviously, there's

01:58 - 01.000 maybe that's correct.

01:59 - 02.068 Obviously there

01:59 - 03.137 they think there's some

01:59 - 04.370 ambiguity in the statute

01:59 - 05.335 they're not allowed

01:59 - 06.839 to certify it to this court

01:59 - 07.556 unless they think

01:59 - 08.641 there's some ambiguity.

01:59 - 09.554 And the reason they

01:59 - 10.977 think there's the ambiguity

01:59 - 11.851 is because of

01:59 - 13.079 Thomas Justice Bob.

01:59 - 14.066 That's what I wanted.

01:59 - 15.314 I wanted to get back to.

01:59 - 16.015 The problem.

01:59 - 19.523 If if we said to the Third

01:59 - 23.055 Circuit, you should not.

01:59 - 24.939 Third Circuit interpreted

01:59 - 26.392 Thomas's language

01:59 - 28.432 as precluding you from

01:59 - 30.096 applying federal law

01:59 - 31.837 to determine whether

01:59 - 33.299 our statute requires

01:59 - 34.499 physical force as that term

01:59 - 35.902 is designed in a federal law.

01:59 - 36.403 Does that take

01:59 - 37.203 care of this problem?

01:59 - 38.871 I think it might, Your Honor,

01:59 - 40.339 because as I said before,

01:59 - 41.387 it's clear that their

01:59 - 42.408 problem is Thomas,

01:59 - 44.410 not the language of the statute.

01:59 - 45.497 They don't believe that

01:59 - 46.846 the that the mean. Thomas.

01:59 - 47.580 Thomas is

01:59 - 48.877 Thomas may be right in our

01:59 - 50.349 view of what physical force

01:59 - 52.650 is in our world, in

01:59 - 54.554 Pennsylvania world,

01:59 - 57.595 the third Circuit sounds like

01:59 - 58.991 the Third Circuit has taken

01:59 - 00.547 what the what the superior

02:00 - 02.428 court wrote in Thomas and use

02:00 - 03.606 of physical force and

02:00 - 05.431 overlay the federal definition

02:00 - 07.180 and that may have been

02:00 - 08.668 where the mistake was made

02:00 - 09.243 was for the

02:00 - 10.536 federal third Circuit.

02:00 - 12.484 Assume that the language of

02:00 - 14.674 the Superior Court was using

02:00 - 15.815 a definition of coterminous

02:00 - 17.109 with the federal definition.

02:00 - 17.778 I think that's an

02:00 - 18.511 excellent point,

02:00 - 19.185 Your Honor, and I

02:00 - 20.246 think that that is true.

02:00 - 21.968 I also think it's true

02:00 - 23.950 that under any norms of

02:00 - 26.886 reading judicial opinions,

02:00 - 28.729 the one sentence unsighted

02:00 - 31.023 statement in Thomas dicta that

02:00 - 32.861 the boy and Thomas

02:00 - 34.260 had four fractured

02:00 - 36.662 ribs on top of everything else.

02:00 - 37.922 The court itself used the

02:00 - 39.665 word force later, in the opinion

02:00 - 42.235 there, the the

02:00 - 43.102 the court didn't

02:00 - 44.170 cite to anything

02:00 - 45.251 for that assertion and

02:00 - 46.405 no one has ever cited

02:00 - 47.928 until the federal courts came

02:00 - 49.375 along no one has ever cited

02:00 - 51.010 for that proposition.

02:00 - 52.677 So to say that the

02:00 - 55.114 Thomas is a is a holding

02:00 - 56.528 on the use of force,

02:00 - 57.950 I think was a mistake

02:00 - 59.185 by the federal courts.

02:00 - 59.722 Now, the defense

02:00 - 00.386 has argued, well,

02:01 - 01.655 even the Commonwealth and

02:01 - 03.256 Thomas argued in his briefing

02:01 - 04.581 that force wasn't

02:01 - 05.891 required. And I do

02:01 - 08.144 often wish that whatever

02:01 - 09.128 the Commonwealth

02:01 - 10.812 argues in its briefs becomes

02:01 - 12.398 the law of Pennsylvania.

02:01 - 13.974 But in reality that's

02:01 - 15.468 not the way it works,

02:01 - 16.748 and that's not the

02:01 - 18.771 Third Circuit's reading of

02:01 - 20.645 was not an appropriate

02:01 - 21.674 reading of Thomas.

02:01 - 23.606 And to ask this court to

02:01 - 25.645 engage in legal imagination

02:01 - 27.513 to decide in this case.

02:01 - 29.270 Well, does it require

02:01 - 31.050 a duty is omission.

02:01 - 32.351 The same is commission.

02:01 - 34.120 Where does force fit into that?

02:01 - 35.415 I think goes beyond the

02:01 - 37.189 bounds of what federal courts

02:01 - 38.304 are supposed to be doing

02:01 - 39.725 when they look at state law.

02:01 - 42.828 Thank you very much.

02:01 - 46.632 Up next is

02:01 - 47.975 Marion versus Bryn

02:01 - 49.568 Mawr Trust Company.

02:01 - 52.637 This civil case has roots in

02:01 - 54.874 the criminal activity of a mr.

02:01 - 56.942 Robert Bentley.

02:01 - 59.211 Starting in 1996, Mr.

02:01 - 00.359 Bentley sold fake

02:02 - 02.281 certificates of deposit to

02:02 - 04.156 investors as a

02:02 - 05.951 result of his scheme.

02:02 - 07.391 Mr. Bentley quickly

02:02 - 09.088 became one of the largest

02:02 - 10.661 customers of a bank

02:02 - 12.758 called Bryn Mawr Trust.

02:02 - 14.839 In 2001, law enforcement

02:02 - 16.595 caught up with Mr.

02:02 - 17.693 Bentley, and he was

02:02 - 18.931 convicted of fraud.

02:02 - 21.021 In addition to receiving

02:02 - 22.234 a prison sentence, Mr.

02:02 - 23.214 Bentley was ordered

02:02 - 24.270 to pay restitution

02:02 - 25.942 to defrauded investors in

02:02 - 27.840 the amount of $38 million.

02:02 - 29.525 The court appointed

02:02 - 30.810 what is called a receiver

02:02 - 32.632 whose job is to recover assets

02:02 - 34.280 that would be used to pay back

02:02 - 34.980 the victims.

02:02 - 37.868 As part of his efforts

02:02 - 39.151 to recover assets,

02:02 - 41.523 the receiver filed a lawsuit

02:02 - 43.222 against Bryn Mawr Trust.

02:02 - 45.563 The basis of the lawsuit is

02:02 - 47.093 that Bryn Mawr Trust knew

02:02 - 48.060 and ignored Mr.

02:02 - 50.100 Bentley's illegal activities

02:02 - 51.797 for their own profit.

02:02 - 52.615 The defendant has

02:02 - 53.799 denied any wrongdoing.

02:02 - 56.179 One of the receiver's

02:02 - 57.636 claims was that Bryn Mawr

02:02 - 59.839 Trust aided and abetted Mr.

02:02 - 01.674 Bentley's fraud.

02:03 - 02.818 Bryn Mawr Trust argued

02:03 - 04.143 that this type of claim

02:03 - 05.151 was not recognized

02:03 - 06.579 under Pennsylvania law.

02:03 - 08.719 The trial court agreed and

02:03 - 10.082 granted summary judgment

02:03 - 11.250 on this claim

02:03 - 12.540 in favor of Bryn Mawr Trust

02:03 - 13.853 and against the receiver.

02:03 - 16.683 In March 2018, trial began

02:03 - 19.125 before a jury on other claims,

02:03 - 21.570 the jury returned a defense

02:03 - 23.496 verdict for Bryn Mawr Trust.

02:03 - 25.865 Following trial,

02:03 - 27.105 the receiver asked the

02:03 - 28.768 trial court for a new trial

02:03 - 30.519 on several bases, including that

02:03 - 32.238 he should have been permitted

02:03 - 34.237 to present his claim for aiding

02:03 - 36.142 and abetting fraud to the jury.

02:03 - 37.972 The trial court denied

02:03 - 39.445 the motion and the receiver

02:03 - 41.680 appealed on appeal.

02:03 - 43.402 The Superior Court reversed

02:03 - 45.084 and ordered a new trial.

02:03 - 47.253 Bryn Mawr Trust then

02:03 - 48.759 appealed to the Supreme

02:03 - 50.356 Court of Pennsylvania.

02:03 - 51.107 The question now

02:03 - 52.358 before the Supreme Court

02:03 - 53.526 is whether a Pennsylvania

02:03 - 55.320 law recognizes an aiding

02:03 - 57.363 and abetting fraud claim.

02:03 - 00.166 Bryn Mawr Trust is the appellant

02:04 - 01.165 and will argue that

02:04 - 02.134 Pennsylvania law

02:04 - 03.077 does not recognize

02:04 - 04.203 that type of claim.

02:04 - 05.805 As appellee,

02:04 - 07.106 the receiver will argue

02:04 - 08.537 that he is entitled to pursue

02:04 - 09.942 that claim at a new trial.

02:04 - 13.666 Here is Merion versus

02:04 - 17.683 Bryn Mawr Trust Company.

02:04 - 20.119 Even a very.

02:04 - 22.254 Bryn Mawr trust company

02:04 - 23.487 representing Bryn

02:04 - 24.890 Mawr Trust is Mr.

02:04 - 26.158 Michael Finley.

02:04 - 27.960 Representing Mr.

02:04 - 29.728 Marion is.

02:04 - 32.998 Robert Bentley

02:04 - 34.861 orchestrated a Ponzi

02:04 - 36.936 scheme using Bentley

02:04 - 40.940 financial services as his bank?

02:04 - 41.846 The Federal Court

02:04 - 42.775 appointed a mr.

02:04 - 44.212 Marion as a receiver to

02:04 - 46.178 attempt to recoup monies lost

02:04 - 47.847 in the Ponzi scheme.

02:04 - 49.649 Mr. Marion sued Bentley

02:04 - 51.317 Financial Services,

02:04 - 55.454 arguing it aided and abetted Mr.

02:04 - 56.489 Bentley.

02:04 - 58.083 We accepted with you to

02:04 - 00.025 consider whether we should adopt

02:05 - 02.044 Section 876b and

02:05 - 04.697 restatement second of a torch

02:05 - 06.987 for aiding and abetting

02:05 - 08.901 the alleged fraud

02:05 - 11.770 by Bentley.

02:05 - 13.086 Assuming that we

02:05 - 14.840 adopt this section,

02:05 - 15.826 the second question

02:05 - 16.942 is whether the bank

02:05 - 20.312 must have actual knowledge

02:05 - 21.812 of the fraud or should have

02:05 - 23.616 known or something in between.

02:05 - 25.590 And then finally, we agreed

02:05 - 27.386 to consider whether the prior

02:05 - 28.759 jury's verdict, which

02:05 - 30.155 has already vacated

02:05 - 32.341 but which found no

02:05 - 34.426 liability against Bentley prior

02:05 - 35.204 to vacation,

02:05 - 36.795 barred further relief.

02:05 - 38.663 And I would advise you look

02:05 - 40.833 more the first two questions,

02:05 - 42.306 and I think you'll have

02:05 - 43.802 a better opportunity.

02:05 - 45.137 Mr. MCGINLEY.

02:05 - 46.238 Thank you, Your Honor.

02:05 - 47.128 Mr. Chief Justice. And

02:05 - 48.207 may it please the Court.

02:05 - 50.042 My name is Michael of Dechert

02:05 - 51.060 LLP on behalf of the

02:05 - 52.411 Bryn Mawr Trust Company.

02:05 - 54.023 And the one thing I

02:05 - 55.247 would just want to mention

02:05 - 56.082 with your summary,

02:05 - 57.082 Your Honor, is that

02:05 - 58.377 I believe you misspoke

02:05 - 59.518 and said that Mr.

02:05 - 00.686 that the receiver sued

02:06 - 02.184 Bentley Financial Services, he

02:06 - 03.756 sued Bryn Mawr Trust Company.

02:06 - 06.025 Oh, I'm sorry. That's you.

02:06 - 07.515 Um, as you mention, the court

02:06 - 09.028 granted on three questions.

02:06 - 10.322 I'll take each and turn

02:06 - 11.697 on the first question.

02:06 - 12.673 This court has never

02:06 - 14.166 recognized a tort for aiding

02:06 - 14.901 and abetting fraud,

02:06 - 15.935 and it should not do so.

02:06 - 17.403 Now, as our brief

02:06 - 18.864 explained, there's a number

02:06 - 19.817 of existing torts

02:06 - 20.839 that amply cover

02:06 - 22.163 any actionable conduct

02:06 - 23.342 that would fall within

02:06 - 24.147 and aiding and

02:06 - 25.444 abetting fraud claim

02:06 - 27.612 adding a new tort to the

02:06 - 29.515 mix would only add confusion

02:06 - 30.876 in the doctrine and

02:06 - 32.518 invite vexatious lawsuits.

02:06 - 34.386 And that's.

02:06 - 37.637 Sure to be the catchall

02:06 - 38.891 every time a state.

02:06 - 39.425 Comes up here.

02:06 - 41.460 Tell me how this is going

02:06 - 43.179 to open the floodgates or

02:06 - 45.130 create vexatious lawsuits.

02:06 - 46.804 When you just with because

02:06 - 48.200 there are other similar.

02:06 - 50.518 Type of for sure your honor

02:06 - 52.638 and and I would say I think

02:06 - 53.704 especially in the banking

02:06 - 54.707 context, that's true.

02:06 - 55.813 And that's because

02:06 - 56.942 we have the UFA,

02:06 - 58.077 which covers

02:06 - 59.527 claims against depositories

02:06 - 01.380 for actions of their depositors.

02:07 - 02.781 And in that context,

02:07 - 04.200 the Legislature has struck

02:07 - 05.918 a very careful balance to say

02:07 - 08.080 that there can be liability

02:07 - 09.788 if the depository knew

02:07 - 11.457 of the misconduct

02:07 - 12.437 or that the evidence

02:07 - 13.392 was so compelling

02:07 - 14.647 that it was an act of bad

02:07 - 16.128 faith not to know about it.

02:07 - 17.651 And so when the Legislature

02:07 - 19.198 has spoken on a question,

02:07 - 20.724 as it has in the UFA, this

02:07 - 22.334 Court has been very clear

02:07 - 23.172 that it treads

02:07 - 24.403 carefully and does not.

02:07 - 26.372 You know,

02:07 - 27.327 and is very

02:07 - 28.874 cautious to not usurp

02:07 - 29.700 the Legislature's

02:07 - 31.043 judgment in that context.

02:07 - 32.953 So I think that's precisely

02:07 - 35.314 the case here within this case.

02:07 - 35.981 I don't think

02:07 - 36.688 I think this case

02:07 - 37.883 actually quite illustrates

02:07 - 38.917 the fact that the receiver

02:07 - 40.120 had no lack of claims

02:07 - 41.520 available to him here.

02:07 - 42.636 He had a lack of evidence

02:07 - 43.822 to support those claims.

02:07 - 45.331 And so in this case,

02:07 - 46.358 what happened

02:07 - 47.635 is that he brought

02:07 - 48.994 claims for negligence

02:07 - 50.303 and the UFA also brought in

02:07 - 51.930 aiding and abetting fraud claim

02:07 - 53.253 he was able to try

02:07 - 54.800 the negligence in Ufa

02:07 - 56.101 claims to the jury.

02:07 - 57.758 The jury rejected liability

02:07 - 59.438 and those in those claims

02:07 - 00.577 and the trial judge and I

02:08 - 01.740 would commend the Court

02:08 - 03.242 to look at the trial judge

02:08 - 04.661 judge's post-trial opinion,

02:08 - 06.211 you know, extensively deals

02:08 - 07.198 with the evidence and

02:08 - 08.447 says it's not available.

02:08 - 10.043 The receiver has not said why

02:08 - 11.884 having this aiding and abetting

02:08 - 12.776 fraud claim would

02:08 - 13.852 be better for him,

02:08 - 15.636 except maybe under the diluted

02:08 - 17.623 theory that he and the Superior

02:08 - 18.357 Court adopted.

02:08 - 20.319 But even that falls squarely

02:08 - 22.728 within the shadow of negligence.

02:08 - 23.529 And that's why

02:08 - 24.211 we think on on

02:08 - 25.264 the third question,

02:08 - 26.549 and I will be mindful of

02:08 - 27.966 Your Honor's admonition.

02:08 - 29.323 I think on the third question,

02:08 - 30.602 we do think it's quite clear

02:08 - 32.677 that the jury was presented

02:08 - 34.673 with precisely the standards

02:08 - 36.180 that the Superior Court

02:08 - 37.910 says should be available

02:08 - 39.305 under this tort, and it

02:08 - 40.436 rejected liability

02:08 - 41.580 in that context.

02:08 - 43.035 So I do think that in

02:08 - 44.583 this context, adding

02:08 - 45.798 something to the mix will only

02:08 - 47.119 make people think, well, what?

02:08 - 48.192 Why is there some

02:08 - 49.121 some new thing?

02:08 - 51.056 Is it different than the Ufa?

02:08 - 52.042 Was the legislature

02:08 - 53.158 incorrect in how it

02:08 - 55.194 crafted the U.S.?

02:08 - 56.763 Ufa has the Pennsylvania

02:08 - 57.763 Supreme Court

02:08 - 59.785 somehow usurped or preempted

02:08 - 01.500 the UFA and I don't think

02:09 - 03.001 the court should do so here.

02:09 - 05.237 I would also say that,

02:09 - 06.096 you know, in some

02:09 - 07.139 sense the burden of history

02:09 - 08.340 is on the other side here

02:09 - 09.870 because this court hasn't

02:09 - 11.610 ever recognized this tort.

02:09 - 13.375 The other side says

02:09 - 14.747 that in Skip Worth it,

02:09 - 15.312 the court sort

02:09 - 16.148 of implicitly did.

02:09 - 17.849 So I would point out two things

02:09 - 19.685 with respect to Skip Worth one,

02:09 - 21.939 that's an 876 a case that

02:09 - 24.189 dealt with a common scheme

02:09 - 25.457 or purpose.

02:09 - 26.071 And even within

02:09 - 27.126 that context, the court

02:09 - 28.900 didn't adopt 8876

02:09 - 32.064 blanket, let alone even 876.

02:09 - 33.599 Instead, in dicta.

02:09 - 35.188 What it essentially said

02:09 - 37.002 was that the lower courts

02:09 - 38.680 have applied a standard

02:09 - 40.506 that says if the plaintiff

02:09 - 41.772 cannot identify

02:09 - 42.875 the primary tort fees

02:09 - 44.074 or the secondary tort fees

02:09 - 45.344 or you can't have a claim

02:09 - 46.712 under that provision.

02:09 - 47.212 And the court said

02:09 - 48.321 that seems reasonable

02:09 - 49.615 and without addressing

02:09 - 50.282 whether or not

02:09 - 51.044 where adopting

02:09 - 52.384 the tort will say that

02:09 - 53.546 in that case the facts didn't

02:09 - 54.853 support the plaintiff's claim.

02:09 - 56.242 And then I would say and

02:09 - 57.756 TWC, which is a case decided

02:09 - 59.358 after Skip Worth

02:09 - 00.547 that was on certification

02:10 - 01.760 from the Third Circuit.

02:10 - 03.456 This court, and I believe is

02:10 - 05.297 footnote 14 of that decision

02:10 - 07.066 very explicitly says we have

02:10 - 08.901 that this court has not adopted

02:10 - 10.602 876 and declined to do

02:10 - 12.871 so in context of that case.

02:10 - 14.461 So we believe that it's clear

02:10 - 15.741 this court has never adopt.

02:10 - 19.411 I'm sorry.

02:10 - 20.712 So the cocaine case

02:10 - 22.076 from the Commonwealth

02:10 - 24.249 Court does seem to adopt an 876

02:10 - 26.018 liability theory.

02:10 - 27.219 Obviously that's not

02:10 - 28.687 binding on this court.

02:10 - 31.028 I think it's not entirely clear,

02:10 - 32.891 but I think even in that case,

02:10 - 35.304 it was more likely that it

02:10 - 37.029 was proceeding under 876 a

02:10 - 39.069 and 870 68i think

02:10 - 41.133 is quite fairly read

02:10 - 43.557 as essentially being a

02:10 - 45.304 civil conspiracy element

02:10 - 47.042 because 876 says there has

02:10 - 49.074 be a common purpose or plan,

02:10 - 50.576 whereas 876 B is more

02:10 - 52.277 of the traditional aiding

02:10 - 54.241 and abetting concept, which

02:10 - 55.221 says that the

02:10 - 56.815 defendant must know

02:10 - 58.707 and substantially assist

02:10 - 00.352 or encourage the act.

02:11 - 01.710 And so I don't think

02:11 - 02.955 Kochen obviously

02:11 - 03.789 doesn't find this court.

02:11 - 05.457 I don't think that it should

02:11 - 07.891 really inform the court

02:11 - 10.562 in this context either.

02:11 - 11.496 Counsel

02:11 - 13.932 Go for if you would,

02:11 - 15.152 could you go through the

02:11 - 16.602 elements of the Ufa claim.

02:11 - 18.631 The elements of the Ufa

02:11 - 19.407 claim are that

02:11 - 20.639 there is a fiduciary

02:11 - 23.575 and that the fiduciary committed

02:11 - 25.591 a fraud that was

02:11 - 27.079 that either was known

02:11 - 30.182 to the depository

02:11 - 31.327 in this case the bank

02:11 - 32.551 or that the evidence

02:11 - 33.831 was so compelling that

02:11 - 35.487 it was an act of bad faith

02:11 - 37.292 for the depository not

02:11 - 39.391 to step in and investigate.

02:11 - 41.393 And why do

02:11 - 43.281 you think that the adoption

02:11 - 45.264 of the restatement section

02:11 - 46.317 before us would

02:11 - 48.033 somehow interfere with

02:11 - 51.403 that particular claim?

02:11 - 53.586 So in the context of of

02:11 - 56.174 banking, where there is a

02:11 - 57.942 an allegation of a relationship,

02:11 - 59.177 where the depository

02:11 - 00.584 is accused of somehow

02:12 - 01.780 aiding and abetting

02:12 - 03.873 the fraud of the depositor,

02:12 - 05.984 who in that context is alleged

02:12 - 08.250 to be a fiduciary, that I do

02:12 - 10.622 think that 876 B to the mix

02:12 - 12.124 would create confusion as

02:12 - 13.592 to whether or not the limits

02:12 - 15.786 set forth in the Ufa

02:12 - 17.763 continued to apply.

02:12 - 18.964 Now I will.

02:12 - 20.832 There would be no confusion.

02:12 - 21.700 It would just be

02:12 - 22.868 an additional tort.

02:12 - 26.038 Why is that wrong?

02:12 - 27.836 Well, I think the

02:12 - 29.074 confusion would be

02:12 - 30.783 how how is a court or a jury

02:12 - 32.577 to assess what the relevant

02:12 - 34.346 standard of liability is?

02:12 - 36.069 Well, I mean, that's the case

02:12 - 37.816 when you have an negligence

02:12 - 39.170 claim up against

02:12 - 41.486 fraud claims, etc., etc..

02:12 - 43.325 I mean, juries always

02:12 - 44.923 have to sort out

02:12 - 47.926 different causes of action.

02:12 - 48.994 That's that's true, Your Honor.

02:12 - 49.912 And and of course,

02:12 - 51.163 they could do so here.

02:12 - 51.630 But I think

02:12 - 52.864 when what this court has

02:12 - 54.433 said is that when it's asked

02:12 - 56.033 to adopt a new tort, one

02:12 - 57.502 of the questions it asks

02:12 - 59.295 is whether it's necessary

02:12 - 01.173 to do so within that context.

02:13 - 02.479 And part of that question

02:13 - 03.642 is, has the legislature

02:13 - 04.676 address it or

02:13 - 06.006 or is it more appropriate

02:13 - 07.145 for the legislature

02:13 - 08.049 as the policymaking

02:13 - 09.314 body of the Commonwealth

02:13 - 10.649 to address that question?

02:13 - 12.050 And what I submit is that

02:13 - 13.888 in this particular context,

02:13 - 15.887 it may be that in a context

02:13 - 17.012 that doesn't involve

02:13 - 17.990 deposit juries,

02:13 - 19.392 depositors and

02:13 - 20.425 depositories, that

02:13 - 22.099 maybe the Court

02:13 - 23.161 might want to take up

02:13 - 24.563 the question in that context.

02:13 - 25.693 But here where you

02:13 - 27.165 have the UFA, I think

02:13 - 29.588 that the law amply covers

02:13 - 30.969 any conduct that might be

02:13 - 32.270 viewed as actionable.

02:13 - 32.786 And I think the

02:13 - 33.538 more prudent course

02:13 - 34.740 would be to not adopt the.

02:13 - 36.520 So. So your argument then

02:13 - 38.610 is you don't have a problem

02:13 - 39.911 with adopting the tort.

02:13 - 41.079 You just don't want us to adopt

02:13 - 42.441 the tort as applied

02:13 - 43.682 to your client.

02:13 - 44.592 No, no, Your Honor,

02:13 - 45.817 what I'm saying is that

02:13 - 47.343 this court has said addressed

02:13 - 48.787 when addressing questions

02:13 - 49.396 about whether or

02:13 - 50.222 not it should adopt

02:13 - 51.651 should adopt a new tort

02:13 - 53.291 in a particular context,

02:13 - 55.017 that it should do so in a

02:13 - 56.895 way that's mindful of whether

02:13 - 57.229 or not.

02:13 - 58.315 The legislature is

02:13 - 59.731 the one who should be

02:14 - 01.286 creating policy in that

02:14 - 02.768 context and whether it has.

02:14 - 04.015 And so I think in

02:14 - 05.437 this context, there's a

02:14 - 07.136 there's an argument that

02:14 - 08.640 it's most prudent to say

02:14 - 09.992 that the UFA covers this

02:14 - 11.710 and the Ufa said, well, but.

02:14 - 13.802 But let's so I understand

02:14 - 16.014 that that's the standard.

02:14 - 17.282 But I'm saying

02:14 - 18.450 if what you're saying

02:14 - 19.823 is wait for a different

02:14 - 21.520 context to adopt the talk,

02:14 - 22.988 and if we adopt the tort

02:14 - 23.629 under a different

02:14 - 24.756 context, that's going to be

02:14 - 27.159 adopted for everybody, right?

02:14 - 29.597 We're not going to say

02:14 - 31.229 except financial institutions

02:14 - 32.597 because of the UFA,

02:14 - 33.489 if there's different facts

02:14 - 34.266 and a different case

02:14 - 35.132 that comes before

02:14 - 36.435 us that doesn't involve

02:14 - 38.203 a financial institution,

02:14 - 39.774 and we say we hereby adopt

02:14 - 41.673 the aiding and abetting tort,

02:14 - 43.408 we're not going to carve out

02:14 - 44.810 financial institutions, are we?

02:14 - 46.020 I mean, you could, Your

02:14 - 47.212 Honor, you could say in the UFA

02:14 - 48.813 in the context of that setting,

02:14 - 50.282 the Legislature has spoken

02:14 - 51.430 specifically through

02:14 - 52.951 the UFA to that context.

02:14 - 53.752 The other thing

02:14 - 54.586 you could do,

02:14 - 54.920 Your Honor,

02:14 - 56.114 if you're not comfortable,

02:14 - 56.822 that approach

02:14 - 57.650 and this is sort of

02:14 - 58.457 getting segueing

02:14 - 59.668 to the second question

02:14 - 00.639 presented is that

02:15 - 01.793 we think under any

02:15 - 05.132 permissible adoption of 876 B

02:15 - 07.699 the standard would essentially

02:15 - 09.144 be the same as the

02:15 - 11.503 UFA if not stricter, right?

02:15 - 13.038 Because under 876 B

02:15 - 14.029 it requires knowledge,

02:15 - 15.273 which is actual knowledge

02:15 - 17.558 and under the UFA it requires

02:15 - 19.811 actual knowledge or bad faith.

02:15 - 21.201 And so, you know,

02:15 - 22.214 it may be that,

02:15 - 23.740 that if you're uncomfortable

02:15 - 24.483 with the notion

02:15 - 25.777 that you should tread carefully

02:15 - 27.052 and not carve out a new tort

02:15 - 27.944 in this context,

02:15 - 29.087 that the standards

02:15 - 30.362 essentially resolve to the

02:15 - 32.057 same and you could say so within

02:15 - 32.591 this case.

02:15 - 35.582 Procedurally, this case is

02:15 - 37.195 going back for a new trial.

02:15 - 37.996 Is that correct?

02:15 - 38.973 We don't believe that's

02:15 - 40.232 that's correct, Your Honor.

02:15 - 41.785 If you decide to to address

02:15 - 43.535 the third question presented

02:15 - 45.715 that you did Grant Hodder

02:15 - 48.073 on and and that question says

02:15 - 48.853 whether or not the

02:15 - 50.008 asked whether or not the

02:15 - 51.643 no liability verdict

02:15 - 52.173 that the jury

02:15 - 53.145 rendered with respect

02:15 - 54.998 to the negligence in Ufa claims

02:15 - 56.815 necessarily bars relief here

02:15 - 58.362 we think it does if you

02:15 - 59.985 look at the instructions

02:15 - 01.237 that the trial court

02:16 - 02.387 gave to the jury

02:16 - 03.349 and if you look

02:16 - 04.789 at the verdict form.

02:16 - 07.092 It let

02:16 - 07.970 you know that we have

02:16 - 09.127 a lot of cases get ready.

02:16 - 10.127 And I don't know, it's

02:16 - 11.196 not clear in my mind.

02:16 - 12.634 And I think it's worthy

02:16 - 14.032 of of you explaining

02:16 - 17.469 the superior court in this case

02:16 - 19.297 vacated the verdict

02:16 - 21.306 and provided a new trial.

02:16 - 24.376 And you're saying

02:16 - 26.228 go behind that ruling

02:16 - 28.547 and look very carefully.

02:16 - 29.900 I think what you're saying

02:16 - 31.383 look very carefully at it.

02:16 - 32.849 And in this one

02:16 - 35.520 aspect of that ruling, it

02:16 - 38.089 it provided

02:16 - 40.421 notwithstanding the new trial,

02:16 - 42.294 it verified what we were arguing

02:16 - 42.727 and therefore,

02:16 - 43.712 we don't have to

02:16 - 45.096 try this case again,

02:16 - 45.816 even though Superior

02:16 - 46.998 Court did not put that in that

02:16 - 47.775 mandate in their

02:16 - 49.167 mandate. Is that accurate?

02:16 - 50.602 I'm not sure.

02:16 - 51.992 I'll try to clarify our

02:16 - 53.405 position, Your Honor.

02:16 - 54.807 So what the Superior

02:16 - 56.441 Court said after finding that

02:16 - 57.609 the tort existed and

02:16 - 58.977 then applying its lax

02:16 - 00.465 standard of see enter, it

02:17 - 02.214 said We don't need to address

02:17 - 02.988 whether or not there

02:17 - 03.982 was harmless error here

02:17 - 04.683 based on the

02:17 - 05.940 no liability verdict, because

02:17 - 07.352 we've thrown that verdict out.

02:17 - 08.363 And what we've

02:17 - 09.354 argued in the briefs

02:17 - 10.037 and what we think

02:17 - 10.989 is fairly encompassed

02:17 - 12.318 within the third question

02:17 - 13.725 presented that the court

02:17 - 15.826 granted for review is

02:17 - 17.462 that the superior courts

02:17 - 19.256 co-chair of that jury

02:17 - 20.565 verdict was patently

02:17 - 22.122 incorrect and violated basic

02:17 - 23.702 norms of appellate review.

02:17 - 24.803 In particular,

02:17 - 26.541 what the Superior Court said

02:17 - 27.313 was that the

02:17 - 28.740 mitigation evidence,

02:17 - 30.782 some of which was which

02:17 - 32.310 the jury was precluded

02:17 - 33.777 from even considering

02:17 - 36.114 somehow infected a no liability

02:17 - 38.383 verdict, even though this

02:17 - 39.351 the trial court had

02:17 - 40.652 specifically instructed

02:17 - 41.641 the jury not to

02:17 - 42.988 consider anything.

02:17 - 44.177 But BMT se conduct

02:17 - 45.924 when assessing liability

02:17 - 47.049 had specifically

02:17 - 48.760 structured the verdict form

02:17 - 49.824 which the receiver

02:17 - 50.795 didn't object to,

02:17 - 52.430 so that if the jury found

02:17 - 54.293 no liability, it was instructed

02:17 - 56.301 not to consider damages at all,

02:17 - 57.498 but instead to return to

02:17 - 58.603 the courtroom and render

02:17 - 59.519 a no liability verdict,

02:17 - 00.338 which is precisely

02:18 - 01.295 what happened here

02:18 - 02.707 within just a few hours.

02:18 - 04.338 And and therefore the

02:18 - 05.705 superior court to

02:18 - 07.245 reach its holding

02:18 - 08.635 that vacated the jury

02:18 - 10.582 verdict, it had to overlook

02:18 - 12.029 one of the most basic rules,

02:18 - 13.485 appellate review, which is that

02:18 - 14.536 jurors are presumed

02:18 - 15.720 to follow the instructions

02:18 - 17.222 of the trial court gives it.

02:18 - 17.924 And I think that's

02:18 - 18.690 really important.

02:18 - 19.496 And I and I don't

02:18 - 20.325 want this court

02:18 - 21.034 to be left with

02:18 - 21.960 the misimpression

02:18 - 23.461 that that's a small issue.

02:18 - 24.537 A jury verdict is the

02:18 - 25.897 gold standard of justice

02:18 - 26.862 within this commonwealth

02:18 - 27.932 and within this country.

02:18 - 29.067 And I think that

02:18 - 30.001 what the Superior Court

02:18 - 31.082 did in basically

02:18 - 32.871 supplanting its own view

02:18 - 35.123 for that of both the trial court

02:18 - 36.975 but also of the jury, was a

02:18 - 38.610 direct contradiction of that.

02:18 - 40.989 Are you are you arguing

02:18 - 44.015 here that we should reverse

02:18 - 45.457 the superior court's

02:18 - 46.851 decision in Tokyo

02:18 - 49.008 and we reaffirm and

02:18 - 50.689 affirm the trial court?

02:18 - 52.054 As you say, the jury verdict

02:18 - 53.191 through the trial court?

02:18 - 54.025 Correct, Your Honor.

02:18 - 54.693 But I'm not sure

02:18 - 56.253 that's before us the way

02:18 - 58.296 you structured the questions.

02:18 - 59.201 No, I believe that

02:18 - 59.898 it is, Your Honor,

02:18 - 00.617 because to answer

02:19 - 01.533 the third question,

02:19 - 02.934 which asks whether or not the

02:19 - 04.602 no liability verdict necessarily

02:19 - 06.823 barred relief under essentially

02:19 - 08.707 any standard of mens rea

02:19 - 11.097 under 876 B, the court

02:19 - 13.044 would first have to address

02:19 - 14.225 whether or not the no

02:19 - 15.218 liability verdict

02:19 - 16.281 was still valid.

02:19 - 18.100 And so the antecedent

02:19 - 19.751 question to deciding

02:19 - 22.120 the third Cup

02:19 - 22.887 is whether the

02:19 - 24.062 verdict should have been

02:19 - 25.657 vacated by the Superior Court,

02:19 - 27.253 that the County of Butler

02:19 - 28.660 case makes it clear that

02:19 - 29.794 this court plainly

02:19 - 30.806 has the power to

02:19 - 32.163 decide any question

02:19 - 33.264 that's fairly encompassed

02:19 - 34.175 within the questions

02:19 - 35.433 that it has granted, and.

02:19 - 36.728 We denied allowing to

02:19 - 38.670 appeal on that precise issue.

02:19 - 39.571 I don't.

02:19 - 40.246 So you deny to

02:19 - 41.239 allow it to appeal

02:19 - 42.197 on the first question

02:19 - 43.041 presented, which

02:19 - 44.139 which we think was

02:19 - 45.877 sort of a broader question

02:19 - 46.866 of sort of what is

02:19 - 48.046 the proper standard

02:19 - 49.214 for addressing whether

02:19 - 50.782 to overturn a jury verdict?

02:19 - 52.386 And so it obviously,

02:19 - 53.852 I will not deign

02:19 - 54.735 to tell the court what it

02:19 - 55.820 was thinking when it did so.

02:19 - 56.601 But it may very

02:19 - 57.722 well have been that

02:19 - 59.277 this court said we don't need

02:19 - 01.126 to address what's the of review.

02:20 - 01.968 We know what the

02:20 - 03.261 standard of review is.

02:20 - 04.479 That's not an open question

02:20 - 05.630 under Pennsylvania law.

02:20 - 07.331 But then the court did grant

02:20 - 09.000 the third question presented

02:20 - 10.845 within the aiding

02:20 - 12.871 and abetting bundle.

02:20 - 13.862 And that question

02:20 - 15.173 necessarily requires

02:20 - 16.803 the court to decide whether

02:20 - 17.929 or not the verdict

02:20 - 18.943 remains valid,

02:20 - 19.955 because otherwise it

02:20 - 21.212 wouldn't be able to assess

02:20 - 22.680 whether the Superior Court

02:20 - 24.120 should have viewed that verdict

02:20 - 25.583 as necessarily barring relief

02:20 - 26.686 under an aiding and

02:20 - 27.685 abetting fraud theory.

02:20 - 28.392 So if you put

02:20 - 29.621 this in the context,

02:20 - 31.161 the petition for allowing to

02:20 - 32.724 the appeal where we denied

02:20 - 34.392 the precise issue that you're

02:20 - 36.027 now arguing, we would then

02:20 - 37.799 have to decide the third

02:20 - 40.265 issue by saying the court aired

02:20 - 41.504 and then you don't

02:20 - 43.101 have a no liability verdict.

02:20 - 44.341 And then we're left

02:20 - 45.737 with the two issues

02:20 - 46.785 that are the crux of this.

02:20 - 47.939 Case, correct, your Honor?

02:20 - 49.071 I think there's logic to that,

02:20 - 50.074 because essentially what

02:20 - 50.898 you would have been

02:20 - 52.010 doing by granting that.

02:20 - 52.765 Third go, you don't

02:20 - 53.745 want to agree with me,

02:20 - 55.222 because what I'm saying is

02:20 - 57.182 we would say the superior court,

02:20 - 58.951 the trial court aired

02:20 - 00.218 the superior court ways.

02:21 - 00.985 Correct.

02:21 - 02.128 Therefore, there is

02:21 - 03.721 no no liability verdict.

02:21 - 05.156 So let's get to the

02:21 - 07.259 two questions that are going

02:21 - 09.461 to be heard on the retrial.

02:21 - 10.682 Okay. Sorry, I misunderstood,

02:21 - 12.096 Your Honor. I thought you were.

02:21 - 13.510 We denied the allowing to

02:21 - 15.099 appeal on the precise issue

02:21 - 15.967 that you're arguing.

02:21 - 18.303 And I get I understand the

02:21 - 21.206 confusion,

02:21 - 22.357 given the way the

02:21 - 23.942 rest of the issue was

02:21 - 27.083 phrased, but we did deny

02:21 - 29.113 allowance of appeal on

02:21 - 31.704 that alleged error by

02:21 - 33.251 the Superior Court.

02:21 - 34.953 I understood your ad.

02:21 - 36.164 We think that the third

02:21 - 37.148 question presented

02:21 - 38.089 is, is an error

02:21 - 39.027 version of that, that

02:21 - 40.091 we think you can decide,

02:21 - 40.925 but I'm not going to you.

02:21 - 41.675 Think your finger

02:21 - 42.494 falls into that?

02:21 - 43.467 The C part failed to

02:21 - 44.562 recognize the jury's

02:21 - 45.402 no liability finding

02:21 - 46.564 necessarily blind relief.

02:21 - 47.849 Correct, Your Honor, we think

02:21 - 49.033 that to decide that question.

02:21 - 50.301 We took that question.

02:21 - 51.202 You took that question.

02:21 - 51.997 And we think that to

02:21 - 52.937 decide that question,

02:21 - 54.615 you have to decide whether

02:21 - 56.641 or not the verdict was valid.

02:21 - 57.549 And the reason

02:21 - 58.743 Superior Court chose

02:21 - 59.721 not to address that

02:21 - 00.879 question is it said,

02:22 - 02.233 well, we've overturned

02:22 - 03.548 that, that verdict,

02:22 - 04.223 so we're just not

02:22 - 05.083 going to decide it.

02:22 - 06.258 But you granted review

02:22 - 07.619 on that third question,

02:22 - 08.596 which we think

02:22 - 10.021 fairly encompasses

02:22 - 11.045 the narrow question of

02:22 - 12.657 within the context of this case,

02:22 - 13.339 should that verdict

02:22 - 14.192 have been overturned?

02:22 - 15.699 And we don't believe

02:22 - 17.762 that it should have been.

02:22 - 18.997 We understand your position.

02:22 - 20.134 And would you like to

02:22 - 21.733 say anything in conclusion?

02:22 - 22.719 Nothing other than to say

02:22 - 23.968 thank you for the opportunity

02:22 - 24.736 to address the court.

02:22 - 25.820 And if you have any further

02:22 - 27.171 questions, I'm happy to answer.

02:22 - 27.781 Thank you very much.

02:22 - 28.540 Thank you, Your Honor.

02:22 - 31.476 Mr. Coach

02:22 - 33.645 CAULKER. Coach.

02:22 - 35.013 Good morning, Your Honor.

02:22 - 36.025 It's Edward Kotch

02:22 - 37.181 Lake. Scotch tape

02:22 - 38.186 where the former mayor

02:22 - 39.584 of New York City, thank you,

02:22 - 41.653 may have pleased the court.

02:22 - 43.421 My name is Edward Koch.

02:22 - 44.936 I'm proud to represent

02:22 - 46.891 the receiver in this case,

02:22 - 48.393 David Marion.

02:22 - 48.927 I believe Mr.

02:22 - 49.875 Marion is well

02:22 - 51.396 known to this court.

02:22 - 52.755 This case represents

02:22 - 53.932 the final piece

02:22 - 55.608 in a two decades

02:22 - 57.835 old journey for Mr.

02:22 - 59.196 Marion to marshal the

02:22 - 01.105 assets of Bentley Financial

02:23 - 02.561 and Trust to repay the

02:23 - 04.175 victims of the scheme.

02:23 - 07.412 Why did we sue, Bryn Mawr trust?

02:23 - 09.955 You can't have a Ponzi scheme

02:23 - 12.050 of this nature without a bank.

02:23 - 14.332 You can't have a Ponzi scheme

02:23 - 16.287 of this nature without, a bank

02:23 - 17.755 that looks the other way.

02:23 - 19.495 So Bryn Mawr Trust was

02:23 - 21.052 the instrumentality

02:23 - 22.293 of the fraud.

02:23 - 25.096 Turning to the issues

02:23 - 26.787 that the court

02:23 - 29.233 granted appeal on.

02:23 - 31.305 We obviously agree with

02:23 - 33.805 Justice Donahue that the court's

02:23 - 35.925 limited grant of appeal

02:23 - 37.976 is clear on its face

02:23 - 40.031 when looking at Bryn

02:23 - 41.346 Mawr Trust's petition

02:23 - 42.947 for allowance of appeal.

02:23 - 44.291 ISSUE one was the

02:23 - 46.217 two evidentiary issues

02:23 - 48.239 in which the Superior

02:23 - 49.520 Court a new trial.

02:23 - 50.814 Issue three was the

02:23 - 52.357 aiding and abetting claim.

02:23 - 54.535 The court said, We are granting

02:23 - 56.194 on the aiding and abetting

02:23 - 58.251 and the three issues and we are

02:23 - 00.465 denying on the remaining issue.

02:24 - 02.174 So I, I don't think

02:24 - 03.501 we need to spend

02:24 - 07.171 a lot of time on whether Mr.

02:24 - 09.273 Marin is entitled a new trial.

02:24 - 11.440 The Superior Court has

02:24 - 13.711 said that he is entitled

02:24 - 15.315 to a new trial on the

02:24 - 17.482 negligence and Ufa claims.

02:24 - 19.295 The Only issue before this

02:24 - 20.718 court is whether that new

02:24 - 23.042 trial will include an aiding

02:24 - 25.223 and abetting fraud claim

02:24 - 27.094 and if so, what the

02:24 - 28.893 required mental is.

02:24 - 31.896 I would respectfully submit

02:24 - 33.186 that there's no option for

02:24 - 34.499 this Court under its own

02:24 - 36.297 limited grant of appeal,

02:24 - 38.269 to reinstate the jury's.

02:24 - 40.332 There will be a new trial

02:24 - 42.106 under this Court's limited

02:24 - 43.490 grant of appeal. Again,

02:24 - 44.776 we understand that.

02:24 - 45.622 Why don't you move

02:24 - 46.444 on? Understood.

02:24 - 48.556 Should we adopt 86b or

02:24 - 50.982 should we conclude that

02:24 - 53.039 the financial act covers it

02:24 - 54.786 and would be duplicative?

02:24 - 57.488 Sure, Your Honor.

02:24 - 58.589 In Skip Worth,

02:24 - 00.558 this court

02:25 - 02.074 called the Tour

02:25 - 04.429 eminently reasonable.

02:25 - 06.531 We have

02:25 - 08.473 decisions from the Superior

02:25 - 10.568 Court and the Commonwealth Court

02:25 - 13.638 that not only approve

02:25 - 17.775 of an 876 B tort, they adopt it.

02:25 - 19.606 So if we look as

02:25 - 21.212 far back as Klein,

02:25 - 24.165 the tort has been in existence

02:25 - 26.517 for 40 years in Pennsylvania.

02:25 - 28.753 That's a 1982 case.

02:25 - 30.348 So I respectfully

02:25 - 32.724 disagree with Bryn Mawr

02:25 - 34.566 trust that this is a novel

02:25 - 36.360 or new cause of action.

02:25 - 38.401 It has been a part

02:25 - 40.431 of the jurisprudence

02:25 - 42.021 of this Commonwealth for

02:25 - 43.701 depending on which case

02:25 - 45.335 you look as the starting

02:25 - 47.472 point, either 40 or 25 years.

02:25 - 49.204 And as this court,

02:25 - 51.109 I'm sure, is well aware,

02:25 - 52.715 where the where this court

02:25 - 54.345 has not expressly spoken

02:25 - 56.426 decision of the

02:25 - 58.282 intermediate appellate courts

02:25 - 00.054 are are otherwise

02:26 - 02.653 binding on the lower court.

02:26 - 04.916 So we have a consistency

02:26 - 06.824 among Commonwealth

02:26 - 08.503 and superior courts

02:26 - 10.294 adopting the tort.

02:26 - 11.713 Well, I'd like to just

02:26 - 13.164 explore that for a moment.

02:26 - 14.635 Are these cases

02:26 - 16.968 examples of the courts

02:26 - 18.869 adopting the tort or

02:26 - 21.272 was it more inferential

02:26 - 23.975 that that we

02:26 - 25.476 are going to accept the tort

02:26 - 26.310 because they aren't

02:26 - 28.250 quite as clear as I think you're

02:26 - 30.214 you're holding them out to be,

02:26 - 32.156 but they aren't quite as

02:26 - 34.418 unclear as you're opposing it.

02:26 - 37.416 So, Your Honor, for

02:26 - 38.689 example, in Sovereign

02:26 - 40.158 Bank versus Valentino,

02:26 - 41.956 this is a 26 Pennsylvania

02:26 - 43.561 Superior Court case.

02:26 - 46.098 The Superior Court says

02:26 - 47.899 we expressly recognize

02:26 - 49.378 the talk of concerted

02:26 - 50.668 tortious action,

02:26 - 52.434 concerted Tortious

02:26 - 53.738 action, as defined in

02:26 - 55.379 876, is a recognized

02:26 - 57.375 civil cause of action,

02:26 - 58.760 and it's also known as

02:26 - 00.211 civil aiding and abetting.

02:27 - 01.981 So while you raise an

02:27 - 04.048 excellent point, Justice Todd,

02:27 - 05.858 are the ruminations

02:27 - 07.652 law in the other cases?

02:27 - 09.756 I would suggest yes,

02:27 - 11.589 but that issue is settled

02:27 - 12.557 once and for all

02:27 - 13.795 in the Valentino case,

02:27 - 15.626 where it's an express adoption

02:27 - 18.095 counsel.

02:27 - 19.559 This restatement section

02:27 - 21.232 that we're talking about,

02:27 - 23.267 this is in a large leap

02:27 - 26.199 in terms of adoption

02:27 - 28.139 of a cause of action.

02:27 - 28.806 Is it?

02:27 - 30.508 No, it's not, Your Honor.

02:27 - 32.242 I mean, forget about the

02:27 - 34.145 cases that allegedly Dr.

02:27 - 36.360 Donee Doctor 88,

02:27 - 39.016 76, the notion of

02:27 - 40.618 two tort

02:27 - 42.418 geezers acting in concert

02:27 - 44.822 are liable to be victim harmed.

02:27 - 48.759 It's not a unusual

02:27 - 51.162 manner in which this court

02:27 - 51.863 establishes

02:27 - 53.431 tort liability, is it?

02:27 - 54.732 Not in the least.

02:27 - 56.968 Your Honor, this is

02:27 - 59.437 it is an ordinary

02:27 - 01.285 principle of existing

02:28 - 04.308 jurisprudence that multiple tort

02:28 - 07.545 visas can be liable for damages.

02:28 - 09.709 876 merely says,

02:28 - 11.816 here's an example.

02:28 - 14.585 One can aid and abet

02:28 - 18.155 another's commission of a tort.

02:28 - 20.390 This concept is throughout

02:28 - 21.893 this Commonwealth's

02:28 - 23.073 criminal jurisprudence in

02:28 - 24.562 terms of aiding and abetting.

02:28 - 26.197 You're absolutely right.

02:28 - 27.358 Donahue This is

02:28 - 28.933 not a leap at all.

02:28 - 30.692 This is not a sky is

02:28 - 33.537 falling if you adopt it again,

02:28 - 35.421 we respectfully submit that

02:28 - 37.441 this court, through Skip Worth

02:28 - 39.816 and the other decisions, it's

02:28 - 42.380 been adopted in Pennsylvania.

02:28 - 43.414 But may I.

02:28 - 44.826 Ask you, you just

02:28 - 47.351 mentioned criminal cases. It

02:28 - 51.589 it reminds me of the

02:28 - 54.692 of the disconnect

02:28 - 56.512 I perceive your science or

02:28 - 58.496 argument, because assuming

02:28 - 00.593 you assuming you're

02:29 - 03.601 right about the tour, why

02:29 - 06.570 why should we allow

02:29 - 07.610 this with a lesser

02:29 - 08.673 level of science

02:29 - 09.840 or than actual knowledge?

02:29 - 11.175 I mean, doesn't the

02:29 - 12.826 very definition, aiding

02:29 - 14.645 and abetting, I suggest

02:29 - 19.650 suggest some higher standard?

02:29 - 21.819 Your Honor, an excellent point.

02:29 - 24.133 To be clear, the

02:29 - 26.190 Superior Court did adopt

02:29 - 28.195 a an actual knowledge or

02:29 - 30.361 should have known standard.

02:29 - 32.930 Here's the problem with fraud.

02:29 - 34.812 Fraud is rarely proclaimed

02:29 - 36.500 from the mountaintop.

02:29 - 38.357 Rare is the case where

02:29 - 40.237 you have a witness saying,

02:29 - 41.226 for example, in this

02:29 - 42.340 case, you know what?

02:29 - 43.607 We actually knew Mr.

02:29 - 44.976 Bentley was committing fraud

02:29 - 46.456 and we continued to

02:29 - 48.746 services accounts anyway or

02:29 - 50.987 rare is the case where there's a

02:29 - 52.917 smoking gun document that says

02:29 - 56.550 bulletin to all Bryn

02:29 - 58.222 Mawr Bank employees.

02:29 - 00.558 Mr. Bentley is committing fraud.

02:30 - 03.861 Fraud is almost always thrown

02:30 - 06.597 stone circumstantial evidence.

02:30 - 08.240 Justice Kennedy,

02:30 - 10.234 in the glob tech case,

02:30 - 11.735 talked about facts

02:30 - 13.971 demonstrating willful blindness

02:30 - 15.734 or also probative

02:30 - 17.308 of actual fraud.

02:30 - 19.963 One can infer knowledge

02:30 - 21.879 from the conduct

02:30 - 23.950 and an inference may be

02:30 - 26.050 justified when a defendant

02:30 - 27.424 avoids confirming

02:30 - 28.986 what may be true.

02:30 - 30.672 Well, that's that's more of a

02:30 - 32.189 recklessness standard, though.

02:30 - 33.491 It's not negligence.

02:30 - 34.484 It's more than more

02:30 - 35.659 than that, isn't it?

02:30 - 37.028 It is.

02:30 - 38.120 It is more than

02:30 - 39.530 that, Your Honor.

02:30 - 40.632 And it's not a

02:30 - 42.633 standard list exercise.

02:30 - 45.463 The Cédric case, for example,

02:30 - 47.405 talked about in assessing

02:30 - 49.516 the circumstantial evidence

02:30 - 51.809 as evidence of actual fraud

02:30 - 52.610 or something

02:30 - 54.519 else, was the risk obvious

02:30 - 56.747 or a matter of common sense.

02:30 - 58.053 Did the defendant

02:30 - 58.949 have particular

02:30 - 00.751 training or expertize?

02:31 - 01.782 Did the defendant

02:31 - 03.020 violate procedures

02:31 - 05.222 designed address that harm?

02:31 - 07.189 In this case, you answer

02:31 - 09.593 that question respectfully.

02:31 - 11.695 Yes, yes, yes.

02:31 - 13.383 It was a matter of common

02:31 - 15.366 sense, given the particular

02:31 - 18.436 nature of the accounts,

02:31 - 20.758 that they should not be operated

02:31 - 22.773 in the manner that they were.

02:31 - 23.820 But my question just to

02:31 - 25.076 follow up my question, so

02:31 - 27.578 you're saying because we're

02:31 - 28.804 talking about adopting

02:31 - 30.448 this tort here, so assuming

02:31 - 33.541 assuming we confirmed

02:31 - 35.653 the torts adopted,

02:31 - 36.842 you want us to you

02:31 - 38.589 want us to also validate

02:31 - 40.791 the the idea.

02:31 - 43.594 You also want us to say that

02:31 - 45.410 while while Santore

02:31 - 47.231 is obviously required

02:31 - 50.601 to commit a fraud,

02:31 - 52.703 you can aid and abet that fraud

02:31 - 55.806 with no center.

02:31 - 56.841 It's not no.

02:31 - 58.609 Say enter, your honor.

02:31 - 00.344 It's it's.

02:32 - 01.316 I think we all agree

02:32 - 02.213 actual knowledge

02:32 - 03.814 would satisfy that standard,

02:32 - 04.913 something less than that

02:32 - 06.083 constructive knowledge.

02:32 - 07.443 That's what the Superior

02:32 - 08.586 Court said could satisfy.

02:32 - 09.878 Well, you agree with that which

02:32 - 11.088 they said should have known.

02:32 - 12.490 Should have known.

02:32 - 13.649 That which is which is different

02:32 - 14.758 from constructive knowledge.

02:32 - 16.527 It's a classic negligence.

02:32 - 17.383 That's that's a fair

02:32 - 18.262 point, Your Honor.

02:32 - 20.421 And so for when we're assessing

02:32 - 22.533 whether a plaintiff is aware

02:32 - 23.159 that a claim is

02:32 - 24.235 accrued for the purpose

02:32 - 25.769 of a statute of limitations,

02:32 - 27.173 we're looking at a

02:32 - 29.073 very similar analysis.

02:32 - 30.333 Did the plaintiff have actual

02:32 - 31.442 awareness of the claim,

02:32 - 33.146 or is that some total

02:32 - 34.712 of the circumstances

02:32 - 36.219 sufficient to suggest that

02:32 - 37.615 the plaintiff should have?

02:32 - 39.450 So this I should have known.

02:32 - 40.139 You keep saying

02:32 - 41.085 should have known.

02:32 - 43.320 I mean, did. No. Didn't.

02:32 - 44.779 Because you're talking about

02:32 - 46.524 the difference between evidence

02:32 - 47.696 to support knowledge

02:32 - 49.426 first is what knowledge is.

02:32 - 51.543 I mean, at the end of the

02:32 - 53.664 day, I mean, in my view,

02:32 - 55.296 the superior formulation

02:32 - 57.568 brings in negligence, which has

02:32 - 59.417 nothing to do with the way

02:32 - 01.505 the restatement is written.

02:33 - 02.907 It talks about knowing.

02:33 - 04.926 Or that standard in between

02:33 - 06.744 negligence and knowing

02:33 - 08.646 which more of a reckless miss.

02:33 - 10.588 Well, that's exactly

02:33 - 12.750 right, Justice Todd.

02:33 - 14.639 It's unclear from

02:33 - 15.886 the restatement.

02:33 - 16.855 They simply used

02:33 - 18.155 the word knowledge,

02:33 - 19.972 what what level of culpability

02:33 - 21.425 they were talking about.

02:33 - 23.594 We know that the superior said.

02:33 - 25.596 You know.

02:33 - 28.465 I respectfully, sir. Yes.

02:33 - 29.642 Actually, I had a question

02:33 - 30.568 when Justice Swett

02:33 - 31.421 sort of jumped in front

02:33 - 32.336 of me, which was fine.

02:33 - 33.637 Yeah He didn't know it.

02:33 - 34.716 So I want to go back

02:33 - 35.873 for one more second

02:33 - 38.326 to the actual adoption age 76,

02:33 - 40.678 then I'll bring you back to Knew

02:33 - 41.245 or should have known.

02:33 - 45.049 And we'll wrap this up.

02:33 - 45.811 I thought he did

02:33 - 46.984 answer. No, he didn't.

02:33 - 47.761 Go in and answer.

02:33 - 48.886 What was the question?

02:33 - 52.723 Well, Justice Donahue question

02:33 - 54.757 over which I followed up, then

02:33 - 56.360 he was beginning to answer.

02:33 - 58.128 It was about the standard.

02:33 - 59.526 Yeah, I thought it was

02:33 - 01.332 knew or should have known.

02:34 - 03.334 Do you remember you were. I do.

02:34 - 04.282 Would you. Answer

02:34 - 05.069 Justice Todd for.

02:34 - 06.347 Me and so. Inquire so I

02:34 - 07.705 can ask you something?

02:34 - 11.242 Sure, sure. Sorry, Chief.

02:34 - 13.244 So the court's the ironic.

02:34 - 14.912 The Bucci case have used

02:34 - 16.638 different phrasing to discuss

02:34 - 18.148 the knowledge standard,

02:34 - 21.418 constructive notice, intentional

02:34 - 23.114 ignorance, willful blindness,

02:34 - 24.421 conscious disregard.

02:34 - 25.956 Reckless disregard.

02:34 - 27.433 So these are not my

02:34 - 29.560 formulations of the test.

02:34 - 30.832 These are various

02:34 - 32.429 other courts to say

02:34 - 34.644 essentially a knew or

02:34 - 36.867 should have known standard

02:34 - 38.970 or a head in the sand

02:34 - 41.272 defense will not suffice.

02:34 - 43.374 It's a spectrum. Yes.

02:34 - 44.942 So where are we for?

02:34 - 45.709 That's correct.

02:34 - 47.459 So the Superior Court's

02:34 - 49.313 adoption is somewhere below

02:34 - 50.213 actual knowledge and

02:34 - 51.548 somewhere above negligence.

02:34 - 55.753 I'm not I'm I'm kind of with

02:34 - 56.920 Justice Donahue on

02:34 - 58.188 this, though, I don't think

02:34 - 59.930 should have known is anything

02:34 - 01.959 other than a negligence standard

02:35 - 02.674 where you have to

02:35 - 03.627 bring in a basically

02:35 - 04.735 an expert witness

02:35 - 06.130 that basically says

02:35 - 07.438 I'm an expert in

02:35 - 08.732 financial institutions.

02:35 - 09.733 And if all of these facts

02:35 - 10.959 were in front of me, I

02:35 - 12.603 would known this was fraud,

02:35 - 14.138 even though they didn't know.

02:35 - 15.033 And that's all

02:35 - 16.340 you have to prove.

02:35 - 17.361 It seems to me that

02:35 - 18.842 the restatement is clear.

02:35 - 21.178 It requires knowledge.

02:35 - 22.376 I think to your point

02:35 - 23.714 that you were reading

02:35 - 24.668 you had me until you

02:35 - 25.983 went to should have known

02:35 - 28.334 knowledge can be actual

02:35 - 30.254 knowledge can be established

02:35 - 31.437 in multiple ways and

02:35 - 32.823 it can be established

02:35 - 35.259 through circumstantial evidence.

02:35 - 36.980 It can be established by proving

02:35 - 38.562 that someone knew something

02:35 - 39.322 and they just stuck

02:35 - 40.431 their head in the ground.

02:35 - 42.099 That's still knowledge,

02:35 - 43.005 but is where I think

02:35 - 43.934 the Superior Court

02:35 - 44.879 may have gotten

02:35 - 46.103 off track here is

02:35 - 47.017 and maybe they

02:35 - 48.505 did it unintentionally,

02:35 - 49.826 but they clearly said

02:35 - 51.108 should have known.

02:35 - 52.685 And that may be where

02:35 - 54.211 I have the problem

02:35 - 55.293 with with the standard,

02:35 - 56.447 just the articulation.

02:35 - 57.781 I'm sure. Sure.

02:35 - 58.876 But tell us what the

02:35 - 00.050 standard should be.

02:36 - 02.519 Just as Todd wants to know.

02:36 - 03.087 Understood.

02:36 - 05.088 Well, and I also want to know

02:36 - 07.391 when I and I incidentally agree

02:36 - 07.991 with Justice

02:36 - 08.910 Roberts and Justice

02:36 - 10.294 Donahue, that should known

02:36 - 11.433 just sounds like garden

02:36 - 12.796 variety negligence to me.

02:36 - 14.796 But when you're talking about

02:36 - 16.567 actual knowledge, in addition

02:36 - 17.594 to telling us what you

02:36 - 19.069 think the standard should be,

02:36 - 21.024 could you tell us whether

02:36 - 22.473 in your view, actual

02:36 - 23.898 knowledge means

02:36 - 26.210 only actual knowledge.

02:36 - 28.011 I saw him commit fraud.

02:36 - 29.000 Or does actual

02:36 - 30.514 knowledge encompass

02:36 - 31.792 the recklessness

02:36 - 33.016 that is so reckless

02:36 - 34.105 that it should be equated

02:36 - 35.085 to actual knowledge?

02:36 - 36.208 Sure. Let me start.

02:36 - 37.321 That makes sense.

02:36 - 38.333 I believe I followed

02:36 - 39.523 you Justice Todd. Me?

02:36 - 40.654 Start with the

02:36 - 42.626 second question first.

02:36 - 44.895 Actual knowledge is not limited

02:36 - 46.206 to direct evidence

02:36 - 47.631 of actual knowledge.

02:36 - 49.087 The smoking gun document

02:36 - 49.905 witness where

02:36 - 51.301 there's an admission

02:36 - 53.370 that so rarely happens.

02:36 - 56.440 So we look at and courts approve

02:36 - 00.344 the review of circumstantial

02:37 - 03.013 to see discern

02:37 - 05.314 whether Bryn Mawr for example

02:37 - 06.628 in this case had

02:37 - 08.118 actual knowledge

02:37 - 10.250 and those things I mentioned

02:37 - 12.623 previously was the risk obvious?

02:37 - 14.091 Did the defendant

02:37 - 14.992 have a particular

02:37 - 16.293 training or expertize?

02:37 - 18.111 The defendant have

02:37 - 19.830 procedures designed

02:37 - 22.866 to address that harm.

02:37 - 24.504 If if the answer to all of

02:37 - 26.103 those questions is yes,

02:37 - 27.738 it's certainly a jury question

02:37 - 29.098 as to actual knowledge,

02:37 - 30.541 if that's the standard

02:37 - 32.731 and actual knowledge

02:37 - 34.411 would be a high standard.

02:37 - 36.047 If the restatement

02:37 - 37.481 authors wanted it

02:37 - 38.704 to be actual knowledge, I

02:37 - 39.950 suppose they could have

02:37 - 43.086 inserted the word actual.

02:37 - 45.614 They they used a more

02:37 - 47.991 amorphous term knowledge,

02:37 - 49.676 which is what we're

02:37 - 51.862 all struggling with here.

02:37 - 52.629 Now, it.

02:37 - 54.186 Really doesn't sound especially

02:37 - 55.766 amorphous for them to say no.

02:37 - 58.502 I mean, they said that

02:37 - 00.070 subject to

02:38 - 01.966 our ability, if the bank

02:38 - 03.807 knows that the others

02:38 - 05.193 consents, the other conduct

02:38 - 06.810 constitutes a breach of duty.

02:38 - 08.781 So I'm sure what's

02:38 - 10.681 amorphous about those?

02:38 - 12.316 They could say actually knows.

02:38 - 13.270 I said knows. And

02:38 - 14.418 we're not kidding.

02:38 - 17.554 So you really mean that?

02:38 - 18.973 Now I want to take

02:38 - 19.990 you back again.

02:38 - 21.391 I got waylaid.

02:38 - 21.977 We went forward, and

02:38 - 22.826 I'm going to take you back

02:38 - 23.861 and bring it forward.

02:38 - 24.361 Sure.

02:38 - 26.099 Would you respond the

02:38 - 28.565 idea that in this peculiar case,

02:38 - 30.198 we do more harm than

02:38 - 32.102 good, adopting H 76 B

02:38 - 33.600 because we have the

02:38 - 34.714 uniform financial

02:38 - 35.906 fiduciary is at.

02:38 - 38.084 That was your

02:38 - 39.209 opponent's argument

02:38 - 42.012 that it's the same

02:38 - 43.668 cause of action for

02:38 - 45.315 the same damages.

02:38 - 47.484 And all we do is sort of

02:38 - 48.601 make a mess of jury

02:38 - 50.454 instructions if we have both.

02:38 - 52.688 Well well, there may

02:38 - 54.091 be some overlap.

02:38 - 55.941 The universe, a uniform

02:38 - 57.895 fiduciary act requires

02:38 - 59.763 a fiduciary.

02:38 - 00.963 There are certainly

02:39 - 02.633 many other circumstances

02:39 - 04.478 where one can aid bid

02:39 - 06.503 of fraud, not involving

02:39 - 08.005 a fiduciary breach.

02:39 - 10.040 So the Uniform Fiduciary Act

02:39 - 12.073 necessarily involves the

02:39 - 13.911 involvement of a fiduciary.

02:39 - 15.670 And on retrial, Bryn Mawr

02:39 - 17.447 Trust may say, you know what

02:39 - 20.617 Bentley and his custodians were?

02:39 - 22.553 I'm sorry, Bentley

02:39 - 23.599 and his entities were

02:39 - 24.922 Custodes, not fiduciary.

02:39 - 27.257 Therefore the UFA doesn't apply.

02:39 - 31.134 So it provides a more general

02:39 - 34.064 cause of action and justice.

02:39 - 35.193 Bear. It was tailor

02:39 - 36.466 made for this case.

02:39 - 38.909 We have Bentley admitting

02:39 - 40.904 his fraud, sentenced

02:39 - 43.072 to 55 months in federal prison

02:39 - 45.409 for, operating a Ponzi scheme.

02:39 - 46.410 The only way

02:39 - 47.682 he could have operated

02:39 - 49.446 this particular Ponzi scheme

02:39 - 51.433 was with a bank and a bank

02:39 - 53.383 that looked the other way.

02:39 - 56.064 So have Bryn Mawr Bank being

02:39 - 59.022 the instrumentality of the fraud

02:39 - 01.002 that necessarily

02:40 - 02.626 aided and abetted

02:40 - 05.696 the fraud conducted by Mr.

02:40 - 06.530 Bentley.

02:40 - 08.845 So we believe that was

02:40 - 11.501 our most on point claim

02:40 - 12.944 and it was

02:40 - 15.872 improperly before trial.

02:40 - 17.674 Let me bring you back.

02:40 - 18.622 Yeah, that's that's

02:40 - 19.443 a fine answer.

02:40 - 21.578 Bring you back then. To what?

02:40 - 22.913 No means.

02:40 - 24.473 You know, again,

02:40 - 26.450 we're not kidding.

02:40 - 27.597 I don't know how big or

02:40 - 28.919 small Bryn Mawr Bank is.

02:40 - 29.552 Respectfully, I

02:40 - 30.554 come from Pittsburgh.

02:40 - 31.989 You just don't know that bank.

02:40 - 32.818 I know how big

02:40 - 34.091 Bank of America is.

02:40 - 36.117 I know how big PNC

02:40 - 38.495 Bank is, Mellon Bank is.

02:40 - 40.249 And so I just it

02:40 - 41.798 seems to me that

02:40 - 44.207 it may be commercially

02:40 - 45.869 unreasonable.

02:40 - 46.661 Well, everybody

02:40 - 47.704 here seems to agree

02:40 - 48.605 that should have no

02:40 - 50.996 negligence standard is just not

02:40 - 53.410 feasible for these mega banks

02:40 - 56.179 where the

02:40 - 57.834 the individual doing the

02:40 - 59.583 Ponzi scheme is one of,

02:41 - 01.598 you know, a thousand

02:41 - 04.054 millionaire deposit depository

02:41 - 05.156 or billionaire

02:41 - 07.157 depository or the like.

02:41 - 11.028 If we adopt no,

02:41 - 12.992 no, we dropped,

02:41 - 15.165 what, 876 B says that

02:41 - 18.201 that the that the others

02:41 - 19.808 conduct constitutes

02:41 - 21.438 a breach of duty.

02:41 - 23.006 Everything you're arguing

02:41 - 24.101 is merely a question

02:41 - 25.275 of proof, isn't It.

02:41 - 27.611 We don't care how you prove it.

02:41 - 28.222 Prove it, you

02:41 - 29.479 circumstantial evidence.

02:41 - 31.081 Prove it through inference.

02:41 - 32.783 Prove it any way you want.

02:41 - 35.218 But the juries, the jury

02:41 - 38.356 did in this case, Pridmore

02:41 - 40.290 Mellon Bank of America

02:41 - 41.992 know that the adage conduct

02:41 - 43.627 constituted a breach of duty,

02:41 - 44.478 giving substantial

02:41 - 45.929 assistance or encouragement.

02:41 - 47.564 Right. Right.

02:41 - 48.848 So to put a very

02:41 - 50.400 fine point on it,

02:41 - 51.944 if this court confirms

02:41 - 53.937 the existence of the claim

02:41 - 55.902 and it agrees that we've

02:41 - 58.241 stated a prima facie claim, it's

02:41 - 59.810 ultimately a jury question

02:41 - 00.783 whether Bryn Mawr

02:42 - 02.012 Bank had knowledge.

02:42 - 03.747 Yeah, but the jury has to.

02:42 - 04.601 I know, just

02:42 - 06.416 circling circling here.

02:42 - 07.258 But the jury has

02:42 - 08.285 to be instructed.

02:42 - 08.652 Again,

02:42 - 09.781 this is why we keep asking

02:42 - 11.154 you about science or because.

02:42 - 12.105 Would you would you be nice

02:42 - 13.223 enough to answer my question?

02:42 - 13.823 And then I would

02:42 - 14.791 yield to justice Wecht.

02:42 - 17.060 Sure.

02:42 - 19.183 So it is ultimately

02:42 - 20.430 a jury question once

02:42 - 21.176 the prima facie

02:42 - 22.299 claim has been made.

02:42 - 23.272 So the court shouldn't

02:42 - 24.000 have dismissed

02:42 - 25.335 the on summary judgment,

02:42 - 26.437 should have allowed

02:42 - 27.738 it to go to the jury

02:42 - 28.852 who would consider

02:42 - 30.240 and weigh knowledge,

02:42 - 31.094 whether direct

02:42 - 32.342 or circumstantial.

02:42 - 36.246 Thank you.

02:42 - 37.848 Justice. Your question about.

02:42 - 38.567 No, there's one thing

02:42 - 39.483 we haven't talked about,

02:42 - 40.117 which I think is a

02:42 - 41.889 very important piece

02:42 - 44.221 of the knowledge puzzle.

02:42 - 45.238 Bryn Mawr Bank had a

02:42 - 46.690 duty to know its customer.

02:42 - 48.807 This was not a duty

02:42 - 51.094 that was created by Mr.

02:42 - 53.196 Marion as the federal receiver.

02:42 - 54.729 They were required by federal

02:42 - 56.233 law to know their customer

02:42 - 57.967 and they had a written

02:42 - 59.836 know your customer policy

02:43 - 01.964 that is found in

02:43 - 04.040 the record at 1993a

02:43 - 06.043 And you don't need to rely

02:43 - 08.211 on the parties characterizations

02:43 - 09.638 of the document looking

02:43 - 11.214 at the document itself.

02:43 - 12.184 What Bryn Mawr

02:43 - 13.550 expected of itself

02:43 - 16.310 must be aware of any out of

02:43 - 17.588 the ordinary or

02:43 - 19.389 suspicious activity

02:43 - 21.523 that is not in keeping with

02:43 - 23.660 the known and usual activity

02:43 - 25.629 as the monitoring.

02:43 - 26.997 Ongoing monitoring

02:43 - 28.525 will consist of periodic

02:43 - 30.333 review of account activity

02:43 - 31.401 to determine

02:43 - 33.252 any unusual transactions

02:43 - 35.438 that may indicate possible

02:43 - 37.126 money laundering activity

02:43 - 38.975 or deposit account fraud.

02:43 - 40.826 So this is Bryn Mawr

02:43 - 42.479 saying to the world

02:43 - 44.894 We have a duty to

02:43 - 46.383 to know our customer.

02:43 - 48.451 Here is our written policy.

02:43 - 50.603 We're simply asking Bryn

02:43 - 53.590 Mawr Bank to follow own policy.

02:43 - 54.726 Well, but when you talk

02:43 - 56.193 about duty like that, you're

02:43 - 58.252 treading into negligence

02:43 - 59.796 territory very quickly.

02:43 - 00.764 And I get

02:44 - 01.314 you also, you're

02:44 - 02.098 arguing the evidence

02:44 - 02.747 in of an appellate

02:44 - 03.567 court, which usually

02:44 - 05.468 isn't a good thing to do.

02:44 - 06.997 But I'll say this when

02:44 - 08.305 you go back, basically,

02:44 - 09.564 I think your answer

02:44 - 10.740 to the question is

02:44 - 11.942 you want the totality

02:44 - 13.302 circumstances test to be

02:44 - 14.744 able to prove knowledge

02:44 - 16.507 that that because he

02:44 - 17.881 can't have the smoking gun.

02:44 - 20.084 But you can show enough facts

02:44 - 22.352 that a jury could conclude that

02:44 - 25.174 that they had knowledge

02:44 - 26.890 constructive or actual

02:44 - 28.170 not should have known but

02:44 - 29.292 had knowledge construction

02:44 - 30.594 or actual based on the

02:44 - 32.273 totality of circumstances, I'm

02:44 - 33.864 assuming would include the

02:44 - 35.770 stipulated fact that the fraud

02:44 - 37.534 was concealed from the bank.

02:44 - 38.543 Efforts were made to

02:44 - 40.036 conceal the fraud from bank.

02:44 - 41.333 So the totality of

02:44 - 42.873 circumstances test.

02:44 - 44.563 I think that that would

02:44 - 45.609 be an acceptable test

02:44 - 46.446 because it would

02:44 - 47.944 allow the court, the jury,

02:44 - 49.308 to evaluate all the

02:44 - 51.348 evidence and and give that

02:44 - 53.613 decision to the jury as

02:44 - 55.785 to the stipulated fraud.

02:44 - 56.703 I want to be

02:44 - 58.421 clear on this point.

02:44 - 00.152 While the parties stipulated

02:45 - 01.658 that Bentley attempted

02:45 - 02.863 to conceal his fraud and

02:45 - 04.294 did everything he could to

02:45 - 05.495 to conceal his fraud.

02:45 - 08.531 What we didn't stipulate to

02:45 - 09.725 is that Bryn Mawr

02:45 - 11.368 Bank didn't otherwise

02:45 - 12.418 have a duty to discover

02:45 - 13.770 you keep. That's a problem.

02:45 - 15.329 When you go to duty,

02:45 - 16.840 you're going to lose.

02:45 - 19.115 But. Counsel, I think

02:45 - 21.244 that we're way ahead

02:45 - 22.922 where we need to

02:45 - 24.781 be if we conclude

02:45 - 27.052 that the tort that we adopted

02:45 - 28.818 tort, and then we conclude

02:45 - 30.333 some quantum of

02:45 - 32.789 of culpability, either

02:45 - 34.415 you knew or you really knew

02:45 - 36.126 or you had to really know.

02:45 - 37.961 And we send this back.

02:45 - 39.234 Then it goes to the normal

02:45 - 40.630 trial course of the judge.

02:45 - 41.932 Nine suits you.

02:45 - 45.235 You'll be back if the judge

02:45 - 47.328 grants or denies your

02:45 - 49.506 suggested points for jury charge

02:45 - 51.399 or the other suggestion

02:45 - 52.876 during jury charge.

02:45 - 54.935 Or if our suggested jury

02:45 - 57.013 charge, people who are not

02:45 - 58.784 the court suggests some

02:45 - 00.750 jury charges that'll argued

02:46 - 02.519 and it'll come back.

02:46 - 03.327 And that's the way

02:46 - 04.387 the common law works.

02:46 - 05.920 So I don't think we have

02:46 - 07.991 to ferret out all of this now.

02:46 - 09.747 But what you want from

02:46 - 11.761 us is, a tort in a standard.

02:46 - 13.098 That's the rest of

02:46 - 14.064 it. You argue below?

02:46 - 15.231 That's right, Your Honor,

02:46 - 16.577 to be part of the retrial

02:46 - 18.001 that includes negligence

02:46 - 19.035 in the Ufa claim.

02:46 - 20.444 And you do think you get

02:46 - 22.172 a new trial notwithstanding

02:46 - 24.513 and we'll have to read

02:46 - 26.109 the transcript and see

02:46 - 27.110 what was said below.

02:46 - 27.777 Sure, sure.

02:46 - 28.445 And that new

02:46 - 30.046 trial will not include, we

02:46 - 31.982 know from the court's limited

02:46 - 33.183 grant of Carter,

02:46 - 34.217 the improper evidence

02:46 - 35.631 about the attorney's fees of

02:46 - 37.120 the CD redemption strategy.

02:46 - 38.938 We'll have a cleaner

02:46 - 41.558 look, God willing, on retrial.

02:46 - 43.027 But you're right, Your

02:46 - 44.361 Honor, and I believe this court

02:46 - 45.574 has gotten to the

02:46 - 46.396 nub of the issue.

02:46 - 47.874 And so for those reasons,

02:46 - 49.733 we would respectfully request

02:46 - 50.367 that the court

02:46 - 52.431 confirm the existence of

02:46 - 55.038 the cause of action, clarify

02:46 - 56.246 that the Superior Court's

02:46 - 57.540 adoption of the knowledge

02:46 - 59.844 standard is correct or otherwise

02:46 - 01.811 fashion its own standards

02:47 - 03.063 so that we know what

02:47 - 04.781 it will be going forward.

02:47 - 06.783 Thank you.

02:47 - 08.518 Thank you. Thank you.

02:47 - 09.723 We are going to hear the

02:47 - 11.221 last case before we conclude.

02:47 - 14.491 Welcome back. Last one.

02:47 - 16.138 Today's argument is

02:47 - 18.595 Commonwealth versus Smith.

02:47 - 19.938 This criminal case arises

02:47 - 21.631 from the death of a four year

02:47 - 24.701 old child. Two years Smith.

02:47 - 27.670 In early 2017, Lisa Smith.

02:47 - 29.022 Ten years mother began

02:47 - 31.141 cohabiting with a new boyfriend,

02:47 - 32.809 Keith King.

02:47 - 33.576 Soon,

02:47 - 35.423 they began abusing the child,

02:47 - 37.614 both physically and emotionally.

02:47 - 39.212 Several family members

02:47 - 40.417 noticed signs of

02:47 - 41.785 abuse on t body.

02:47 - 44.120 They offered to take him in.

02:47 - 44.521 So, Ted,

02:47 - 46.407 you stayed with family from

02:47 - 48.458 September to December 2017.

02:47 - 50.471 In January 2018, he

02:47 - 52.262 returned to his mother's home

02:47 - 55.265 on January 22nd.

02:47 - 56.335 Tissues spilled

02:47 - 57.934 his milk and cereal.

02:47 - 59.135 Ms.. Smith and Mr.

02:47 - 00.910 King reacted by beating him

02:48 - 03.173 severely over the head and back.

02:48 - 06.242 They also told Taseer to hold

02:48 - 07.876 a plank position and hit

02:48 - 09.946 him again when he lost form.

02:48 - 11.448 Taseer

02:48 - 12.633 lost bladder control as

02:48 - 14.050 a result of the beatings.

02:48 - 15.118 So Mr.

02:48 - 17.005 King put him in the shower

02:48 - 19.355 turning on scalding hot water.

02:48 - 22.358 After about 3 minutes,

02:48 - 23.274 Taseer couldn't

02:48 - 24.461 get out or stand.

02:48 - 27.263 After some time, Ms..

02:48 - 28.724 Smith noticed that her son

02:48 - 30.266 was losing consciousness.

02:48 - 32.001 So she and Mr.

02:48 - 33.168 King walked the child

02:48 - 34.471 to a nearby hospital.

02:48 - 36.414 On the way there,

02:48 - 38.108 tissue lost consciousness.

02:48 - 41.344 Ms.. Smith finally called 911.

02:48 - 43.713 Mr. King walked away.

02:48 - 44.914 Imtiaz found Ms..

02:48 - 47.884 Smith holding a limp child.

02:48 - 48.746 She handed Taseer

02:48 - 49.786 over to the empty,

02:48 - 50.684 who approached her,

02:48 - 51.988 and she also walked away.

02:48 - 53.992 Imtiaz concluded that

02:48 - 55.425 Taseer already had died.

02:48 - 57.861 Shortly thereafter, Ms..

02:48 - 58.773 Smith and Mr. King

02:48 - 59.863 were both arrested.

02:49 - 01.636 They both gave statements

02:49 - 02.832 in which they confessed

02:49 - 04.525 and implicated each

02:49 - 06.870 other in tissues, death.

02:49 - 08.404 In June 2019, Ms..

02:49 - 09.072 Smith and Mr.

02:49 - 10.817 King were tried before, were

02:49 - 12.775 tried together before a jury.

02:49 - 15.178 A redacted version of Mr.

02:49 - 17.914 King statement read to the jury.

02:49 - 19.449 The statement included Mr.

02:49 - 20.474 King's confession,

02:49 - 21.985 but no reference to Ms..

02:49 - 22.552 Smith

02:49 - 24.223 or to any other criminal conduct

02:49 - 25.655 by someone other than Mr.

02:49 - 26.456 himself.

02:49 - 28.833 The trial court also

02:49 - 30.093 instructed the jury

02:49 - 32.072 to consider the statement all

02:49 - 34.097 in its deliberations about Mr.

02:49 - 35.532 King's guilt.

02:49 - 36.960 Ms.. Smith objected

02:49 - 38.668 that using the statement

02:49 - 40.072 at the trial violated

02:49 - 41.971 her constitutional rights.

02:49 - 45.141 The trial court disagreed.

02:49 - 46.543 The jury found both Ms..

02:49 - 47.944 Smith and Mr.

02:49 - 49.621 King guilty of first degree

02:49 - 51.447 murder and related charges.

02:49 - 53.803 They were convicted

02:49 - 56.052 to life in prison. Ms..

02:49 - 57.309 Smith appealed on the

02:49 - 59.255 basis of the trial court, made

02:49 - 01.017 several mistakes that resulted

02:50 - 02.625 in a wrongful conviction.

02:50 - 04.532 The Superior Court

02:50 - 05.461 of Pennsylvania,

02:50 - 06.796 which is an error correcting

02:50 - 08.564 court, disagreed and affirmed

02:50 - 10.233 the judgment of sentence.

02:50 - 12.268 This is Mr.

02:50 - 13.406 Smith's appeal to

02:50 - 14.771 the Supreme Court.

02:50 - 15.717 The Supreme will

02:50 - 17.106 consider one question

02:50 - 18.682 whether the trial

02:50 - 19.842 court made a mistake

02:50 - 22.011 allowing the jury to hear Mr.

02:50 - 23.223 King's redacted

02:50 - 24.948 statement at trial.

02:50 - 28.108 The instant the answer turns

02:50 - 30.820 on application of a 1968 U.S.

02:50 - 32.507 Supreme Court decision in

02:50 - 34.490 a case called Bruton versus

02:50 - 35.391 United States,

02:50 - 37.421 Ms.. Smith is the

02:50 - 38.661 appellant represented

02:50 - 39.807 by the Montgomery County

02:50 - 41.364 Office of the Public Defender.

02:50 - 42.731 The Montgomery

02:50 - 44.500 County District Attorney's

02:50 - 46.907 is representing the Commonwealth

02:50 - 48.238 and now the argument

02:50 - 51.874 in Commonwealth versus Smith.

02:50 - 04.053 Will be released.

02:51 - 05.411 Appellant and the

02:51 - 07.357 codefendant were tried

02:51 - 08.320 jointly for the

02:51 - 09.826 murder of appellant's

02:51 - 11.961 during the trial.

02:51 - 13.568 Over Appellant's objection,

02:51 - 15.198 the trial court permitted

02:51 - 16.574 the co-defendants

02:51 - 18.301 redacted confession

02:51 - 20.608 to be read to the jury, despite

02:51 - 22.472 the fact that the codefendant

02:51 - 23.868 did not testify at trial

02:51 - 25.875 implicating the Sixth Amendment.

02:51 - 27.873 We granted allowance of appeal

02:51 - 29.479 to consider appellant's claim

02:51 - 31.114 that the trial court's ruling

02:51 - 32.815 permitting the co-defendants

02:51 - 34.050 redacted statement

02:51 - 36.409 to come into evidence violated

02:51 - 37.954 the United States Supreme

02:51 - 39.237 Court's decision in

02:51 - 41.090 versus the United States.

02:51 - 43.459 Please proceed.

02:51 - 44.927 Good afternoon.

02:51 - 46.029 If it pleases the court, Mr.

02:51 - 48.031 Chief Justice, fellow justices,

02:51 - 48.953 my name is James

02:51 - 50.833 Bradley, behalf of Lisa Smith.

02:51 - 52.715 The case before the

02:51 - 54.504 court is one is really where

02:51 - 56.339 the only issue at trial

02:51 - 57.768 was whether this was third

02:51 - 59.609 degree murder and first murder.

02:52 - 01.801 And in that context,

02:52 - 03.613 every fact mattered.

02:52 - 05.600 And I think it's in that context

02:52 - 07.517 that the court needs to weigh

02:52 - 09.962 what was a clear violation

02:52 - 11.888 of the rule articulated

02:52 - 13.577 by this honorable court and

02:52 - 15.058 Commonwealth versus Johnson

02:52 - 16.662 that a co-defendants

02:52 - 17.627 confession must

02:52 - 18.861 not contain trace

02:52 - 20.892 or hint of participation in

02:52 - 22.632 the crime by the defendant,

02:52 - 24.669 as well as a violation

02:52 - 26.402 of the rule articulated

02:52 - 27.618 by the United States Supreme

02:52 - 28.771 Court and gravy Maryland

02:52 - 31.180 and this court and counters

02:52 - 32.942 Travers that preclude

02:52 - 34.665 redactions that obviously

02:52 - 36.412 implicate the defendant

02:52 - 38.477 even if the confession the

02:52 - 40.616 first item introduced at trial.

02:52 - 42.752 Here Mr.

02:52 - 44.343 King the co-defendants

02:52 - 45.839 statement explicitly

02:52 - 47.123 names my client

02:52 - 48.598 Lisa nine times

02:52 - 50.493 during the course

02:52 - 52.156 of the statement when

02:52 - 53.763 a pronoun is used.

02:52 - 55.773 It's only after her

02:52 - 56.933 name had been

02:52 - 57.957 named nearly eight

02:52 - 59.235 times at that point.

02:52 - 00.636 But it's a gendered pronoun.

02:53 - 02.067 She. And moreover, the

02:53 - 02.944 statement not

02:53 - 04.374 from other evidence

02:53 - 05.308 introduced at trial.

02:53 - 06.103 The body of the

02:53 - 07.944 co-defendants statement as well,

02:53 - 10.316 basically precludes the other

02:53 - 12.415 female occupant of the house

02:53 - 13.712 from any participation

02:53 - 15.151 in the crime indicates

02:53 - 17.043 that Grandma was upstairs doing

02:53 - 19.021 a rehab when all this happened

02:53 - 21.462 and not only explicitly names

02:53 - 23.559 her, but it also implicates

02:53 - 24.440 her in the crime as

02:53 - 25.862 opposed to leaving no chart,

02:53 - 27.287 no trace of any

02:53 - 29.065 sort of criminality.

02:53 - 30.640 Council Counsel I apologize,

02:53 - 32.335 but let me jump to the chase.

02:53 - 33.906 Let's assume that we

02:53 - 35.872 accept your position is correct.

02:53 - 37.960 How is that outweigh

02:53 - 39.542 your or how does that

02:53 - 43.312 cause us to consider or weigh

02:53 - 44.186 that against your

02:53 - 45.448 own client's admission

02:53 - 48.196 regarding culpability, such

02:53 - 49.402 that it's just not

02:53 - 50.553 harmless error?

02:53 - 52.689 I would argue it's not

02:53 - 54.190 harmless for two reasons.

02:53 - 55.463 On her first one, my

02:53 - 57.193 client admits to six blows.

02:53 - 59.829 Obviously,

02:54 - 01.175 one of the real

02:54 - 02.732 questions at trial

02:54 - 04.424 was attributing the

02:54 - 06.602 co-defendants conduct to her

02:54 - 08.704 in terms of who actually failed

02:54 - 09.637 so many blows on

02:54 - 11.007 the child's buttocks.

02:54 - 11.825 That led, of course,

02:54 - 12.542 to the injuries

02:54 - 14.682 that that resulted in the

02:54 - 16.846 child going into shock.

02:54 - 18.164 In addition, the

02:54 - 20.283 statement introduces a fact

02:54 - 21.112 that's contained

02:54 - 22.385 nowhere in the record,

02:54 - 23.641 which I think it

02:54 - 25.555 bears very strongly on

02:54 - 26.944 what I was just mentioning,

02:54 - 28.291 the co-defendants statement.

02:54 - 29.935 What the codefendant statement

02:54 - 31.394 indicates is he was on his way

02:54 - 33.354 to Aldi when he receives

02:54 - 35.832 a phone call from my client.

02:54 - 37.700 He then is placed on the phone

02:54 - 38.524 with the young man,

02:54 - 39.769 tells him if you listened,

02:54 - 40.763 he would have

02:54 - 41.971 been off punishment.

02:54 - 43.031 He was a young man who

02:54 - 44.407 was a four year old child.

02:54 - 45.396 I'm sorry, but

02:54 - 46.509 four year old child.

02:54 - 48.478 Fair Enough, Madam Justice.

02:54 - 50.052 In any event, he returns home

02:54 - 51.814 after having that conversation

02:54 - 54.016 with the four year old child,

02:54 - 55.673 upon which literally within

02:54 - 57.353 minutes the child goes in

02:54 - 58.044 the bathroom,

02:54 - 59.355 removes his underwear,

02:54 - 00.294 quote, knowing it was

02:55 - 01.257 about warping time.

02:55 - 02.959 And then the beating that Mr.

02:55 - 05.895 King admits to follows that

02:55 - 08.764 I think it was a it

02:55 - 10.059 would be a very fair inference

02:55 - 11.334 on the part of the counsel.

02:55 - 12.802 I'm sorry.

02:55 - 13.546 Counsel here.

02:55 - 14.837 Yes, I'm sorry. Mr..

02:55 - 17.484 Do you agree that Bruton

02:55 - 20.743 says that the redacted statement

02:55 - 22.244 has direct has to

02:55 - 24.480 directly and powerfully

02:55 - 27.149 implicate your client

02:55 - 29.199 and and then goes on to

02:55 - 30.887 say that if the statement

02:55 - 33.152 contextually implicates

02:55 - 35.558 your client it's permissible.

02:55 - 38.135 So you have directly and

02:55 - 40.196 powerfully implicates him

02:55 - 41.736 in that crime, in the murder,

02:55 - 43.299 not in living in this house

02:55 - 45.254 or having a relationship with

02:55 - 47.436 with with the other defendant,

02:55 - 49.492 but directly and powerfully

02:55 - 50.740 implicates in the crime

02:55 - 52.103 rather than contextually

02:55 - 53.776 implicates him as involved.

02:55 - 55.385 Is that the legal criteria

02:55 - 56.712 that Bruton sets out?

02:55 - 58.160 That is the standard

02:55 - 59.982 and contextual implication

02:55 - 00.869 obviously goes to the

02:56 - 01.951 identity of the person.

02:56 - 02.607 When you have

02:56 - 03.853 said the other person,

02:56 - 04.799 you know, filled in

02:56 - 06.022 in terms of redaction.

02:56 - 07.161 Here are my clients

02:56 - 08.324 explicitly named.

02:56 - 10.689 Moreover, for what I

02:56 - 13.329 mentioned earlier, it does

02:56 - 16.432 implicate

02:56 - 19.335 implicate her in the crime.

02:56 - 20.736 It attributes.

02:56 - 22.483 It says the slipper that

02:56 - 24.473 she had been using again,

02:56 - 25.668 which goes to the

02:56 - 27.243 blows felled by her.

02:56 - 28.430 But then moreover

02:56 - 29.612 discusses this phone.

02:56 - 30.401 I'm not going to argue

02:56 - 31.414 the case for the other side,

02:56 - 32.448 but she could have been

02:56 - 33.916 using that slipper to walk on.

02:56 - 35.854 I mean, respectfully and

02:56 - 37.653 I take Bruton seriously

02:56 - 39.003 and we just decided

02:56 - 40.022 to Bruton case

02:56 - 41.011 where I think we may

02:56 - 42.124 have been unanimous.

02:56 - 42.792 We have not.

02:56 - 43.783 That hasn't come out.

02:56 - 44.894 Hasn't been upgraded.

02:56 - 45.920 Yeah, I apologize. I

02:56 - 47.229 get confused with that.

02:56 - 48.590 We have another Bruton

02:56 - 49.999 case under consideration.

02:56 - 53.102 But your argument, I think, is

02:56 - 54.244 that no redacted

02:56 - 55.771 statement comes in.

02:56 - 58.096 If it implicates that the

02:56 - 00.576 codefendant knew the defendant.

02:57 - 02.745 No, not at all.

02:57 - 04.275 What needs to be happening

02:57 - 05.948 with redaction, as Johnson

02:57 - 07.124 articulates in the

02:57 - 08.985 standard it sets forth, is

02:57 - 10.894 you need to eliminate any

02:57 - 13.289 trace of the of the defendant

02:57 - 14.950 of the defendant's

02:57 - 17.226 participation in the crime.

02:57 - 18.728 And here I.

02:57 - 19.562 Respectfully.

02:57 - 20.062 The best.

02:57 - 21.554 You got that he used the

02:57 - 23.633 slippers or something more. No.

02:57 - 25.534 Is that she used the slipper.

02:57 - 26.530 But then, moreover,

02:57 - 27.603 that she also made

02:57 - 29.373 the call that precipitated the

02:57 - 31.107 beating by the codefendant.

02:57 - 32.429 And I think that's a

02:57 - 33.542 very important fact,

02:57 - 34.487 because it's mentioned

02:57 - 35.544 nowhere in the record.

02:57 - 37.647 Perhaps it harkens back

02:57 - 38.723 to my childhood of mom

02:57 - 39.639 called Dad, you're

02:57 - 40.516 in big trouble.

02:57 - 42.119 But but I think

02:57 - 43.319 that's exactly the.

02:57 - 44.654 Dynamic. That you had here.

02:57 - 45.684 And I think a jury could

02:57 - 46.956 have reasonably found that.

02:57 - 48.253 In other words, my client

02:57 - 49.992 that the second BD in the post,

02:57 - 51.217 all the beating, if you

02:57 - 52.628 will, by the codefendant

02:57 - 53.769 was precipitated and

02:57 - 55.164 was done at the behest

02:57 - 56.462 of the phone call

02:57 - 57.700 made by my client.

02:57 - 59.135 And that's an important point,

02:57 - 00.202 because the phone call does

02:58 - 01.237 not occur anywhere

02:58 - 02.471 else in the record.

02:58 - 04.462 In addition, you look

02:58 - 06.042 subsequently at how

02:58 - 07.176 the statement,

02:58 - 08.757 the codefendant statement

02:58 - 10.680 was used later in the trial.

02:58 - 12.049 I think it clearly

02:58 - 13.082 is prejudicial.

02:58 - 14.822 What prosecutor dating

02:58 - 16.352 closing argument was?

02:58 - 18.359 Say Miss Smith admits to six

02:58 - 20.823 strikes and then referred to Mr.

02:58 - 22.189 King the co-defendants

02:58 - 23.893 statement and says, well,

02:58 - 25.230 he admits to seven,

02:58 - 26.696 that's at least 13,

02:58 - 27.939 and basically invited

02:58 - 29.265 the jury to take Mr.

02:58 - 31.417 King statement and use it to

02:58 - 33.903 discredit my client statement,

02:58 - 35.488 which I think is, again,

02:58 - 36.572 a very important point,

02:58 - 38.328 because the prosecutor

02:58 - 40.509 here had to tie my client

02:58 - 42.377 with the co-defendants

02:58 - 44.613 beating in order to winemaker

02:58 - 45.372 a coconspirator with

02:58 - 46.348 respect to that beating

02:58 - 47.603 and also to prove

02:58 - 49.552 specific intent to kill.

02:58 - 51.436 And technically, that would

02:58 - 53.222 be a misconduct allegation and

02:58 - 54.790 not a Bruton violation.

02:58 - 57.186 It would be a press

02:58 - 58.594 misconduct allegation.

02:58 - 59.700 But certainly it goes in

02:58 - 00.830 terms of your question

02:59 - 02.631 regarding harmless error,

02:59 - 03.588 obviously, if you are

02:59 - 04.800 to find that there was a

02:59 - 06.240 Bruton violation here and

02:59 - 07.937 I think there is one indeed

02:59 - 10.090 it needs to then be

02:59 - 11.574 weighed and looked

02:59 - 13.247 examined in the context

02:59 - 14.910 of the entire record.

02:59 - 16.579 Is it harmless or not?

02:59 - 17.452 And in terms of how

02:59 - 18.581 that how the statement

02:59 - 19.559 was subsequently used

02:59 - 20.750 or played out at trial,

02:59 - 21.947 I think it absolutely is

02:59 - 23.219 something for the court

02:59 - 25.575 examine in terms of whether

02:59 - 28.190 my client's prejudiced by it.

02:59 - 30.726 Thank you.

02:59 - 33.261 Basically, like the

02:59 - 34.263 same conclusion.

02:59 - 36.208 Just, your honor, I think if

02:59 - 37.288 you look at the

02:59 - 38.667 statement itself,

02:59 - 41.073 it again implicates my client

02:59 - 43.305 in terms of use of the slipper.

02:59 - 44.845 It implicates her in the

02:59 - 46.442 phone call that precipitates the

02:59 - 47.843 co-defendants beating.

02:59 - 49.645 For that

02:59 - 50.697 reason, literally, they

02:59 - 51.680 were the only piece

02:59 - 52.648 of evidence at trial.

02:59 - 53.649 This could have been enough

02:59 - 54.683 to convict my client

02:59 - 55.951 without anything else.

02:59 - 57.055 We'll have to read

02:59 - 58.020 the trial transcripts,

02:59 - 59.221 and we will certainly do that.

02:59 - 00.790 Serious case.

03:00 - 01.590 That's just as Mt.

03:00 - 02.858 Muro, my old boss's favorite

03:00 - 03.586 saying, was Blessed

03:00 - 04.260 are the briefs.

03:00 - 05.094 So with

03:00 - 07.630 yield of my learned card.

03:00 - 08.364 Thank you.

03:00 - 11.300 Thank you very much, sir.

03:00 - 15.222 And how do you

03:00 - 16.772 pronounce your last name?

03:00 - 18.007 Chappy. Chappy.

03:00 - 25.648 Go ahead.

03:00 - 30.502 Good morning, Your

03:00 - 31.287 Honor, is Adrianne

03:00 - 31.996 Jaffe on behalf

03:00 - 32.922 of the Montgomery

03:00 - 33.954 County District

03:00 - 35.357 Attorney's Office.

03:00 - 36.725 This case doesn't present

03:00 - 38.227 a typical Bruin situation

03:00 - 39.366 where a non testifying

03:00 - 40.162 co-defendants

03:00 - 42.025 statement is redacted to delete

03:00 - 44.033 all references to the defendant

03:00 - 45.632 and replace with neutral

03:00 - 46.569 terms and phrases.

03:00 - 48.436 Lisa Smith's name does, in

03:00 - 50.105 fact, remain in the statement.

03:00 - 51.373 And this was after

03:00 - 53.558 we went to great lengths to

03:00 - 56.011 redact all references to her

03:00 - 56.952 in the statement

03:00 - 58.214 that identified her

03:00 - 59.606 as a perpetrator to the

03:00 - 01.083 crimes against Taseer.

03:01 - 02.999 All that remained in the

03:01 - 04.987 statement in terms of Lisa Smith

03:01 - 06.109 and her name were

03:01 - 08.123 references that rendered her

03:01 - 10.022 unidentifiable as a

03:01 - 12.228 perpetrator in this case.

03:01 - 13.857 In fact, we essentially

03:01 - 15.531 identified as a perpetrator.

03:01 - 16.616 We left in there

03:01 - 18.133 background information.

03:01 - 19.422 She was two years

03:01 - 21.303 mother, how we had to keep

03:01 - 23.230 that background stuff in there

03:01 - 25.374 to show how the codefendant Mr.

03:01 - 26.280 Keefe came into

03:01 - 27.576 contact with Tiger.

03:01 - 27.877 Well,

03:01 - 29.329 I suppose you could

03:01 - 31.113 have used other words

03:01 - 32.047 other than she

03:01 - 33.250 could have said the other

03:01 - 34.817 person or something like that.

03:01 - 36.773 Well, not necessarily in

03:01 - 38.654 this case, Your Honor, at this

03:01 - 39.879 we don't have a situation

03:01 - 41.090 here of several defendants

03:01 - 42.258 engaged in a robbery.

03:01 - 43.990 This is a child being

03:01 - 46.161 beaten, abused, tortured

03:01 - 47.623 and killed by the mother

03:01 - 49.231 and the other caretaker.

03:01 - 50.415 So it was kind of hard

03:01 - 51.634 to do that. And we did.

03:01 - 52.603 We needed to maintain

03:01 - 54.203 the integrity of the conviction.

03:01 - 55.892 So we took out all we took

03:01 - 57.673 out a couple dozen instances

03:01 - 59.041 in which Mr.

03:01 - 00.175 Keefe alleged

03:02 - 01.555 that she was partaking

03:02 - 03.212 in this abuse of Taseer.

03:02 - 04.661 And we just left in, for the

03:02 - 06.448 most part, innocuous references.

03:02 - 07.744 She was feeding Lisa

03:02 - 09.184 was feeding the kids.

03:02 - 10.288 Lisa was tending

03:02 - 11.387 to my grandmother

03:02 - 12.526 was giving her her medicine.

03:02 - 13.689 And things of that nature.

03:02 - 15.259 And the mere fact that

03:02 - 16.825 the statement identifies

03:02 - 18.583 someone who a defendant

03:02 - 19.587 doesn't identify

03:02 - 20.729 as a perpetrator

03:02 - 21.699 does not make

03:02 - 23.599 this a fruit violation.

03:02 - 24.721 Who else could it have

03:02 - 26.435 been in this particular context,

03:02 - 29.538 this particular case,

03:02 - 30.706 given that the grandmother

03:02 - 31.807 and great grandmother,

03:02 - 32.341 the 90 year

03:02 - 33.142 old great grandmother,

03:02 - 34.242 had been excluded by the

03:02 - 35.644 other part of the statement?

03:02 - 37.203 Who else could she

03:02 - 38.347 possibly have been?

03:02 - 39.787 And that's something

03:02 - 40.716 I want to clarify,

03:02 - 42.156 because my understanding

03:02 - 43.619 of the defense's brief

03:02 - 44.497 and his argument

03:02 - 45.788 here today is that we

03:02 - 47.324 redacted the statement to

03:02 - 48.791 change Lisa's name to she

03:02 - 50.281 to kind of imply it was

03:02 - 51.860 someone else, not her.

03:02 - 53.996 We did not redact any.

03:02 - 55.464 We did not change her name

03:02 - 56.617 to she at all, because

03:02 - 57.900 this is in a situation

03:02 - 59.661 where she is referencing

03:02 - 01.003 criminal conduct

03:03 - 02.139 that she was used

03:03 - 03.305 in the context of.

03:03 - 04.176 She gave my

03:03 - 05.407 grandmother medicine.

03:03 - 06.645 She fed the children.

03:03 - 07.609 She called me.

03:03 - 09.211 That's innocuous conduct.

03:03 - 10.746 That's not any criminal conduct.

03:03 - 11.719 That doesn't have

03:03 - 12.715 to be redacted.

03:03 - 13.902 And we did not redact

03:03 - 15.684 Lisa's name to make it shake.

03:03 - 16.919 I'm not suggesting that.

03:03 - 17.841 I guess what I meant

03:03 - 19.021 to ask you, counsel, is

03:03 - 21.023 given the

03:03 - 22.141 context in which this

03:03 - 23.659 was presented to the jury,

03:03 - 26.182 who else could the jury

03:03 - 28.931 possibly have surmised it was?

03:03 - 29.965 No one, Your Honor.

03:03 - 31.243 It's our understanding

03:03 - 32.134 we wanted it.

03:03 - 33.036 It was Lisa Smith.

03:03 - 34.003 We left it in there.

03:03 - 35.501 So the jury knew that Lisa

03:03 - 37.139 Smith was the other person

03:03 - 37.773 at the house.

03:03 - 39.399 Lisa Smith was Two years,

03:03 - 41.377 mother, but we only took out

03:03 - 42.918 the statements about

03:03 - 44.413 her that referenced her

03:03 - 46.115 as a perpetrator in the crime.

03:03 - 47.182 We didn't care.

03:03 - 48.487 It's not a violation of one

03:03 - 49.718 Sixth Amendment rights.

03:03 - 51.887 If someone stays in this room,

03:03 - 52.524 someone's name

03:03 - 53.789 remains in the statement.

03:03 - 55.090 Whether it's Lisa.

03:03 - 56.859 I don't want to interfere

03:03 - 58.319 with your final statement,

03:03 - 00.029 but my my question would be,

03:04 - 02.333 I understand that, and

03:04 - 03.899 that's well articulated.

03:04 - 05.434 But the fact remains

03:04 - 07.302 that if that statement

03:04 - 09.384 powerfully and and

03:04 - 11.840 directly implicates

03:04 - 16.812 the person, it's not acceptable.

03:04 - 19.214 And you've just shared with us

03:04 - 20.184 that the concept behind

03:04 - 21.050 the Commonwealth's

03:04 - 22.000 moving the statement

03:04 - 23.118 in of the codefendant

03:04 - 25.160 was because it powerfully

03:04 - 27.356 and directly implicated her.

03:04 - 29.307 So the question becomes

03:04 - 30.559 one of why should it

03:04 - 31.740 not be stricken just

03:04 - 33.362 for a violation of proof?

03:04 - 35.943 Because is only violated

03:04 - 37.466 when the statements

03:04 - 39.001 powerfully incriminate,

03:04 - 40.238 expressly incriminate

03:04 - 41.737 or facially incriminate

03:04 - 43.172 the defendant.

03:04 - 45.774 We took out all the

03:04 - 47.643 regarding she and Lisa Smith

03:04 - 49.084 that incriminated her in

03:04 - 50.913 any crimes against her left.

03:04 - 52.655 Her in with regard to

03:04 - 54.550 the non-criminal conduct

03:04 - 56.416 involving the same

03:04 - 58.387 parties who were seated

03:04 - 59.984 at the defense table.

03:04 - 01.123 Correct, Your Honor.

03:05 - 02.631 That she was the only

03:05 - 04.526 other person there that.

03:05 - 05.547 Right. That's

03:05 - 06.628 correct, Your Honor.

03:05 - 07.395 But there's no

03:05 - 08.630 implication in Keith

03:05 - 09.465 King's statement

03:05 - 11.009 as redacted, that anyone

03:05 - 12.901 other than the defendant or

03:05 - 14.324 other than the codefendant

03:05 - 15.354 Keith King committed

03:05 - 16.138 these crimes.

03:05 - 18.159 There's no indication that

03:05 - 20.075 Lisa Smith or she engaged

03:05 - 21.001 in any of this criminal

03:05 - 21.910 conduct. What about.

03:05 - 22.945 What about the statement?

03:05 - 23.877 I used my open hand

03:05 - 25.180 like two or three times.

03:05 - 26.301 Then I used a slipper

03:05 - 27.716 that she had been using,

03:05 - 29.987 and I use that to hit his

03:05 - 31.887 butt three or four times.

03:05 - 33.200 So like five or six

03:05 - 34.256 times all together

03:05 - 36.125 that she had been using.

03:05 - 36.992 Your Honor, that's

03:05 - 39.131 not an express implication

03:05 - 40.963 of criminal conduct.

03:05 - 42.798 The only way that becomes

03:05 - 44.099 incriminating is

03:05 - 45.096 when you look at it in

03:05 - 46.301 the context of the other

03:05 - 47.469 evidence at trial.

03:05 - 48.601 Most notably, Lisa

03:05 - 50.139 Smith's own statement,

03:05 - 51.607 where she expressed states in

03:05 - 52.529 no uncertain terms

03:05 - 53.475 that she smacked

03:05 - 54.848 Bashir with the flip flop

03:05 - 56.578 on the buttocks 6 to 7 times.

03:05 - 58.247 As the statement stands,

03:05 - 59.515 it doesn't say

03:05 - 00.215 when she was

03:06 - 01.241 using the flip flop, how

03:06 - 02.551 she was using the flip flop,

03:06 - 03.449 if she was even

03:06 - 04.653 using it on two year.

03:06 - 05.220 And for all

03:06 - 05.554 we know,

03:06 - 06.054 she was

03:06 - 07.055 when he said

03:06 - 08.169 using the flip flop, he meant

03:06 - 09.424 she was wearing the flip flop.

03:06 - 10.159 So we don't know.

03:06 - 11.327 That doesn't directly and

03:06 - 12.661 powerfully incriminate her

03:06 - 13.162 and that.

03:06 - 14.578 This is just let's

03:06 - 16.098 take a step back.

03:06 - 17.833 You have

03:06 - 20.456 in this case a confession

03:06 - 22.471 by this appellant

03:06 - 24.736 that is, in all likelihood,

03:06 - 26.141 in my view, going to

03:06 - 27.369 render any of this

03:06 - 28.710 harmless error. But

03:06 - 30.536 what we're focusing on right

03:06 - 32.648 now is, was there a violation?

03:06 - 34.779 And I shouldn't speak

03:06 - 36.451 for my colleagues,

03:06 - 37.586 but I would view

03:06 - 38.954 I think there's a strong

03:06 - 39.976 likelihood of harmless

03:06 - 41.256 error if there was error.

03:06 - 42.952 But we really need to

03:06 - 45.160 focus on this use of her,

03:06 - 47.363 the references to her in

03:06 - 49.531 the statement and the she.

03:06 - 51.014 And, you know, we're not

03:06 - 51.885 getting into jury

03:06 - 52.768 arguments here.

03:06 - 54.459 We're just discussing

03:06 - 56.538 this as a matter of law,

03:06 - 58.395 whether this reference,

03:06 - 00.242 the references to her

03:07 - 01.743 were proper under birth.

03:07 - 03.075 So if we could just

03:07 - 04.713 kind of focus on that

03:07 - 06.646 without actual

03:07 - 08.483 argument about it,

03:07 - 10.789 what we're trying to figure out

03:07 - 12.721 is the context which she was

03:07 - 14.571 placed and the references

03:07 - 16.892 to her whether they violated.

03:07 - 18.592 So that's that's

03:07 - 20.362 not not getting into

03:07 - 22.096 the fact that her confession

03:07 - 24.166 already revealed a lot of this.

03:07 - 25.862 And whether we get to the

03:07 - 27.269 harmless error argument,

03:07 - 29.538 it just that specific issue.

03:07 - 31.540 So could you just address. Sure.

03:07 - 32.317 And in addressing

03:07 - 33.675 that, it's important for me

03:07 - 35.104 to set forth the language in

03:07 - 36.712 that fruit and trilogy cases.

03:07 - 38.413 So Bruton doesn't

03:07 - 39.584 doesn't hold that any

03:07 - 41.116 time a defendant is named

03:07 - 42.556 in a statement, it's a violation

03:07 - 44.019 of one's confrontation rights.

03:07 - 46.245 Bruton states statements that,

03:07 - 48.156 quote, powerfully incriminate

03:07 - 49.865 or expressly incriminate

03:07 - 51.460 or facially incriminate

03:07 - 53.849 a defendant in criminal activity

03:07 - 55.831 violates the Sixth Amendment.

03:07 - 58.125 Now, Richardson, citing Bruton,

03:07 - 00.002 says the defendant is deprived

03:08 - 01.149 of his right to confront

03:08 - 02.271 witnesses and I quote

03:08 - 03.859 When his non testifying

03:08 - 05.340 co-defendants confession

03:08 - 07.644 naming him as a participant

03:08 - 09.711 in the crime is introduced

03:08 - 10.914 into evidence. And

03:08 - 12.547 lastly, honor is gray.

03:08 - 14.449 It describes Bruton as a rule

03:08 - 15.717 prohibiting the introduction

03:08 - 17.481 of a non testifying codefendant

03:08 - 18.754 statement that names

03:08 - 20.248 the defendant, quote,

03:08 - 21.623 as a perpetrator.

03:08 - 23.625 Counsel. Can I talk?

03:08 - 24.506 Yes, if you would.

03:08 - 25.460 For the transfer.

03:08 - 26.805 And by that backdrop,

03:08 - 28.497 if you look at the cases

03:08 - 30.622 from this court, Brown, Travers

03:08 - 32.634 and other cases that say to

03:08 - 33.935 and discuss Bruton,

03:08 - 35.718 they all say to Bruton as and

03:08 - 37.773 I quote directly and powerfully

03:08 - 39.939 implicating the defendant

03:08 - 42.044 in a crime and traverse.

03:08 - 43.445 This court made clear

03:08 - 45.178 that the Bruton violation was

03:08 - 47.115 not just because the defendant

03:08 - 48.506 was named in the statement,

03:08 - 50.285 but that the defendant was named

03:08 - 51.362 in an incriminating

03:08 - 52.921 fashion in the statement.

03:08 - 54.656 So all the references that

03:08 - 56.014 remain in the statement

03:08 - 57.693 in this case to Lisa Smith

03:08 - 01.644 or she are not incriminating

03:09 - 03.732 and only becomes

03:09 - 05.633 so when viewed with other

03:09 - 08.170 incompetency evidence at trial.

03:09 - 09.575 But that's not a

03:09 - 11.239 violation because that's

03:09 - 12.507 contextual implication.

03:09 - 13.834 And Richardson versus

03:09 - 15.377 Marsh expressly states

03:09 - 17.174 that that cannot be

03:09 - 18.780 a proven violation.

03:09 - 20.020 Let me follow up on.

03:09 - 21.083 Sorry, Your Honor.

03:09 - 22.345 So should this court

03:09 - 23.885 not take your argument

03:09 - 25.587 into consideration, coupled

03:09 - 27.527 by Bruton and its progeny,

03:09 - 29.791 Richardson and Gray, and say

03:09 - 32.178 from here on out in

03:09 - 34.096 Pennsylvania, if you intend to

03:09 - 35.768 introduce a statement

03:09 - 38.266 implicating your codefendant,

03:09 - 40.399 only those non

03:09 - 42.471 incriminating statements

03:09 - 45.107 as she handled my mother

03:09 - 47.998 are permitted and any

03:09 - 49.878 references are redacted

03:09 - 51.054 with regard any

03:09 - 52.848 potential criminal activity

03:09 - 55.393 that is not consistent with

03:09 - 57.652 Bruton and Richardson in Gray

03:09 - 01.223 such that you then argue

03:10 - 02.836 through other

03:10 - 04.826 admissible evidence

03:10 - 07.229 attempting to link the non

03:10 - 08.908 incriminating statements

03:10 - 10.399 to the codefendant.

03:10 - 12.602 In essence, instead of

03:10 - 16.037 using, she hit or she scored it.

03:10 - 18.224 We just blacking it out and

03:10 - 20.308 that's not read to the jury.

03:10 - 21.777 Why should we not follow that?

03:10 - 23.283 Because I'm finding if we're

03:10 - 24.813 going to follow your logic

03:10 - 27.150 of the Non-Contractual

03:10 - 29.851 statement, then I find it very

03:10 - 32.821 that from here on out,

03:10 - 35.056 we could follow the cases,

03:10 - 36.825 the direction of our own

03:10 - 38.355 case law and jurisprudence,

03:10 - 39.795 and that of the Supreme

03:10 - 41.660 to say, Hey, we will

03:10 - 43.331 allow Bruton codefendant

03:10 - 44.800 statements to come in, but

03:10 - 46.635 there'll be no more references

03:10 - 48.872 to who the codefendant is and

03:10 - 50.539 any alleged criminal conduct.

03:10 - 52.073 Therefore, in essence,

03:10 - 52.914 we're redacting

03:10 - 54.176 the entire sentence,

03:10 - 55.334 not just the name

03:10 - 56.545 of the perpetrator.

03:10 - 57.546 Does that make sense to you?

03:10 - 58.254 Your Honor, that's

03:10 - 59.347 what we did in this case.

03:10 - 00.547 We dozens of

03:11 - 03.084 sentences setting forth

03:11 - 04.128 criminal conduct

03:11 - 05.921 engaged in by Lisa Smith.

03:11 - 07.556 But I

03:11 - 09.082 maybe I'm missing something

03:11 - 10.859 here or there's a disconnect.

03:11 - 12.167 But we did, in fact,

03:11 - 13.829 take out all references

03:11 - 14.896 to criminal conduct.

03:11 - 15.922 And what remained in

03:11 - 17.232 there was all innocuous

03:11 - 19.650 references and there's

03:11 - 21.002 no caselaw from either

03:11 - 22.618 the United States Supreme

03:11 - 23.756 Court or this the

03:11 - 25.040 state courts here

03:11 - 27.063 that say you are not allowed

03:11 - 29.044 to leave a defendant's name

03:11 - 30.357 in a non testifying

03:11 - 31.980 co-defendants statement

03:11 - 34.019 if it's regarding innocuous

03:11 - 35.484 conduct or activity.

03:11 - 36.294 Okay, now we

03:11 - 37.385 can after this case.

03:11 - 38.720 Sure, your honor. Sure.

03:11 - 39.652 And as a follow up on

03:11 - 40.922 your question, Your Honor,

03:11 - 42.224 but I disagree

03:11 - 43.280 with the premise of it in

03:11 - 44.659 that we don't have any in cold

03:11 - 45.909 battery language regarding

03:11 - 47.329 she or Lisa Smith in there.

03:11 - 48.699 But you ask, how come why

03:11 - 49.242 don't we just

03:11 - 50.131 come up with a rule

03:11 - 51.333 to take all this stuff out?

03:11 - 52.486 Because when we do

03:11 - 54.569 redaction, we have to maintain

03:11 - 55.646 the narrative integrity

03:11 - 56.605 of the statements.

03:11 - 57.682 And I know, Your Honor,

03:11 - 58.940 Justice Kennedy, at the last

03:11 - 00.942 Justice Dockerty at the last

03:12 - 03.961 session of this court

03:12 - 05.247 when there was a threat,

03:12 - 06.604 when there was a proven

03:12 - 08.283 argument before the court,

03:12 - 09.681 you questioned some

03:12 - 11.052 of the attorneys about

03:12 - 13.675 significant redactions

03:12 - 14.756 and discussed

03:12 - 16.591 well and questioned well.

03:12 - 18.162 Isn't it manipulation, sometimes

03:12 - 19.461 perverse of manipulation

03:12 - 21.157 if you're just extracting so

03:12 - 22.931 much stuff from the statement?

03:12 - 24.137 So we have a fine line

03:12 - 25.700 that we have to draw here.

03:12 - 28.121 And we started with the

03:12 - 29.638 premise we just took out

03:12 - 30.777 little by little what

03:12 - 31.940 we needed to ensure

03:12 - 33.816 that the Sixth Amendment

03:12 - 35.168 rights were being

03:12 - 36.611 remained intact.

03:12 - 37.874 So we took out what we needed

03:12 - 39.381 to, and we went to great lengths

03:12 - 39.935 in this case to

03:12 - 40.815 redact the statement.

03:12 - 42.017 And then Judge

03:12 - 43.112 Furman, well, she did

03:12 - 44.653 some additional redactions.

03:12 - 45.483 So what might

03:12 - 46.855 not suffice, right?

03:12 - 48.323 Correct. It's not a panacea.

03:12 - 49.342 Sometimes it doesn't work and

03:12 - 50.492 you have to sever them, right?

03:12 - 51.493 Correct. Sometimes

03:12 - 52.727 we do have to separate.

03:12 - 53.595 But Ms..

03:12 - 54.987 Jaffe, Justice Donahue

03:12 - 56.531 has a question to ask.

03:12 - 57.467 A follow up to

03:12 - 58.800 Justice Daugherty's

03:12 - 00.802 thought process.

03:13 - 01.770 I believe

03:13 - 02.348 there, are two

03:13 - 03.204 statements in here

03:13 - 03.638 that didn't

03:13 - 05.278 have to be in this statement

03:13 - 06.942 that was read to the jury,

03:13 - 08.810 that would have gone the

03:13 - 10.412 statement would have done

03:13 - 12.180 its job as what?

03:13 - 15.183 KING The one involves

03:13 - 16.263 that he used the

03:13 - 18.119 slipper that he had used.

03:13 - 20.391 And the second is the one that

03:13 - 22.991 expressly her to the conspiracy,

03:13 - 24.443 which is she made the phone

03:13 - 25.669 call that precipitated

03:13 - 26.461 the beating.

03:13 - 27.790 Why did those statements

03:13 - 28.830 have to be in there

03:13 - 30.629 for the quote unquote,

03:13 - 32.500 integrity of the statement?

03:13 - 35.503 Well, it just

03:13 - 36.757 the one statement, the

03:13 - 37.644 statement which

03:13 - 38.840 she she called me.

03:13 - 40.456 And then when he came home,

03:13 - 42.277 he administered the beating.

03:13 - 43.214 There was in that

03:13 - 44.846 paragraph in that response,

03:13 - 46.527 there were several statements

03:13 - 47.882 saying she called me,

03:13 - 49.311 she asked me to come

03:13 - 51.052 home and beat to hear.

03:13 - 52.231 We took out the stuff

03:13 - 53.321 that the segments

03:13 - 54.301 that said she asked

03:13 - 55.357 me to beat to hear

03:13 - 59.361 we left it in because it doesn't

03:13 - 01.151 show any incriminating

03:14 - 02.731 conduct on her part.

03:14 - 03.840 It's she simply

03:14 - 05.166 calling the defendant.

03:14 - 06.706 And just to be clear, this

03:14 - 08.203 wasn't the only beating.

03:14 - 09.790 She didn't just call him and

03:14 - 11.573 he came home and beat Taseer.

03:14 - 13.023 Taseer was beaten to a

03:14 - 13.909 bloody pulp and

03:14 - 15.043 tortured all day.

03:14 - 16.811 His baby was mutilated.

03:14 - 17.779 There's no question

03:14 - 18.213 that it's

03:14 - 19.457 a horrible circumstance,

03:14 - 20.882 except we're dealing with

03:14 - 22.044 a very technical

03:14 - 23.451 legal issue here.

03:14 - 26.388 And the point is,

03:14 - 27.924 the suggestion that she

03:14 - 30.158 made the call that precipitated

03:14 - 31.940 the additional beating

03:14 - 34.562 that ties her to a conspiracy.

03:14 - 37.098 And my understanding is

03:14 - 38.015 your opposing counsel

03:14 - 38.867 is argument wise.

03:14 - 40.032 That's the only thing

03:14 - 41.670 in this case that did that.

03:14 - 43.364 And so to say and

03:14 - 44.873 then when I got home,

03:14 - 45.916 I beat him again,

03:14 - 47.175 would have gotten you

03:14 - 48.058 where you needed

03:14 - 49.077 to go with this.

03:14 - 50.245 And I think that was just

03:14 - 51.870 this Daugherty's point

03:14 - 54.115 in part about this notion of

03:14 - 57.986 sanitizing but not quite enough

03:14 - 59.199 to really get the

03:14 - 01.589 codefendant out of the picture.

03:15 - 02.490 All right.

03:15 - 03.791 Your Honor, if I'm

03:15 - 04.926 not mistaken, in Lisa

03:15 - 06.491 Smith's statement, she does

03:15 - 08.430 in fact mention that she called

03:15 - 10.511 the codefendant when

03:15 - 12.300 he was out at Aldi.

03:15 - 14.431 I'm not 100% sure of

03:15 - 16.037 that, but I believe, in

03:15 - 18.606 fact, did regardless

03:15 - 20.670 that statement

03:15 - 22.043 that she called him

03:15 - 24.361 and then he later on came home

03:15 - 26.781 and beat two year he was out.

03:15 - 27.351 He went out a

03:15 - 28.483 couple of times to Aldi

03:15 - 29.283 and when he would come

03:15 - 30.218 home, he'd be together.

03:15 - 31.395 So just because she called

03:15 - 32.195 him, that doesn't

03:15 - 33.054 necessarily mean

03:15 - 34.656 she was part of the conspiracy.

03:15 - 36.391 She was telling to call him.

03:15 - 37.679 So that's not a direct

03:15 - 39.227 and powerful implication

03:15 - 41.184 that is required in order

03:15 - 42.664 for there to be a fruit

03:15 - 43.565 in violation.

03:15 - 45.016 Of counsel on, you

03:15 - 46.735 know, to testimony.

03:15 - 49.771 June 18, 2019 Page 217

03:15 - 51.967 King stated On my way

03:15 - 53.575 to Aldi, she called me,

03:15 - 55.839 she she put me on speakerphone,

03:15 - 57.746 and I was telling to hear

03:15 - 58.880 that he would not have

03:15 - 59.468 he would have

03:15 - 00.448 been off punishment

03:16 - 02.884 if he had listened to his mom.

03:16 - 05.167 How does that not powerfully

03:16 - 07.555 and directly implicate her?

03:16 - 09.657 She is the mom.

03:16 - 10.720 That's the argument.

03:16 - 11.860 That's what's here.

03:16 - 13.661 I got it.

03:16 - 14.736 Look, candidly,

03:16 - 15.930 this was overkill.

03:16 - 17.449 I believe that on a review

03:16 - 18.933 of the record, that was

03:16 - 23.004 absolute, substantial evidence

03:16 - 23.844 that would have

03:16 - 25.106 proven a conviction.

03:16 - 26.145 But the introduction

03:16 - 27.208 of this statement,

03:16 - 29.010 we have to take it as it is.

03:16 - 29.849 And you guys have

03:16 - 30.912 to accept and argue

03:16 - 32.490 why your district attorney

03:16 - 34.215 insisted on such overkill.

03:16 - 36.117 Brings you to the Supreme Court

03:16 - 37.234 is the first question

03:16 - 38.052 I would have.

03:16 - 39.203 The second question I

03:16 - 40.822 have how does the reference

03:16 - 42.796 to the codefendant

03:16 - 44.425 or she as mom?

03:16 - 46.066 How does that not powerfully

03:16 - 47.495 and directly implicate

03:16 - 49.597 a Bruton violation?

03:16 - 50.602 Because the only

03:16 - 52.267 way it's implicating her

03:16 - 53.368 because at this point

03:16 - 54.160 we don't know

03:16 - 55.470 that she's involved

03:16 - 56.757 in the crimes against

03:16 - 58.439 Fisher or the conspiracy.

03:16 - 59.774 The only way we learn

03:16 - 01.034 that is through the other

03:17 - 02.777 incriminating evidence of trial.

03:17 - 04.266 Most importantly,

03:17 - 05.613 her own testimony.

03:17 - 07.549 So on the face of the statement,

03:17 - 08.549 while there might

03:17 - 09.751 be an implication,

03:17 - 11.540 there's no direct and

03:17 - 13.354 powerful incrimination by

03:17 - 14.956 by that statement.

03:17 - 17.025 If I posit.

03:17 - 20.228 But when you take that in in

03:17 - 21.930 when you take

03:17 - 23.937 it in context with page two,

03:17 - 25.967 18 to 19, where he says, I

03:17 - 26.830 then used a slippery

03:17 - 27.936 that she had been using

03:17 - 28.882 and I used it to hit his

03:17 - 29.971 butt three or four times.

03:17 - 31.239 So like five or six times

03:17 - 32.232 the guy when you're

03:17 - 34.042 taking it in the aggregate, it's

03:17 - 36.086 obvious that this is directly

03:17 - 38.012 and powerfully addressing

03:17 - 39.072 who the codefendant

03:17 - 40.381 is and the defendant.

03:17 - 42.217 You're failing in isolation.

03:17 - 44.018 You're holds water share

03:17 - 46.221 with me because you're able

03:17 - 47.989 ably to argue this.

03:17 - 48.690 Share with me

03:17 - 50.679 how I'm not to take it in the

03:17 - 52.760 aggregate took to understand

03:17 - 54.674 just by those comments alone

03:17 - 56.464 not any additional evidence.

03:17 - 59.007 Because based on the

03:17 - 01.169 face of the statement itself,

03:18 - 03.393 there's no direct implication

03:18 - 04.873 of criminal conduct.

03:18 - 05.931 It's only when you

03:18 - 07.141 look at her statement

03:18 - 08.373 wherein she says

03:18 - 09.711 she used the sandal

03:18 - 11.125 or the flip flop to straight

03:18 - 12.614 to G or six or seven times,

03:18 - 14.549 then you realize that she did

03:18 - 15.599 in fact partake in

03:18 - 17.085 this criminal activity.

03:18 - 18.599 And Richardson says

03:18 - 20.788 that's not a proven violation.

03:18 - 22.557 And in terms of the

03:18 - 27.228 the phone call this

03:18 - 31.065 I well.

03:18 - 32.175 Let me follow up on

03:18 - 33.368 Justice Daugherty.

03:18 - 34.695 And if I don't satisfy

03:18 - 36.471 Justice Parker, you're just

03:18 - 37.805 let will have more.

03:18 - 39.075 But you raise a

03:18 - 41.309 really interesting point

03:18 - 42.210 the law and I

03:18 - 43.626 frankly don't know the answer

03:18 - 45.213 and we'll have to go find out.

03:18 - 46.114 That's why good law

03:18 - 47.615 clerks are sitting behind you

03:18 - 51.279 if well, let's do

03:18 - 52.921 this concretely.

03:18 - 56.048 The statement that

03:18 - 58.593 he used her slipper

03:18 - 01.258 in and of itself not

03:19 - 02.830 a butin violation

03:19 - 04.850 but if the trial

03:19 - 06.968 transcript indicates

03:19 - 11.272 that she beat the child

03:19 - 12.684 with her slipper

03:19 - 13.975 or her flip flop, I'm

03:19 - 15.104 assuming that slipper flip

03:19 - 16.344 flop means the same thing.

03:19 - 17.278 Does indicate that?

03:19 - 18.637 Okay, so she beat the

03:19 - 20.281 child with the slipper.

03:19 - 23.251 Then you put in the statement

03:19 - 25.608 from the guy to codefendant

03:19 - 27.855 that he used her slipper.

03:19 - 30.658 It seems to me that that

03:19 - 33.561 in the real world

03:19 - 35.263 of context, from the

03:19 - 37.932 record, that it's pretty easy

03:19 - 39.923 for the jury to appreciate that

03:19 - 42.003 the slipper she beat the child

03:19 - 44.120 with is the slipper

03:19 - 46.374 that that he used.

03:19 - 48.445 And so in context, you have

03:19 - 51.079 you may have a prudent violation

03:19 - 52.823 if you use context, contextual

03:19 - 54.415 implication, if you will.

03:19 - 56.363 And are you saying you do

03:19 - 58.286 that you look at the statement

03:19 - 59.712 in isolation or to

03:19 - 01.322 make myself clear,

03:20 - 02.829 do you look at the statement

03:20 - 04.359 as part of a total record?

03:20 - 05.426 Yes, Your Honor.

03:20 - 06.120 You don't look at

03:20 - 07.128 the statement in terms

03:20 - 08.529 of the other evidence of guilt.

03:20 - 09.857 And I think you said, if

03:20 - 11.599 you look at it in the context

03:20 - 12.715 of the record, then you

03:20 - 14.002 clearly have a violation

03:20 - 15.370 and you don't have a brutal

03:20 - 16.234 violation, because

03:20 - 17.705 Richardson specifically says

03:20 - 20.008 if the only way you can,

03:20 - 21.053 you can determine that

03:20 - 22.410 this part in the statement

03:20 - 23.403 where it says he's

03:20 - 24.812 using the state or he's

03:20 - 25.907 hitting him with the flip

03:20 - 26.981 flop that she gave me,

03:20 - 28.116 if the only way

03:20 - 29.319 you can implicate she

03:20 - 30.952 in that statement is that.

03:20 - 32.816 He used the statement

03:20 - 34.655 that she had been using,

03:20 - 35.790 that was the language. Yes.

03:20 - 38.126 If you're use it if you if you

03:20 - 40.171 apply it with the

03:20 - 41.529 rest of the record.

03:20 - 42.455 Her incriminating

03:20 - 43.798 statement where she said

03:20 - 45.900 she used a flip flop to hit him,

03:20 - 47.300 but Richardson expressly says

03:20 - 48.870 you're not allowed to do that.

03:20 - 50.671 All right. Thank you.

03:20 - 51.339 Yeah.

03:20 - 52.618 In response to Justice

03:20 - 53.908 Daugherty a moment ago,

03:20 - 56.377 you appeared to minimize the

03:20 - 00.048 the use of the statement

03:21 - 02.283 in favor of the

03:21 - 04.638 of invoking her state

03:21 - 05.920 her own statement.

03:21 - 08.541 Isn't this belied by the

03:21 - 09.924 fact that the prosecutor

03:21 - 12.160 used the statement

03:21 - 13.668 in driving home the point in

03:21 - 15.363 closing argument to the jury?

03:21 - 16.990 Didn't the prosecutor

03:21 - 18.032 emphasize this,

03:21 - 19.699 underscoring the

03:21 - 21.102 Brewton violation?

03:21 - 23.704 Your Honor, I guess if.

03:21 - 24.441 I'm sorry to

03:21 - 25.640 interrupt you, just just

03:21 - 26.941 what I'm trying to say is

03:21 - 28.024 if it if it was correct,

03:21 - 29.177 as you said, of Justice

03:21 - 30.002 Daugherty, or as

03:21 - 31.112 I heard you to say,

03:21 - 32.114 that the statement

03:21 - 33.648 wasn't so much after all,

03:21 - 35.049 then why was it so much

03:21 - 36.307 the focus of the prosecutor's

03:21 - 37.151 closing argument?

03:21 - 37.819 Your Honor,

03:21 - 39.297 it wasn't so much the focus

03:21 - 40.855 of the closing argument in

03:21 - 42.115 in the in the first

03:21 - 44.092 assistant's closing argument,

03:21 - 45.727 he was talking about the

03:21 - 47.528 strikes, the flip flop that

03:21 - 50.039 that codefendant Keith struck,

03:21 - 52.166 the two or three or four times.

03:21 - 52.721 So he said and

03:21 - 53.868 that's with the flip flop.

03:21 - 54.790 And then another 2 to

03:21 - 55.870 3 times with the hand.

03:21 - 57.310 And then the prosecutor

03:21 - 58.773 stated, the defendant

03:21 - 00.347 in this case, Lisa Smith,

03:22 - 02.009 struck him 6 to 7 times.

03:22 - 03.634 And Each time the prosecutor

03:22 - 05.113 talked about the statements,

03:22 - 06.319 the prosecutor talked about

03:22 - 07.548 the individual statements

03:22 - 08.821 to not conflate them together

03:22 - 10.118 or anything of that nature,

03:22 - 11.879 that the prosecutor

03:22 - 13.588 was simply about the the

03:22 - 15.694 the severe nature

03:22 - 16.757 of the injuries

03:22 - 17.840 and was saying both

03:22 - 19.293 of these two defendants

03:22 - 19.874 are probably not

03:22 - 20.628 telling the truth,

03:22 - 21.422 because the testimony

03:22 - 22.163 from the forensic

03:22 - 23.228 pathologist says he was

03:22 - 24.599 beaten with a flip flopper,

03:22 - 25.619 beaten with something on

03:22 - 26.834 his buttocks so many times

03:22 - 27.702 that the tissue

03:22 - 29.542 became purple fied and toxins

03:22 - 31.405 leaked throughout his body.

03:22 - 33.307 So he was basically arguing.

03:22 - 34.384 So they're saying they hit

03:22 - 35.610 him five or six times each.

03:22 - 36.978 That's not true.

03:22 - 38.172 The pathologist said he

03:22 - 39.547 was hit dozens of times.

03:22 - 40.694 That was the context in

03:22 - 41.749 which that was brought.

03:22 - 42.594 There was no conflating

03:22 - 43.351 of the statements.

03:22 - 45.113 There was no no saying

03:22 - 47.221 that because saying that

03:22 - 48.681 Keith King said Lisa Smith

03:22 - 50.391 struck him with a statement.

03:22 - 51.897 The prosecutor, through

03:22 - 53.594 each defendant's statement

03:22 - 54.931 and said, Watch,

03:22 - 56.797 which defendant did.

03:22 - 58.533 Counsel Can I

03:22 - 59.700 I want to follow up on a point

03:22 - 01.157 that Justice Donahue

03:23 - 02.270 made earlier.

03:23 - 03.137 And I'm wondering,

03:23 - 04.705 does it

03:23 - 06.077 make sense to avoid

03:23 - 07.909 all these Bruton cases,

03:23 - 10.601 to have a standard

03:23 - 12.880 that says all statements

03:23 - 15.567 implicating a codefendant

03:23 - 17.818 that are not necessary

03:23 - 19.569 to maintain the

03:23 - 21.255 narrative integrity

03:23 - 24.014 of the confession

03:23 - 26.527 must be redacted.

03:23 - 27.659 I suppose that could

03:23 - 28.930 be a starting point.

03:23 - 30.264 However, it's

03:23 - 31.132 I would suggest

03:23 - 31.966 it should be a case

03:23 - 33.005 by case basis, and it

03:23 - 34.168 depends on the nature

03:23 - 35.350 of the circumstances in

03:23 - 36.971 this case and even this case,

03:23 - 39.011 we felt that it was necessary

03:23 - 40.841 to keep Lisa Smith in there

03:23 - 41.703 in the beginning

03:23 - 42.510 of the statement

03:23 - 43.672 to show the relationship

03:23 - 44.712 between the parties

03:23 - 46.175 and that they were that Tasha

03:23 - 47.682 was a dependent on both of them.

03:23 - 48.672 But then I guess

03:23 - 50.017 sometimes it's a gray area.

03:23 - 51.054 Is a certain statement

03:23 - 52.019 needed, is it not?

03:23 - 53.187 I think that would just end up

03:23 - 54.979 in additional litigation,

03:23 - 56.290 but perhaps that

03:23 - 58.227 that role can be segmented

03:23 - 59.727 into a case by case basis,

03:24 - 03.164 role based on the circumstances,

03:24 - 04.343 the nature and circumstances

03:24 - 05.333 of the various cases,

03:24 - 06.713 because it's

03:24 - 09.604 sometimes difficult to tell

03:24 - 12.222 at the outset prior to trial

03:24 - 13.507 whether or not something is

03:24 - 15.399 is innocuous enough, not

03:24 - 17.712 be incriminating in nature.

03:24 - 18.608 And I'm not talking

03:24 - 19.480 about. I understand.

03:24 - 20.564 I appreciate your answer.

03:24 - 21.716 I was going toward more.

03:24 - 24.218 Is it is instead of that

03:24 - 26.145 question, is it innocuous

03:24 - 27.955 enough that we can keep it in?

03:24 - 29.235 Should we adopt a

03:24 - 30.558 standard that simply says

03:24 - 33.127 if it's not necessary

03:24 - 34.587 for the narrative

03:24 - 37.198 integrity, it should be out?

03:24 - 39.233 I don't know if that's necessary

03:24 - 40.328 because I don't think you

03:24 - 41.535 have to look much further

03:24 - 42.824 than the Bruton trilogy of

03:24 - 44.438 cases, which is expressly says

03:24 - 45.540 if a statement

03:24 - 47.041 expressly implicates

03:24 - 48.913 or powerfully incriminates

03:24 - 50.778 and words of that nature.

03:24 - 53.021 So implicit in those rulings

03:24 - 54.949 is that if you have the name

03:24 - 56.284 of a defendant in a statement,

03:24 - 56.917 but it doesn't

03:24 - 58.448 powerfully incriminate her

03:24 - 00.121 or powerfully identify him

03:25 - 00.764 or her as a

03:25 - 02.323 perpetrator of the crime

03:25 - 03.057 that I would submit

03:25 - 04.124 just based on those

03:25 - 05.726 Supreme Court cases alone,

03:25 - 06.954 then that would

03:25 - 08.596 implicit in that would be

03:25 - 10.182 you could put in references

03:25 - 11.732 that do not identify her

03:25 - 12.755 as a participant.

03:25 - 14.168 Would it help at all?

03:25 - 15.982 Does it make any sense to

03:25 - 16.987 adopt a role which

03:25 - 18.005 playing what if?

03:25 - 19.506 Hear that said, never

03:25 - 21.175 use the co-defendants

03:25 - 22.200 name, always use

03:25 - 23.444 the other person.

03:25 - 24.540 Now, in this case, I

03:25 - 26.213 suspect that everybody would

03:25 - 28.342 that the other person

03:25 - 30.151 is mom who lived with

03:25 - 32.617 the other perpetrator and

03:25 - 34.121 was the mother of the child.

03:25 - 35.623 But it would sanitize it.

03:25 - 36.406 This would

03:25 - 38.326 nominally sanitize it.

03:25 - 39.507 Well, I don't particularly.

03:25 - 40.394 If you also added on.

03:25 - 41.375 Don't use the gender

03:25 - 42.530 reference, don't you?

03:25 - 43.831 I mean, we have so

03:25 - 45.366 many cases where the

03:25 - 46.798 we have under consideration

03:25 - 47.516 now that we have

03:25 - 48.336 not yet decided.

03:25 - 49.315 It was my friend

03:25 - 50.504 at the firehouse.

03:25 - 51.872 There are there

03:25 - 53.908 are uses that narrow

03:25 - 54.887 the other person

03:25 - 56.277 that you know you can

03:25 - 58.564 surmise who that other

03:25 - 00.047 person is by the use of a

03:26 - 01.286 more descriptive term,

03:26 - 02.516 where the other person

03:26 - 03.534 would seem to

03:26 - 05.686 seemingly always be safe.

03:26 - 06.287 I don't think that

03:26 - 07.694 would be helpful in this case

03:26 - 09.223 because that would kind of be

03:26 - 10.725 an artificial redaction.

03:26 - 11.592 And in the United States

03:26 - 12.429 Supreme Court in

03:26 - 13.928 Gray, they basically said,

03:26 - 14.737 you can't use an

03:26 - 15.930 artificial redaction.

03:26 - 16.895 Even this court has

03:26 - 17.832 said on occasion

03:26 - 20.034 when they've used the other guy,

03:26 - 21.144 for instance, in one case

03:26 - 22.503 Commonwealth versus Markman,

03:26 - 23.697 the other guy was used,

03:26 - 25.439 which generally is permissible.

03:26 - 26.720 But the way it was read to

03:26 - 28.242 the jury, it was it was dubbed

03:26 - 29.940 if you're through a video

03:26 - 31.779 recording or an audio recording,

03:26 - 32.446 and that's.

03:26 - 33.547 Better than the

03:26 - 35.116 redheaded guy with.

03:26 - 36.217 Sure. Yes.

03:26 - 37.507 But in this case, it

03:26 - 38.886 would be artificial

03:26 - 42.022 because it's the paramour here.

03:26 - 43.723 And obviously, he's talking

03:26 - 45.893 about his wife or his girlfriend

03:26 - 47.423 or fiancee or baby mama,

03:26 - 49.363 whatever the terminology is.

03:26 - 51.352 So that would be an artificial

03:26 - 52.867 redaction to use the other guy.

03:26 - 53.334 They would.

03:26 - 54.435 And but there didn't need

03:26 - 55.310 to be a redaction

03:26 - 56.470 in this case because

03:26 - 58.151 for the stuff that was left

03:26 - 59.407 in, because our position is

03:26 - 01.092 everything that's in

03:27 - 02.743 there is not incriminating.

03:27 - 03.888 Therefore we didn't need

03:27 - 05.346 to do any redaction further.

03:27 - 06.213 Well, it's

03:27 - 07.932 also been said that just

03:27 - 10.251 deleting is not the way to go.

03:27 - 11.685 I believe the.

03:27 - 12.119 Correct

03:27 - 13.232 if you just say delete

03:27 - 14.522 it or a blank not lying

03:27 - 15.125 because that again

03:27 - 15.956 is an artificial it's.

03:27 - 16.857 A sticky wicket.

03:27 - 17.485 But you know what?

03:27 - 18.492 We're going to work on it.

03:27 - 19.132 You just have one

03:27 - 20.027 quick question. Sure.

03:27 - 20.795 Your Honor.

03:27 - 22.700 Is your secondary argument

03:27 - 24.565 that this court were to find it,

03:27 - 25.659 that it's proven that

03:27 - 26.934 there is overwhelming,

03:27 - 27.741 compelling evidence

03:27 - 29.003 such that it's hard to say?

03:27 - 32.173 Yes, Your Honor, good answer.

03:27 - 33.054 And I said, of course,

03:27 - 34.041 in my brief in detail,

03:27 - 34.930 I just want to point

03:27 - 35.843 out, most notably,

03:27 - 37.640 the defendant's own statement,

03:27 - 39.280 wherein she sets forth in

03:27 - 40.747 great detail the atrocities

03:27 - 42.183 she committed on her son

03:27 - 43.634 on the day of the

03:27 - 45.052 murder. Thank you.

03:27 - 45.686 Thank you, your honor.

03:27 - 47.822 Thank you very much.

03:27 - 49.356 We'll stand in recess.

03:27 - 50.724 Tough facts.

03:27 - 22.022 Great argument.


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